Data / Form D filings / Apr 14
Form D filings, April 14, 2023: 115 companies raised $1.35 billion
115 operating companies filed a Form D on April 14, 2023, reporting $1.35 billion sold. Largest: United Digestive Holdings, LLC ($323.3 million), BentallGreenOak US Parallel IV-F, LP ($150 million), Penso Fund Platform SPC- Segregated Portfolio NCA #14 ($105 million). The median filing is $1.8 million, and 231 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 115Form D filings
- $1.35 billionreported sold
- $1.8 millionmedian amount sold
- NYmost filings (19)
Most filings by state: NY 19, TX 16, CA 15, FL 11, WA 7. By industry: Other 26, Other Technology 17, Other Real Estate 13, Biotechnology 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| United Digestive Holdings, LLC | Other Health Care | Atlanta | GA | $323,302,000 | Indefinite | 105 | Apr 14 | sec.gov |
| BentallGreenOak US Parallel IV-F, LP | Other Real Estate | New York | NY | $150,000,000 | Indefinite | 3 | Apr 14 | sec.gov |
| Penso Fund Platform SPC- Segregated Portfolio NCA #14 (amended) | Investing | New York | NY | $104,950,000 | Indefinite | 6 | Apr 14 | sec.gov |
| Alera Group Ultimate Holdings, LLC | Other | Deerfield | IL | $100,000,000 | $100,000,000 | 137 | Apr 14 | sec.gov |
| Gravie, Inc. | Health Insurance | Minneapolis | MN | $99,999,990 | $99,999,990 | 4 | Apr 14 | sec.gov |
| Caliber Hospitality, LP | Other Real Estate | Scottsdale | AZ | $83,661,018 | Indefinite | 4 | Apr 14 | sec.gov |
| Pie Management Holdco, LLC (amended) | Other | New York | NY | $62,494,289 | Indefinite | 45 | Apr 14 | sec.gov |
| WW INTERNATIONAL, INC. | Other | New York | NY | $34,178,255 | $34,702,132 | 34 | Apr 14 | sec.gov |
| 98point6 Technologies Inc. | Other Technology | Seattle | WA | $30,720,000 | $40,000,000 | 8 | Apr 14 | sec.gov |
| Therini Bio, Inc. | Biotechnology | Sacramento | CA | $26,619,532 | $54,617,530 | 8 | Apr 14 | sec.gov |
| Appex Group, Inc. | Other Technology | Boston | MA | $26,491,898 | $26,491,898 | 79 | Apr 14 | sec.gov |
| THREAD BANCORP, INC. | Commercial Banking | Brentwood | TN | $25,176,328 | $25,176,328 | 83 | Apr 14 | sec.gov |
| Hollencrest Bayview Partners, L.P. (amended) | Investing | Newport Beach | CA | $21,235,000 | Indefinite | 11 | Apr 14 | sec.gov |
| CHARM Therapeutics Inc. | Other | London | $20,045,588 | $20,045,588 | 2 | Apr 14 | sec.gov | |
| International Battery Company, Inc. (amended) | Other Energy | Sunnyvale | CA | $16,299,965 | $16,300,000 | 0 | Apr 14 | sec.gov |
| Andina Performex Series of Copperstone Multi-Series IDF, LP (amended) | Insurance | Rancho Santa Fe | CA | $15,912,266 | Indefinite | 1 | Apr 14 | sec.gov |
| Orange Holding Co LLC | Other | Foster City | CA | $15,395,992 | $15,395,992 | 11 | Apr 14 | sec.gov |
| Green Street Impact Fund I - A, L.P. | Other | Austin | TX | $15,200,000 | $100,000,000 | 4 | Apr 14 | sec.gov |
| OUROTECH, INC.- PEAR BIO | Biotechnology | London | $14,151,725 | $16,135,194 | 12 | Apr 14 | sec.gov | |
| Inshur Holding Corp. | Other | New York | NY | $13,099,934 | $14,999,942 | 8 | Apr 14 | sec.gov |
| CoastalSouth Bancshares, Inc. | Commercial Banking | Hilton Head Island | SC | $8,859,280 | $8,859,280 | 22 | Apr 14 | sec.gov |
| Rebuilt Holdings, Inc. | Other Real Estate | Nashville | TN | $8,000,000 | $8,000,000 | 3 | Apr 14 | sec.gov |
| GoodShip Inc. | Other Technology | Nashville | TN | $7,399,992 | $7,399,992 | 26 | Apr 14 | sec.gov |
| PG Riverton Parcel E, LLC | Residential | Rochester | NY | $7,250,000 | $7,250,000 | 10 | Apr 14 | sec.gov |
| Third Summit Corp | Other Technology | Boca Raton | FL | $7,092,636 | $11,472,636 | 30 | Apr 14 | sec.gov |
| Sprout2 Inc. | Pharmaceuticals | Raleigh | NC | $7,064,364 | $10,000,000 | 43 | Apr 14 | sec.gov |
| Biostage, Inc. | Biotechnology | Holliston | MA | $6,005,800 | $6,005,800 | 14 | Apr 14 | sec.gov |
| Iron Bancshares, Inc. (amended) | Commercial Banking | Salisbury | CT | $5,993,250 | $6,000,000 | 21 | Apr 14 | sec.gov |
| 125 Via Vizcaya LLC | Construction | Palm Beach | FL | $5,800,000 | $6,000,000 | 34 | Apr 14 | sec.gov |
| GMI-Yonkers, LP (amended) | Other Real Estate | Westlake | TX | $5,120,786 | $12,433,358 | 47 | Apr 14 | sec.gov |
| Green Tree Trucking Investments, LLC | Other | Vero Beach | FL | $4,565,000 | $5,000,000 | 29 | Apr 14 | sec.gov |
| 120-150 MCNAMARA FUNDING L.P. | Other Real Estate | Woodmere | NY | $4,500,000 | $4,500,000 | 9 | Apr 14 | sec.gov |
| Greenfly, Inc. (amended) | Other Technology | Santa Monica | CA | $4,496,946 | $5,000,000 | 5 | Apr 14 | sec.gov |
| RCP Dallas Creekside Apts, LLC | Other Real Estate | Dallas | TX | $4,322,300 | $7,500,000 | 101 | Apr 14 | sec.gov |
| PG Pines at Wake Forest, LLC | Residential | Rochester | NY | $4,075,000 | $9,500,000 | 7 | Apr 14 | sec.gov |
| Craxel, Inc. (amended) | Other Technology | Fairfax | VA | $3,800,000 | $5,000,000 | 8 | Apr 14 | sec.gov |
| Eliot Street, Inc. | Other | Denver | CO | $3,425,000 | $5,000,000 | 15 | Apr 14 | sec.gov |
| Episteme Prognostics, Inc. | Biotechnology | New York | NY | $3,136,041 | $3,701,047 | 14 | Apr 14 | sec.gov |
| Spoke Sciences, Inc. | Retailing | Bainbridge Island | WA | $2,914,398 | $5,000,000 | 10 | Apr 14 | sec.gov |
| LNRZ Inc. | Other Technology | Vancouver | WA | $2,324,999 | $2,749,999 | 5 | Apr 14 | sec.gov |
| 543 Flushing Funding L.P. | Other Real Estate | Woodmere | NY | $2,200,000 | $2,200,000 | 34 | Apr 14 | sec.gov |
| Quavo, Inc. | Other Technology | Delray Beach | FL | $2,000,000 | $2,000,000 | 3 | Apr 14 | sec.gov |
| 3261 3rd Avenue Funding L.P. | Other Real Estate | Woodmere | NY | $2,000,000 | $2,000,000 | 13 | Apr 14 | sec.gov |
| NovaDerm Aid Fund Alpha, L.L.C. | Biotechnology | Dallas | TX | $1,995,000 | $1,995,000 | 9 | Apr 14 | sec.gov |
| ForMotiv Inc. (amended) | Other Technology | Bryn Wawr | PA | $1,950,438 | $2,000,001 | 13 | Apr 14 | sec.gov |
| Strike Photonics Inc. | Other Technology | Allen | TX | $1,750,000 | $20,000,000 | 5 | Apr 14 | sec.gov |
| Silverhawk Aviation, Inc. | Other Travel | Lincoln | NE | $1,750,000 | $12,000,000 | 2 | Apr 14 | sec.gov |
| Aquor Water Systems, Inc. | Other | Port Townsend | WA | $1,677,837 | $2,177,837 | 8 | Apr 14 | sec.gov |
| 4th Avenue Project, LLC | Commercial | Spokane | WA | $1,655,000 | $1,655,000 | 20 | Apr 14 | sec.gov |
| On Fire LLC | Other | Seattle | WA | $1,650,000 | $1,650,000 | 13 | Apr 14 | sec.gov |
| Western Wealth Capital LXXVI US Investor, LP (amended) | Residential | Phoenix | AZ | $1,495,011 | $2,259,442 | 193 | Apr 14 | sec.gov |
| CIG WVA Owners LLC | Commercial | Norfolk | VA | $1,400,000 | $1,400,000 | 2 | Apr 14 | sec.gov |
| GeoWealth, LLC | Investing | Chicago | IL | $1,362,992 | $1,500,000 | 1 | Apr 14 | sec.gov |
| 1395 Bristow Funding L.P. | Other Real Estate | Woodmere | NY | $1,300,000 | $1,300,000 | 11 | Apr 14 | sec.gov |
| LEAP Charities, Inc. (amended) | Residential | Boise | ID | $1,279,000 | $10,000,000 | 8 | Apr 14 | sec.gov |
| NSF Duck 2, LLC | Other | Radnor | PA | $1,250,000 | $4,000,000 | 3 | Apr 14 | sec.gov |
| Deep Cognition, Inc. | Other Technology | Farmers Branch | TX | $1,250,000 | $1,250,000 | 14 | Apr 14 | sec.gov |
| JSB Glenwood Member LLC | Other Real Estate | Baltimore | MD | $1,000,000 | Indefinite | 8 | Apr 14 | sec.gov |
| PLAEX Building Systems Inc. | Other Technology | Hampstead | $1,000,000 | $1,000,000 | 1 | Apr 14 | sec.gov | |
| 70 Main Funding L.P. | Other Real Estate | Woodmere | NY | $1,000,000 | $1,000,000 | 5 | Apr 14 | sec.gov |
| United SCOOP #3, LP | Oil and Gas | Roanoke | TX | $987,500 | $987,500 | 23 | Apr 14 | sec.gov |
| HH STUDENT HOUSING FOF I, LLC | Commercial | Silver Spring | MD | $910,000 | $3,000,000 | 5 | Apr 14 | sec.gov |
| SCM SPV XVIII, LLC | Other | Tampa | FL | $901,000 | $1,001,000 | 1 | Apr 14 | sec.gov |
| Indigo Food Labs, LLC | Restaurants | Chicago | IL | $831,379 | $2,000,000 | 9 | Apr 14 | sec.gov |
| Broadway Self Storage, LLC | Commercial | Glenside | PA | $750,000 | $850,000 | 1 | Apr 14 | sec.gov |
| Hahparking, Inc. | Other | Charleston | SC | $741,966 | $1,000,000 | 7 | Apr 14 | sec.gov |
| Planters Holding Co | Commercial Banking | Indianola | MS | $703,625 | $810,875 | 14 | Apr 14 | sec.gov |
| Zen@Maryvale Holdings LLC | Residential | Scottsdale | AZ | $681,100 | $20,000,000 | 6 | Apr 14 | sec.gov |
| Drop Zone Canopy Company, LLC | Manufacturing | Brevard | NC | $676,559 | $3,500,000 | 1 | Apr 14 | sec.gov |
| Spheryx, Inc. | Other | New York | NY | $675,000 | $2,750,000 | 4 | Apr 14 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $550,000 | $150,000,000 | 0 | Apr 14 | sec.gov |
| MD MANAGEMENT LLC | Business Services | San Francisco | CA | $538,650 | $645,300 | 115 | Apr 14 | sec.gov |
| BizBox Restaurant Group, Inc. | Restaurants | Juno Beach | FL | $500,000 | $500,000 | 1 | Apr 14 | sec.gov |
| Medical 21, Inc. | Biotechnology | Minneapolis | MN | $430,000 | $10,000,000 | 4 | Apr 14 | sec.gov |
| ALEMBIC TECHNOLOGIES, INC. | Other Technology | San Francisco | CA | $429,770 | $429,770 | 1 | Apr 14 | sec.gov |
| IntelliFlux Controls, Inc. | Other Technology | Newport Beach | CA | $350,000 | $350,000 | 4 | Apr 14 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $317,461 | $150,000,000 | 0 | Apr 14 | sec.gov |
| Cottonwood Communities, Inc. (amended) | Residential | Salt Lake City | UT | $248,000 | $5,696,460 | 8 | Apr 14 | sec.gov |
| OpenLocker Holdings, Inc. | Business Services | West Palm Beach | FL | $185,000 | $2,000,000 | 7 | Apr 14 | sec.gov |
| Pacaso Growth II LLC | Other Real Estate | Cincinnati | OH | $155,000 | $30,000,000 | 3 | Apr 14 | sec.gov |
| Strainsforpains, Inc. (amended) | Other Technology | New York | NY | $150,700 | $200,000 | 16 | Apr 14 | sec.gov |
| INGANTEC CORP. | Computers | Wauwatosa | WI | $150,000 | $1,050,000 | 5 | Apr 14 | sec.gov |
| Abess Management LLC | Other | New York | NY | $110,000 | $110,000 | 12 | Apr 14 | sec.gov |
| Sunnie, Inc. (amended) | Other | Encino | CA | $110,000 | $150,000 | 5 | Apr 14 | sec.gov |
| Wag! Group Co. | Other Technology | San Francisco | CA | $100,000 | $100,000 | 7 | Apr 14 | sec.gov |
| Mortgage Group Partners LLC | Residential | Arvada | CO | $75,000 | $750,000 | 1 | Apr 14 | sec.gov |
| Sofi Nacatoch II Joint Venture | Oil and Gas | Prosper | TX | $56,250 | $400,000 | 0 | Apr 14 | sec.gov |
| White Wolf Private Equity Partners, LLC | Other | Miami | FL | $50,000 | Indefinite | 1 | Apr 14 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $40,003 | Indefinite | 7 | Apr 14 | sec.gov |
| White Wolf Private Credit Partners LLC | Other | Miami | FL | $25,000 | Indefinite | 2 | Apr 14 | sec.gov |
| NOVA OCULUS PARTNERS, LLC (amended) | Other Health Care | Palm Desert | CA | $22,500 | $15,000,000 | 2 | Apr 14 | sec.gov |
| Trilinear BioVentures, LLC | Biotechnology | Huntsville | AL | $6,000 | $5,000,000 | 1 | Apr 14 | sec.gov |
| White Wolf Private Fund Partners LLC | Other | Miami | FL | $5,277 | Indefinite | 1 | Apr 14 | sec.gov |
| Ownors Technologies, Inc. | Other | Los Angeles | CA | $0 | $5,000,000 | 0 | Apr 14 | sec.gov |
| CLOTINE CAPITAL FUND LLC | Commercial | Wellington | FL | $0 | $10,000,000 | 0 | Apr 14 | sec.gov |
| GEN PLUS FUND LLC | Commercial | Sheridan | WY | $0 | $10,000,000 | 0 | Apr 14 | sec.gov |
| SPV Baker City Organics, LLC | Other Real Estate | Clive | IA | $0 | $3,850,000 | 0 | Apr 14 | sec.gov |
| DMI Brook Hollow, LLC | Commercial | Mckinney | TX | $0 | $2,800,000 | 0 | Apr 14 | sec.gov |
| Madera Capital Fund XV, LP | Residential | Lubbock | TX | $0 | $75,000,000 | 0 | Apr 14 | sec.gov |
| Clarion Beverage Assets Funds, LP | Other | Houston | TX | $0 | $500,000,000 | 0 | Apr 14 | sec.gov |
| Stiff Upper Lip UK Ltd Liability Co | Other | New York | NY | $0 | $3,250,000 | 0 | Apr 14 | sec.gov |
| MCAP-Madison 2 Joint Venture | Oil and Gas | Dallas | TX | $0 | $2,328,500 | 1 | Apr 14 | sec.gov |
| P/E Capital DAO LLC (amended) | Other | Jackson | WY | $0 | $10,000,000 | 0 | Apr 14 | sec.gov |
| P/E Capital DAO LLC (amended) | Other | Jackson | WY | $0 | $10,000,000 | 0 | Apr 14 | sec.gov |
| Delex Healthcare Group, Inc. | Pharmaceuticals | New York | NY | $0 | Indefinite | 0 | Apr 14 | sec.gov |
| Delex Healthcare Group, Inc. | Pharmaceuticals | New York | NY | $0 | Indefinite | 0 | Apr 14 | sec.gov |
| CorVista Health, Inc. | Other Health Care | Washington | DC | $0 | $2,000,000 | 0 | Apr 14 | sec.gov |
| Lodging Fund REIT III OP, LP | Commercial | Fargo | ND | $0 | $30,000,000 | 0 | Apr 14 | sec.gov |
| LegacyCrest Omega SWD I, LLC | Oil and Gas | Plano | TX | $0 | $2,430,000 | 0 | Apr 14 | sec.gov |
| Analytics for Life, Inc. | Other Health Care | Toronto | $0 | $10,000,000 | 0 | Apr 14 | sec.gov | |
| Rise Oil & Gas, Inc. | Oil and Gas | Austin | TX | $0 | $6,000,000 | 0 | Apr 14 | sec.gov |
| ATHENA GOLD CORP (amended) | Other | Vacaville | CA | $0 | $800,000 | 0 | Apr 14 | sec.gov |
| FiscalNote Holdings, Inc. | Other Technology | Washington | DC | $0 | Indefinite | 1 | Apr 14 | sec.gov |
| Checkpoint Therapeutics, Inc. | Biotechnology | Waltham | MA | $0 | Indefinite | 9 | Apr 14 | sec.gov |
| InEnTec Inc. | Other Energy | Richland | WA | $0 | Indefinite | 0 | Apr 14 | sec.gov |
April 17, 2023 · April 13, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.