Data / Form D filings / Tradier Inc.
Tradier Inc.: Form D filings
Tradier Inc., a financial services company in Charlotte, NC, filed 3 Form D notices with the SEC between 2014 and 2023. The latest, on April 3, 2023, reports $11.9 million sold of a $15.5 million offering to 9 investors.
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Company details from the filing
- Address
- 11016 RUSHMORE DRIVE, SUITE 350, Charlotte, NC, 28277
- Phone
- (980) 272-3880
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1605339
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Apr 3, 2023 | New notice | $15,521,331 | $11,871,331 | $3,650,000 | 9 | Mar 17, 2023 | sec.gov |
| Feb 3, 2015 | New notice | $3,000,000 | $1,500,000 | $1,500,000 | 5 | Jan 19, 2015 | sec.gov |
| Apr 14, 2014 | New notice | $3,123,543 | $3,123,543 | 11 | Mar 28, 2014 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Dan Raju | Executive Officer, Director | |
| Robert Kopple | Director | |
| David Jegen | Director |
Other financial services companies in North Carolina that filed recently
- Green Guys Holdings, LLC $551,303 · Oct 26, 2026
- Impact Card Corp $575,000 · Aug 28, 2026
Every Form D from the week of Apr 3, 2023 · All recent filings in North Carolina · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Tradier Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.