Data / Form D filings / Apr 18
Form D filings, April 18, 2023: 95 companies raised $29.86 billion
95 operating companies filed a Form D on April 18, 2023, reporting $29.86 billion sold. Largest: Prologis Targeted U.S. Logistics Holdings, L.P. ($16.02 billion), Prologis European Logistics Fund ($9.76 billion), Prologis China Core Logistics Fund, LP ($1.83 billion). The median filing is $1.2 million, and 197 pooled investment funds also filed that day.
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- 95Form D filings
- $29.86 billionreported sold
- $1.2 millionmedian amount sold
- CAmost filings (18)
Most filings by state: CA 18, NY 14, TX 8, CO 7, MN 4. By industry: Other 29, Other Technology 17, Other Real Estate 12, REITS and Finance 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Prologis Targeted U.S. Logistics Holdings, L.P. (amended) | Other Real Estate | San Francisco | CA | $16,018,213,788 | Indefinite | 176 | Apr 18 | sec.gov |
| Prologis European Logistics Fund (amended) | Other Real Estate | Luxembourg | $9,757,856,750 | Indefinite | 193 | Apr 18 | sec.gov | |
| Prologis China Core Logistics Fund, LP (amended) | Other Real Estate | Singapore | $1,830,254,551 | Indefinite | 12 | Apr 18 | sec.gov | |
| Prologis Targeted U.S. Logistics REIT, Inc. (amended) | Other Real Estate | San Francisco | CA | $1,589,166,535 | Indefinite | 301 | Apr 18 | sec.gov |
| Goldman Sachs Private Credit Corp. | Investing | New York | NY | $228,079,333 | Indefinite | 387 | Apr 18 | sec.gov |
| MRP Flyover Real Estate Investment Trust, Inc. (amended) | REITS and Finance | St Louis | MO | $58,310,017 | Indefinite | 103 | Apr 18 | sec.gov |
| Casa Azul Spirits, LLC (amended) | Other | Manhattan Beach | CA | $45,503,605 | $47,000,000 | 200 | Apr 18 | sec.gov |
| 1upHealth, Inc. | Other Technology | Boston | MA | $45,000,002 | $45,000,002 | 9 | Apr 18 | sec.gov |
| Radiant Industries, Inc | Other Energy | El Segundo | CA | $40,714,963 | $45,075,413 | 12 | Apr 18 | sec.gov |
| Dura Software, Inc. | Other Technology | San Antonio | TX | $34,622,035 | $69,927,038 | 55 | Apr 18 | sec.gov |
| Xpansiv Ltd (amended) | Other | San Francisco | CA | $33,932,645 | $33,932,645 | 27 | Apr 18 | sec.gov |
| TEMPUS CONWAY DC, LLC | Commercial | Little Rock | AR | $22,348,000 | $27,000,000 | 82 | Apr 18 | sec.gov |
| Transphorm, Inc. | Other Technology | Goleta | CA | $21,862,447 | $21,862,447 | 10 | Apr 18 | sec.gov |
| Proxamama, Inc. | Other | Las Vegas | NV | $12,015,000 | $13,000,000 | 29 | Apr 18 | sec.gov |
| EquityMultiple 171, LLC | REITS and Finance | New York | NY | $10,500,000 | $10,500,000 | 286 | Apr 18 | sec.gov |
| BlueMark, PBC | Other | San Francisco | CA | $9,999,990 | $9,999,990 | 7 | Apr 18 | sec.gov |
| EquityMultiple 174, LLC | REITS and Finance | New York | NY | $8,400,000 | $8,400,000 | 196 | Apr 18 | sec.gov |
| EQUITYMULTIPLE 169, LLC | REITS and Finance | New York | NY | $7,200,000 | $7,200,000 | 278 | Apr 18 | sec.gov |
| Astronomy Data Processing Corp | Other Technology | Leesburg | VA | $6,544,010 | $6,544,010 | 9 | Apr 18 | sec.gov |
| Greenswell Growers, Inc. | Agriculture | Manakin Sabot | VA | $6,365,040 | $6,365,040 | 9 | Apr 18 | sec.gov |
| Bixby Research & Analytics Inc. | Other Technology | Chicago | IL | $5,500,000 | $5,500,000 | 8 | Apr 18 | sec.gov |
| Responsive Computing, Inc. | Other Technology | Menlo Park | CA | $4,899,998 | $5,199,987 | 2 | Apr 18 | sec.gov |
| EquityMultiple 172, LLC | REITS and Finance | New York | NY | $4,125,000 | $4,125,000 | 174 | Apr 18 | sec.gov |
| Triad Steel Service, LLC | Construction | Cedar Rapids | IA | $4,000,000 | $4,000,000 | 9 | Apr 18 | sec.gov |
| Roar Beverages, Inc. | Other | Bethlehem | PA | $4,000,000 | $4,000,000 | 5 | Apr 18 | sec.gov |
| Persimmon.Life Inc. | Other Technology | Healdsburg | CA | $3,973,589 | $3,973,589 | 3 | Apr 18 | sec.gov |
| iMedia Brands, Inc. | Retailing | Minneapolis | MN | $3,500,000 | $3,500,000 | 8 | Apr 18 | sec.gov |
| EM CRE Strategies I, LLC Series XVI | REITS and Finance | New York | NY | $3,100,000 | $3,100,000 | 148 | Apr 18 | sec.gov |
| EQUITYMULTIPLE 167, LLC | REITS and Finance | New York | NY | $3,050,000 | $3,050,000 | 99 | Apr 18 | sec.gov |
| EquityMultiple 173, LLC | REITS and Finance | New York | NY | $3,000,000 | $3,000,000 | 143 | Apr 18 | sec.gov |
| ADDVANTAGE TECHNOLOGIES GROUP INC | Telecommunications | Carrollton | TX | $3,000,000 | $3,000,000 | 1 | Apr 18 | sec.gov |
| Womack Employee Holdings, LLC | Other | Denver | CO | $2,982,000 | $2,982,000 | 35 | Apr 18 | sec.gov |
| EQUAL PARTS, LLC | Other | Denver | CO | $2,510,885 | $2,510,885 | 19 | Apr 18 | sec.gov |
| NSCG Commercial Real Estate Fund I, LLC (amended) | Commercial | Lake Forest | IL | $2,272,000 | $5,000,000 | 48 | Apr 18 | sec.gov |
| Dashverse Corp. | Other Technology | Jersey City | NJ | $2,239,928 | $4,879,913 | 7 | Apr 18 | sec.gov |
| REVEAL HEALTHTECH, INC | Other Technology | Bridgeville | PA | $1,750,000 | $1,750,000 | 1 | Apr 18 | sec.gov |
| EquityMultiple 170, LLC | REITS and Finance | New York | NY | $1,570,000 | $1,570,000 | 61 | Apr 18 | sec.gov |
| Nevada Silver Corp | Other | Toronto | $1,536,715 | Indefinite | 15 | Apr 18 | sec.gov | |
| HALOSIGHT, INC. | Other Technology | Midvale | UT | $1,199,998 | $3,999,998 | 2 | Apr 18 | sec.gov |
| Mesa River LLC | Other Real Estate | Boulder | CO | $1,120,000 | $1,120,000 | 20 | Apr 18 | sec.gov |
| 580 S Franklin St LLC | Other Real Estate | Denver | CO | $1,102,500 | $1,102,500 | 10 | Apr 18 | sec.gov |
| Chilean Cobalt Corp. | Other Energy | Berwyn | PA | $1,100,000 | $1,200,000 | 15 | Apr 18 | sec.gov |
| Garages of America Fund I, LLC (amended) | Other Real Estate | Carrollton | TX | $1,060,000 | $10,000,000 | 6 | Apr 18 | sec.gov |
| 800 Bonnie Brae Blvd, LLC | Other Real Estate | Denver | CO | $909,000 | $909,000 | 10 | Apr 18 | sec.gov |
| Lumberjack Technologies Inc. | Other Technology | Minneapolis | MN | $850,000 | $850,000 | 3 | Apr 18 | sec.gov |
| HUME SUPERNATURAL, INC. | Other | San Diego | CA | $850,000 | $1,500,000 | 13 | Apr 18 | sec.gov |
| Desert Mountain Energy Corp. | Oil and Gas | Vancouver | $779,264 | $22,947,396 | 2 | Apr 18 | sec.gov | |
| DiaMedica Therapeutics Inc. | Biotechnology | Minneapolis | MN | $750,000 | $750,000 | 1 | Apr 18 | sec.gov |
| Harvest Invest - 054 LLC (A series of Harvest Invest LLC) | Investing | Fort Worth | TX | $730,000 | $1,200,000 | 46 | Apr 18 | sec.gov |
| Different Kind, Inc. | Other Technology | Buena Vista | CO | $694,999 | $1,275,000 | 6 | Apr 18 | sec.gov |
| Greenswell Growers, Inc. (amended) | Agriculture | Manakin Sabot | VA | $550,000 | $550,000 | 1 | Apr 18 | sec.gov |
| United STACK #15, LP | Oil and Gas | Roanoke | TX | $525,000 | $575,000 | 8 | Apr 18 | sec.gov |
| Goldman Sachs Private Credit Corp. | Investing | New York | NY | $515,000 | $515,000 | 515 | Apr 18 | sec.gov |
| Modelwise Technologies Inc. | Other Technology | San Francisco | CA | $489,025 | $489,025 | 16 | Apr 18 | sec.gov |
| Velocity Minerals Ltd. | Other | Vancouver | $409,124 | $1,326,488 | 2 | Apr 18 | sec.gov | |
| Ravenbrook506, LLC | Other Real Estate | Indianapolis | IN | $400,000 | $500,000 | 4 | Apr 18 | sec.gov |
| Lumberjack Technologies Inc. | Other Technology | Minneapolis | MN | $350,000 | $350,000 | 2 | Apr 18 | sec.gov |
| Gaingels Renewal Bio LLC | Other | Burlington | VT | $313,297 | $313,297 | 18 | Apr 18 | sec.gov |
| Omnicrobe Natural Solutions, Inc. | Other | Colorado City | TX | $295,000 | $5,000,000 | 4 | Apr 18 | sec.gov |
| STRIDER 1 LLC | Other | Richland | WA | $250,000 | $3,500,000 | 2 | Apr 18 | sec.gov |
| Brevay Cyclery Inc | Other | Seattle | WA | $250,000 | $350,000 | 1 | Apr 18 | sec.gov |
| VRI-Villas on Rodeo LLC | Other | Chandler | AZ | $225,000 | $12,700,000 | 3 | Apr 18 | sec.gov |
| Wag! Group Co. (amended) | Other Technology | San Francisco | CA | $225,000 | $225,000 | 10 | Apr 18 | sec.gov |
| Right Cream Holdings LLC | Manufacturing | Denver | CO | $150,000 | $150,000 | 6 | Apr 18 | sec.gov |
| Brutal Buddha Gear, Inc. | Retailing | New York | NY | $136,000 | $300,000 | 7 | Apr 18 | sec.gov |
| Sunnie, Inc. (amended) | Other | Encino | CA | $135,000 | $150,000 | 6 | Apr 18 | sec.gov |
| C2C Gold Corp. | Other | Vancouver | $125,681 | $251,362 | 2 | Apr 18 | sec.gov | |
| Plymouth Hardware, LLC | Manufacturing | Grand Rapids | MI | $100,000 | $3,750,000 | 2 | Apr 18 | sec.gov |
| Hughes Tool Company, Inc. | Energy Conservation | San Diego | CA | $100,000 | $50,000,000 | 0 | Apr 18 | sec.gov |
| Gaingels VM 2023 LLC | Other | Burlington | VT | $63,003 | $63,003 | 13 | Apr 18 | sec.gov |
| ASOTU INC. | Other Technology | Syracuse | NY | $54,681 | $54,681 | 1 | Apr 18 | sec.gov |
| Acenxion Biosytems, Inc. | Biotechnology | Kansas City | KS | $50,000 | $2,000,023 | 1 | Apr 18 | sec.gov |
| SANTIAGO COMMUNITIES, INC. | Other | Santa Ana | CA | $50,000 | $10,000,000 | 1 | Apr 18 | sec.gov |
| Gaingels OverT Bio LLC | Other | Burlington | VT | $39,095 | $39,095 | 13 | Apr 18 | sec.gov |
| SANTIAGO RIVERVIEW VILLAGE LLC | Other | Orange | CA | $39,000 | $2,000,000 | 1 | Apr 18 | sec.gov |
| Premier Team Title, LLC | Other | North Ridgeville | OH | $2,980 | $20,000 | 5 | Apr 18 | sec.gov |
| enZemble, Inc. | Other Technology | Los Gatos | CA | $100 | $100 | 1 | Apr 18 | sec.gov |
| HF Hedge Fund Pool, LLC | Other | Knoxville | TN | $0 | Indefinite | 45 | Apr 18 | sec.gov |
| Perfecto Secure Income Fund, LLC | Other | Boca Raton | FL | $0 | $50,000,000 | 0 | Apr 18 | sec.gov |
| Lazuli Enterprises, LLC | Other | Casper | WY | $0 | $10,000,000 | 0 | Apr 18 | sec.gov |
| C & C Equity, LLC | Other | Sheridan | WY | $0 | $2,500,000 | 0 | Apr 18 | sec.gov |
| Sand Hill Road Technologies Fund XI | Investing | Miami | FL | $0 | Indefinite | 0 | Apr 18 | sec.gov |
| SEG Park Lane, LLC | Commercial | Wesley Chapel | FL | $0 | $3,800,000 | 0 | Apr 18 | sec.gov |
| MPC CO LIHTC MM MY ICF, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Apr 18 | sec.gov |
| Revely LLC | Other | Indianapolis | IN | $0 | $500,000 | 0 | Apr 18 | sec.gov |
| Region A Squared, LLC | Other | Austin | TX | $0 | $3,200,000 | 0 | Apr 18 | sec.gov |
| Shopoff Fund VIII, LP (amended) | Other Real Estate | Irvine | CA | $0 | $50,000,000 | 0 | Apr 18 | sec.gov |
| West Street Private Credit Offshore LP | Investing | New York | NY | $0 | Indefinite | 0 | Apr 18 | sec.gov |
| Asheboro Apartments, LLC | Residential | Charleston | SC | $0 | $8,100,000 | 0 | Apr 18 | sec.gov |
| AFS Great River Davenport, LLC (amended) | Restaurants | Rock Island | IL | $0 | $1,600,000 | 0 | Apr 18 | sec.gov |
| Sentinel BCC, LLC | Other Real Estate | Baltimore | MD | $0 | $9,600,000 | 62 | Apr 18 | sec.gov |
| Broadwayboop Ltd Liability Co | Other | New York | NY | $0 | $26,000,000 | 0 | Apr 18 | sec.gov |
| Edition Holdings, Inc. | Business Services | Austin | TX | $0 | Indefinite | 0 | Apr 18 | sec.gov |
| SCA-Grove Place, LLC | Other Health Care | Birmingham | AL | $0 | $31,029 | 0 | Apr 18 | sec.gov |
| Grove Place Surgery Center, L.L.C. | Other Health Care | Vero Beach | FL | $0 | $100,970 | 0 | Apr 18 | sec.gov |
April 19, 2023 · April 17, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.