Data / Form D filings / Transphorm, Inc.
Transphorm, Inc.: Form D filings
Transphorm, Inc., a technology company in Goleta, CA, filed 8 Form D notices with the SEC between 2020 and 2023. The latest, on December 29, 2023, reports $4.1 million sold of a $4.1 million offering to 5 investors.
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Company details from the filing
- Address
- 75 CASTILIAN DRIVE, Goleta, CA, 93117
- Phone
- (805) 456-1300
- Industry
- Other Technology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1715768
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Dec 29, 2023 | New notice | $4,063,234 | $4,063,234 | 5 | Dec 21, 2023 | sec.gov | |
| Apr 18, 2023 | New notice | $21,862,447 | $21,862,447 | 10 | Apr 3, 2023 | sec.gov | |
| Dec 13, 2021 | New notice | $12,900,000 | $12,900,000 | 2 | Dec 7, 2021 | sec.gov | |
| Nov 10, 2021 | New notice | $33,000,000 | $33,000,000 | 10 | Nov 5, 2021 | sec.gov | |
| Apr 1, 2021 | New notice | $1,000,000 | $1,000,000 | 1 | Mar 31, 2021 | sec.gov | |
| Jan 6, 2021 | New notice | $15,000,000 | $15,000,000 | 9 | Dec 22, 2020 | sec.gov | |
| Feb 27, 2020 | New notice | $60,000,000 | $21,460,000 | $38,540,000 | 15 | Feb 12, 2020 | sec.gov |
| Feb 27, 2020 | New notice | $112,633,324 | $112,633,324 | 45 | Feb 12, 2020 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Primit Parikh | Executive Officer, Director | |
| Cameron Julian McAulay | Executive Officer | |
| Kelly Julian Smales | Director | |
| Michael Julian Humphreys | Director | |
| Umesh Mishra | Executive Officer, Director | |
| Cynthia Julian Moreland | Director | |
| Katharina Julian McFarland | Director | |
| Eiji Julian Yatagawa | Director |
Other technology companies in California that filed recently
- Redwagon Systems Inc. $1.2 million · Oct 30, 2026
- General Compute Inc. $132.2 million · Oct 30, 2026
- Promptiva Health Inc. offering · Oct 30, 2026
- thenevercompany.ai Inc. $200,000 · Oct 29, 2026
- TrashLab Software Inc. $10.7 million · Oct 29, 2026
- Vasopore, Inc. $1.1 million · Oct 28, 2026
Every Form D from the week of Dec 25, 2023 · All recent filings in California · All recent Other Technology filings
Read from SEC EDGAR. Amount sold is what Transphorm, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.