Data / Form D filings / Apr 5
Form D filings, April 5, 2023: 81 companies raised $646.5 million
81 operating companies filed a Form D on April 5, 2023, reporting $646.5 million sold. Largest: Coastal Ridge Founders Fund, LLC ($96.7 million), Stonecutter Multifamily Fund II LP ($70.9 million), STRATEGIC WIRELESS INFRASTRUCTURE FUND II, INC. ($57.5 million). The median filing is $3.2 million, and 127 pooled investment funds also filed that day.
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- 81Form D filings
- $646.5 millionreported sold
- $3.2 millionmedian amount sold
- TXmost filings (16)
Most filings by state: TX 16, CA 9, NY 8, FL 7, CO 7. By industry: Other Technology 20, Other 17, Other Real Estate 8, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Coastal Ridge Founders Fund, LLC (amended) | Commercial | Columbus | OH | $96,700,000 | $100,000,000 | 285 | Apr 5 | sec.gov |
| Stonecutter Multifamily Fund II LP | Commercial | New York | NY | $70,925,000 | $250,000,000 | 124 | Apr 5 | sec.gov |
| STRATEGIC WIRELESS INFRASTRUCTURE FUND II, INC. (amended) | REITS and Finance | Greenwich | CT | $57,542,284 | Indefinite | 891 | Apr 5 | sec.gov |
| Believer Entertainment, Inc. (amended) | Other Technology | West Hollywood | CA | $44,549,947 | $45,000,000 | 21 | Apr 5 | sec.gov |
| P97 Holdings, Inc. | Other Technology | Houston | TX | $40,661,289 | $40,661,289 | 19 | Apr 5 | sec.gov |
| Paradromics, Inc. | Other Health Care | Austin | TX | $33,012,815 | $34,554,727 | 44 | Apr 5 | sec.gov |
| Perplexity AI, Inc. | Other Technology | San Francisco | CA | $28,821,948 | $28,821,948 | 27 | Apr 5 | sec.gov |
| Nordika Blue AB | Other Real Estate | Stockholm | $24,732,078 | $95,000,000 | 1 | Apr 5 | sec.gov | |
| Tiger Biotherapeutics Inc. | Other Technology | Cranbury | NJ | $20,000,230 | $22,000,230 | 4 | Apr 5 | sec.gov |
| Miami Gardens BH18 LP, LLC (amended) | Residential | Miami | FL | $16,994,422 | $16,994,422 | 30 | Apr 5 | sec.gov |
| Push Security, Inc. | Other Technology | St. Albans | $15,330,000 | $15,330,000 | 14 | Apr 5 | sec.gov | |
| Tenet Fixed Income Fund LLC (amended) | Other | Spokane | WA | $13,000,730 | $50,000,000 | 39 | Apr 5 | sec.gov |
| Lucid Diagnostics Inc. | Biotechnology | New York | NY | $11,111,110 | $11,111,110 | 1 | Apr 5 | sec.gov |
| AptiHealth, Inc. | Other Health Care | Saratoga Springs | NY | $10,799,983 | $10,800,000 | 26 | Apr 5 | sec.gov |
| SOMA Global, Inc. | Other Technology | Tampa | FL | $10,110,000 | $13,110,000 | 2 | Apr 5 | sec.gov |
| Morningside Fitness Holdings, LLC | Investing | New York | NY | $9,575,000 | $30,000,000 | 13 | Apr 5 | sec.gov |
| PharmaCann Inc. | Other | Chicago | IL | $9,000,000 | $9,000,000 | 6 | Apr 5 | sec.gov |
| Cato Digital, Inc. | Other Technology | Milpitas | CA | $8,718,126 | $10,207,497 | 22 | Apr 5 | sec.gov |
| SFG Columbus Parsons Investors, LLC | Commercial | Atlanta | GA | $8,706,000 | $17,682,446 | 141 | Apr 5 | sec.gov |
| 275 Funding, LLC (amended) | Other Banking and Financial Services | Haverford | PA | $8,485,899 | $30,000,000 | 119 | Apr 5 | sec.gov |
| Riverbend TTM, LLC | Residential | San Antonio | TX | $6,840,000 | $10,000,000 | 32 | Apr 5 | sec.gov |
| Bluon, Inc. | Other Technology | Irvine | CA | $6,599,994 | $10,000,001 | 5 | Apr 5 | sec.gov |
| M&H Nashville Midtown, LP | Other Real Estate | Longview | TX | $6,000,000 | $6,000,000 | 35 | Apr 5 | sec.gov |
| Major League Pickleball, Inc. (amended) | Other | Austin | TX | $6,000,000 | $29,000,000 | 2 | Apr 5 | sec.gov |
| Major League Pickleball, Inc. (amended) | Other | Austin | TX | $6,000,000 | $29,000,000 | 2 | Apr 5 | sec.gov |
| Major League Pickleball, Inc. | Other | Austin | TX | $6,000,000 | $29,000,000 | 2 | Apr 5 | sec.gov |
| Stonecutter Multifamily Fund II-A LP | Commercial | New York | NY | $5,500,000 | $250,000,000 | 23 | Apr 5 | sec.gov |
| Anetac, Inc. | Other Technology | Los Altos | CA | $5,274,991 | $5,274,991 | 7 | Apr 5 | sec.gov |
| Arden Futureproof, LLC | Investing | Philadelphia | PA | $5,260,000 | $5,260,000 | 9 | Apr 5 | sec.gov |
| Arathi Technologies Inc. | Agriculture | Tampa | FL | $4,252,587 | $4,252,587 | 57 | Apr 5 | sec.gov |
| Argent Mill, Inc | Retailing | New York | NY | $4,064,172 | $8,122,500 | 54 | Apr 5 | sec.gov |
| FitJoy, Inc. | Other | Austin | TX | $3,734,341 | $3,734,341 | 12 | Apr 5 | sec.gov |
| GMI-Yonkers, LP (amended) | Other Real Estate | Westlake | TX | $3,291,286 | $12,433,358 | 31 | Apr 5 | sec.gov |
| Riverdale 92 Operator, LLC | Residential | Akron | OH | $3,239,000 | $3,900,000 | 25 | Apr 5 | sec.gov |
| LivFul Inc. (amended) | Pharmaceuticals | Temple | TX | $3,102,750 | $5,000,000 | 13 | Apr 5 | sec.gov |
| Mercer Debt Partners VPS LLC | Commercial | Mercer Island | WA | $2,520,000 | $2,520,000 | 12 | Apr 5 | sec.gov |
| Freeway ML, Inc. | Other Technology | Denver | CO | $2,345,239 | $2,345,239 | 3 | Apr 5 | sec.gov |
| Breakwater Studios, LLC (amended) | Other | Los Angeles | CA | $2,250,000 | $2,250,000 | 3 | Apr 5 | sec.gov |
| Shred Dog, LLC | Other | Boulder | CO | $2,000,000 | $2,000,000 | 21 | Apr 5 | sec.gov |
| Preteckt, Inc. | Other Technology | Memphis | TN | $2,000,000 | $2,000,000 | 1 | Apr 5 | sec.gov |
| FSG Digital Inc. | Other | Las Vegas | NV | $1,935,000 | $2,850,000 | 13 | Apr 5 | sec.gov |
| B&M CRAFT SPIRITS, LLC | Other | Pembroke Pines | FL | $1,900,000 | $1,900,000 | 1 | Apr 5 | sec.gov |
| BWAY SPV 3, LLC | Investing | New York City | NY | $1,851,000 | $2,000,000 | 19 | Apr 5 | sec.gov |
| WISA TECHNOLOGIES, INC. | Other Technology | Beaverton | OR | $1,799,999 | $1,799,999 | 4 | Apr 5 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $1,497,611 | $1,497,611 | 5 | Apr 5 | sec.gov |
| MML Investment LLC | Tourism and Travel Services | North Miami | FL | $1,321,000 | $1,500,000 | 14 | Apr 5 | sec.gov |
| Pro Football Network Inc. | Other | Bristol | CT | $1,270,256 | $1,270,256 | 1 | Apr 5 | sec.gov |
| VF-VareCo 5661 W Green Meadows, LLC (amended) | Other Real Estate | Denver | CO | $1,100,000 | $1,100,000 | 17 | Apr 5 | sec.gov |
| Mamenta, Inc. | Other Technology | Littleton | CO | $1,060,000 | $3,000,000 | 1 | Apr 5 | sec.gov |
| Astek Diagnostics, Inc. | Biotechnology | Baltimore | MD | $1,000,000 | $2,000,000 | 6 | Apr 5 | sec.gov |
| Vitro Biopharma, Inc. (amended) | Biotechnology | Denver | CO | $992,600 | $2,500,000 | 9 | Apr 5 | sec.gov |
| Global Bamboo Technologies Inc. | Manufacturing | Windsor | CA | $950,000 | $950,000 | 2 | Apr 5 | sec.gov |
| WALDO SOLUTIONS, INC. | Other Technology | Chassell | MI | $874,999 | $875,000 | 6 | Apr 5 | sec.gov |
| Caduceus-UptimeHealth II, LLC | Investing | Brentwood | TN | $505,000 | $505,000 | 4 | Apr 5 | sec.gov |
| Fitz Roy TCL, LLC | Investing | Lincoln | NE | $500,000 | $500,000 | 8 | Apr 5 | sec.gov |
| Z Loan & Investment, LLC | REITS and Finance | Stateline | NV | $454,000 | $454,000 | 4 | Apr 5 | sec.gov |
| AstronetX PBC (amended) | Other Technology | Westport | CT | $402,343 | $1,000,000 | 4 | Apr 5 | sec.gov |
| METAWORKS PLATFORMS, INC. | Other Technology | Fairfield | CA | $378,400 | $6,183,400 | 2 | Apr 5 | sec.gov |
| WALDO SOLUTIONS, INC. | Other Technology | Chassell | MI | $350,000 | $350,000 | 5 | Apr 5 | sec.gov |
| Revival Tea Company, Inc. | Other | Spokane | WA | $310,000 | $310,000 | 5 | Apr 5 | sec.gov |
| Boggl, Inc. | Other Technology | Dallas | TX | $252,885 | $750,000 | 3 | Apr 5 | sec.gov |
| STANDARD MEASURE LLC | Other | Delray Beach | FL | $250,000 | $250,000 | 1 | Apr 5 | sec.gov |
| Safr Technologies Inc. | Other Technology | New York | NY | $200,000 | $3,400,000 | 1 | Apr 5 | sec.gov |
| Hawes Commerce Park, LLC | Commercial | Scottsdale | AZ | $150,000 | $12,000,000 | 2 | Apr 5 | sec.gov |
| Zuvy Technologies, LTD. (amended) | Other Banking and Financial Services | Conroe | TX | $50,000 | Indefinite | 5 | Apr 5 | sec.gov |
| Zuvy Technologies, LTD. | Other Banking and Financial Services | Conroe | TX | $50,000 | Indefinite | 3 | Apr 5 | sec.gov |
| Aussie Brands Inc. | Other | Los Angeles | CA | $50,000 | $1,000,000 | 1 | Apr 5 | sec.gov |
| Cheers Cash Inc. | Other | Niwot | CO | $500 | $500 | 1 | Apr 5 | sec.gov |
| Hew-Tex/Mentone #3 SWD LLC | Oil and Gas | Houston | TX | $0 | $562,500 | 0 | Apr 5 | sec.gov |
| Vincent Marshfield DC LLC | Other Real Estate | Eden Prairie | MN | $0 | $3,500,000 | 0 | Apr 5 | sec.gov |
| Three Square Holdings, LLC | Other Real Estate | Minot | ND | $0 | $3,000,000 | 0 | Apr 5 | sec.gov |
| OWLFI Strategic Investments, LLC | Other | Lenexa | KS | $0 | $100,000,000 | 0 | Apr 5 | sec.gov |
| MCG Savannah Investors, LLC (amended) | Residential | Charlotte | NC | $0 | $14,750,000 | 0 | Apr 5 | sec.gov |
| HealingMaps Inc. | Other | Miami | FL | $0 | $500,000 | 0 | Apr 5 | sec.gov |
| FR Vision Holdings, Inc. | Investing | Stamford | CT | $0 | Indefinite | 0 | Apr 5 | sec.gov |
| Stonepeak Claremont Holdings LP | Other Technology | Denver | CO | $0 | Indefinite | 0 | Apr 5 | sec.gov |
| KOHALA ENTERPRISES LTD | Business Services | Honolulu | HI | $0 | Indefinite | 0 | Apr 5 | sec.gov |
| USEDC 2023 Auxiliary Fund LP | Oil and Gas | Arlington | TX | $0 | $150,000,000 | 0 | Apr 5 | sec.gov |
| USEDC 2023 Drilling Fund LP | Oil and Gas | Arlington | TX | $0 | $300,000,000 | 0 | Apr 5 | sec.gov |
| KO Storage Fund III, LLC (amended) | Other Real Estate | Minnetonka | MN | $0 | $19,000,000 | 0 | Apr 5 | sec.gov |
| KO Storage Fund III, LLC (amended) | Other Real Estate | Minnetonka | MN | $0 | $16,000,000 | 0 | Apr 5 | sec.gov |
April 6, 2023 · April 4, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.