Data / Form D filings / Week of Apr 10
Form D filings, week of April 10, 2023: 473 companies raised $9.52 billion
473 operating companies filed a Form D in the week of April 10, 2023, reporting $9.52 billion sold. Largest: HF Marketable Securities Pool, LLC ($997.5 million), SHORENSTEIN REALTY INVESTORS FOURTEEN-A, L.P. ($738.4 million), SHORENSTEIN REALTY INVESTORS FOURTEEN-B, L.P. ($738.4 million). The median filing is $1.9 million, and 795 pooled investment funds also filed that week.
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- 473Form D filings
- $9.52 billionreported sold
- $1.9 millionmedian amount sold
- CAmost filings (63)
Most filings by state: CA 63, TX 58, NY 49, FL 27, MA 22. By industry: Other 129, Other Technology 95, Commercial 42, Residential 37.
By day: Apr 10 (66), Apr 11 (83), Apr 12 (87), Apr 13 (122), Apr 14 (115).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| HF Marketable Securities Pool, LLC | Other | Knoxville | TN | $997,500,000 | Indefinite | 28 | Apr 13 | sec.gov |
| SHORENSTEIN REALTY INVESTORS FOURTEEN-A, L.P. (amended) | Commercial | San Francisco | CA | $738,444,444 | $1,000,000,000 | 13 | Apr 13 | sec.gov |
| SHORENSTEIN REALTY INVESTORS FOURTEEN-B, L.P. (amended) | Commercial | San Francisco | CA | $738,444,444 | $1,000,000,000 | 21 | Apr 13 | sec.gov |
| SHORENSTEIN REALTY INVESTORS FOURTEEN-C, L.P. (amended) | Commercial | San Francisco | CA | $738,444,444 | $1,000,000,000 | 11 | Apr 13 | sec.gov |
| HF Private Funds Pool, LLC | Other | Knoxville | TN | $720,000,000 | Indefinite | 45 | Apr 13 | sec.gov |
| HF Direct Investments Pool, LLC | Other | Knoxville | TN | $680,000,000 | Indefinite | 46 | Apr 13 | sec.gov |
| Invesco Real Estate Income Trust Inc. (amended) | REITS and Finance | Dallas | TX | $538,419,384 | $1,000,000,000 | 18 | Apr 11 | sec.gov |
| Clear Street Group Inc. (amended) | Other Banking and Financial Services | New York | NY | $435,000,000 | $435,000,000 | 16 | Apr 11 | sec.gov |
| United Digestive Holdings, LLC | Other Health Care | Atlanta | GA | $323,302,000 | Indefinite | 105 | Apr 14 | sec.gov |
| Shingle Acquisition, LP (amended) | Other | Mckinney | TX | $288,481,931 | Indefinite | 347 | Apr 12 | sec.gov |
| Great-West Lifeco U.S. Holdings, LP (amended) | Insurance | Boston | MA | $224,427,807 | Indefinite | 374 | Apr 11 | sec.gov |
| BentallGreenOak US Parallel IV-F, LP | Other Real Estate | New York | NY | $150,000,000 | Indefinite | 3 | Apr 14 | sec.gov |
| CQC Impact Investors LLC | Energy Conservation | Washington | DC | $150,000,000 | $250,000,000 | 1 | Apr 13 | sec.gov |
| GREAT-WEST LIFECO INC. (amended) | Insurance | Winnipeg | $112,007,344 | Indefinite | 39 | Apr 11 | sec.gov | |
| Penso Fund Platform SPC- Segregated Portfolio NCA #14 (amended) | Investing | New York | NY | $104,950,000 | Indefinite | 6 | Apr 14 | sec.gov |
| Alera Group Ultimate Holdings, LLC | Other | Deerfield | IL | $100,000,000 | $100,000,000 | 137 | Apr 14 | sec.gov |
| Gravie, Inc. | Health Insurance | Minneapolis | MN | $99,999,990 | $99,999,990 | 4 | Apr 14 | sec.gov |
| Celestial AI Inc. | Other Technology | Santa Clara | CA | $95,849,987 | $95,849,987 | 14 | Apr 13 | sec.gov |
| Caliber Hospitality, LP | Other Real Estate | Scottsdale | AZ | $83,661,018 | Indefinite | 4 | Apr 14 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $65,000,000 | $65,000,000 | 1 | Apr 13 | sec.gov |
| Pie Management Holdco, LLC (amended) | Other | New York | NY | $62,494,289 | Indefinite | 45 | Apr 14 | sec.gov |
| Grizzly Resources Ltd. | Oil and Gas | Calgary | $60,000,000 | $60,000,000 | 5 | Apr 12 | sec.gov | |
| Lakewood Ranch SFR II DST (amended) | Other Real Estate | Oak Brook | IL | $54,996,661 | $62,589,462 | 141 | Apr 12 | sec.gov |
| Shingle Acquisition Holdings, Inc. (amended) | Other | Mckinney | TX | $54,028,042 | Indefinite | 248 | Apr 12 | sec.gov |
| MISSOULA DOWNTOWN HOTELS HOLDCO, LLC | Commercial | Denver | CO | $43,056,000 | $50,000,000 | 175 | Apr 11 | sec.gov |
| Crossbow Therapeutics, Inc. | Biotechnology | Cambridge | MA | $37,568,164 | $80,000,000 | 15 | Apr 12 | sec.gov |
| WW INTERNATIONAL, INC. | Other | New York | NY | $34,178,255 | $34,702,132 | 34 | Apr 14 | sec.gov |
| Capital Square Apartment Operating Partnership, L.P. | REITS and Finance | Glen Allen | VA | $33,398,189 | $38,802,465 | 31 | Apr 10 | sec.gov |
| 10 Federal Self Storage Acquisition Co 4, LLC (amended) | Other Real Estate | Raleigh | NC | $31,665,000 | $100,000,000 | 177 | Apr 13 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $30,814,978 | $50,000,000 | 46 | Apr 13 | sec.gov |
| 98point6 Technologies Inc. | Other Technology | Seattle | WA | $30,720,000 | $40,000,000 | 8 | Apr 14 | sec.gov |
| Sierra Space Corp (amended) | Other | Broomfield | CO | $30,560,200 | Indefinite | 37 | Apr 12 | sec.gov |
| Vista Bancshares, Inc. | Other Banking and Financial Services | Dallas | TX | $30,135,750 | $30,135,750 | 90 | Apr 10 | sec.gov |
| CARBON AUTONOMOUS ROBOTIC SYSTEMS INC. | Other Technology | Seattle | WA | $29,999,968 | $34,999,959 | 14 | Apr 11 | sec.gov |
| HWF Partners II, LLC | Other | Memphis | TN | $29,030,000 | $32,280,000 | 17 | Apr 10 | sec.gov |
| Therini Bio, Inc. | Biotechnology | Sacramento | CA | $26,619,532 | $54,617,530 | 8 | Apr 14 | sec.gov |
| Appex Group, Inc. | Other Technology | Boston | MA | $26,491,898 | $26,491,898 | 79 | Apr 14 | sec.gov |
| KCOF, LLC | Other | Akron | OH | $26,210,334 | $40,000,000 | 19 | Apr 13 | sec.gov |
| Litera Holdco LP (amended) | Other | Wilmington | DE | $25,532,303 | Indefinite | 2 | Apr 11 | sec.gov |
| FIDELITY FEDERAL BANCORP (amended) | Other Banking and Financial Services | Evansville | IN | $25,250,000 | $25,250,000 | 18 | Apr 11 | sec.gov |
| THREAD BANCORP, INC. | Commercial Banking | Brentwood | TN | $25,176,328 | $25,176,328 | 83 | Apr 14 | sec.gov |
| IFC Core Farmland Fund, LP | REITS and Finance | Raleigh | NC | $25,000,000 | Indefinite | 1 | Apr 12 | sec.gov |
| Thunderbird CC Land Partners, LLC | Construction | Carmel | IN | $24,850,001 | $24,850,001 | 124 | Apr 12 | sec.gov |
| Visibly, Inc. | Other Technology | Chicago | IL | $24,595,038 | $29,595,038 | 19 | Apr 10 | sec.gov |
| Tectus Corp | Other Technology | Saratoga | CA | $24,541,658 | $35,721,461 | 23 | Apr 13 | sec.gov |
| Regent Surgical Health Topco, L.P. (amended) | Other | New York | NY | $23,325,932 | Indefinite | 31 | Apr 10 | sec.gov |
| MGS Lofts Investors, LLC | Commercial | Overland Park | KS | $22,903,416 | $25,413,762 | 10 | Apr 11 | sec.gov |
| Iron Bridge Mortgage Fund, LLC (amended) | REITS and Finance | Portland | OR | $22,463,001 | Indefinite | 26 | Apr 10 | sec.gov |
| Hollencrest Bayview Partners, L.P. (amended) | Investing | Newport Beach | CA | $21,235,000 | Indefinite | 11 | Apr 14 | sec.gov |
| CHARM Therapeutics Inc. | Other | London | $20,045,588 | $20,045,588 | 2 | Apr 14 | sec.gov | |
| Now Media Topco, LLC | Other | Boston | MA | $20,000,000 | $20,000,000 | 4 | Apr 13 | sec.gov |
| Vytelle Holdings Inc. | Other | Lenexa | KS | $20,000,000 | $20,000,000 | 15 | Apr 13 | sec.gov |
| Axios HQ Inc. (amended) | Other | Arlington | VA | $20,000,000 | $20,000,000 | 2 | Apr 12 | sec.gov |
| Utility Innovation Holdings, Inc. | Other Energy | Raleigh | NC | $19,755,137 | $19,755,137 | 14 | Apr 12 | sec.gov |
| Holualoa Cabana Cortaro, LLC | Residential | Tucson | AZ | $18,600,000 | $18,600,000 | 37 | Apr 11 | sec.gov |
| NetBox Labs, Inc. | Other Technology | New York | NY | $18,350,000 | $20,000,000 | 26 | Apr 12 | sec.gov |
| Scenic Community Bancshares Corp | Commercial Banking | Iowa Falls | IA | $18,202,500 | Indefinite | 55 | Apr 10 | sec.gov |
| Potrero Medical, Inc. | Biotechnology | Hayward | CA | $17,747,111 | $24,626,726 | 99 | Apr 10 | sec.gov |
| Point Olema Capital Partners, L.P. (amended) | Other Banking and Financial Services | San Francisco | CA | $17,710,000 | Indefinite | 31 | Apr 13 | sec.gov |
| VoltServer Inc. | Other Technology | East Greenwich | RI | $17,578,019 | $20,000,000 | 18 | Apr 13 | sec.gov |
| MR 7C, LLC | Other Banking and Financial Services | Lubbock | TX | $16,975,000 | $20,000,000 | 43 | Apr 13 | sec.gov |
| Noya PBC | Other Technology | San Francisco | CA | $16,832,502 | $16,832,502 | 55 | Apr 12 | sec.gov |
| LEGACY ENERGY HOLDINGS I, LP | Other | Wyomissing | PA | $16,550,000 | $25,000,000 | 45 | Apr 12 | sec.gov |
| International Battery Company, Inc. (amended) | Other Energy | Sunnyvale | CA | $16,299,965 | $16,300,000 | 0 | Apr 14 | sec.gov |
| Andina Performex Series of Copperstone Multi-Series IDF, LP (amended) | Insurance | Rancho Santa Fe | CA | $15,912,266 | Indefinite | 1 | Apr 14 | sec.gov |
| Elevate CDB, Inc. | Other Technology | Denver | CO | $15,499,999 | $15,499,999 | 4 | Apr 12 | sec.gov |
| Orange Holding Co LLC | Other | Foster City | CA | $15,395,992 | $15,395,992 | 11 | Apr 14 | sec.gov |
| Green Street Impact Fund I - A, L.P. | Other | Austin | TX | $15,200,000 | $100,000,000 | 4 | Apr 14 | sec.gov |
| Green Street Impact Fund I, L.P. | Other | Austin | TX | $15,200,000 | $100,000,000 | 10 | Apr 13 | sec.gov |
| GROMA NAV REIT, INC. (amended) | REITS and Finance | Boston | MA | $15,119,722 | Indefinite | 34 | Apr 10 | sec.gov |
| Liquid Wire Inc. | Other Technology | Portland | OR | $14,249,999 | $14,255,253 | 2 | Apr 12 | sec.gov |
| OUROTECH, INC.- PEAR BIO | Biotechnology | London | $14,151,725 | $16,135,194 | 12 | Apr 14 | sec.gov | |
| Bizly, Inc. | Other Technology | Menlo Park | CA | $13,865,942 | $13,988,482 | 84 | Apr 12 | sec.gov |
| Captura Corp. (amended) | Other Technology | Pasadena | CA | $13,554,640 | $13,554,640 | 19 | Apr 13 | sec.gov |
| FIRST CAPITAL BANCSHARES INC /SC/ | Commercial Banking | Charleston | SC | $13,397,450 | $13,397,450 | 58 | Apr 11 | sec.gov |
| Inshur Holding Corp. | Other | New York | NY | $13,099,934 | $14,999,942 | 8 | Apr 14 | sec.gov |
| FERNISHED, INC. (amended) | Other Technology | Los Angeles | CA | $12,250,000 | $22,500,000 | 27 | Apr 11 | sec.gov |
| Decimal Technologies Inc. (amended) | Other Banking and Financial Services | Middletown | DE | $11,499,985 | $11,499,985 | 8 | Apr 13 | sec.gov |
| Delilah Miami, LLC (amended) | Restaurants | West Hollywood | CA | $11,200,000 | $18,000,000 | 6 | Apr 13 | sec.gov |
| LSC-Vancouver WA, DST (amended) | Residential | Radnor | PA | $10,723,419 | $29,520,000 | 25 | Apr 13 | sec.gov |
| ClinOne, Inc. | Other | Needham | MA | $10,505,178 | $12,377,908 | 43 | Apr 13 | sec.gov |
| Credit Union 1 (amended) | Other Banking and Financial Services | Lombard | IL | $10,500,000 | $30,000,000 | 3 | Apr 13 | sec.gov |
| 1 N. Main, LLC | Other | Northbrook | IL | $10,350,000 | $10,350,000 | 16 | Apr 11 | sec.gov |
| 2200 IH35 ROUNDROCK LLC (amended) | Residential | Plano | TX | $10,273,000 | $25,000,000 | 112 | Apr 12 | sec.gov |
| Franklin Flats Apartment Partners, LLC | Construction | Carmel | IN | $10,100,000 | $10,100,000 | 44 | Apr 12 | sec.gov |
| GATC HEALTH CORP (amended) | Other Technology | Irvine | CA | $10,000,000 | $10,600,000 | 154 | Apr 12 | sec.gov |
| EvolvedMD, Inc. | Other Health Care | Scottsdale | AZ | $9,999,998 | $9,999,998 | 4 | Apr 13 | sec.gov |
| Storm Development Corp. | Other | Calgary | $9,867,500 | $9,867,500 | 2 | Apr 11 | sec.gov | |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $9,761,905 | $9,761,905 | 10 | Apr 13 | sec.gov |
| Foresee Medical, Inc. (amended) | Other Health Care | San Diego | CA | $9,539,991 | $9,999,999 | 30 | Apr 10 | sec.gov |
| Upkara Inc. | Biotechnology | Ann Arbor | MI | $9,150,001 | $12,150,000 | 8 | Apr 13 | sec.gov |
| Madison Station, LLC | Residential | Gilbert | AZ | $8,900,000 | $12,700,000 | 23 | Apr 13 | sec.gov |
| CoastalSouth Bancshares, Inc. | Commercial Banking | Hilton Head Island | SC | $8,859,280 | $8,859,280 | 22 | Apr 14 | sec.gov |
| RSNPG Lennox Apts Partners, LLC | Commercial | Wilmington | DE | $8,650,000 | $12,500,000 | 118 | Apr 11 | sec.gov |
| iotaMotion, Inc. | Other Health Care | Iowa City | IA | $8,509,999 | $15,000,000 | 56 | Apr 13 | sec.gov |
| Rebuilt Holdings, Inc. | Other Real Estate | Nashville | TN | $8,000,000 | $8,000,000 | 3 | Apr 14 | sec.gov |
| MedArrive Inc. | Other Health Care | New York | NY | $8,000,000 | $10,000,000 | 1 | Apr 11 | sec.gov |
| CC8 INVESTORS LLC | Residential | Bountiful | UT | $7,845,000 | $7,845,000 | 55 | Apr 11 | sec.gov |
| THREE BULLS GEORGIA LEGEND FUND, LLC (amended) | Other Real Estate | Griffin | GA | $7,751,500 | $25,000,000 | 30 | Apr 11 | sec.gov |
| Cambridge IV LLC | Other Real Estate | New Haven | CT | $7,750,000 | Indefinite | 25 | Apr 10 | sec.gov |
| CROSSFIRST BANKSHARES, INC. | Other Banking and Financial Services | Leawood | KS | $7,750,000 | $7,750,000 | 33 | Apr 10 | sec.gov |
| Eden GeoPower Inc. | Other Energy | Somerville | MA | $7,749,971 | $11,941,901 | 9 | Apr 13 | sec.gov |
| GoodShip Inc. | Other Technology | Nashville | TN | $7,399,992 | $7,399,992 | 26 | Apr 14 | sec.gov |
| PG Riverton Parcel E, LLC | Residential | Rochester | NY | $7,250,000 | $7,250,000 | 10 | Apr 14 | sec.gov |
| Third Summit Corp | Other Technology | Boca Raton | FL | $7,092,636 | $11,472,636 | 30 | Apr 14 | sec.gov |
| Sprout2 Inc. | Pharmaceuticals | Raleigh | NC | $7,064,364 | $10,000,000 | 43 | Apr 14 | sec.gov |
| Carbon Insurance Inc. | Other Technology | Park City | UT | $7,000,000 | $7,000,000 | 27 | Apr 13 | sec.gov |
| 60 CEDAR FUNDING L.P. | Other Real Estate | Woodmere | NY | $7,000,000 | $7,000,000 | 22 | Apr 12 | sec.gov |
| NEFCO Acquisitions, Inc. | Other | Foster City | CA | $6,707,074 | $6,707,074 | 13 | Apr 12 | sec.gov |
| Ladera FW LP (amended) | Commercial | Dallas | TX | $6,635,000 | $10,250,000 | 28 | Apr 12 | sec.gov |
| Oblong, Inc. | Other Technology | Conifer | CO | $6,386,250 | $6,386,250 | 18 | Apr 12 | sec.gov |
| Panasol USA Holdings, LLC | Residential | Las Vegas | NV | $6,260,000 | $14,155,000 | 4 | Apr 13 | sec.gov |
| Biostage, Inc. | Biotechnology | Holliston | MA | $6,005,800 | $6,005,800 | 14 | Apr 14 | sec.gov |
| Iron Bancshares, Inc. (amended) | Commercial Banking | Salisbury | CT | $5,993,250 | $6,000,000 | 21 | Apr 14 | sec.gov |
| Fitz Roy SK4, LLC | Investing | Lincoln | NE | $5,950,000 | $5,950,000 | 17 | Apr 11 | sec.gov |
| INTRINSIC THERAPEUTICS INC | Other Health Care | Woburn | MA | $5,914,800 | $7,500,000 | 9 | Apr 13 | sec.gov |
| EMIT IMAGING, INC. | Biotechnology | Baltimore | MD | $5,878,666 | $5,878,666 | 6 | Apr 11 | sec.gov |
| CHALK HILL CELINA LLC (amended) | Residential | Plano | TX | $5,826,000 | $20,000,000 | 64 | Apr 13 | sec.gov |
| 125 Via Vizcaya LLC | Construction | Palm Beach | FL | $5,800,000 | $6,000,000 | 34 | Apr 14 | sec.gov |
| Etiometry Inc. | Other Health Care | Boston | MA | $5,718,400 | $10,000,000 | 7 | Apr 10 | sec.gov |
| JVM Realty Apartment Fund 9, LLC (amended) | Other Real Estate | Oak Brook | IL | $5,459,400 | $75,000,000 | 52 | Apr 13 | sec.gov |
| CIG WVA Investors LLC | Commercial | Norfolk | VA | $5,255,780 | $5,255,780 | 69 | Apr 12 | sec.gov |
| Free Flow Medical, Inc. | Other Health Care | Fremont | CA | $5,130,654 | $6,380,654 | 11 | Apr 10 | sec.gov |
| GMI-Yonkers, LP (amended) | Other Real Estate | Westlake | TX | $5,120,786 | $12,433,358 | 47 | Apr 14 | sec.gov |
| NEUROPRO THERAPEUTICS, INC. | Biotechnology | Yachats | OR | $5,092,696 | $5,092,696 | 2 | Apr 13 | sec.gov |
| GENEOS Therapeutics, Inc. | Biotechnology | Plymouth Meeting | PA | $4,999,998 | $9,999,996 | 1 | Apr 13 | sec.gov |
| Manatee, Inc. | Other | Altadena | CA | $4,951,659 | $4,951,659 | 14 | Apr 13 | sec.gov |
| MD INVESTMENT LLC | Business Services | San Francisco | CA | $4,847,850 | $5,807,700 | 115 | Apr 13 | sec.gov |
| Green Tree Trucking Investments, LLC | Other | Vero Beach | FL | $4,565,000 | $5,000,000 | 29 | Apr 14 | sec.gov |
| 120-150 MCNAMARA FUNDING L.P. | Other Real Estate | Woodmere | NY | $4,500,000 | $4,500,000 | 9 | Apr 14 | sec.gov |
| Newport Page II, LLC | Residential | Newport News | VA | $4,500,000 | $4,500,000 | 45 | Apr 12 | sec.gov |
| Greenfly, Inc. (amended) | Other Technology | Santa Monica | CA | $4,496,946 | $5,000,000 | 5 | Apr 14 | sec.gov |
| Fulcrum Technologies, Inc./NY | Other Technology | New York | NY | $4,474,998 | $4,500,000 | 18 | Apr 12 | sec.gov |
| ARC Tempe Investor LLC | Other Real Estate | Scottsdale | AZ | $4,360,000 | $4,360,000 | 35 | Apr 12 | sec.gov |
| RCP Dallas Creekside Apts, LLC | Other Real Estate | Dallas | TX | $4,322,300 | $7,500,000 | 101 | Apr 14 | sec.gov |
| 3500 N Bonnie Brae LLC | Residential | Austin | TX | $4,300,000 | $5,000,000 | 2 | Apr 11 | sec.gov |
| IXRF, Inc. | Manufacturing | Austin | TX | $4,297,428 | Indefinite | 4 | Apr 10 | sec.gov |
| LCP Hollywood Debt Investors LLC | Commercial | White Plains | NY | $4,260,000 | $4,260,000 | 21 | Apr 13 | sec.gov |
| Key Metals Corp. | Other | Key Biscayne | FL | $4,241,100 | $4,241,100 | 57 | Apr 13 | sec.gov |
| Gross-Wen Technologies, Inc. (amended) | Other Technology | Slater | IA | $4,095,000 | $5,000,000 | 12 | Apr 12 | sec.gov |
| PG Pines at Wake Forest, LLC | Residential | Rochester | NY | $4,075,000 | $9,500,000 | 7 | Apr 14 | sec.gov |
| Autonomize, Inc. | Other Technology | Austin | TX | $4,024,994 | $4,024,994 | 16 | Apr 11 | sec.gov |
| NeuroCytonix Inc. | Other Technology | Rockville | MD | $4,010,337 | Indefinite | 18 | Apr 11 | sec.gov |
| PALISADE BIO, INC. | Biotechnology | Carlsbad | CA | $4,003,205 | $4,003,205 | 9 | Apr 10 | sec.gov |
| DUOS TECHNOLOGIES GROUP, INC. | Other Technology | Jacksonville | FL | $4,000,000 | $30,000,000 | 2 | Apr 11 | sec.gov |
| Hippo Health, Inc. | Other Technology | Boulder | CO | $4,000,000 | $4,000,000 | 26 | Apr 10 | sec.gov |
| Foresee Medical, Inc. | Other Health Care | San Diego | CA | $3,999,999 | $3,999,999 | 1 | Apr 10 | sec.gov |
| Avestor Ariel, LP (amended) | Commercial | Portland | OR | $3,900,000 | Indefinite | 35 | Apr 11 | sec.gov |
| Kelly Roofing Holdings, LLC | Other Real Estate | Indianapolis | IN | $3,876,379 | $3,876,379 | 41 | Apr 10 | sec.gov |
| Craxel, Inc. (amended) | Other Technology | Fairfax | VA | $3,800,000 | $5,000,000 | 8 | Apr 14 | sec.gov |
| HippoML, Inc. | Other Technology | Kirkland | WA | $3,789,998 | $3,839,965 | 4 | Apr 12 | sec.gov |
| Addex Therapeutics Ltd. | Biotechnology | Geneva | $3,733,334 | $3,733,334 | 1 | Apr 13 | sec.gov | |
| Acme Flip, Inc. | Other | Austin | TX | $3,600,000 | $4,000,000 | 5 | Apr 13 | sec.gov |
| AmRoc Premier Opportunity Fund, LP (amended) | Other Real Estate | Atlantic Beach | FL | $3,575,000 | Indefinite | 1 | Apr 10 | sec.gov |
| Gemini Bioproducts Holding, Inc. | Manufacturing | West Sacramento | CA | $3,500,000 | $3,500,000 | 13 | Apr 12 | sec.gov |
| Pollen Pathways Inc. | Other Technology | New York | NY | $3,477,497 | $4,177,496 | 16 | Apr 13 | sec.gov |
| Eliot Street, Inc. | Other | Denver | CO | $3,425,000 | $5,000,000 | 15 | Apr 14 | sec.gov |
| STOUT EQUITY FUND GD LLC | Residential | Staten Island | NY | $3,400,000 | $3,400,000 | 26 | Apr 13 | sec.gov |
| Ottonomy, Inc. (amended) | Other Technology | Santa Monica | CA | $3,399,996 | $4,734,998 | 27 | Apr 13 | sec.gov |
| Get Verify, Inc. | Other Technology | New York | NY | $3,345,000 | $3,345,000 | 10 | Apr 11 | sec.gov |
| Mount Lincoln Peak LLC | Other Real Estate | Denver | CO | $3,325,000 | $3,630,000 | 7 | Apr 13 | sec.gov |
| Norlin JH Ltd | Commercial | London | $3,305,000 | $3,305,000 | 20 | Apr 12 | sec.gov | |
| Pomp Beauty, Inc. | Other | Denver | CO | $3,269,981 | $3,299,978 | 6 | Apr 12 | sec.gov |
| Quallis Brands, Inc. | Other | Newark | NY | $3,249,902 | $3,249,902 | 5 | Apr 13 | sec.gov |
| Episteme Prognostics, Inc. | Biotechnology | New York | NY | $3,136,041 | $3,701,047 | 14 | Apr 14 | sec.gov |
| Captuure Inc. | Other | Winter Garden | FL | $3,088,913 | $5,000,000 | 22 | Apr 13 | sec.gov |
| FYRFLY HANTZ Opportunity I, LLC | Other | San Francisco | CA | $3,050,000 | $3,050,000 | 2 | Apr 10 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $3,000,000 | $3,000,000 | 2 | Apr 13 | sec.gov |
| Endurus - Traditions, LLC | Commercial | Minneapolis | MN | $2,982,000 | $2,982,000 | 50 | Apr 11 | sec.gov |
| GEODE CAPITAL HOLDINGS LLC | Other Banking and Financial Services | Boston | MA | $2,938,940 | Indefinite | 4 | Apr 11 | sec.gov |
| Spoke Sciences, Inc. | Retailing | Bainbridge Island | WA | $2,914,398 | $5,000,000 | 10 | Apr 14 | sec.gov |
| Sunset TCB LLC | Restaurants | Woodbury | NY | $2,500,000 | $2,500,000 | 13 | Apr 12 | sec.gov |
| 1433 Nelson Funding L.P. | Other Real Estate | Woodmere | NY | $2,500,000 | $2,500,000 | 15 | Apr 12 | sec.gov |
| AfterSchool HQ Inc. | Other Technology | Fishers | IN | $2,464,998 | $3,000,000 | 9 | Apr 13 | sec.gov |
| LCP Winston Salem FF LLC | Commercial | White Plains | NY | $2,412,000 | $2,412,000 | 29 | Apr 13 | sec.gov |
| SAIL FUSION, LLC | Other Technology | Del Mar | CA | $2,335,000 | $3,000,000 | 18 | Apr 13 | sec.gov |
| LNRZ Inc. | Other Technology | Vancouver | WA | $2,324,999 | $2,749,999 | 5 | Apr 14 | sec.gov |
| Belle City Square Phase Two Fund, LLC | Commercial | Milwaukee | WI | $2,305,000 | $6,900,000 | 14 | Apr 11 | sec.gov |
| Eagle OZ Fund II, LP (amended) | Residential | Chicago | IL | $2,270,000 | $50,000,000 | 11 | Apr 11 | sec.gov |
| TNG 99AP, LP | Commercial | San Diego | CA | $2,230,000 | $2,500,000 | 14 | Apr 13 | sec.gov |
| Ogden Midrise Investors LLC (amended) | Residential | New York | NY | $2,225,000 | $2,225,000 | 0 | Apr 10 | sec.gov |
| Kebotix, Inc. | Other Technology | Cambridge | MA | $2,209,999 | $3,999,999 | 11 | Apr 12 | sec.gov |
| 543 Flushing Funding L.P. | Other Real Estate | Woodmere | NY | $2,200,000 | $2,200,000 | 34 | Apr 14 | sec.gov |
| RE GROCERY, INC | Other | Los Angeles | CA | $2,137,859 | $2,500,000 | 4 | Apr 12 | sec.gov |
| Augment Therapy Inc. | Other | Chagrin Falls | OH | $2,029,000 | $5,000,000 | 7 | Apr 13 | sec.gov |
| Sovos Co-Invest LP (amended) | Other | Wilmington | MA | $2,020,334 | $2,020,334 | 6 | Apr 12 | sec.gov |
| Quavo, Inc. | Other Technology | Delray Beach | FL | $2,000,000 | $2,000,000 | 3 | Apr 14 | sec.gov |
| 3261 3rd Avenue Funding L.P. | Other Real Estate | Woodmere | NY | $2,000,000 | $2,000,000 | 13 | Apr 14 | sec.gov |
| Barn2Door, Inc. | Other Technology | Seattle | WA | $2,000,000 | $3,000,000 | 7 | Apr 11 | sec.gov |
| NovaDerm Aid Fund Alpha, L.L.C. | Biotechnology | Dallas | TX | $1,995,000 | $1,995,000 | 9 | Apr 14 | sec.gov |
| EVA Entertainment, Inc. | Other | Nashville | TN | $1,993,770 | $3,336,270 | 12 | Apr 11 | sec.gov |
| Strongwater Viticultural Investments TP LLC | Commercial | San Luis Obispo | CA | $1,974,000 | $9,870,000 | 3 | Apr 10 | sec.gov |
| ForMotiv Inc. (amended) | Other Technology | Bryn Wawr | PA | $1,950,438 | $2,000,001 | 13 | Apr 14 | sec.gov |
| Found Energy Co (amended) | Other Energy | Boston | MA | $1,947,716 | $2,500,000 | 17 | Apr 13 | sec.gov |
| Bunker Hill Mining Corp. | Other | Toronto | $1,943,759 | $6,544,800 | 10 | Apr 11 | sec.gov | |
| RTX Holdings, Inc. | Other Banking and Financial Services | New York | NY | $1,930,000 | $2,500,000 | 10 | Apr 12 | sec.gov |
| Western Wealth Capital LXXV US Investor, LP (amended) | Residential | Phoenix | AZ | $1,892,176 | $2,932,054 | 165 | Apr 13 | sec.gov |
| HC Blue Bear LLC | Other | Suwanee | GA | $1,850,000 | $1,850,000 | 16 | Apr 13 | sec.gov |
| Westside Museum, LLC | Other | Las Vegas | NV | $1,800,000 | $2,000,000 | 16 | Apr 11 | sec.gov |
| TNG 99LM, LP | Commercial | San Diego | CA | $1,778,500 | $2,000,000 | 13 | Apr 12 | sec.gov |
| Strike Photonics Inc. | Other Technology | Allen | TX | $1,750,000 | $20,000,000 | 5 | Apr 14 | sec.gov |
| Silverhawk Aviation, Inc. | Other Travel | Lincoln | NE | $1,750,000 | $12,000,000 | 2 | Apr 14 | sec.gov |
| RTX Holdings, Inc. | Other Banking and Financial Services | New York | NY | $1,750,000 | $3,000,000 | 12 | Apr 12 | sec.gov |
| 502 SHADY SHORE LLC | Residential | Dallas | TX | $1,750,000 | $30,000,000 | 17 | Apr 10 | sec.gov |
| Palmer Reynoldsburg Partner, LLC | Residential | Dayton | NJ | $1,700,000 | $1,800,000 | 30 | Apr 13 | sec.gov |
| Aquor Water Systems, Inc. | Other | Port Townsend | WA | $1,677,837 | $2,177,837 | 8 | Apr 14 | sec.gov |
| Cone Software, Inc. | Other Technology | San Francisco | CA | $1,657,498 | $1,657,500 | 5 | Apr 11 | sec.gov |
| 4th Avenue Project, LLC | Commercial | Spokane | WA | $1,655,000 | $1,655,000 | 20 | Apr 14 | sec.gov |
| Belle Isle Craft Spirits, Inc. | Other | Richmond | VA | $1,654,763 | $3,000,000 | 44 | Apr 11 | sec.gov |
| On Fire LLC | Other | Seattle | WA | $1,650,000 | $1,650,000 | 13 | Apr 14 | sec.gov |
| BetterTime Co. (amended) | Other Technology | Saint Paul | MN | $1,645,000 | $1,700,000 | 19 | Apr 10 | sec.gov |
| Z DAO LLC | Other Technology | Sheridan | WY | $1,600,000 | $4,000,000 | 3 | Apr 11 | sec.gov |
| BSL Stephenville, LP (amended) | Other Real Estate | Austin | TX | $1,583,500 | $3,400,000 | 26 | Apr 10 | sec.gov |
| BSL Stephenville, LP | Other Real Estate | Austin | TX | $1,583,500 | $3,400,000 | 26 | Apr 10 | sec.gov |
| Exsolve, Inc. | Other Technology | Minneapolis | MN | $1,570,000 | $8,700,000 | 4 | Apr 12 | sec.gov |
| PCF Holdco, LLC | Insurance | Lehi | UT | $1,515,112 | $1,515,112 | 21 | Apr 13 | sec.gov |
| GREEN MATTERS TECHNOLOGIES INC. | Manufacturing | Langley | $1,500,000 | $1,500,000 | 2 | Apr 11 | sec.gov | |
| Western Wealth Capital LXXVI US Investor, LP (amended) | Residential | Phoenix | AZ | $1,495,011 | $2,259,442 | 193 | Apr 14 | sec.gov |
| SEQL Inc. | Other Technology | Richmond | VA | $1,466,412 | $2,000,000 | 21 | Apr 13 | sec.gov |
| Gaingels Fathom Radiant LLC (amended) | Other | Burlington | VT | $1,463,966 | $1,463,966 | 110 | Apr 12 | sec.gov |
| Gaingels Fathom Radiant LLC | Other | Burlington | VT | $1,463,966 | $1,463,966 | 110 | Apr 12 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $1,455,000 | $1,455,000 | 2 | Apr 13 | sec.gov |
| Starton Therapeutics Inc. | Biotechnology | Paramus | NJ | $1,443,520 | $1,443,520 | 7 | Apr 13 | sec.gov |
| Play Your Court, LLC (amended) | Other | Virginia Beach | VA | $1,438,625 | $1,500,000 | 22 | Apr 11 | sec.gov |
| CIG WVA Owners LLC | Commercial | Norfolk | VA | $1,400,000 | $1,400,000 | 2 | Apr 14 | sec.gov |
| Stone Way Eateries, LLC | Other | Seattle | WA | $1,400,000 | $3,000,000 | 11 | Apr 13 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $1,400,000 | $1,400,000 | 1 | Apr 13 | sec.gov |
| GeoWealth, LLC | Investing | Chicago | IL | $1,362,992 | $1,500,000 | 1 | Apr 14 | sec.gov |
| Ember Fund, Inc. | Other Banking and Financial Services | Los Angeles | CA | $1,345,001 | $1,345,001 | 106 | Apr 13 | sec.gov |
| Clearstep Inc. | Other Health Care | Chicago | IL | $1,335,000 | $1,750,000 | 12 | Apr 11 | sec.gov |
| Preferred Partner Community, LLC | Other | West Fargo | ND | $1,300,700 | Indefinite | 14 | Apr 11 | sec.gov |
| 1395 Bristow Funding L.P. | Other Real Estate | Woodmere | NY | $1,300,000 | $1,300,000 | 11 | Apr 14 | sec.gov |
| 18.001 Skyway Investors, LLC | Other | Tampa | FL | $1,300,000 | $1,300,000 | 10 | Apr 10 | sec.gov |
| LEAP Charities, Inc. (amended) | Residential | Boise | ID | $1,279,000 | $10,000,000 | 8 | Apr 14 | sec.gov |
| NSF Duck 2, LLC | Other | Radnor | PA | $1,250,000 | $4,000,000 | 3 | Apr 14 | sec.gov |
| Deep Cognition, Inc. | Other Technology | Farmers Branch | TX | $1,250,000 | $1,250,000 | 14 | Apr 14 | sec.gov |
| Fraud Protection Network, Inc. | Other Technology | Aventura | FL | $1,250,000 | $1,250,000 | 6 | Apr 12 | sec.gov |
| Signing Day Sports, Inc. | Other | Scottsdale | AZ | $1,250,000 | $1,500,000 | 4 | Apr 10 | sec.gov |
| REEM CAPITAL OK III, LP | Oil and Gas | Edmond | OK | $1,237,500 | $2,250,000 | 14 | Apr 12 | sec.gov |
| Dear Sundays Inc. | Other | New York | NY | $1,225,000 | $2,225,000 | 6 | Apr 10 | sec.gov |
| Appreciate Holdings, Inc. | Residential | Minnetonka | MN | $1,207,500 | $2,500,000 | 10 | Apr 10 | sec.gov |
| Hampton Gardens Community LLC | Commercial | Dallas | TX | $1,180,000 | $1,700,000 | 23 | Apr 11 | sec.gov |
| Centennial State Equity, LLC | Residential | Saline | MI | $1,150,000 | $1,500,000 | 11 | Apr 13 | sec.gov |
| Helios Solar Partners VII, LLC | Investing | Denver | CO | $1,129,260 | $1,129,260 | 23 | Apr 11 | sec.gov |
| WAVELOGIX, INC. | Other Technology | West Lafayette | IN | $1,125,000 | $1,250,000 | 12 | Apr 11 | sec.gov |
| CKAN Westside LLC | Residential | Overland Park | KS | $1,085,000 | $1,085,000 | 16 | Apr 10 | sec.gov |
| FoodMaven Corp | Other | Denver | CO | $1,050,630 | $2,000,000 | 5 | Apr 10 | sec.gov |
| JSB Glenwood Member LLC | Other Real Estate | Baltimore | MD | $1,000,000 | Indefinite | 8 | Apr 14 | sec.gov |
| PLAEX Building Systems Inc. | Other Technology | Hampstead | $1,000,000 | $1,000,000 | 1 | Apr 14 | sec.gov | |
| 70 Main Funding L.P. | Other Real Estate | Woodmere | NY | $1,000,000 | $1,000,000 | 5 | Apr 14 | sec.gov |
| Persimmon.Life Inc. | Other Technology | Healdsburg | CA | $1,000,000 | $1,000,000 | 1 | Apr 13 | sec.gov |
| Emerald Intelligence, LLC | Other Technology | Bethesda | MD | $1,000,000 | $1,500,000 | 1 | Apr 13 | sec.gov |
| Censys Technologies Corp | Other Technology | Daytona Beach | FL | $1,000,000 | $9,000,000 | 1 | Apr 13 | sec.gov |
| Claim Angel Inc. (amended) | Other | Boca Raton | FL | $1,000,000 | $3,000,000 | 1 | Apr 11 | sec.gov |
| Claim Angel Inc. | Other | Boca Raton | FL | $1,000,000 | $1,000,000 | 1 | Apr 11 | sec.gov |
| ScopeFour, LLC | Investing | El Segundo | CA | $1,000,000 | $2,500,000 | 3 | Apr 10 | sec.gov |
| Slalom, Inc. | Other | Seattle | WA | $995,000 | $995,000 | 61 | Apr 13 | sec.gov |
| RSNPG Lennox Apts Partners RM, LLC (amended) | Commercial | Wilmington | DE | $990,000 | $3,000,000 | 16 | Apr 11 | sec.gov |
| RSNPG Lennox Apts Partners RM, LLC | Commercial | Wilmington | DE | $990,000 | $12,500,000 | 16 | Apr 11 | sec.gov |
| United SCOOP #3, LP | Oil and Gas | Roanoke | TX | $987,500 | $987,500 | 23 | Apr 14 | sec.gov |
| HAP Commonwealth Investors, LLC | Other Real Estate | Morristown | NJ | $980,000 | $980,000 | 7 | Apr 13 | sec.gov |
| HAP Orlando Investors, LLC | Other Real Estate | Morristown | NJ | $970,000 | $970,000 | 7 | Apr 13 | sec.gov |
| ARENA23 Chandler LLC | Retailing | Chandler | AZ | $960,000 | $2,110,000 | 6 | Apr 12 | sec.gov |
| Horton Woods Partners, LLC (amended) | Commercial | Los Angeles | CA | $939,500 | $2,000,000 | 22 | Apr 10 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $930,000 | $930,000 | 1 | Apr 13 | sec.gov |
| Tanbark Molded Fiber Products, Inc. | Manufacturing | Portland | ME | $910,271 | $1,000,000 | 25 | Apr 13 | sec.gov |
| HH STUDENT HOUSING FOF I, LLC | Commercial | Silver Spring | MD | $910,000 | $3,000,000 | 5 | Apr 14 | sec.gov |
| SCM SPV XVIII, LLC | Other | Tampa | FL | $901,000 | $1,001,000 | 1 | Apr 14 | sec.gov |
| Upbound.ai, Inc. | Other Technology | San Francisco | CA | $900,000 | $1,000,000 | 2 | Apr 12 | sec.gov |
| Western Wealth Capital LXXIX US Investor, LP (amended) | Residential | Phoenix | AZ | $886,970 | $2,068,839 | 93 | Apr 12 | sec.gov |
| H2 Clipper, Inc. (amended) | Other | Santa Barbara | CA | $850,000 | $2,000,000 | 8 | Apr 10 | sec.gov |
| Indigo Food Labs, LLC | Restaurants | Chicago | IL | $831,379 | $2,000,000 | 9 | Apr 14 | sec.gov |
| Peak Pinewood Trace, LLC | Other Real Estate | Hurst | TX | $825,000 | $1,500,000 | 5 | Apr 12 | sec.gov |
| Potenza Desert Cove LLC | Residential | Arcadia | CA | $820,000 | $820,000 | 15 | Apr 10 | sec.gov |
| Broadway Self Storage, LLC | Commercial | Glenside | PA | $750,000 | $850,000 | 1 | Apr 14 | sec.gov |
| Liquid Stock II GP, LLC | Investing | San Rafael | CA | $750,000 | Indefinite | 0 | Apr 13 | sec.gov |
| LuckyTruck, Inc. | Insurance | Cincinnati | OH | $750,000 | $1,250,000 | 1 | Apr 13 | sec.gov |
| Rivulet Media, Inc. | Other | Gilbert | AZ | $750,000 | $5,000,000 | 6 | Apr 10 | sec.gov |
| Hahparking, Inc. | Other | Charleston | SC | $741,966 | $1,000,000 | 7 | Apr 14 | sec.gov |
| SWAPONZ, INC. (amended) | Other | Natick | MA | $721,899 | $1,500,000 | 19 | Apr 10 | sec.gov |
| Toolbelt, Inc. (amended) | Other Technology | Vancouver | WA | $720,000 | $1,500,000 | 17 | Apr 13 | sec.gov |
| Planters Holding Co | Commercial Banking | Indianola | MS | $703,625 | $810,875 | 14 | Apr 14 | sec.gov |
| Riderr Inc | Other Technology | Lewes | DE | $700,000 | $900,000 | 3 | Apr 13 | sec.gov |
| Springs, LLC | Other | Mercer Island | WA | $689,969 | $1,397,500 | 12 | Apr 12 | sec.gov |
| Zen@Maryvale Holdings LLC | Residential | Scottsdale | AZ | $681,100 | $20,000,000 | 6 | Apr 14 | sec.gov |
| Drop Zone Canopy Company, LLC | Manufacturing | Brevard | NC | $676,559 | $3,500,000 | 1 | Apr 14 | sec.gov |
| Spheryx, Inc. | Other | New York | NY | $675,000 | $2,750,000 | 4 | Apr 14 | sec.gov |
| Western Wealth Capital LXXI US Investor, LP (amended) | Residential | Phoenix | AZ | $673,997 | $1,339,839 | 89 | Apr 12 | sec.gov |
| 9633 W. Ferris Branch Investors, LLC | Residential | Dallas | TX | $630,000 | $1,000,000 | 6 | Apr 13 | sec.gov |
| KRE FUND, LLC | Other Real Estate | Bakersfield | CA | $620,000 | $25,000,000 | 14 | Apr 12 | sec.gov |
| IX Power Clean Water, Inc. (amended) | Other | Golden | CO | $610,084 | $1,210,084 | 21 | Apr 12 | sec.gov |
| Buy It Mobility Networks Inc. | Other | Roswell | GA | $600,000 | $600,000 | 23 | Apr 13 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $550,000 | $150,000,000 | 0 | Apr 14 | sec.gov |
| MD MANAGEMENT LLC | Business Services | San Francisco | CA | $538,650 | $645,300 | 115 | Apr 14 | sec.gov |
| ADURO CLEAN TECHNOLOGIES INC. | Other Technology | Sarnia | $518,669 | $518,669 | 15 | Apr 13 | sec.gov | |
| Western Wealth Capital LXI US Investor, LP (amended) | Residential | Phoenix | AZ | $512,889 | $1,085,723 | 104 | Apr 12 | sec.gov |
| Jacob & Sons, LLC (amended) | Other | Portland | OR | $503,767 | $600,000 | 11 | Apr 12 | sec.gov |
| BizBox Restaurant Group, Inc. | Restaurants | Juno Beach | FL | $500,000 | $500,000 | 1 | Apr 14 | sec.gov |
| Chasm Advanced Materials, Inc. | Other Technology | Canton | MA | $500,000 | $15,000,000 | 1 | Apr 11 | sec.gov |
| Threadleaf Capital, LLC | Investing | Missasauga | $480,000 | $480,000 | 15 | Apr 11 | sec.gov | |
| Nampa Renal Construction LLC | Commercial | Dallas | TX | $465,800 | $465,800 | 5 | Apr 12 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $464,268 | $464,268 | 1 | Apr 13 | sec.gov |
| Dividenz SPV 9 LLC | Other Real Estate | Aventura | FL | $455,000 | $1,369,863 | 0 | Apr 12 | sec.gov |
| Rediscovery Life Sciences AKI LLC | Other Health Care | Charleston | SC | $449,983 | $899,985 | 22 | Apr 11 | sec.gov |
| Medical 21, Inc. | Biotechnology | Minneapolis | MN | $430,000 | $10,000,000 | 4 | Apr 14 | sec.gov |
| ALEMBIC TECHNOLOGIES, INC. | Other Technology | San Francisco | CA | $429,770 | $429,770 | 1 | Apr 14 | sec.gov |
| Davy Power Systems Inc. (amended) | Other Energy | Cincinnati | OH | $402,500 | $7,500,000 | 11 | Apr 11 | sec.gov |
| DISCOVERY PROJECTS LLC | Construction | Seattle | WA | $400,000 | $400,000 | 2 | Apr 11 | sec.gov |
| McKinney Renal Construction LLC | Commercial | Dallas | TX | $399,400 | $399,400 | 6 | Apr 10 | sec.gov |
| Consumer Retail Tech Solutions Corp. (amended) | Other | Monroe Township | NJ | $395,000 | $395,000 | 7 | Apr 13 | sec.gov |
| Hoopla Doopla, Inc. (amended) | Other Technology | Bohemia | NY | $380,994 | $1,000,000 | 13 | Apr 11 | sec.gov |
| Motherly, Inc. | Other | Park City | UT | $366,859 | $500,000 | 21 | Apr 13 | sec.gov |
| Coworks, Inc. | Other | Raleigh | NC | $357,384 | $500,000 | 2 | Apr 12 | sec.gov |
| IntelliFlux Controls, Inc. | Other Technology | Newport Beach | CA | $350,000 | $350,000 | 4 | Apr 14 | sec.gov |
| MACollective Desert Cove, LLC | Residential | Oviedo | FL | $350,000 | $1,000,000 | 6 | Apr 10 | sec.gov |
| Impact Desert Cove LLC | Residential | Peoria | AZ | $335,000 | $800,000 | 7 | Apr 11 | sec.gov |
| Qnect LLC | Other Technology | Hadley | MA | $326,432 | Indefinite | 11 | Apr 11 | sec.gov |
| Revolin Sports LLC | Other | Holland | MI | $317,840 | $317,840 | 5 | Apr 12 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $317,461 | $150,000,000 | 0 | Apr 14 | sec.gov |
| Next Frontier Real Estate Holdings QOZ LLC | Commercial | Austin | TX | $289,000 | $50,000,000 | 1 | Apr 12 | sec.gov |
| ZoomInfo Technologies Inc. | Other Technology | Vancouver | WA | $283,500 | Indefinite | 1 | Apr 13 | sec.gov |
| BLUE OAK NJ 1 LLC | Other | Bloomfield | NJ | $282,000 | $1,000,000 | 6 | Apr 10 | sec.gov |
| CLC WFH Management Inc. | Other | New York | NY | $280,000 | $280,000 | 2 | Apr 13 | sec.gov |
| SABACC LLC | Other | Palos Verdes Estates | CA | $250,000 | $250,000 | 5 | Apr 13 | sec.gov |
| NKore Biotherapeutics, LLC | Biotechnology | Germantown | TN | $250,000 | $3,000,000 | 2 | Apr 13 | sec.gov |
| Swag Promo LLC | Retailing | Atlanta | GA | $250,000 | $250,000 | 1 | Apr 13 | sec.gov |
| Yalla Capital, LLC | Other | Denver | CO | $250,000 | $250,000 | 6 | Apr 13 | sec.gov |
| Txtsmarter, LLC | Other Technology | Sebastopol | CA | $250,000 | $3,000,000 | 4 | Apr 13 | sec.gov |
| Ladris Technologies, Inc. | Other Technology | Nevada City | CA | $250,000 | $250,000 | 1 | Apr 13 | sec.gov |
| WaveTech Group, Inc. | Other Technology | El Paso | TX | $250,000 | $500,000 | 2 | Apr 11 | sec.gov |
| Balanced Media Technology, LLC | Other | Allen | TX | $250,000 | $1,500,000 | 1 | Apr 10 | sec.gov |
| Cottonwood Communities, Inc. (amended) | Residential | Salt Lake City | UT | $248,000 | $5,696,460 | 8 | Apr 14 | sec.gov |
| Play Your Court, LLC | Other | Virginia Beach | VA | $246,875 | $250,000 | 18 | Apr 11 | sec.gov |
| CHEFVILLE LLC | Other Technology | Aventura | FL | $235,000 | $235,000 | 9 | Apr 11 | sec.gov |
| Alta Smiles, LLC | Other Health Care | Fort Washington | PA | $200,750 | $1,500,000 | 2 | Apr 10 | sec.gov |
| Daze Between New Orleans, LLC | Other | Denver | CO | $200,000 | $600,000 | 2 | Apr 13 | sec.gov |
| Chomp Chocolate Corp | Retailing | Salem | OR | $200,000 | $200,000 | 1 | Apr 13 | sec.gov |
| Mosie Inc. | Other Health Care | Austin | TX | $200,000 | $1,000,000 | 2 | Apr 12 | sec.gov |
| Boswell, Inc. | Other Health Care | Providence | RI | $190,000 | $200,000 | 9 | Apr 10 | sec.gov |
| OpenLocker Holdings, Inc. | Business Services | West Palm Beach | FL | $185,000 | $2,000,000 | 7 | Apr 14 | sec.gov |
| Aerovec Inc. | Other Energy | Eden | NY | $178,000 | $1,200,000 | 7 | Apr 13 | sec.gov |
| Pacaso Growth II LLC | Other Real Estate | Cincinnati | OH | $155,000 | $30,000,000 | 3 | Apr 14 | sec.gov |
| Strainsforpains, Inc. (amended) | Other Technology | New York | NY | $150,700 | $200,000 | 16 | Apr 14 | sec.gov |
| INGANTEC CORP. | Computers | Wauwatosa | WI | $150,000 | $1,050,000 | 5 | Apr 14 | sec.gov |
| S440 Ventures, LLC | Other | Austin | TX | $150,000 | $375,000 | 2 | Apr 13 | sec.gov |
| S440 Holding Inc | Other | Dover | DE | $150,000 | $375,000 | 2 | Apr 13 | sec.gov |
| LEONAS CAPITAL & ADVISORY III LLC - ATHENA SERIES | Business Services | Las Vegas | NV | $150,000 | $150,000 | 13 | Apr 12 | sec.gov |
| Game of Silks, Inc. | Other Technology | Boca Raton | FL | $150,000 | $3,000,000 | 2 | Apr 11 | sec.gov |
| RealAssets Technologies | Other Technology | Iselin | NJ | $150,000 | $7,500,000 | 1 | Apr 10 | sec.gov |
| PHAIRIFY, INC. | Other Technology | Andover | MA | $149,999 | $549,900 | 2 | Apr 11 | sec.gov |
| Jage Media, Inc. | Other | Bainbridge Island | WA | $140,104 | $1,000,000 | 8 | Apr 11 | sec.gov |
| Edifii, Inc. | Other Technology | Cambridge | MA | $125,000 | $125,000 | 6 | Apr 11 | sec.gov |
| Momentix Capital Corp | Other | North Vancouver | $120,000 | $120,000 | 2 | Apr 13 | sec.gov | |
| Standard Broadcast LLC | Other | Denver | CO | $115,000 | $1,800,000 | 2 | Apr 13 | sec.gov |
| Gaingels Galileo 2022 LLC | Other | Burlilngton | VT | $114,893 | $114,893 | 10 | Apr 12 | sec.gov |
| Disruptive, LLC | Other | Sammamish | WA | $112,500 | $1,500,000 | 3 | Apr 11 | sec.gov |
| Abess Management LLC | Other | New York | NY | $110,000 | $110,000 | 12 | Apr 14 | sec.gov |
| Sunnie, Inc. (amended) | Other | Encino | CA | $110,000 | $150,000 | 5 | Apr 14 | sec.gov |
| Andex Gold Inc. | Other Energy | Toronto | $105,000 | $105,000 | 1 | Apr 10 | sec.gov | |
| Novascope Biochips Inc. | Other Technology | Scarsdale | NY | $104,928 | $104,928 | 1 | Apr 11 | sec.gov |
| Gaingels Orange Grove Bio LLC | Other | Burlington | VT | $104,026 | $104,026 | 5 | Apr 12 | sec.gov |
| Wag! Group Co. | Other Technology | San Francisco | CA | $100,000 | $100,000 | 7 | Apr 14 | sec.gov |
| Verdant Orchards LLC | Agriculture | Austin | TX | $100,000 | $5,000,000 | 1 | Apr 13 | sec.gov |
| PPGE Healthcare LP | Other Health Care | Sugar Land | TX | $100,000 | $5,000,000 | 1 | Apr 12 | sec.gov |
| CWS VOLENTE, L.P. | Other Real Estate | Newport Beach | CA | $100,000 | $13,000,000 | 2 | Apr 12 | sec.gov |
| Rust Belt Riders Composting, LLC (amended) | Agriculture | Cleveland | OH | $100,000 | $750,000 | 1 | Apr 11 | sec.gov |
| It's Elation, Inc. | Other Health Care | Cody | WY | $100,000 | $2,000,000 | 1 | Apr 10 | sec.gov |
| Immersive Education LLC | Other | Pasadena | CA | $90,000 | $90,000 | 2 | Apr 12 | sec.gov |
| Mortgage Group Partners LLC | Residential | Arvada | CO | $75,000 | $750,000 | 1 | Apr 14 | sec.gov |
| ACQUISITION SIMPLICITY, INC. | Other | Liberty Lake | WA | $75,000 | $1,000,000 | 1 | Apr 11 | sec.gov |
| TEAMWORKS INNOVATIONS, INC. | Other Technology | Durham | NC | $59,614 | $59,614 | 8 | Apr 13 | sec.gov |
| Sofi Nacatoch II Joint Venture | Oil and Gas | Prosper | TX | $56,250 | $400,000 | 0 | Apr 14 | sec.gov |
| White Wolf Private Equity Partners, LLC | Other | Miami | FL | $50,000 | Indefinite | 1 | Apr 14 | sec.gov |
| FCGVR, LLC | Restaurants | Denver | CO | $50,000 | $900,000 | 1 | Apr 13 | sec.gov |
| Ikonos Analytics LLC | Other Technology | Columbus | OH | $50,000 | $1,500,000 | 1 | Apr 12 | sec.gov |
| INTELLISYNCH, LLC (amended) | Other Technology | Potomac | MD | $50,000 | $1,000,000 | 1 | Apr 11 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $40,003 | Indefinite | 7 | Apr 14 | sec.gov |
| Dynaleo Inc. | Other | Nisku | $36,945 | $83,126 | 1 | Apr 11 | sec.gov | |
| L1 PET Management SCSp (amended) | Other | Luxembourg | $35,027 | $157,424 | 9 | Apr 12 | sec.gov | |
| Crown Niobrara #3 Joint Venture | Oil and Gas | Carrollton | TX | $34,250 | $6,028,000 | 2 | Apr 12 | sec.gov |
| Galantas Gold Corp | Other | Toronto | $33,307 | $84,193 | 3 | Apr 11 | sec.gov | |
| Bear Cub Productions LLC | Other | Westhampton | MA | $30,000 | $30,000 | 1 | Apr 13 | sec.gov |
| Syrena LLC | Other | Atlanta | GA | $30,000 | $30,000 | 1 | Apr 13 | sec.gov |
| White Wolf Private Credit Partners LLC | Other | Miami | FL | $25,000 | Indefinite | 2 | Apr 14 | sec.gov |
| ONE NANOSCIENCE, INC. | Manufacturing | Las Vegas | NV | $25,000 | $1,500,000 | 1 | Apr 13 | sec.gov |
| NOVA OCULUS PARTNERS, LLC (amended) | Other Health Care | Palm Desert | CA | $22,500 | $15,000,000 | 2 | Apr 14 | sec.gov |
| Executive Council Network, Inc. | Other | Austin | TX | $20,000 | $350,000 | 2 | Apr 11 | sec.gov |
| Gratomic Inc. | Other | Toronto | $19,888 | $49,720 | 1 | Apr 11 | sec.gov | |
| TMTP Labs, Inc. | Other Technology | New Orleans | LA | $12,500 | $453,000 | 39 | Apr 13 | sec.gov |
| Itaconix Plc | Other Technology | Stratham | NH | $10,000 | $10,000 | 2 | Apr 12 | sec.gov |
| DSGNPerks Inc | Manufacturing | Brooklyn | NY | $10,000 | Indefinite | 1 | Apr 10 | sec.gov |
| Trilinear BioVentures, LLC | Biotechnology | Huntsville | AL | $6,000 | $5,000,000 | 1 | Apr 14 | sec.gov |
| White Wolf Private Fund Partners LLC | Other | Miami | FL | $5,277 | Indefinite | 1 | Apr 14 | sec.gov |
| Ownors Technologies, Inc. | Other | Los Angeles | CA | $0 | $5,000,000 | 0 | Apr 14 | sec.gov |
| CLOTINE CAPITAL FUND LLC | Commercial | Wellington | FL | $0 | $10,000,000 | 0 | Apr 14 | sec.gov |
| GEN PLUS FUND LLC | Commercial | Sheridan | WY | $0 | $10,000,000 | 0 | Apr 14 | sec.gov |
| SPV Baker City Organics, LLC | Other Real Estate | Clive | IA | $0 | $3,850,000 | 0 | Apr 14 | sec.gov |
| DMI Brook Hollow, LLC | Commercial | Mckinney | TX | $0 | $2,800,000 | 0 | Apr 14 | sec.gov |
| Madera Capital Fund XV, LP | Residential | Lubbock | TX | $0 | $75,000,000 | 0 | Apr 14 | sec.gov |
| Clarion Beverage Assets Funds, LP | Other | Houston | TX | $0 | $500,000,000 | 0 | Apr 14 | sec.gov |
| Stiff Upper Lip UK Ltd Liability Co | Other | New York | NY | $0 | $3,250,000 | 0 | Apr 14 | sec.gov |
| MCAP-Madison 2 Joint Venture | Oil and Gas | Dallas | TX | $0 | $2,328,500 | 1 | Apr 14 | sec.gov |
| P/E Capital DAO LLC (amended) | Other | Jackson | WY | $0 | $10,000,000 | 0 | Apr 14 | sec.gov |
| P/E Capital DAO LLC (amended) | Other | Jackson | WY | $0 | $10,000,000 | 0 | Apr 14 | sec.gov |
| Delex Healthcare Group, Inc. | Pharmaceuticals | New York | NY | $0 | Indefinite | 0 | Apr 14 | sec.gov |
| Delex Healthcare Group, Inc. | Pharmaceuticals | New York | NY | $0 | Indefinite | 0 | Apr 14 | sec.gov |
| CorVista Health, Inc. | Other Health Care | Washington | DC | $0 | $2,000,000 | 0 | Apr 14 | sec.gov |
| Lodging Fund REIT III OP, LP | Commercial | Fargo | ND | $0 | $30,000,000 | 0 | Apr 14 | sec.gov |
| LegacyCrest Omega SWD I, LLC | Oil and Gas | Plano | TX | $0 | $2,430,000 | 0 | Apr 14 | sec.gov |
| Analytics for Life, Inc. | Other Health Care | Toronto | $0 | $10,000,000 | 0 | Apr 14 | sec.gov | |
| Rise Oil & Gas, Inc. | Oil and Gas | Austin | TX | $0 | $6,000,000 | 0 | Apr 14 | sec.gov |
| ATHENA GOLD CORP (amended) | Other | Vacaville | CA | $0 | $800,000 | 0 | Apr 14 | sec.gov |
| FiscalNote Holdings, Inc. | Other Technology | Washington | DC | $0 | Indefinite | 1 | Apr 14 | sec.gov |
| Checkpoint Therapeutics, Inc. | Biotechnology | Waltham | MA | $0 | Indefinite | 9 | Apr 14 | sec.gov |
| InEnTec Inc. | Other Energy | Richland | WA | $0 | Indefinite | 0 | Apr 14 | sec.gov |
| Glenwood Lake Towns, LLC | Other | Saint Petersburg | FL | $0 | $3,000,000 | 0 | Apr 13 | sec.gov |
| AlgoRE Fund I LP | Other Real Estate | Nashville | TN | $0 | $10,000,000 | 0 | Apr 13 | sec.gov |
| Ethos Deal Partners LLC | Residential | Sheridan | WY | $0 | $4,000,000 | 0 | Apr 13 | sec.gov |
| ACX IV Properties LLC | Commercial | Long Island City | NY | $0 | $3,900,000 | 0 | Apr 13 | sec.gov |
| Cedars Apt 315 LLC | Commercial | Plano | TX | $0 | $2,200,000 | 0 | Apr 13 | sec.gov |
| Transparent Musical, Ltd Liability Co | Other | New York | NY | $0 | $3,500,000 | 0 | Apr 13 | sec.gov |
| HSS Phase 1 LLC | Commercial | Hartford | MI | $0 | $225,000 | 0 | Apr 13 | sec.gov |
| Emerald Intelligence, LLC | Other Technology | Bethesda | MD | $0 | Indefinite | 1 | Apr 13 | sec.gov |
| Earth X Energy Corp | Other | Atlanta | GA | $0 | $5,000,000 | 0 | Apr 13 | sec.gov |
| HAG Holding Ltd (amended) | Other Technology | Singapore | $0 | $500,000,000 | 0 | Apr 13 | sec.gov | |
| PerkinElmer Topco, L.P. | Other | Shelton | CT | $0 | Indefinite | 0 | Apr 13 | sec.gov |
| GLOBAL DOT LOGISTICS, INC | Other | New York | NY | $0 | $10,000,000 | 0 | Apr 13 | sec.gov |
| Legacy Trail Surgery Center, LLC | Other Health Care | Plano | TX | $0 | $997,107 | 0 | Apr 13 | sec.gov |
| Lost River Mining, Inc. | Other | Juneau | AK | $0 | $20,000,000 | 0 | Apr 13 | sec.gov |
| Royal Equity Partners, LLC | Other | Magnolia | TX | $0 | $5,800,000 | 0 | Apr 12 | sec.gov |
| Shopoff Fund VIII, LP | Other Real Estate | Irvine | CA | $0 | $50,000,000 | 0 | Apr 12 | sec.gov |
| Santa Rita Village LLC | Other | Mesa | AZ | $0 | $1,200,000 | 0 | Apr 12 | sec.gov |
| Pine State Infrastructure Fund VI, LP | Other | Little Rock | AR | $0 | $52,800,000 | 0 | Apr 12 | sec.gov |
| FIG - ALVIN INDUSTRIAL, LLC | Other Real Estate | Fort Worth | TX | $0 | $1,400,000 | 0 | Apr 12 | sec.gov |
| MACP PIC, LLC | Residential | Irmo | SC | $0 | Indefinite | 0 | Apr 12 | sec.gov |
| UPC Fund, LLC | Residential | Smithfield | UT | $0 | $25,000,000 | 1 | Apr 12 | sec.gov |
| Athletes Unlimited, PBC | Other | New York | NY | $0 | Indefinite | 0 | Apr 12 | sec.gov |
| P/E Capital DAO LLC (amended) | Other | Jackson | WY | $0 | $10,000,000 | 0 | Apr 12 | sec.gov |
| GATC HEALTH CORP (amended) | Other Technology | Irvine | CA | $0 | $10,000,000 | 0 | Apr 12 | sec.gov |
| MakuSafe Corp. | Other Technology | West Des Moines | IA | $0 | $7,000,000 | 0 | Apr 12 | sec.gov |
| HealthEast Surgery Center-Maplewood, LLC | Other Health Care | Maplewood | MN | $0 | $61,929 | 0 | Apr 12 | sec.gov |
| Wander.com, Inc. | Other Technology | Austin | TX | $0 | $10,099,994 | 0 | Apr 12 | sec.gov |
| Inch & Co. Cascade Fund I LLC | Commercial | York | PA | $0 | $150,000,000 | 0 | Apr 12 | sec.gov |
| REF Topco, Inc. (amended) | Other | New York | NY | $0 | Indefinite | 0 | Apr 12 | sec.gov |
| Pebb 110 Holding Manager, LLC | Commercial | Boca Raton | FL | $0 | $3,500,000 | 0 | Apr 12 | sec.gov |
| LCP Lakeview LLC | Other | Austin | TX | $0 | $2,000,000 | 0 | Apr 11 | sec.gov |
| XTR1 Inc. | Other Technology | Jackson | MS | $0 | Indefinite | 0 | Apr 11 | sec.gov |
| LENGO THERAPEUTICS LTD | Other Technology | New York | NY | $0 | $7,000,000 | 0 | Apr 11 | sec.gov |
| Manufacturing Essential Asset, DST | Commercial | Las Vegas | NV | $0 | $182,117,607 | 0 | Apr 11 | sec.gov |
| 160 Technology IF LLC (amended) | Commercial | Ketchum | ID | $0 | $1,310,000 | 0 | Apr 11 | sec.gov |
| Kapnos Inc. | Other | Sharon | MA | $0 | $2,709,000 | 0 | Apr 11 | sec.gov |
| Metaverse Finance LLC | Other Technology | Santa Ana | CA | $0 | Indefinite | 0 | Apr 11 | sec.gov |
| Addiction Cure Therapeutic Sciences Inc | Biotechnology | Coconut Creek | FL | $0 | $1,000,000 | 0 | Apr 11 | sec.gov |
| Thermo Tents Ltd | Other | Kerry | $0 | $2,000,007 | 0 | Apr 11 | sec.gov | |
| Texas Health Surgery Center Preston Plaza, LLC | Other Health Care | Dallas | TX | $0 | $1,100,027 | 0 | Apr 11 | sec.gov |
| Svante Technologies Inc. | Energy Conservation | Burnaby | $0 | $2,500,000 | 1 | Apr 11 | sec.gov | |
| ihomestead Inc. | Other Technology | Kingston | WA | $0 | $259,666 | 4 | Apr 10 | sec.gov |
| SPI Buda Equity DE, LLC | Commercial | Dallas | TX | $0 | $10,000,000 | 0 | Apr 10 | sec.gov |
| Reserve at Hickory Creek Holdings LLC | Residential | Houston | TX | $0 | $6,500,000 | 0 | Apr 10 | sec.gov |
| U First Capital Fund XX LLC | Other | Fremont | CA | $0 | $5,000,000 | 0 | Apr 10 | sec.gov |
| Alliance Energy Fund 2023-A, LP | Oil and Gas | Overland Park | KS | $0 | $100,000,000 | 0 | Apr 10 | sec.gov |
| ANDREWS TEXAS TRUCKWASH LLC | Other | Andrews | TX | $0 | Indefinite | 0 | Apr 10 | sec.gov |
| CROWDVEST LLC | Other | Shoreham | NY | $0 | Indefinite | 0 | Apr 10 | sec.gov |
| Covanos, Inc. | Other Health Care | Alpharetta | GA | $0 | $3,000,000 | 0 | Apr 10 | sec.gov |
| ELS Funding I, LLC | Other Real Estate | Fairfield | CT | $0 | $800,000 | 0 | Apr 10 | sec.gov |
| Newton ACG Pool II, LLC | Other | Greenwood Village | CO | $0 | $7,000,000 | 0 | Apr 10 | sec.gov |
| Pacific Ag ACG Pool I LLC | Other | Greenwood Village | CO | $0 | $21,725,000 | 0 | Apr 10 | sec.gov |
| Drug Delivery Company, LLC | Biotechnology | Salisbury | MD | $0 | $1,500,000 | 0 | Apr 10 | sec.gov |
| VERTIMASS, LLC (amended) | Other | Irvine | CA | $0 | $25,000,000 | 0 | Apr 10 | sec.gov |
| Tyche Spring Holding Co LLC | Commercial | Houston | TX | $0 | $1,920,000 | 0 | Apr 10 | sec.gov |
| Copperfield Acquisition Group LLC | Commercial | Houston | TX | $0 | $2,550,000 | 0 | Apr 10 | sec.gov |
| PRAIRIE FARMS DAIRY INC | Other | Edwardsville | IL | $0 | $2,000,000 | 0 | Apr 10 | sec.gov |
| Visibly, Inc. | Other Technology | Chicago | IL | $0 | $1 | 1 | Apr 10 | sec.gov |
Week of Apr 17 · Week of Apr 3 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.