Data / Form D filings / Apr 13
Form D filings, April 13, 2023: 122 companies raised $5.40 billion
122 operating companies filed a Form D on April 13, 2023, reporting $5.40 billion sold. Largest: HF Marketable Securities Pool, LLC ($997.5 million), SHORENSTEIN REALTY INVESTORS FOURTEEN-A, L.P. ($738.4 million), SHORENSTEIN REALTY INVESTORS FOURTEEN-B, L.P. ($738.4 million). The median filing is $2.3 million, and 155 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 122Form D filings
- $5.40 billionreported sold
- $2.3 millionmedian amount sold
- CAmost filings (19)
Most filings by state: CA 19, NY 10, TX 9, NC 9, MA 6. By industry: Other 36, Other Technology 30, Residential 10, Commercial 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| HF Marketable Securities Pool, LLC | Other | Knoxville | TN | $997,500,000 | Indefinite | 28 | Apr 13 | sec.gov |
| SHORENSTEIN REALTY INVESTORS FOURTEEN-A, L.P. (amended) | Commercial | San Francisco | CA | $738,444,444 | $1,000,000,000 | 13 | Apr 13 | sec.gov |
| SHORENSTEIN REALTY INVESTORS FOURTEEN-B, L.P. (amended) | Commercial | San Francisco | CA | $738,444,444 | $1,000,000,000 | 21 | Apr 13 | sec.gov |
| SHORENSTEIN REALTY INVESTORS FOURTEEN-C, L.P. (amended) | Commercial | San Francisco | CA | $738,444,444 | $1,000,000,000 | 11 | Apr 13 | sec.gov |
| HF Private Funds Pool, LLC | Other | Knoxville | TN | $720,000,000 | Indefinite | 45 | Apr 13 | sec.gov |
| HF Direct Investments Pool, LLC | Other | Knoxville | TN | $680,000,000 | Indefinite | 46 | Apr 13 | sec.gov |
| CQC Impact Investors LLC | Energy Conservation | Washington | DC | $150,000,000 | $250,000,000 | 1 | Apr 13 | sec.gov |
| Celestial AI Inc. | Other Technology | Santa Clara | CA | $95,849,987 | $95,849,987 | 14 | Apr 13 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $65,000,000 | $65,000,000 | 1 | Apr 13 | sec.gov |
| 10 Federal Self Storage Acquisition Co 4, LLC (amended) | Other Real Estate | Raleigh | NC | $31,665,000 | $100,000,000 | 177 | Apr 13 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $30,814,978 | $50,000,000 | 46 | Apr 13 | sec.gov |
| KCOF, LLC | Other | Akron | OH | $26,210,334 | $40,000,000 | 19 | Apr 13 | sec.gov |
| Tectus Corp | Other Technology | Saratoga | CA | $24,541,658 | $35,721,461 | 23 | Apr 13 | sec.gov |
| Now Media Topco, LLC | Other | Boston | MA | $20,000,000 | $20,000,000 | 4 | Apr 13 | sec.gov |
| Vytelle Holdings Inc. | Other | Lenexa | KS | $20,000,000 | $20,000,000 | 15 | Apr 13 | sec.gov |
| Point Olema Capital Partners, L.P. (amended) | Other Banking and Financial Services | San Francisco | CA | $17,710,000 | Indefinite | 31 | Apr 13 | sec.gov |
| VoltServer Inc. | Other Technology | East Greenwich | RI | $17,578,019 | $20,000,000 | 18 | Apr 13 | sec.gov |
| MR 7C, LLC | Other Banking and Financial Services | Lubbock | TX | $16,975,000 | $20,000,000 | 43 | Apr 13 | sec.gov |
| Green Street Impact Fund I, L.P. | Other | Austin | TX | $15,200,000 | $100,000,000 | 10 | Apr 13 | sec.gov |
| Captura Corp. (amended) | Other Technology | Pasadena | CA | $13,554,640 | $13,554,640 | 19 | Apr 13 | sec.gov |
| Decimal Technologies Inc. (amended) | Other Banking and Financial Services | Middletown | DE | $11,499,985 | $11,499,985 | 8 | Apr 13 | sec.gov |
| Delilah Miami, LLC (amended) | Restaurants | West Hollywood | CA | $11,200,000 | $18,000,000 | 6 | Apr 13 | sec.gov |
| LSC-Vancouver WA, DST (amended) | Residential | Radnor | PA | $10,723,419 | $29,520,000 | 25 | Apr 13 | sec.gov |
| ClinOne, Inc. | Other | Needham | MA | $10,505,178 | $12,377,908 | 43 | Apr 13 | sec.gov |
| Credit Union 1 (amended) | Other Banking and Financial Services | Lombard | IL | $10,500,000 | $30,000,000 | 3 | Apr 13 | sec.gov |
| EvolvedMD, Inc. | Other Health Care | Scottsdale | AZ | $9,999,998 | $9,999,998 | 4 | Apr 13 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $9,761,905 | $9,761,905 | 10 | Apr 13 | sec.gov |
| Upkara Inc. | Biotechnology | Ann Arbor | MI | $9,150,001 | $12,150,000 | 8 | Apr 13 | sec.gov |
| Madison Station, LLC | Residential | Gilbert | AZ | $8,900,000 | $12,700,000 | 23 | Apr 13 | sec.gov |
| iotaMotion, Inc. | Other Health Care | Iowa City | IA | $8,509,999 | $15,000,000 | 56 | Apr 13 | sec.gov |
| Eden GeoPower Inc. | Other Energy | Somerville | MA | $7,749,971 | $11,941,901 | 9 | Apr 13 | sec.gov |
| Carbon Insurance Inc. | Other Technology | Park City | UT | $7,000,000 | $7,000,000 | 27 | Apr 13 | sec.gov |
| Panasol USA Holdings, LLC | Residential | Las Vegas | NV | $6,260,000 | $14,155,000 | 4 | Apr 13 | sec.gov |
| INTRINSIC THERAPEUTICS INC | Other Health Care | Woburn | MA | $5,914,800 | $7,500,000 | 9 | Apr 13 | sec.gov |
| CHALK HILL CELINA LLC (amended) | Residential | Plano | TX | $5,826,000 | $20,000,000 | 64 | Apr 13 | sec.gov |
| JVM Realty Apartment Fund 9, LLC (amended) | Other Real Estate | Oak Brook | IL | $5,459,400 | $75,000,000 | 52 | Apr 13 | sec.gov |
| NEUROPRO THERAPEUTICS, INC. | Biotechnology | Yachats | OR | $5,092,696 | $5,092,696 | 2 | Apr 13 | sec.gov |
| GENEOS Therapeutics, Inc. | Biotechnology | Plymouth Meeting | PA | $4,999,998 | $9,999,996 | 1 | Apr 13 | sec.gov |
| Manatee, Inc. | Other | Altadena | CA | $4,951,659 | $4,951,659 | 14 | Apr 13 | sec.gov |
| MD INVESTMENT LLC | Business Services | San Francisco | CA | $4,847,850 | $5,807,700 | 115 | Apr 13 | sec.gov |
| LCP Hollywood Debt Investors LLC | Commercial | White Plains | NY | $4,260,000 | $4,260,000 | 21 | Apr 13 | sec.gov |
| Key Metals Corp. | Other | Key Biscayne | FL | $4,241,100 | $4,241,100 | 57 | Apr 13 | sec.gov |
| Addex Therapeutics Ltd. | Biotechnology | Geneva | $3,733,334 | $3,733,334 | 1 | Apr 13 | sec.gov | |
| Acme Flip, Inc. | Other | Austin | TX | $3,600,000 | $4,000,000 | 5 | Apr 13 | sec.gov |
| Pollen Pathways Inc. | Other Technology | New York | NY | $3,477,497 | $4,177,496 | 16 | Apr 13 | sec.gov |
| STOUT EQUITY FUND GD LLC | Residential | Staten Island | NY | $3,400,000 | $3,400,000 | 26 | Apr 13 | sec.gov |
| Ottonomy, Inc. (amended) | Other Technology | Santa Monica | CA | $3,399,996 | $4,734,998 | 27 | Apr 13 | sec.gov |
| Mount Lincoln Peak LLC | Other Real Estate | Denver | CO | $3,325,000 | $3,630,000 | 7 | Apr 13 | sec.gov |
| Quallis Brands, Inc. | Other | Newark | NY | $3,249,902 | $3,249,902 | 5 | Apr 13 | sec.gov |
| Captuure Inc. | Other | Winter Garden | FL | $3,088,913 | $5,000,000 | 22 | Apr 13 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $3,000,000 | $3,000,000 | 2 | Apr 13 | sec.gov |
| AfterSchool HQ Inc. | Other Technology | Fishers | IN | $2,464,998 | $3,000,000 | 9 | Apr 13 | sec.gov |
| LCP Winston Salem FF LLC | Commercial | White Plains | NY | $2,412,000 | $2,412,000 | 29 | Apr 13 | sec.gov |
| SAIL FUSION, LLC | Other Technology | Del Mar | CA | $2,335,000 | $3,000,000 | 18 | Apr 13 | sec.gov |
| TNG 99AP, LP | Commercial | San Diego | CA | $2,230,000 | $2,500,000 | 14 | Apr 13 | sec.gov |
| Augment Therapy Inc. | Other | Chagrin Falls | OH | $2,029,000 | $5,000,000 | 7 | Apr 13 | sec.gov |
| Found Energy Co (amended) | Other Energy | Boston | MA | $1,947,716 | $2,500,000 | 17 | Apr 13 | sec.gov |
| Western Wealth Capital LXXV US Investor, LP (amended) | Residential | Phoenix | AZ | $1,892,176 | $2,932,054 | 165 | Apr 13 | sec.gov |
| HC Blue Bear LLC | Other | Suwanee | GA | $1,850,000 | $1,850,000 | 16 | Apr 13 | sec.gov |
| Palmer Reynoldsburg Partner, LLC | Residential | Dayton | NJ | $1,700,000 | $1,800,000 | 30 | Apr 13 | sec.gov |
| PCF Holdco, LLC | Insurance | Lehi | UT | $1,515,112 | $1,515,112 | 21 | Apr 13 | sec.gov |
| SEQL Inc. | Other Technology | Richmond | VA | $1,466,412 | $2,000,000 | 21 | Apr 13 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $1,455,000 | $1,455,000 | 2 | Apr 13 | sec.gov |
| Starton Therapeutics Inc. | Biotechnology | Paramus | NJ | $1,443,520 | $1,443,520 | 7 | Apr 13 | sec.gov |
| Stone Way Eateries, LLC | Other | Seattle | WA | $1,400,000 | $3,000,000 | 11 | Apr 13 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $1,400,000 | $1,400,000 | 1 | Apr 13 | sec.gov |
| Ember Fund, Inc. | Other Banking and Financial Services | Los Angeles | CA | $1,345,001 | $1,345,001 | 106 | Apr 13 | sec.gov |
| Centennial State Equity, LLC | Residential | Saline | MI | $1,150,000 | $1,500,000 | 11 | Apr 13 | sec.gov |
| Persimmon.Life Inc. | Other Technology | Healdsburg | CA | $1,000,000 | $1,000,000 | 1 | Apr 13 | sec.gov |
| Emerald Intelligence, LLC | Other Technology | Bethesda | MD | $1,000,000 | $1,500,000 | 1 | Apr 13 | sec.gov |
| Censys Technologies Corp | Other Technology | Daytona Beach | FL | $1,000,000 | $9,000,000 | 1 | Apr 13 | sec.gov |
| Slalom, Inc. | Other | Seattle | WA | $995,000 | $995,000 | 61 | Apr 13 | sec.gov |
| HAP Commonwealth Investors, LLC | Other Real Estate | Morristown | NJ | $980,000 | $980,000 | 7 | Apr 13 | sec.gov |
| HAP Orlando Investors, LLC | Other Real Estate | Morristown | NJ | $970,000 | $970,000 | 7 | Apr 13 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $930,000 | $930,000 | 1 | Apr 13 | sec.gov |
| Tanbark Molded Fiber Products, Inc. | Manufacturing | Portland | ME | $910,271 | $1,000,000 | 25 | Apr 13 | sec.gov |
| Liquid Stock II GP, LLC | Investing | San Rafael | CA | $750,000 | Indefinite | 0 | Apr 13 | sec.gov |
| LuckyTruck, Inc. | Insurance | Cincinnati | OH | $750,000 | $1,250,000 | 1 | Apr 13 | sec.gov |
| Toolbelt, Inc. (amended) | Other Technology | Vancouver | WA | $720,000 | $1,500,000 | 17 | Apr 13 | sec.gov |
| Riderr Inc | Other Technology | Lewes | DE | $700,000 | $900,000 | 3 | Apr 13 | sec.gov |
| 9633 W. Ferris Branch Investors, LLC | Residential | Dallas | TX | $630,000 | $1,000,000 | 6 | Apr 13 | sec.gov |
| Buy It Mobility Networks Inc. | Other | Roswell | GA | $600,000 | $600,000 | 23 | Apr 13 | sec.gov |
| ADURO CLEAN TECHNOLOGIES INC. | Other Technology | Sarnia | $518,669 | $518,669 | 15 | Apr 13 | sec.gov | |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $464,268 | $464,268 | 1 | Apr 13 | sec.gov |
| Consumer Retail Tech Solutions Corp. (amended) | Other | Monroe Township | NJ | $395,000 | $395,000 | 7 | Apr 13 | sec.gov |
| Motherly, Inc. | Other | Park City | UT | $366,859 | $500,000 | 21 | Apr 13 | sec.gov |
| ZoomInfo Technologies Inc. | Other Technology | Vancouver | WA | $283,500 | Indefinite | 1 | Apr 13 | sec.gov |
| CLC WFH Management Inc. | Other | New York | NY | $280,000 | $280,000 | 2 | Apr 13 | sec.gov |
| SABACC LLC | Other | Palos Verdes Estates | CA | $250,000 | $250,000 | 5 | Apr 13 | sec.gov |
| NKore Biotherapeutics, LLC | Biotechnology | Germantown | TN | $250,000 | $3,000,000 | 2 | Apr 13 | sec.gov |
| Swag Promo LLC | Retailing | Atlanta | GA | $250,000 | $250,000 | 1 | Apr 13 | sec.gov |
| Yalla Capital, LLC | Other | Denver | CO | $250,000 | $250,000 | 6 | Apr 13 | sec.gov |
| Txtsmarter, LLC | Other Technology | Sebastopol | CA | $250,000 | $3,000,000 | 4 | Apr 13 | sec.gov |
| Ladris Technologies, Inc. | Other Technology | Nevada City | CA | $250,000 | $250,000 | 1 | Apr 13 | sec.gov |
| Daze Between New Orleans, LLC | Other | Denver | CO | $200,000 | $600,000 | 2 | Apr 13 | sec.gov |
| Chomp Chocolate Corp | Retailing | Salem | OR | $200,000 | $200,000 | 1 | Apr 13 | sec.gov |
| Aerovec Inc. | Other Energy | Eden | NY | $178,000 | $1,200,000 | 7 | Apr 13 | sec.gov |
| S440 Ventures, LLC | Other | Austin | TX | $150,000 | $375,000 | 2 | Apr 13 | sec.gov |
| S440 Holding Inc | Other | Dover | DE | $150,000 | $375,000 | 2 | Apr 13 | sec.gov |
| Momentix Capital Corp | Other | North Vancouver | $120,000 | $120,000 | 2 | Apr 13 | sec.gov | |
| Standard Broadcast LLC | Other | Denver | CO | $115,000 | $1,800,000 | 2 | Apr 13 | sec.gov |
| Verdant Orchards LLC | Agriculture | Austin | TX | $100,000 | $5,000,000 | 1 | Apr 13 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $59,614 | $59,614 | 8 | Apr 13 | sec.gov |
| FCGVR, LLC | Restaurants | Denver | CO | $50,000 | $900,000 | 1 | Apr 13 | sec.gov |
| Bear Cub Productions LLC | Other | Westhampton | MA | $30,000 | $30,000 | 1 | Apr 13 | sec.gov |
| Syrena LLC | Other | Atlanta | GA | $30,000 | $30,000 | 1 | Apr 13 | sec.gov |
| ONE NANOSCIENCE, INC. | Manufacturing | Las Vegas | NV | $25,000 | $1,500,000 | 1 | Apr 13 | sec.gov |
| TMTP Labs, Inc. | Other Technology | New Orleans | LA | $12,500 | $453,000 | 39 | Apr 13 | sec.gov |
| Glenwood Lake Towns, LLC | Other | Saint Petersburg | FL | $0 | $3,000,000 | 0 | Apr 13 | sec.gov |
| AlgoRE Fund I LP | Other Real Estate | Nashville | TN | $0 | $10,000,000 | 0 | Apr 13 | sec.gov |
| Ethos Deal Partners LLC | Residential | Sheridan | WY | $0 | $4,000,000 | 0 | Apr 13 | sec.gov |
| ACX IV Properties LLC | Commercial | Long Island City | NY | $0 | $3,900,000 | 0 | Apr 13 | sec.gov |
| Cedars Apt 315 LLC | Commercial | Plano | TX | $0 | $2,200,000 | 0 | Apr 13 | sec.gov |
| Transparent Musical, Ltd Liability Co | Other | New York | NY | $0 | $3,500,000 | 0 | Apr 13 | sec.gov |
| HSS Phase 1 LLC | Commercial | Hartford | MI | $0 | $225,000 | 0 | Apr 13 | sec.gov |
| Emerald Intelligence, LLC | Other Technology | Bethesda | MD | $0 | Indefinite | 1 | Apr 13 | sec.gov |
| Earth X Energy Corp | Other | Atlanta | GA | $0 | $5,000,000 | 0 | Apr 13 | sec.gov |
| HAG Holding Ltd (amended) | Other Technology | Singapore | $0 | $500,000,000 | 0 | Apr 13 | sec.gov | |
| PerkinElmer Topco, L.P. | Other | Shelton | CT | $0 | Indefinite | 0 | Apr 13 | sec.gov |
| GLOBAL DOT LOGISTICS, INC | Other | New York | NY | $0 | $10,000,000 | 0 | Apr 13 | sec.gov |
| Legacy Trail Surgery Center, LLC | Other Health Care | Plano | TX | $0 | $997,107 | 0 | Apr 13 | sec.gov |
| Lost River Mining, Inc. | Other | Juneau | AK | $0 | $20,000,000 | 0 | Apr 13 | sec.gov |
April 14, 2023 · April 12, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.