Data / Form D filings / Mar 31
Form D filings, March 31, 2023: 94 companies raised $596.3 million
94 operating companies filed a Form D on March 31, 2023, reporting $596.3 million sold. Largest: CRB Topco LLC ($98.7 million), OneTrust LLC ($50 million), Chestnut Real Estate Fund III, L.P. ($42.9 million). The median filing is $1.6 million, and 124 pooled investment funds also filed that day.
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- 94Form D filings
- $596.3 millionreported sold
- $1.6 millionmedian amount sold
- MOmost filings (10)
Most filings by state: MO 10, TX 9, CA 8, NY 7, ND 5. By industry: Other Technology 20, Other 17, Commercial 15, Residential 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| CRB Topco LLC | Other | New York | NY | $98,735,000 | $98,735,000 | 5 | Mar 31 | sec.gov |
| OneTrust LLC | Computers | Atlanta | GA | $50,000,000 | $50,000,000 | 1 | Mar 31 | sec.gov |
| Chestnut Real Estate Fund III, L.P. (amended) | Other Real Estate | Chattanooga | TN | $42,893,146 | $50,000,000 | 69 | Mar 31 | sec.gov |
| Sterling Properties, LLLP (amended) | REITS and Finance | Fargo | ND | $41,811,595 | $100,000,000 | 60 | Mar 31 | sec.gov |
| Front Street Properties Fund III, LP | Commercial | Winston-Salem | NC | $34,075,000 | $100,000,000 | 21 | Mar 31 | sec.gov |
| Sterling Office & Industrial Properties, LLLP (amended) | REITS and Finance | Fargo | ND | $31,015,554 | $50,000,000 | 33 | Mar 31 | sec.gov |
| Richmond National Group, Inc. | Insurance | Richmond | VA | $30,422,988 | Indefinite | 34 | Mar 31 | sec.gov |
| DELCATH SYSTEMS, INC. | Biotechnology | New York | NY | $24,999,999 | $24,999,999 | 17 | Mar 31 | sec.gov |
| Kettner Crossing LP | Residential | San Francisco | CA | $23,810,119 | $23,810,119 | 1 | Mar 31 | sec.gov |
| Sterling Office & Industrial Trust (amended) | REITS and Finance | Fargo | ND | $21,649,626 | $36,480,000 | 251 | Mar 31 | sec.gov |
| Cascara Capital LLC | Other Banking and Financial Services | Kirkland | WA | $11,199,757 | $11,199,757 | 14 | Mar 31 | sec.gov |
| Nara Organics, Inc. (amended) | Other | New York | NY | $10,499,972 | $10,499,972 | 33 | Mar 31 | sec.gov |
| Neptune Flood Inc | Other Technology | Saint Petersburg | FL | $10,000,000 | $10,000,000 | 7 | Mar 31 | sec.gov |
| LONGEVITY SCIENCES HOLDINGS, L.P. | Other | New York | NY | $10,000,000 | $10,000,000 | 19 | Mar 31 | sec.gov |
| Leda Health Corp | Other Technology | Brooklyn | NY | $9,382,568 | $9,382,568 | 71 | Mar 31 | sec.gov |
| Ecovia Renewables Inc. | Other Technology | Ann Arbor | MI | $8,823,746 | $9,073,746 | 8 | Mar 31 | sec.gov |
| KayoThera, Inc. (amended) | Other | Seattle | WA | $8,000,001 | $8,000,001 | 5 | Mar 31 | sec.gov |
| Parkview Equity Fund, LLC | Residential | Rancho Santa Fe | CA | $7,611,404 | $7,611,404 | 28 | Mar 31 | sec.gov |
| Cleareye.ai, Inc. | Other Technology | Ladera Ranch | CA | $7,500,000 | $9,000,000 | 3 | Mar 31 | sec.gov |
| Moove.ai, Inc. | Other Technology | Lafayette | CO | $7,223,355 | $7,323,355 | 10 | Mar 31 | sec.gov |
| NEXTLEVEL HALO, LLC (amended) | Business Services | Smyrna | GA | $6,300,000 | $20,000,000 | 9 | Mar 31 | sec.gov |
| KGT Holdco LLC | Retailing | Birmingham | MI | $6,000,000 | $6,000,000 | 31 | Mar 31 | sec.gov |
| Gori Co | Other Technology | Santa Fe Springs | CA | $6,000,000 | Indefinite | 4 | Mar 31 | sec.gov |
| TeamSense Inc. | Other Technology | Everett | WA | $4,993,758 | $4,993,758 | 3 | Mar 31 | sec.gov |
| Wolf & Shepherd, Inc. | Retailing | Redondo Beach | CA | $4,818,500 | $10,000,000 | 49 | Mar 31 | sec.gov |
| Big Sky Development Lenders II, LLC | REITS and Finance | Issaquah | WA | $4,250,000 | $4,250,000 | 24 | Mar 31 | sec.gov |
| Mercantile Opportunity Fund, LLC | Commercial | Cincinnati | OH | $4,173,286 | $5,173,876 | 3 | Mar 31 | sec.gov |
| Forge Team Inc. | Other Technology | Auburndale | MA | $4,009,242 | $20,000,004 | 8 | Mar 31 | sec.gov |
| WELLNESS COACHES USA, LLC | Other | Blue Bell | PA | $4,000,000 | $4,000,000 | 8 | Mar 31 | sec.gov |
| Stingray Therapeutics, Inc. | Biotechnology | Houston | TX | $3,948,445 | $5,230,297 | 43 | Mar 31 | sec.gov |
| Arkatechture CUSO, Inc. (amended) | Other Banking and Financial Services | Portland | ME | $3,500,000 | $5,000,000 | 4 | Mar 31 | sec.gov |
| iOR Holdings, Inc. | Other Health Care | Kansas City | MO | $3,500,000 | $3,500,000 | 55 | Mar 31 | sec.gov |
| iOR Holdings, Inc. | Other Health Care | Kansas City | MO | $3,300,000 | $3,300,612 | 42 | Mar 31 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $2,975,000 | $2,975,000 | 2 | Mar 31 | sec.gov |
| 1200 E 89th Partners LLC | Commercial | Kansas City | MO | $2,847,000 | $2,847,000 | 61 | Mar 31 | sec.gov |
| Dune Technology Partners I, LLC (amended) | Investing | Memphis | TN | $2,657,000 | $2,657,000 | 24 | Mar 31 | sec.gov |
| Sterling Real Estate Trust (amended) | REITS and Finance | Fargo | ND | $2,325,065 | $12,500,000 | 18 | Mar 31 | sec.gov |
| Katch Entertainment, Inc. (amended) | Other Technology | Woodside | CA | $2,295,000 | $3,580,000 | 28 | Mar 31 | sec.gov |
| SKYX Platforms Corp. | Other Technology | Pompano Beach | FL | $2,250,000 | $2,250,000 | 3 | Mar 31 | sec.gov |
| 2521 N 9th Partners LLC | Commercial | Kansas City | MO | $1,840,000 | $2,400,000 | 26 | Mar 31 | sec.gov |
| GRAIN ECOSYSTEM, INC. (amended) | Other Technology | Quincy | MA | $1,600,000 | $1,600,000 | 1 | Mar 31 | sec.gov |
| Mimi's House RAL Fund, LLC (amended) | Commercial | West Chester | OH | $1,585,000 | $5,000,000 | 16 | Mar 31 | sec.gov |
| ENCF MK DREY MSP 03 LLC | Residential | St. Paul | MN | $1,505,000 | $1,505,000 | 22 | Mar 31 | sec.gov |
| Western Wealth Capital LXXV US Investor, LP | Residential | Phoenix | AZ | $1,493,860 | $2,932,054 | 138 | Mar 31 | sec.gov |
| BioCytics, Inc. | Other Health Care | Huntersville | NC | $1,355,000 | $8,000,000 | 18 | Mar 31 | sec.gov |
| Hostess Partners LLC | Commercial | Kansas City | MO | $1,283,000 | $1,283,000 | 20 | Mar 31 | sec.gov |
| Reticulate Micro, Inc. | Other Technology | Palm Bay | FL | $1,250,000 | $3,000,000 | 15 | Mar 31 | sec.gov |
| Drake's Organic Spirits, Inc. | Other | Minnetonka | MN | $1,210,152 | $1,637,662 | 86 | Mar 31 | sec.gov |
| Caveau Selections Oregon LLC | Retailing | Salem | OR | $1,210,000 | $1,210,000 | 10 | Mar 31 | sec.gov |
| Unify AI Corp (amended) | Other Technology | Lake Oswego | OR | $1,160,000 | $2,000,000 | 11 | Mar 31 | sec.gov |
| Western Wealth Capital LXXVI US Investor, LP | Residential | Phoenix | AZ | $1,157,318 | $2,259,442 | 153 | Mar 31 | sec.gov |
| NEWPORT KOA HOLDINGS, LLC | Commercial | Brentwood | TN | $1,100,000 | $1,100,000 | 11 | Mar 31 | sec.gov |
| Nurse Disrupted, Inc. | Other Health Care | Fitchburg | WI | $1,008,300 | $1,508,300 | 4 | Mar 31 | sec.gov |
| Hampton Sun Holdco, Inc. | Other | New York | NY | $1,000,000 | $1,000,000 | 3 | Mar 31 | sec.gov |
| WalkWise, Inc. | Other Technology | Fargo | ND | $900,000 | $2,000,000 | 5 | Mar 31 | sec.gov |
| InnovoTEX Inc. (amended) | Other Health Care | Austin | TX | $829,831 | $829,831 | 8 | Mar 31 | sec.gov |
| InnovTEX Inc. | Other Health Care | Austin | TX | $829,831 | $829,831 | 8 | Mar 31 | sec.gov |
| Sea Machines (#2) 2022 Series of Geekdom Fund Sidecar Series LLC | Investing | San Antonio | TX | $767,500 | $767,500 | 18 | Mar 31 | sec.gov |
| 2361 Tauromee Partners LLC | Commercial | Kansas City | MO | $745,000 | $745,000 | 17 | Mar 31 | sec.gov |
| Western Wealth Capital LXXIX US Investor, LP | Residential | Phoenix | AZ | $725,374 | $2,068,839 | 75 | Mar 31 | sec.gov |
| Casatera, Inc. (amended) | Other | Boston | MA | $672,000 | $1,500,000 | 10 | Mar 31 | sec.gov |
| 1310 Admiral Partners LLC (amended) | Commercial | Kansas City | MO | $652,500 | $652,500 | 10 | Mar 31 | sec.gov |
| 1310 Admiral Partners LLC | Commercial | Kansas City | MO | $652,500 | $652,500 | 10 | Mar 31 | sec.gov |
| Western Wealth Capital LXXI US Investor, LP | Residential | Phoenix | AZ | $557,900 | $1,339,839 | 77 | Mar 31 | sec.gov |
| 410 W 33rd Partners LLC | Commercial | Kansas City | MO | $550,000 | $550,000 | 14 | Mar 31 | sec.gov |
| 123 Lawn Partners LLC | Commercial | Kansas City | MO | $525,000 | $525,000 | 2 | Mar 31 | sec.gov |
| wanderBOX LLC | Other | Mead | CO | $500,000 | $750,000 | 13 | Mar 31 | sec.gov |
| Fractal31, Inc. | Other | Short Hills | NJ | $500,000 | $1,500,000 | 1 | Mar 31 | sec.gov |
| Trucker Recruiters Inc. | Other | Miami | FL | $480,000 | $680,000 | 2 | Mar 31 | sec.gov |
| Foundations in Learning, Inc. | Other Technology | Coralville | IA | $465,000 | $2,100,000 | 3 | Mar 31 | sec.gov |
| Volley Boast, LLC (amended) | Other Technology | Houston | TX | $354,651 | $750,000 | 4 | Mar 31 | sec.gov |
| SILVER SPRUCE RESOURCES INC. | Other | Bedford | $304,230 | $304,230 | 24 | Mar 31 | sec.gov | |
| Locoal Charcoal Co | Other Technology | Del Valle | TX | $300,000 | Indefinite | 1 | Mar 31 | sec.gov |
| 3315 Ward LLC | Residential | Pittsburgh | PA | $292,500 | $292,500 | 8 | Mar 31 | sec.gov |
| OpenLoop Health, Inc. | Other Technology | Des Moines | IA | $283,882 | $283,882 | 1 | Mar 31 | sec.gov |
| CleopatraRX Development, LLC | Other Health Care | The Woodlands | TX | $250,000 | $2,000,000 | 2 | Mar 31 | sec.gov |
| Thurlow Veterinary Services Inc. | Other | Winnetka | IL | $200,000 | $5,000,000 | 2 | Mar 31 | sec.gov |
| Find Familiar Spirits, LLC | Other | Wilmette | IL | $175,000 | $1,400,000 | 4 | Mar 31 | sec.gov |
| Swaney Management & Capital LLC | Restaurants | Holly Springs | MS | $100,000 | $300,000 | 1 | Mar 31 | sec.gov |
| Zoni Foods, Inc. | Other | Hamden | CT | $100,000 | $500,000 | 1 | Mar 31 | sec.gov |
| CARTEL EQUITY FUND, LLC (amended) | Investing | Woodland Hills | CA | $50,000 | $20,000,000 | 1 | Mar 31 | sec.gov |
| Global Office Link, Inc. (amended) | Other Technology | Boston | MA | $10,000 | $2,270,850 | 1 | Mar 31 | sec.gov |
| Robinsonvet, LLC | Other | Lexington | KY | $4,000 | Indefinite | 1 | Mar 31 | sec.gov |
| DA Fund LP | Other Technology | Sheridan | WY | $0 | $10,000,000 | 0 | Mar 31 | sec.gov |
| BMGREI Esters LLC | Commercial | Irving | TX | $0 | $30,000,000 | 0 | Mar 31 | sec.gov |
| MZ Knoxville SFR, LLC | Residential | Northbrook | IL | $0 | $6,900,000 | 0 | Mar 31 | sec.gov |
| Physicians First Bancorp, Inc. | Commercial Banking | Des Moines | IA | $0 | $60,000,000 | 0 | Mar 31 | sec.gov |
| TimbreY Hydrogen Technologies, LLC | Other Energy | Highland Park | IL | $0 | $500,000 | 0 | Mar 31 | sec.gov |
| Trident Butterfly Investor, Inc. | Other | Greenwich | CT | $0 | Indefinite | 0 | Mar 31 | sec.gov |
| Allium II, L.P. | Other Banking and Financial Services | San Francisco | CA | $0 | Indefinite | 0 | Mar 31 | sec.gov |
| Posh Luxury Cannabis, Inc. (amended) | Retailing | New York | NY | $0 | $5,000,000 | 0 | Mar 31 | sec.gov |
| Partners Title LLC | Other Real Estate | Wall | NJ | $0 | $37,500 | 0 | Mar 31 | sec.gov |
| 509 E. Main LLC | Commercial | Lexington | KY | $0 | $1,500,000 | 0 | Mar 31 | sec.gov |
| Lineage Employees, LLC | Commercial | Novi | MI | $0 | Indefinite | 0 | Mar 31 | sec.gov |
April 3, 2023 · March 30, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.