Data / Form D filings / Apr 6
Form D filings, April 6, 2023: 92 companies raised $1.12 billion
92 operating companies filed a Form D on April 6, 2023, reporting $1.12 billion sold. Largest: reAlpha Tech Corp. ($400.5 million), BAE SYSTEMS PLC /FI/ ($67.6 million), Rastegar Holding Company, LLC ($63 million). The median filing is $3.8 million, and 151 pooled investment funds also filed that day.
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- 92Form D filings
- $1.12 billionreported sold
- $3.8 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, TX 12, NY 8, CO 6, PA 5. By industry: Other 19, Other Technology 18, Commercial 15, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| reAlpha Tech Corp. | Other Technology | Dublin | OH | $400,500,000 | $400,500,000 | 30 | Apr 6 | sec.gov |
| BAE SYSTEMS PLC /FI/ | Other | London | $67,556,289 | $67,556,289 | 260 | Apr 6 | sec.gov | |
| Rastegar Holding Company, LLC (amended) | Commercial | Austin | TX | $62,977,671 | $100,000,000 | 84 | Apr 6 | sec.gov |
| Cross Creek Focus Fund II, L.P. (amended) | Other | Salt Lake City | UT | $61,068,000 | Indefinite | 12 | Apr 6 | sec.gov |
| Post Oak Forest Partners, LLC | Investing | Los Angeles | CA | $50,164,500 | $50,164,500 | 399 | Apr 6 | sec.gov |
| HZ Deer Valley DST | Residential | San Francisco | CA | $48,592,125 | $90,500,000 | 6 | Apr 6 | sec.gov |
| Stuffed Puffs, LLC | Other | Bethlehem | PA | $30,000,000 | $30,000,000 | 3 | Apr 6 | sec.gov |
| Beacon KG Investment LLC | Commercial | Charlotte | NC | $28,590,000 | $28,590,000 | 71 | Apr 6 | sec.gov |
| Claire's Holdings LLC (amended) | Other | Hoffman Estates | IL | $27,149,965 | Indefinite | 43 | Apr 6 | sec.gov |
| SimpleRose Inc. | Other Technology | St. Louis | MO | $23,001,264 | $23,001,264 | 20 | Apr 6 | sec.gov |
| Tower 56 Direct, LLC | Commercial | New York | NY | $22,000,000 | $22,000,000 | 61 | Apr 6 | sec.gov |
| Fedi, Inc. | Other | Austin | TX | $19,199,927 | $21,199,934 | 13 | Apr 6 | sec.gov |
| Albany Road-Sports Complex Investor Holdco LLC | Commercial | Boston | MA | $17,809,000 | Indefinite | 119 | Apr 6 | sec.gov |
| International Battery Company, Inc. | Other Energy | Sunnyvale | CA | $16,299,965 | $16,300,000 | 0 | Apr 6 | sec.gov |
| SilverRail Technologies, Inc. | Other Travel | London | $15,000,000 | $20,000,000 | 7 | Apr 6 | sec.gov | |
| LPC Management Team, LLC | Commercial | Chicago | IL | $13,700,000 | $13,700,000 | 44 | Apr 6 | sec.gov |
| Veloce Energy, Inc. | Other Technology | Los Angeles | CA | $12,500,000 | $19,499,998 | 34 | Apr 6 | sec.gov |
| GV Real Estate Partners II LLC | Commercial | Irvine | CA | $12,315,000 | $40,000,000 | 16 | Apr 6 | sec.gov |
| Fixie.ai Inc. | Other | Seattle | WA | $11,455,565 | $11,455,565 | 7 | Apr 6 | sec.gov |
| JM CORONADO VILLAS LLC | Residential | Denton | TX | $11,250,000 | $11,750,000 | 1 | Apr 6 | sec.gov |
| AKUVO LLC | Other Technology | Malvern | PA | $9,999,999 | $9,999,999 | 14 | Apr 6 | sec.gov |
| SUN METALON Inc. (amended) | Manufacturing | Redondo Beach | CA | $9,607,700 | $10,607,698 | 13 | Apr 6 | sec.gov |
| ZoomCar, Inc. | Other | Kodihalli, Bangalore | $8,110,030 | $40,000,000 | 50 | Apr 6 | sec.gov | |
| Ra Medical Systems, Inc. | Biotechnology | Fort Mill | SC | $7,999,798 | $7,999,798 | 1 | Apr 6 | sec.gov |
| PHASE CHANGE SOFTWARE LLC (amended) | Other Technology | Golden | CO | $7,863,831 | $12,603,000 | 35 | Apr 6 | sec.gov |
| Quinwood Coal Company, LLC (amended) | Coal Mining | Houston | TX | $7,750,000 | $7,750,000 | 2 | Apr 6 | sec.gov |
| ML Riverwalk Apartments, LLC | Other Real Estate | Eden Prairie | MN | $7,100,000 | $10,000,000 | 50 | Apr 6 | sec.gov |
| Cyemptive Technologies, Inc. | Computers | Snohomish | WA | $6,707,245 | $15,300,000 | 7 | Apr 6 | sec.gov |
| BIG MG 116 LLC | Residential | Temple | TX | $5,950,000 | $7,000,000 | 48 | Apr 6 | sec.gov |
| RESIDENCES AT FOUNDRY PLACE, LLC | Residential | Portsmouth | NH | $5,845,812 | $5,945,812 | 16 | Apr 6 | sec.gov |
| SnoFox Sciences, Inc. | Other Technology | Philadelphia | PA | $5,700,000 | $5,700,000 | 4 | Apr 6 | sec.gov |
| MRES Millbrook Holdings, LLC | Residential | Omaha | NE | $5,662,500 | $5,662,500 | 36 | Apr 6 | sec.gov |
| Hughes Tank Investments LLC | Manufacturing | Dallas | TX | $5,561,500 | $7,500,000 | 79 | Apr 6 | sec.gov |
| Dylibso, Inc. | Other Technology | Boulder | CO | $4,879,994 | $5,000,000 | 7 | Apr 6 | sec.gov |
| WINDSTONE INVESTMENT, LLC (amended) | Investing | Louisville | KY | $4,615,276 | Indefinite | 15 | Apr 6 | sec.gov |
| Braavos Financial Solutions Ltd. | Other Technology | Sao Paulo, Sp | $4,505,153 | $6,205,153 | 23 | Apr 6 | sec.gov | |
| RCS - CAMBRIDGE CROSSING, LLC | Other Real Estate | Louisville | CO | $4,505,000 | $4,505,000 | 18 | Apr 6 | sec.gov |
| Mikey's LLC | Other | Bethlehem | PA | $4,250,000 | $4,250,000 | 1 | Apr 6 | sec.gov |
| Phi Therapeutics, Inc. | Biotechnology | Petaluma | CA | $4,155,831 | $7,655,835 | 16 | Apr 6 | sec.gov |
| RESPONDOLOGY HOLDINGS, INC. | Other Technology | Boulder | CO | $3,524,997 | $6,775,000 | 7 | Apr 6 | sec.gov |
| Werewool, Inc. | Biotechnology | Brooklyn | NY | $3,249,999 | $3,249,999 | 2 | Apr 6 | sec.gov |
| Simnovus Corp | Other Technology | Cary | NC | $3,229,834 | $3,229,834 | 7 | Apr 6 | sec.gov |
| INVO Bioscience, Inc. | Other Health Care | Sarasota | FL | $2,976,200 | $2,976,200 | 1 | Apr 6 | sec.gov |
| Rock Ridge KC LLC | Commercial | Bend | OR | $2,800,000 | $2,800,000 | 47 | Apr 6 | sec.gov |
| Amateur Golf Society of America, Inc. | Other | Radnor | PA | $2,725,000 | $2,800,000 | 17 | Apr 6 | sec.gov |
| Whitestone Austin Land LLC | Construction | Allen | TX | $2,565,000 | $6,500,000 | 42 | Apr 6 | sec.gov |
| Hartstown Village, LLC | Commercial | Springboro | OH | $2,500,000 | $2,500,000 | 47 | Apr 6 | sec.gov |
| Woodside Newfield Holdings, LP | Other Real Estate | Norfolk | VA | $2,227,612 | $2,227,612 | 10 | Apr 6 | sec.gov |
| GV Real Estate Partners II LLC | Commercial | Irvine | CA | $2,080,000 | $10,000,000 | 10 | Apr 6 | sec.gov |
| SureImpact Holdings, Inc. | Other Technology | Powell | OH | $2,000,000 | $2,000,000 | 21 | Apr 6 | sec.gov |
| Canyon TX MHP LLC | Residential | Oviedo | FL | $1,551,975 | $1,551,975 | 16 | Apr 6 | sec.gov |
| BTP Group LLC | Commercial | Santa Barbara | CA | $1,500,000 | $1,500,000 | 16 | Apr 6 | sec.gov |
| Alcove Pref, LLC | Other Real Estate | Eden Prairie | MN | $1,405,000 | $1,700,000 | 27 | Apr 6 | sec.gov |
| ThreatMate, Inc. | Other Technology | Dover | DE | $1,400,000 | $1,500,000 | 19 | Apr 6 | sec.gov |
| Impiricushealth Corp. | Other Technology | Roswell | GA | $1,100,000 | $1,750,000 | 2 | Apr 6 | sec.gov |
| Arathi Technologies Inc. (amended) | Agriculture | Tampa | FL | $1,019,487 | $1,019,487 | 51 | Apr 6 | sec.gov |
| Imagen Advanced Dental Concepts Support Services, LLC | Other Health Care | Scottsdale | AZ | $990,000 | $990,000 | 1 | Apr 6 | sec.gov |
| Mobile X Global, Inc. | Telecommunications | Newport Coast | CA | $680,000 | Indefinite | 4 | Apr 6 | sec.gov |
| PCR Investment Fund V, LLC | Commercial | Houston | TX | $500,000 | $150,000,000 | 3 | Apr 6 | sec.gov |
| Viva Gold Corp. | Other | Langley | $494,816 | $1,307,729 | 3 | Apr 6 | sec.gov | |
| MaxOne, Inc. | Other Technology | Grand Rapids | MI | $490,000 | Indefinite | 5 | Apr 6 | sec.gov |
| RealSource Properties, Inc. | Residential | Salt Lake City | UT | $450,000 | $50,000,000 | 6 | Apr 6 | sec.gov |
| Offsite Experiences Inc. | Other | New York | NY | $399,999 | $999,998 | 2 | Apr 6 | sec.gov |
| Everpage Inc. (amended) | Other Technology | Wilmington | DE | $350,000 | $350,000 | 8 | Apr 6 | sec.gov |
| Bequest Legacy Fund I, LLC | Other Real Estate | Sarasota | FL | $350,000 | $50,000,000 | 2 | Apr 6 | sec.gov |
| Slumberkins Inc. | Retailing | Vancouver | WA | $250,000 | $3,000,000 | 1 | Apr 6 | sec.gov |
| HCDL Inc (amended) | Insurance | Alhambra | CA | $220,000 | $500,000 | 8 | Apr 6 | sec.gov |
| Firefly Neuroscience, Inc. | Other Health Care | Oakville Ontario | $133,399 | $133,399 | 19 | Apr 6 | sec.gov | |
| Major Medical Devices, LLC | Other Health Care | New York | NY | $125,000 | $250,000 | 7 | Apr 6 | sec.gov |
| Branded Hospitality Group LLC | Other | New York | NY | $100,007 | $3,000,000 | 1 | Apr 6 | sec.gov |
| White Plains Road Bronx NY L.P. | Commercial | New York | NY | $100,000 | $2,754,000 | 1 | Apr 6 | sec.gov |
| Caliber Imaging, LLC | Other Health Care | Cottage Grove | WI | $100,000 | $100,000 | 7 | Apr 6 | sec.gov |
| Pacific Castle Fund I, LP | Other Real Estate | Irvine | CA | $82,724 | $100,000,000 | 3 | Apr 6 | sec.gov |
| Levanta Inc. /WA | Other Technology | Seattle | WA | $75,000 | $75,000 | 2 | Apr 6 | sec.gov |
| Blackwolf Copper & Gold Ltd. | Other | Vancouver | $61,724 | $115,732 | 4 | Apr 6 | sec.gov | |
| BITTERROOT RESOURCES LTD (amended) | Other | Vancouver | $60,000 | $120,000 | 2 | Apr 6 | sec.gov | |
| VeraMorph Inc. | Biotechnology | Mansfield | MA | $40,000 | $500,000 | 1 | Apr 6 | sec.gov |
| METAWORKS PLATFORMS, INC. | Other Technology | Fairfield | CA | $36,250 | $36,250 | 2 | Apr 6 | sec.gov |
| Escondido Idaho Ave LLC | Other | Del Mar | CA | $0 | $4,000,000 | 0 | Apr 6 | sec.gov |
| ARG PBB Investors, LLC | Commercial | Bellaire | TX | $0 | $4,474,000 | 0 | Apr 6 | sec.gov |
| 160 Technology IF LLC | Commercial | Ketchum | ID | $0 | $1,295,000 | 0 | Apr 6 | sec.gov |
| 1410 N Marion Apartments LLC | Other | Denver | CO | $0 | $5,100,000 | 0 | Apr 6 | sec.gov |
| Self-Storage Portfolio XX DST | Other Real Estate | Oak Brook | IL | $0 | $26,819,736 | 0 | Apr 6 | sec.gov |
| Energy Can Move Things Ltd Liability Co | Other | New York | NY | $0 | $4,000,000 | 0 | Apr 6 | sec.gov |
| DW OKLAHOMA #36 LP | Oil and Gas | Irving | TX | $0 | $1,500,000 | 0 | Apr 6 | sec.gov |
| PCR Investment Fund V, LLC | Commercial | Houston | TX | $0 | $149,500,000 | 0 | Apr 6 | sec.gov |
| Eden Companies Diversified Growth Fund LLC | Other Real Estate | Lexington | KY | $0 | $8,100,000 | 0 | Apr 6 | sec.gov |
| PHG Nashville Gulch Investors, LLP | Other Real Estate | Atlanta | GA | $0 | $24,100,000 | 0 | Apr 6 | sec.gov |
| Welcome to the Fishbowl LLC | Other | Denver | CO | $0 | Indefinite | 0 | Apr 6 | sec.gov |
| RW Pegasus Holdings LLC | Other | New York | NY | $0 | Indefinite | 3 | Apr 6 | sec.gov |
| MMS Analytics, Inc. | Other Technology | Portsmouth | NH | $0 | $2,000,000 | 0 | Apr 6 | sec.gov |
| AMERICAN GENERAL LIFE INSURANCE CO (amended) | Insurance | Houston | TX | $0 | Indefinite | 0 | Apr 6 | sec.gov |
April 7, 2023 · April 5, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.