Data / Form D filings / Apr 4
Form D filings, April 4, 2023: 105 companies raised $5.18 billion
105 operating companies filed a Form D on April 4, 2023, reporting $5.18 billion sold. Largest: Reunion Infrastructure, Inc. ($2.89 billion), NHIT: CORE FIXED INCOME TRUST ($1.29 billion), NHIT: Long Duration Government-Credit Trust ($671.8 million). The median filing is $1.1 million, and 136 pooled investment funds also filed that day.
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- 105Form D filings
- $5.18 billionreported sold
- $1.1 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, FL 9, NY 8, TX 8, MA 7. By industry: Other 25, Other Technology 23, Commercial 11, Other Health Care 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Reunion Infrastructure, Inc. (amended) | Other Technology | San Francisco | CA | $2,885,500,000 | $3,000,000,000 | 10 | Apr 4 | sec.gov |
| NHIT: CORE FIXED INCOME TRUST (amended) | Investing | Boston | MA | $1,289,681,350 | Indefinite | 54 | Apr 4 | sec.gov |
| NHIT: Long Duration Government-Credit Trust (amended) | Investing | Boston | MA | $671,797,164 | Indefinite | 10 | Apr 4 | sec.gov |
| Winners Alliance, Inc. (amended) | Other | Vienna | VA | $35,000,000 | $35,000,000 | 10 | Apr 4 | sec.gov |
| Hootsuite Inc. (amended) | Other Technology | Vancouver | $27,502,136 | $27,502,136 | 15 | Apr 4 | sec.gov | |
| Rise Desert Cove Partners, LLC | Residential | Scottsdale | AZ | $24,479,344 | $24,479,344 | 217 | Apr 4 | sec.gov |
| Hootsuite Inc. | Other Technology | Vancouver | $21,711,130 | $21,711,130 | 1 | Apr 4 | sec.gov | |
| Lofts at Headwaters Park, LLC (amended) | Commercial | Indianapolis | IN | $15,000,000 | $25,000,000 | 7 | Apr 4 | sec.gov |
| ALL PRO COTTAGES AT ANNA STATION LLLP | Residential | Colorado Springs | CO | $13,325,000 | $14,650,000 | 144 | Apr 4 | sec.gov |
| SWIF II Operating Partnership, LP (amended) | REITS and Finance | Greenwich | CT | $13,102,500 | Indefinite | 131 | Apr 4 | sec.gov |
| BIOVENTRIX INC | Other | Mansfield | MA | $12,650,000 | $15,650,000 | 12 | Apr 4 | sec.gov |
| Clarapath, Inc. | Other Health Care | Hawthorne | NY | $11,265,620 | Indefinite | 19 | Apr 4 | sec.gov |
| PRR JV LLC | Residential | Ponte Vedra Beach | FL | $10,450,000 | $10,450,000 | 38 | Apr 4 | sec.gov |
| CalciMedica Subsidiary, Inc. | Biotechnology | La Jolla | CA | $10,340,663 | $10,340,663 | 8 | Apr 4 | sec.gov |
| GT Spirits, Inc. | Retailing | Boston | MA | $9,197,449 | $12,000,000 | 50 | Apr 4 | sec.gov |
| CalciMedica, Inc. | Biotechnology | La Jolla | CA | $9,109,912 | $9,109,912 | 55 | Apr 4 | sec.gov |
| Finicast, Inc. (amended) | Other | San Mateo | CA | $8,728,544 | $14,832,396 | 33 | Apr 4 | sec.gov |
| Sendola Corp. | Other Banking and Financial Services | Houston | TX | $7,225,000 | $10,000,000 | 3 | Apr 4 | sec.gov |
| HB Westplan LLC | Commercial | Seattle | WA | $6,650,000 | $6,650,000 | 5 | Apr 4 | sec.gov |
| Sensor Industries Corp. | Other | Camarillo | CA | $6,231,749 | $6,231,749 | 13 | Apr 4 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $6,050,000 | $6,050,000 | 60 | Apr 4 | sec.gov |
| PARTNERTAP, INC. | Other Technology | Seattle | WA | $5,303,557 | $12,803,557 | 42 | Apr 4 | sec.gov |
| Hopkins Rising Spirit 2 LLC | Commercial | Meridian | ID | $4,800,000 | $4,800,000 | 12 | Apr 4 | sec.gov |
| SI 423 Laredo Hotel, LP | Investing | Dallas | TX | $4,740,000 | $4,740,000 | 24 | Apr 4 | sec.gov |
| SQUARED CIRCLES, LLC | Other | New York | NY | $4,434,991 | $4,999,991 | 8 | Apr 4 | sec.gov |
| Flyntlok, Inc. | Other Technology | Anchorage | AK | $4,400,000 | $4,400,000 | 15 | Apr 4 | sec.gov |
| Pinch Med, Inc. | Other Health Care | Chicago | IL | $4,234,997 | $4,234,997 | 27 | Apr 4 | sec.gov |
| ALL PRO SOUTH MURRAY COTTAGES LLLP | Residential | Colorado Springs | CO | $4,112,500 | $5,950,000 | 64 | Apr 4 | sec.gov |
| Lofts at Headwaters Park, LLC | Commercial | Indianapolis | IN | $4,000,000 | $25,000,000 | 4 | Apr 4 | sec.gov |
| TAS Medical, Inc. (amended) | Other Technology | San Carlos | CA | $3,190,000 | $3,500,000 | 30 | Apr 4 | sec.gov |
| Humboldt Development Partners GP 101 LLC | Residential | Denver | CO | $3,100,000 | $3,100,000 | 19 | Apr 4 | sec.gov |
| Fernbrook Office JV, LLC | Commercial | Bloomington | MN | $3,049,500 | $3,049,500 | 14 | Apr 4 | sec.gov |
| MRES Square Holdings, LLC | Residential | Omaha | NE | $3,024,528 | $5,000,000 | 15 | Apr 4 | sec.gov |
| Private Wealth Asset Management, LLC | Other Banking and Financial Services | Cedar Rapids | IA | $3,000,000 | $7,400,208 | 1 | Apr 4 | sec.gov |
| TINWELL HOLDINGS, INC. | Other | Truckee | CA | $2,900,000 | $3,000,000 | 3 | Apr 4 | sec.gov |
| Premium Vitals LLC (amended) | Investing | Great Neck | NY | $2,859,300 | $2,859,300 | 13 | Apr 4 | sec.gov |
| BlueX Trade, Inc. | Other | Diamond Bar | CA | $2,681,445 | $4,360,687 | 5 | Apr 4 | sec.gov |
| Iron Cask Fund III, LLC | Other | Wilsonville | OR | $2,610,000 | Indefinite | 7 | Apr 4 | sec.gov |
| LMI Group International, Inc., SPV Number 0719 LLC (amended) | Investing | New York | NY | $2,605,000 | $4,435,150 | 23 | Apr 4 | sec.gov |
| TCIH-Indy 30th St, LLC | Commercial | Tulsa | OK | $1,976,000 | $1,976,000 | 32 | Apr 4 | sec.gov |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $1,385,000 | $100,000,000 | 10 | Apr 4 | sec.gov |
| 8855 Valley Ranch Parkway West Investors, LLC | Commercial | Needham | MA | $1,350,000 | $1,350,000 | 13 | Apr 4 | sec.gov |
| Redpoint Storage Partners LLC | Commercial | Camarillo | CA | $1,275,000 | $3,600,000 | 2 | Apr 4 | sec.gov |
| Haber Technologies, Inc. | Other Technology | Ames | IA | $1,250,000 | $2,000,000 | 6 | Apr 4 | sec.gov |
| Nori Inc. / WA | Other Technology | Seattle | WA | $1,219,998 | $7,500,000 | 5 | Apr 4 | sec.gov |
| Lennham Pharmaceuticals, Inc. | Pharmaceuticals | Concord | MA | $1,200,000 | $1,200,000 | 13 | Apr 4 | sec.gov |
| RYLTI, LLC | Other Technology | Hauppauge | NY | $1,000,000 | $5,000,000 | 1 | Apr 4 | sec.gov |
| GVC Health Technology Holdings Inc. | Other Health Care | Scottsdale | AZ | $900,000 | Indefinite | 5 | Apr 4 | sec.gov |
| CoapTech, Inc. | Other Health Care | Baltimore | MD | $785,000 | $3,000,000 | 1 | Apr 4 | sec.gov |
| U First Capital Tech Blended Fund LLC | Other | Fremont | CA | $760,000 | $5,000,000 | 8 | Apr 4 | sec.gov |
| 850Nine, LLC | Other Travel | Santa Rosa Beach | FL | $750,000 | $750,000 | 9 | Apr 4 | sec.gov |
| ALTITUDE INTERNATIONAL HOLDINGS, INC. | Business Services | Port St. Lucie | FL | $750,000 | $750,000 | 1 | Apr 4 | sec.gov |
| Eckard OK Holdings, LLC | Oil and Gas | Allen | TX | $731,000 | Indefinite | 15 | Apr 4 | sec.gov |
| Canvas Global, Inc | Other | New York | NY | $717,805 | $717,805 | 30 | Apr 4 | sec.gov |
| Concord Square Investors, LLC | Residential | Cincinnati | OH | $675,000 | $675,000 | 9 | Apr 4 | sec.gov |
| INSPIRE VETERINARY PARTNERS, INC. | Other Health Care | Virginia Beach | VA | $650,000 | $10,000,000 | 5 | Apr 4 | sec.gov |
| Artemis Accelerator Fund LLC | Investing | Santa Ana | $500,000 | $5,000,000 | 1 | Apr 4 | sec.gov | |
| Readout, Inc. | Other Health Care | St. Louis | MO | $500,000 | $5,000,000 | 7 | Apr 4 | sec.gov |
| FURY GOLD MINES LTD | Other | Vancouver | $468,160 | $468,160 | 1 | Apr 4 | sec.gov | |
| Davy Power Systems Inc. (amended) | Other Energy | Cincinnati | OH | $402,500 | $7,500,000 | 11 | Apr 4 | sec.gov |
| LNG Energy Group Inc. | Other | Toronto | $380,319 | $912,766 | 3 | Apr 4 | sec.gov | |
| Mylance Co | Business Services | Houston | TX | $335,000 | $335,000 | 9 | Apr 4 | sec.gov |
| Retail Aware Inc. | Other Technology | Omaha | NE | $264,000 | $1,500,000 | 2 | Apr 4 | sec.gov |
| WM STR FUND 1, LLC | Other Real Estate | Atlanta | GA | $250,000 | $2,000,000 | 1 | Apr 4 | sec.gov |
| Immunaeon Inc. | Biotechnology | Buffalo | NY | $250,000 | Indefinite | 1 | Apr 4 | sec.gov |
| Texoma Clinical Partners ACO, LLC | Other Health Care | King Of Prussia | PA | $244,800 | $1,176,000 | 9 | Apr 4 | sec.gov |
| BIOSTEM TECHNOLOGIES | Biotechnology | Pompano Beach | FL | $220,002 | $5,000,000 | 5 | Apr 4 | sec.gov |
| Rowe Research, LLC | Other | St. Petersburg | FL | $210,005 | $4,000,000 | 1 | Apr 4 | sec.gov |
| KWILLT INC. | Other Technology | Newport Beach | CA | $205,000 | $300,000 | 6 | Apr 4 | sec.gov |
| CONFLIXIS, INC. | Other Technology | Brooklyn | NY | $200,000 | $200,000 | 5 | Apr 4 | sec.gov |
| Homeware, LLC | Other Technology | Nashville | TN | $200,000 | $200,000 | 1 | Apr 4 | sec.gov |
| Black Diamond Funding Ventures, LLC | Other | Sunrise | FL | $200,000 | $20,000,000 | 1 | Apr 4 | sec.gov |
| BioRegenx Inc. | Biotechnology | Chattanooga | TN | $183,000 | $3,600,000 | 5 | Apr 4 | sec.gov |
| Northtown Fund, LLC | Commercial | Minneapolis | MN | $175,000 | $10,000,000 | 4 | Apr 4 | sec.gov |
| Arthroba, Inc. | Other Health Care | Smyrna | GA | $175,000 | $500,000 | 2 | Apr 4 | sec.gov |
| Opportunity Venture Group, LLC | Other | Alpharetta | GA | $173,234 | $266,400 | 62 | Apr 4 | sec.gov |
| InputSoft Inc. | Other Technology | Kyiv 2H | $150,000 | $500,000 | 2 | Apr 4 | sec.gov | |
| Hellcat Technologies, Inc. | Other Technology | Tabor | IA | $150,000 | $150,000 | 3 | Apr 4 | sec.gov |
| Simple System 123, LLC | Other | Creve Couer | MO | $131,250 | $131,250 | 3 | Apr 4 | sec.gov |
| BEEPR, INC. | Other Technology | Chapel Hill | NC | $100,000 | $100,000 | 2 | Apr 4 | sec.gov |
| BEEPR, INC. | Other Technology | Chapel Hill | NC | $75,000 | $400,000 | 2 | Apr 4 | sec.gov |
| Windward Investment Group 2 LLC | Other | Alpharetta | GA | $64,500 | $100,000 | 54 | Apr 4 | sec.gov |
| Bounceback LLC | Other | Brentwood | TN | $50,000 | $50,000 | 1 | Apr 4 | sec.gov |
| BEEPR, INC. | Other Technology | Chapel Hill | NC | $45,000 | $200,000 | 1 | Apr 4 | sec.gov |
| SOUTHPOINT SURGERY CENTER LLC (amended) | Other Health Care | Brentwood | TN | $45,000 | $315,000 | 1 | Apr 4 | sec.gov |
| Hannan Metals Ltd. | Other | Vancouver | $30,853 | $60,054 | 1 | Apr 4 | sec.gov | |
| Globowl, Inc. | Other | Wellington | FL | $30,000 | Indefinite | 1 | Apr 4 | sec.gov |
| Windward Investment Group, LLC | Other | Alpharetta | GA | $28,050 | $50,000 | 18 | Apr 4 | sec.gov |
| VAULT CAPITAL INC | Investment Banking | Malibu | CA | $25,000 | $100,000 | 1 | Apr 4 | sec.gov |
| Precision Medical Ventures Inc. | Other Technology | Seattle | WA | $25,000 | $750,000 | 1 | Apr 4 | sec.gov |
| BEEPR, INC. | Other Technology | Chapel Hill | NC | $10,000 | $100,000 | 1 | Apr 4 | sec.gov |
| LNG Energy Group Inc. | Other | Toronto | $9,323 | $9,323 | 3 | Apr 4 | sec.gov | |
| Central Miami Christian Academy, Inc. | Business Services | Miami | FL | $0 | $5,000,000 | 0 | Apr 4 | sec.gov |
| 24-26 Littell Road LLC | Residential | Brighton | MA | $0 | $1,000,000 | 7 | Apr 4 | sec.gov |
| Walnut Carthage MO, LLC | Commercial | Castro Valley | CA | $0 | $1,210,000 | 0 | Apr 4 | sec.gov |
| Cabretta GA Tax Credit Fund VI LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Apr 4 | sec.gov |
| TFN Texas LLC | Other Technology | Plano | TX | $0 | $3,000,000 | 0 | Apr 4 | sec.gov |
| 14th Street Commons LLC | Commercial | Midlothian | TX | $0 | $5,000,000 | 0 | Apr 4 | sec.gov |
| Commerce Union Investors I, LLC | Other | Hudson | OH | $0 | $375,000 | 0 | Apr 4 | sec.gov |
| COLLECTIVE WEALTH, LLC | Other | Dayton | OH | $0 | $40,000 | 0 | Apr 4 | sec.gov |
| Heirloom Litigation Funding 2022 SPV XI | Investing | Grand Cayman | $0 | Indefinite | 0 | Apr 4 | sec.gov | |
| Black Bull US Fund LP (amended) | Other Technology | Austin | TX | $0 | $50,000,000 | 0 | Apr 4 | sec.gov |
| Lift Management Investment, LLC | Other Travel | Denver | CO | $0 | Indefinite | 0 | Apr 4 | sec.gov |
| Stonepeak Claremont Holdings LP | Other Technology | Denver | CO | $0 | Indefinite | 0 | Apr 4 | sec.gov |
| EBDG, INC. | Other | Seattle | WA | $0 | $739,500 | 0 | Apr 4 | sec.gov |
April 5, 2023 · April 3, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.