Data / Form D filings / Apr 17
Form D filings, April 17, 2023: 94 companies raised $1.17 billion
94 operating companies filed a Form D on April 17, 2023, reporting $1.17 billion sold. Largest: PacketFabric, Inc. ($372.7 million), Saluda Medical, Inc. ($150 million), PNC LIHTC Fund 88, LLC ($75.3 million). The median filing is $2 million, and 112 pooled investment funds also filed that day.
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- 94Form D filings
- $1.17 billionreported sold
- $2 millionmedian amount sold
- TXmost filings (34)
Most filings by state: TX 34, CA 7, FL 6, TN 5, NY 5. By industry: Biotechnology 25, Other Technology 20, Other 14, Commercial 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| PacketFabric, Inc. | Other Technology | Culver City | CA | $372,680,980 | $372,680,980 | 6 | Apr 17 | sec.gov |
| Saluda Medical, Inc. | Other Health Care | Bloomington | MN | $149,999,352 | $149,999,352 | 18 | Apr 17 | sec.gov |
| PNC LIHTC Fund 88, LLC | Other Real Estate | Portland | OR | $75,281,541 | $75,281,541 | 1 | Apr 17 | sec.gov |
| Ledger S.A.S | Other Technology | Paris | $65,875,306 | $106,044,538 | 15 | Apr 17 | sec.gov | |
| Spring Care, Inc. | Other | New York | NY | $64,997,302 | $69,997,285 | 12 | Apr 17 | sec.gov |
| ThayerMahan, Inc. (amended) | Other Technology | Groton | CT | $50,220,691 | $50,220,691 | 44 | Apr 17 | sec.gov |
| Hound Technology, Inc. | Other Technology | San Francisco | CA | $49,999,979 | $49,999,979 | 19 | Apr 17 | sec.gov |
| Vintage Durham Holdings, LP | Commercial | Murfreesboro | TN | $29,780,000 | $29,780,000 | 3 | Apr 17 | sec.gov |
| YENDO INC. | Other Technology | Dallas | TX | $26,556,463 | $26,556,463 | 22 | Apr 17 | sec.gov |
| Horizon ATM Fund I, LLC (amended) | Other | Lancaster | PA | $24,670,500 | $24,670,500 | 55 | Apr 17 | sec.gov |
| Vintage Durham MG JV, LLC | Commercial | Murfreesboro | TN | $15,482,200 | $15,482,200 | 2 | Apr 17 | sec.gov |
| Fields at Fall Creek QOZF, LLC (amended) | Other Real Estate | Chattanooga | TN | $14,500,000 | $30,000,000 | 11 | Apr 17 | sec.gov |
| HBS Research Farms, LLC (amended) | Other | Baltic | SD | $14,401,722 | $25,000,000 | 37 | Apr 17 | sec.gov |
| LocalPaper Art Acquisition II LLC (amended) | Investing | Hallandale Beach | FL | $14,000,000 | $14,000,000 | 86 | Apr 17 | sec.gov |
| LocalPaper Art Acquisition II LLC (amended) | Investing | Hallandale Beach | FL | $14,000,000 | $14,000,000 | 88 | Apr 17 | sec.gov |
| Cable Tech, Inc. | Other Technology | San Francisco | CA | $10,999,998 | $10,999,998 | 6 | Apr 17 | sec.gov |
| LionLight Express Holdings, LLC | Other | Chapel Hill | NC | $10,590,000 | Indefinite | 18 | Apr 17 | sec.gov |
| CARNEGIE FOUNDRY LLC (amended) | Other Technology | Monroeville | PA | $10,300,000 | $20,000,000 | 3 | Apr 17 | sec.gov |
| CARNEGIE FOUNDRY LLC (amended) | Other Technology | Monroeville | PA | $10,300,000 | $20,000,000 | 3 | Apr 17 | sec.gov |
| AM Advisors | Business Services | Salt Lake City | UT | $10,000,000 | Indefinite | 0 | Apr 17 | sec.gov |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $8,578,620 | $69,424,166 | 22 | Apr 17 | sec.gov |
| TREEHOUSE HEALTH, INC. | Other Health Care | Boulder | CO | $7,999,977 | $9,999,974 | 1 | Apr 17 | sec.gov |
| SI FWSouthside Hotel, LP | Investing | Dallas | TX | $6,210,000 | $6,210,000 | 52 | Apr 17 | sec.gov |
| Beautiful Thing NY Limited Partnership (amended) | Other | New York | NY | $5,700,000 | $6,200,000 | 64 | Apr 17 | sec.gov |
| Sylva, Inc. | Other Technology | New York | NY | $5,670,995 | $8,500,000 | 10 | Apr 17 | sec.gov |
| Durham Developer, LLC | Commercial | Murfreesboro | TN | $5,500,000 | $5,500,000 | 3 | Apr 17 | sec.gov |
| RAAB, LLC | Other Health Care | Gainesville | FL | $5,186,481 | $5,186,481 | 17 | Apr 17 | sec.gov |
| Cohart, Inc. | Other Technology | Sausalito | CA | $4,987,760 | $5,092,750 | 37 | Apr 17 | sec.gov |
| VegaX Holdings Inc. | Other Technology | New York | NY | $4,391,598 | $7,999,659 | 4 | Apr 17 | sec.gov |
| DATAROOMHQ, INC. | Other Technology | Old Bridge | NJ | $3,960,000 | $3,960,000 | 10 | Apr 17 | sec.gov |
| Horizon ATM Fund II, LLC | Other | Lancaster | PA | $3,744,000 | $20,000,000 | 18 | Apr 17 | sec.gov |
| RAM Syndicate, LLC | Other | Houston | TX | $3,607,500 | $3,607,500 | 34 | Apr 17 | sec.gov |
| Bloom Springfield, LLC | Lodging and Conventions | Hollywood | FL | $3,000,000 | $3,000,000 | 15 | Apr 17 | sec.gov |
| Micron Biomedical, Inc. | Biotechnology | Atlanta | GA | $2,999,995 | $2,999,995 | 1 | Apr 17 | sec.gov |
| NovaDerm Aid Fund XII L.L.C. | Biotechnology | Dallas | TX | $2,877,000 | $2,877,000 | 21 | Apr 17 | sec.gov |
| Stewart Chestnut Sunset Hills, LLC | Other Real Estate | Bethesda | MD | $2,602,500 | Indefinite | 17 | Apr 17 | sec.gov |
| Modelwise Technologies Inc. | Other Technology | San Francisco | CA | $2,199,997 | $2,199,997 | 11 | Apr 17 | sec.gov |
| NovaDerm Aid Fund Ni LLC | Biotechnology | Dallas | TX | $2,015,000 | $2,015,000 | 24 | Apr 17 | sec.gov |
| NovaDerm Aid Fund Zeta LLC | Biotechnology | Dallas | TX | $2,002,000 | $2,002,000 | 19 | Apr 17 | sec.gov |
| NovaDerm Aid Fund Gamma, L.L.C. | Biotechnology | Dallas | TX | $2,000,005 | $2,000,005 | 10 | Apr 17 | sec.gov |
| NovaDerm Aid Fund Epsilon LLC | Biotechnology | Dallas | TX | $2,000,000 | $2,000,000 | 1 | Apr 17 | sec.gov |
| NovaDerm Aid Fund Theta LLC | Biotechnology | Dallas | TX | $2,000,000 | $2,000,000 | 13 | Apr 17 | sec.gov |
| NovaDerm Aid Fund Mi LLC | Biotechnology | Dallas | TX | $2,000,000 | $2,000,000 | 11 | Apr 17 | sec.gov |
| NovaDerm Aid Fund Iota LLC | Biotechnology | Dallas | TX | $2,000,000 | $2,000,000 | 14 | Apr 17 | sec.gov |
| NovaDerm Aid Fund X L.L.C. | Biotechnology | Dallas | TX | $2,000,000 | $2,000,000 | 18 | Apr 17 | sec.gov |
| NovaDerm Aid Fund IX L.L.C. | Biotechnology | Dallas | TX | $2,000,000 | $2,000,000 | 7 | Apr 17 | sec.gov |
| NovaDerm Aid Fund VIII L.L.C. | Biotechnology | Dallas | TX | $2,000,000 | $2,000,000 | 1 | Apr 17 | sec.gov |
| NovaDerm Aid Fund VII L.L.C. | Biotechnology | Dallas | TX | $2,000,000 | $2,000,000 | 21 | Apr 17 | sec.gov |
| NovaDerm Aid Fund Beta, L.L.C. | Biotechnology | Dallas | TX | $2,000,000 | $2,000,000 | 16 | Apr 17 | sec.gov |
| NovaDerm Aid Fund Eta LLC | Biotechnology | Dallas | TX | $2,000,000 | $2,000,000 | 18 | Apr 17 | sec.gov |
| NovaDerm Aid Fund I, L.L.C. | Biotechnology | Dallas | TX | $2,000,000 | $2,000,000 | 12 | Apr 17 | sec.gov |
| NovaDerm Aid Fund III, L.L.C. | Biotechnology | Dallas | TX | $2,000,000 | $2,000,000 | 1 | Apr 17 | sec.gov |
| NovaDerm Aid Fund IV, L.L.C. | Biotechnology | Dallas | TX | $2,000,000 | $2,000,000 | 4 | Apr 17 | sec.gov |
| NJ Nectar Management LLC | Other | Glen Rock | NJ | $2,000,000 | $8,100,000 | 1 | Apr 17 | sec.gov |
| NovaDerm Aid Fund XI L.L.C. | Biotechnology | Dallas | TX | $1,998,625 | $1,998,625 | 19 | Apr 17 | sec.gov |
| NovaDerm Aid Fund VI L.L.C. | Biotechnology | Dallas | TX | $1,998,000 | $1,998,000 | 18 | Apr 17 | sec.gov |
| NovaDerm Aid Fund II, L.L.C. | Biotechnology | Dallas | TX | $1,995,000 | $2,000,000 | 20 | Apr 17 | sec.gov |
| NovaDerm Aid Fund V, L.L.C. | Biotechnology | Dallas | TX | $1,990,000 | $1,990,000 | 22 | Apr 17 | sec.gov |
| NovaDerm Aid Fund Lamda LLC | Biotechnology | Dallas | TX | $1,600,000 | $1,600,000 | 3 | Apr 17 | sec.gov |
| NovaDerm Aid Fund Kappa LLC | Biotechnology | Dallas | TX | $1,600,000 | $1,600,000 | 1 | Apr 17 | sec.gov |
| Navflex Inc. | Other | Thorton | CO | $1,550,000 | $2,050,000 | 2 | Apr 17 | sec.gov |
| NovaDerm Aid Fund Delta LLC | Biotechnology | Dallas | TX | $1,470,000 | $1,470,000 | 7 | Apr 17 | sec.gov |
| Engage Technologies Group, Inc. | Other Technology | Meridian | ID | $1,315,678 | $1,315,678 | 31 | Apr 17 | sec.gov |
| Argo Development Partners, LLC | Other Energy | Laconia | NH | $1,000,014 | $1,000,014 | 1 | Apr 17 | sec.gov |
| Dexter 1 Joint Venture | Oil and Gas | Dallas | TX | $977,500 | $5,750,000 | 10 | Apr 17 | sec.gov |
| VOLEXION, INC. | Energy Conservation | Evanston | IL | $961,190 | $1,511,205 | 20 | Apr 17 | sec.gov |
| WYNGATE OFFICE PARK LLC | Commercial | Ada | MI | $922,000 | $922,000 | 10 | Apr 17 | sec.gov |
| O'Shevlin Spirits LLC | Other | Dallas | TX | $750,000 | $1,500,000 | 3 | Apr 17 | sec.gov |
| Wellprept, Inc. | Other Health Care | Lexington | MA | $610,000 | $610,000 | 23 | Apr 17 | sec.gov |
| Gametime Casitas, LP | Other Real Estate | Fort Worth | TX | $325,000 | $1,500,000 | 6 | Apr 17 | sec.gov |
| Kompo Green Inc | Other | Scottsdale | AZ | $266,000 | $5,000,000 | 104 | Apr 17 | sec.gov |
| RX4 Health Inc. | Other Technology | Sugar Land | TX | $260,000 | $260,000 | 3 | Apr 17 | sec.gov |
| Lyniate US Holdings LP | Other | Wilmington | DE | $250,000 | Indefinite | 1 | Apr 17 | sec.gov |
| Brick Equity Inc | Business Services | Providence | UT | $161,500 | $7,000,000 | 3 | Apr 17 | sec.gov |
| LIT Device LLC | Other Health Care | Cleveland | TN | $150,000 | $150,000 | 1 | Apr 17 | sec.gov |
| Domotics RE-Technologies, LLC | Other Technology | Ridgefield | CT | $100,000 | $1,000,000 | 1 | Apr 17 | sec.gov |
| Grand Junction Storage Yards, LLC | Commercial | Denver | CO | $75,000 | $450,000 | 1 | Apr 17 | sec.gov |
| Artists Writers & Artisans, Inc. | Other | New York | NY | $61,437 | $61,437 | 1 | Apr 17 | sec.gov |
| GLADIOLUS LABS LTD | Other Technology | Panama City | $25,609 | $25,609 | 1 | Apr 17 | sec.gov | |
| PERPETUAL INDUSTRIES INC. | Other Technology | Auburn | IN | $20,000 | $6,000,000 | 1 | Apr 17 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $5,000 | Indefinite | 1 | Apr 17 | sec.gov |
| DIV Industrial Fund I, LLC | Commercial | Irvine | CA | $0 | $7,000,000 | 0 | Apr 17 | sec.gov |
| West Lombard, LLC | Other Real Estate | Beaverton | OR | $0 | $2,000,000 | 0 | Apr 17 | sec.gov |
| Sky Property Fund, LLC | Other | Lehi | UT | $0 | $10,000,000 | 0 | Apr 17 | sec.gov |
| Park Estates FO Investors, LLC | Commercial | Atlanta | GA | $0 | $1,305,000 | 0 | Apr 17 | sec.gov |
| BLUE OCEAN VC LIMITED PARTNERSHIP | Other Technology | Sheridan | WY | $0 | $10,000,000 | 0 | Apr 17 | sec.gov |
| DCP Hutto Fund, LLC | Commercial | Georgetown | TX | $0 | $500,000 | 0 | Apr 17 | sec.gov |
| MSV Fund I, LLC | Commercial | Lewes | DE | $0 | $2,000,000 | 0 | Apr 17 | sec.gov |
| Ninety9 Capital Texas Residential Fund I, LLC | Commercial | Dallas | TX | $0 | $30,000,000 | 0 | Apr 17 | sec.gov |
| P/E Capital DAO LLC | Other Technology | Jackson | WY | $0 | $10,000,000 | 0 | Apr 17 | sec.gov |
| EISANA CORP | Other Health Care | The Woodlands | TX | $0 | $3,000,000 | 0 | Apr 17 | sec.gov |
| FOD Enterprises LLC | Investment Banking | Scottsdale | AZ | $0 | Indefinite | 0 | Apr 17 | sec.gov |
| Florida Capital Trust, LLC | Commercial | Tampa | FL | $0 | $1,284,269 | 0 | Apr 17 | sec.gov |
| FirstChoice Capital, Inc. | Business Services | Atlanta | GA | $0 | $500,000 | 0 | Apr 17 | sec.gov |
April 18, 2023 · April 14, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.