Data / Form D filings / Apr 3
Form D filings, April 3, 2023: 69 companies raised $588.3 million
69 operating companies filed a Form D on April 3, 2023, reporting $588.3 million sold. Largest: JLLX Diversified II, DST ($198.4 million), OnKure, Inc. ($53.8 million), Arizona Isotopes Science Research Corp. ($52 million). The median filing is $1.5 million, and 126 pooled investment funds also filed that day.
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- 69Form D filings
- $588.3 millionreported sold
- $1.5 millionmedian amount sold
- CAmost filings (10)
Most filings by state: CA 10, TX 6, FL 6, NY 4, NC 4. By industry: Other Technology 18, Other 11, Commercial 5, Other Health Care 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| JLLX Diversified II, DST (amended) | Other Real Estate | Chicago | IL | $198,431,353 | $219,810,811 | 150 | Apr 3 | sec.gov |
| OnKure, Inc. | Pharmaceuticals | Boulder | CO | $53,783,369 | $60,000,000 | 15 | Apr 3 | sec.gov |
| Arizona Isotopes Science Research Corp. (amended) | Pharmaceuticals | Bunker Hill | IN | $52,013,500 | Indefinite | 97 | Apr 3 | sec.gov |
| GLO Pharma, Inc. (amended) | Pharmaceuticals | Carlsbad | CA | $42,500,000 | $42,500,000 | 180 | Apr 3 | sec.gov |
| Crisp, Inc. | Other Technology | Miami | FL | $34,999,994 | $34,999,994 | 28 | Apr 3 | sec.gov |
| CF Palms Multifamily DST (amended) | Residential | New York | NY | $32,570,000 | $32,570,000 | 52 | Apr 3 | sec.gov |
| Rural & University, LLC (amended) | Residential | Scottsdale | AZ | $18,057,835 | $50,000,000 | 263 | Apr 3 | sec.gov |
| 250 Main Street Trust | Commercial | Baltimore | MD | $15,296,015 | $15,296,015 | 7 | Apr 3 | sec.gov |
| Foutain Health Insurance Inc. | Health Insurance | Naples | FL | $15,000,000 | $15,000,000 | 0 | Apr 3 | sec.gov |
| Tradier Inc. | Other Banking and Financial Services | Charlotte | NC | $11,871,331 | $15,521,331 | 9 | Apr 3 | sec.gov |
| Partake Foods, Inc. (amended) | Other | New York | NY | $11,442,644 | $13,482,644 | 54 | Apr 3 | sec.gov |
| MAGCP Industrial Fund II, LP (amended) | Commercial | Dallas | TX | $11,372,413 | $60,000,000 | 105 | Apr 3 | sec.gov |
| CCRC of Lee's Summit, LLC | Other Health Care | Overland Park | KS | $11,309,082 | $14,640,000 | 51 | Apr 3 | sec.gov |
| Dos Hombres, LLC (amended) | Retailing | Los Angeles | CA | $10,921,821 | $13,775,011 | 27 | Apr 3 | sec.gov |
| VRS OZ Fund II, LLC (amended) | Other Banking and Financial Services | Parker | CO | $7,458,207 | $7,458,207 | 12 | Apr 3 | sec.gov |
| Newark Shopping Center Associates, LP | Commercial | Baltimore | MD | $6,500,000 | $6,500,000 | 39 | Apr 3 | sec.gov |
| RhythmScience, Inc. | Other Health Care | San Francisco | CA | $6,000,000 | $7,500,000 | 3 | Apr 3 | sec.gov |
| LIFT Orlando Impact Investment Fund, LLC (amended) | Commercial | Orlando | FL | $5,595,000 | $20,000,000 | 7 | Apr 3 | sec.gov |
| Aktos Inc. | Other Technology | New York | NY | $5,409,997 | $5,409,997 | 6 | Apr 3 | sec.gov |
| Skimmer, Inc. | Other Technology | Austin | TX | $4,999,999 | $4,999,999 | 3 | Apr 3 | sec.gov |
| Skimmer, Inc. | Other Technology | Austin | TX | $4,909,998 | $4,999,998 | 2 | Apr 3 | sec.gov |
| INDICOR Holdings Management Feeder, LLC | Other | New York | NY | $3,447,000 | Indefinite | 50 | Apr 3 | sec.gov |
| Granola, Inc. | Other Technology | London | $3,399,999 | $4,249,999 | 5 | Apr 3 | sec.gov | |
| GIG FORCES INC. | Other Technology | Portland | OR | $2,000,000 | $6,000,000 | 1 | Apr 3 | sec.gov |
| 3985 South LLC | Other Real Estate | Boulder | CO | $1,689,000 | $1,689,000 | 28 | Apr 3 | sec.gov |
| CoinAlpha, Inc. | Other Technology | Mountain View | CA | $1,600,000 | $1,600,000 | 2 | Apr 3 | sec.gov |
| Dynocardia, Inc. | Other Health Care | Cambridge | MA | $1,500,000 | $6,000,000 | 35 | Apr 3 | sec.gov |
| Metify Inc. | Other Technology | Fitchburg | WI | $1,500,000 | $1,500,000 | 5 | Apr 3 | sec.gov |
| Mimesis, Inc. (amended) | Other Technology | San Francisco | CA | $1,400,000 | $2,200,000 | 1 | Apr 3 | sec.gov |
| Madison Humboldt LLC | Residential | Belmont | NC | $1,140,000 | $1,625,000 | 14 | Apr 3 | sec.gov |
| Cabral Gold Inc. | Other | Vancouver | $1,070,307 | $3,210,921 | 8 | Apr 3 | sec.gov | |
| Telomir Pharmaceuticals, Inc. | Pharmaceuticals | Tampa | FL | $1,000,000 | $1,000,000 | 10 | Apr 3 | sec.gov |
| Solidus Investment Company, LLC | Other Banking and Financial Services | Newport Beach | CA | $845,000 | $2,000,000 | 16 | Apr 3 | sec.gov |
| Elkhorn Grandview, LLC | Commercial | Jackson | MS | $817,038 | $817,038 | 6 | Apr 3 | sec.gov |
| Pine State Infrastructure Fund V, LP | Other | Little Rock | AR | $800,000 | $79,200,000 | 1 | Apr 3 | sec.gov |
| CROWN BANKSHARES INC | Commercial Banking | Edina | MN | $795,060 | $4,000,000 | 2 | Apr 3 | sec.gov |
| Hilltop Biosciences Inc. (amended) | Biotechnology | Mansfield | MA | $723,524 | $1,000,000 | 42 | Apr 3 | sec.gov |
| OROCO RESOURCE CORP | Other | Vancouver Bc | $665,674 | $1,131,640 | 22 | Apr 3 | sec.gov | |
| VALUATION RESEARCH CORP | Business Services | Milwaukee | WI | $462,000 | $462,000 | 9 | Apr 3 | sec.gov |
| Fox-NEA Holdings, LLC | Manufacturing | Virginia Beach | VA | $450,000 | $8,656,704 | 1 | Apr 3 | sec.gov |
| 1486 Labs LLC | Other Technology | Pittsburgh | PA | $425,000 | $700,000 | 9 | Apr 3 | sec.gov |
| Encentrio Therapeutics, Inc. | Biotechnology | San Francisco | CA | $400,000 | $400,000 | 1 | Apr 3 | sec.gov |
| MCF Energy Ltd. | Oil and Gas | Vancouver | $289,420 | $289,420 | 4 | Apr 3 | sec.gov | |
| SORTIS, LLC | Investing | Portland | OR | $250,000 | $6,000,000 | 1 | Apr 3 | sec.gov |
| DAGOBAH SYSTEMS INC | Other Technology | Middletown | DE | $250,000 | $5,000,000 | 1 | Apr 3 | sec.gov |
| Verses AI Inc. | Other Technology | Los Angeles | CA | $189,233 | $189,233 | 3 | Apr 3 | sec.gov |
| TUSLR Technologies Inc. | Other Technology | Redmond | WA | $180,000 | $180,000 | 7 | Apr 3 | sec.gov |
| FastEquation, Inc. | Retailing | Portland | OR | $149,999 | $1,000,000 | 3 | Apr 3 | sec.gov |
| Baru Gold Corp | Other | Vancover | $91,033 | Indefinite | 1 | Apr 3 | sec.gov | |
| Live View Sports, Inc. | Other Technology | Cupertino | CA | $75,000 | $500,000 | 3 | Apr 3 | sec.gov |
| NFT-TiX, Co. | Other Technology | Ridgewood | NJ | $55,000 | $1,000,000 | 1 | Apr 3 | sec.gov |
| POCKETBOOK, INC. | Other Technology | Atlanta | GA | $50,000 | $500,000 | 1 | Apr 3 | sec.gov |
| SYMPHONY42 Corp | Other Technology | Marriottsville | MD | $50,000 | $850,000 | 1 | Apr 3 | sec.gov |
| NKA Bio, Inc. | Other Health Care | Baltimore | MD | $30,000 | $2,000,000 | 3 | Apr 3 | sec.gov |
| ELV8 INC. | Other Technology | West New York | NJ | $25,000 | $1,500,000 | 1 | Apr 3 | sec.gov |
| San Juan Capistrano Companion Care, LLC | Other | Bellingham | WA | $950 | Indefinite | 1 | Apr 3 | sec.gov |
| YSC Storage Fund I LLC | Other | American Fork | UT | $0 | $20,000,000 | 0 | Apr 3 | sec.gov |
| Oakwood Retail Partnership LLC | Other | Mckinney | TX | $0 | $400,000 | 0 | Apr 3 | sec.gov |
| LaundroLab Carolinas, LLC | Other | Winston-Salem | NC | $0 | $10,000,000 | 0 | Apr 3 | sec.gov |
| Bullseye Group, Inc | Other | East End | $0 | $150,000 | 0 | Apr 3 | sec.gov | |
| Ephraim Utah Hotel, LLC (amended) | Lodging and Conventions | Ephraim | UT | $0 | $9,800,000 | 0 | Apr 3 | sec.gov |
| ARM Energy Holdings, LLC | Oil and Gas | Houston | TX | $0 | Indefinite | 0 | Apr 3 | sec.gov |
| Exline Multifamily Fund II, LP | Residential | Fort Worth | TX | $0 | $20,000,000 | 0 | Apr 3 | sec.gov |
| ADCA Technology Holdings Ltd (amended) | Other Health Care | Grand Cayman | $0 | $10,000 | 0 | Apr 3 | sec.gov | |
| Dividenz SPV 8, LLC (amended) | Other Real Estate | Aventura | FL | $0 | $2,571,429 | 1 | Apr 3 | sec.gov |
| Entrex Carbon Offset Company, LLC | Other Banking and Financial Services | Boca Raton | FL | $0 | $19,999,999 | 0 | Apr 3 | sec.gov |
| Saratoga Capital, Inc. | Other Real Estate | Los Gatos | CA | $0 | $10,000,000 | 0 | Apr 3 | sec.gov |
| LIFT-TECH, INC. | Manufacturing | Landisville | PA | $0 | $2,616,000 | 0 | Apr 3 | sec.gov |
| Gateway Ambulatory Surgery Center, LLC | Hospitals and Physicians | Concord | NC | $0 | $855,579 | 0 | Apr 3 | sec.gov |
April 4, 2023 · March 31, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.