Data / Form D filings / Nov 14
Form D filings, November 14, 2023: 87 companies raised $9.21 billion
87 operating companies filed a Form D on November 14, 2023, reporting $9.21 billion sold. Largest: DELAWARE LIFE VARIABLE ACCOUNT H ($7.36 billion), Keyport Life Ins Co Separate Account P ($568.2 million), DL Private Variable Account A ($255.8 million). The median filing is $2.1 million, and 92 pooled investment funds also filed that day.
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- 87Form D filings
- $9.21 billionreported sold
- $2.1 millionmedian amount sold
- CAmost filings (16)
Most filings by state: CA 16, TX 13, MA 9, FL 8, NY 6. By industry: Other 29, Other Technology 18, Other Real Estate 8, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| DELAWARE LIFE VARIABLE ACCOUNT H (amended) | Other | Waltham | MA | $7,355,251,120 | Indefinite | 267 | Nov 14 | sec.gov |
| Keyport Life Ins Co Separate Account P (amended) | Other | Waltham | MA | $568,165,750 | Indefinite | 227 | Nov 14 | sec.gov |
| DL Private Variable Account A (amended) | Other | Waltham | MA | $255,773,057 | Indefinite | 1 | Nov 14 | sec.gov |
| DELAWARE LIFE SEPARATE ACCOUNT S (amended) | Other | Waltham | MA | $248,672,902 | Indefinite | 83 | Nov 14 | sec.gov |
| Next Insurance, Inc. | Insurance | Palo Alto | CA | $224,999,998 | $349,999,994 | 2 | Nov 14 | sec.gov |
| Elevate Care International Topco LP | Other Health Care | Washington | DC | $98,434,970 | $98,434,970 | 16 | Nov 14 | sec.gov |
| Delaware Life Variable Account M (amended) | Insurance | Waltham | MA | $72,805,103 | Indefinite | 1 | Nov 14 | sec.gov |
| Delaware Life NY Separate Account M (amended) | Other | Hartford | CT | $68,305,103 | Indefinite | 36 | Nov 14 | sec.gov |
| CRE8 CAPITAL FUND I, LLC (amended) | REITS and Finance | Seattle | WA | $47,961,447 | $50,000,000 | 93 | Nov 14 | sec.gov |
| ICG Deer Valley, DST (amended) | Residential | Clovis | CA | $31,482,097 | $47,200,000 | 78 | Nov 14 | sec.gov |
| Keyport Life Ins Co Separate Account Q (amended) | Other | Waltham | MA | $27,731,313 | Indefinite | 76 | Nov 14 | sec.gov |
| Ashland Greene at Valley Ranch, LLC | Residential | Dallas | TX | $22,500,000 | $23,000,000 | 187 | Nov 14 | sec.gov |
| Cambium Biomaterials, Inc. | Other Technology | Mojave | CA | $17,364,116 | $19,978,890 | 16 | Nov 14 | sec.gov |
| ZEVX, Inc. | Other Technology | Gilbert | AZ | $15,925,123 | $22,425,123 | 2 | Nov 14 | sec.gov |
| LEGALMATION, INC. | Other Technology | Los Angeles | CA | $14,999,998 | $14,999,998 | 6 | Nov 14 | sec.gov |
| PMF-BD Housing I LLC | Residential | Winter Park | FL | $10,750,000 | $30,000,000 | 3 | Nov 14 | sec.gov |
| Oncoheroes Biosciences Inc. | Other | Brookline | MA | $8,851,908 | $8,851,908 | 40 | Nov 14 | sec.gov |
| Chattanooga Hotel HoldCo, LLC | Commercial | Milwaukee | WI | $8,850,000 | $11,000,000 | 31 | Nov 14 | sec.gov |
| Prosperity Group Holdings, LP (amended) | Other | Hamilton | $6,910,000 | Indefinite | 9 | Nov 14 | sec.gov | |
| Myna Swap, Inc. | Other Technology | Cheyenne | WY | $6,199,993 | $6,200,000 | 27 | Nov 14 | sec.gov |
| Current33 Apartments Two, LLC (amended) | Other Real Estate | West Fargo | ND | $6,088,500 | $6,088,500 | 11 | Nov 14 | sec.gov |
| AT AVIATION BLVD, LP | Commercial | Spokane Valley | WA | $6,050,000 | $6,050,000 | 23 | Nov 14 | sec.gov |
| TP Bear Investments LLC | Other | Daufuskie Island | SC | $5,802,500 | Indefinite | 36 | Nov 14 | sec.gov |
| LEGENCE PARENT LLC | Other Energy | San Jose | CA | $4,851,584 | Indefinite | 10 | Nov 14 | sec.gov |
| RWA Credit Fund I LLC | REITS and Finance | Westlake | CA | $4,763,740 | $140,000,000 | 18 | Nov 14 | sec.gov |
| GT Metabolic Solutions Inc | Other | San Jose | CA | $4,748,209 | $25,428,000 | 31 | Nov 14 | sec.gov |
| Hafele Edgewood Senior Living Fund, LLC | Investing | Louisville | KY | $4,625,000 | $4,625,000 | 34 | Nov 14 | sec.gov |
| Satoshi Energy Corp (amended) | Other Technology | Houston | TX | $3,954,964 | $4,130,232 | 19 | Nov 14 | sec.gov |
| T2Earth Holdings LLC (amended) | Manufacturing | Jericho | NY | $3,812,724 | $5,000,000 | 22 | Nov 14 | sec.gov |
| HEMOSHEAR THERAPEUTICS, INC. | Biotechnology | Charlottesville | VA | $3,500,000 | $8,000,000 | 4 | Nov 14 | sec.gov |
| Keygen Labs, Inc. | Other Technology | New York | NY | $3,475,000 | $3,635,000 | 16 | Nov 14 | sec.gov |
| Mid-West Mini Storage P1, LLC (amended) | Commercial | Schofield | WI | $3,130,000 | $3,500,000 | 21 | Nov 14 | sec.gov |
| HCI Filtration Inc. | Other | Sherwood Park | $2,878,879 | $2,878,879 | 4 | Nov 14 | sec.gov | |
| BinStar Inc. | Retailing | Boston | MA | $2,791,000 | $2,791,000 | 25 | Nov 14 | sec.gov |
| Trinity Hickory Ridge Investors LLC | Other Real Estate | Southlake | TX | $2,616,250 | $15,000,000 | 128 | Nov 14 | sec.gov |
| SS 2 CLERMONT LLC | Restaurants | Tampa | FL | $2,432,250 | $2,700,000 | 18 | Nov 14 | sec.gov |
| AeroShield Materials, Inc. | Manufacturing | Hyde Park | MA | $2,350,000 | $5,000,000 | 2 | Nov 14 | sec.gov |
| Molecular Labs Inc. | Other | Philadelphia | PA | $2,149,000 | $2,149,000 | 48 | Nov 14 | sec.gov |
| NORTHSTAR VC SERIES 26 A SERIES OF NORTHSTAR VENTURE CAPITAL LLC | Other | Austin | TX | $2,148,300 | $2,148,300 | 5 | Nov 14 | sec.gov |
| GMI-Property Improvement Plan, LP (amended) | Other Real Estate | Westlake | TX | $2,000,000 | $3,765,021 | 20 | Nov 14 | sec.gov |
| RCP Laguna Niguel Residential, LLC | Other Real Estate | Dallas | TX | $1,850,000 | $4,500,000 | 61 | Nov 14 | sec.gov |
| Cognixion Corp (amended) | Other | Santa Barbara | CA | $1,822,097 | $5,000,000 | 12 | Nov 14 | sec.gov |
| Trinity Ivy Flats Investors LLC | Other Real Estate | Southlake | TX | $1,686,750 | $15,000,000 | 48 | Nov 14 | sec.gov |
| Elteve, Inc. | Other | Norwalk | CT | $1,681,406 | $1,912,500 | 13 | Nov 14 | sec.gov |
| Stratosphere Technology Inc | Other | Oakville | $1,679,999 | $1,679,999 | 3 | Nov 14 | sec.gov | |
| Anghami Inc | Other Technology | Abu Dhabi | $1,435,000 | $1,435,000 | 8 | Nov 14 | sec.gov | |
| One Webster's Landing LP, LLC | Commercial | Syracuse | NY | $1,400,000 | $1,400,000 | 17 | Nov 14 | sec.gov |
| Infinite Conferencing Partners, LLC | Telecommunications | Pompano Beach | FL | $1,350,000 | $3,000,000 | 10 | Nov 14 | sec.gov |
| Limar AI Inc. | Other Technology | San Diego | CA | $1,299,999 | $3,349,998 | 3 | Nov 14 | sec.gov |
| H2 Clipper, Inc. (amended) | Other | Santa Barbara | CA | $1,225,000 | $2,000,000 | 13 | Nov 14 | sec.gov |
| Natural Intelligence Systems, Inc. (amended) | Other Technology | Boise | ID | $1,065,000 | $6,065,000 | 24 | Nov 14 | sec.gov |
| Weaver Flex LLC | Other Real Estate | Westerville | OH | $1,050,000 | $1,250,000 | 12 | Nov 14 | sec.gov |
| CS Renewables, Inc. | Other Energy | Fort Lee | NJ | $1,000,000 | $1,000,000 | 2 | Nov 14 | sec.gov |
| Stage Diver INC. | Other Technology | Santa Monica | CA | $1,000,000 | $3,500,000 | 1 | Nov 14 | sec.gov |
| Passco One Riverwalk DST | Residential | Irvine | CA | $916,001 | $74,700,000 | 3 | Nov 14 | sec.gov |
| Gaingels Databricks 2023 LLC | Other | Burlington | VT | $912,717 | $912,717 | 46 | Nov 14 | sec.gov |
| PMA Holdings Group, LLC | Other Real Estate | Dallas | TX | $900,000 | $1,000,000 | 9 | Nov 14 | sec.gov |
| CoPeace PBC (amended) | Other | Littleton | CO | $750,000 | $3,000,000 | 12 | Nov 14 | sec.gov |
| 12 Lyman Street Realty, LLC | Residential | Winthrop | ME | $550,000 | $550,000 | 13 | Nov 14 | sec.gov |
| Upbound.ai, Inc. | Other Technology | San Francisco | CA | $500,000 | $500,000 | 2 | Nov 14 | sec.gov |
| NimbleBox, Inc. | Other Technology | San Francisco | CA | $500,000 | $500,000 | 1 | Nov 14 | sec.gov |
| AFFINITY BIOSENSORS LLC | Other | Santa Barbara | CA | $400,000 | $3,000,000 | 3 | Nov 14 | sec.gov |
| St. James Therapeutics Inc. | Other Health Care | Akron | OH | $350,000 | $850,000 | 7 | Nov 14 | sec.gov |
| Homebase Automation, LLC | Other Technology | Miami | FL | $350,000 | $1,000,000 | 2 | Nov 14 | sec.gov |
| Grand Little Pink House LLC (amended) | Other | New York | NY | $350,000 | $27,000,000 | 5 | Nov 14 | sec.gov |
| Galen Data, Inc. | Other Technology | Houston | TX | $346,500 | $1,250,000 | 8 | Nov 14 | sec.gov |
| OneBridge Benefits Inc. | Other Technology | Buffalo | NY | $169,957 | $2,000,000 | 7 | Nov 14 | sec.gov |
| Delaware Life NY Separate Account L (amended) | Other | Hartford | CT | $150,108 | Indefinite | 4 | Nov 14 | sec.gov |
| Gaingels Ripcord LLC | Other | Burlington | VT | $133,889 | $133,889 | 11 | Nov 14 | sec.gov |
| Flux Power Holdings, Inc. | Other | Vista | CA | $133,476 | Indefinite | 1 | Nov 14 | sec.gov |
| CONSERVATIVE BROADCAST MEDIA & PUBLISHING, INC. | Other Technology | Hiram | GA | $125,000 | $200,000 | 2 | Nov 14 | sec.gov |
| Gaingels Magic 2023 LLC | Other | Burlington | VT | $100,000 | $100,000 | 18 | Nov 14 | sec.gov |
| iAccess Innovations Inc. | Other Technology | Atlanta | GA | $85,000 | $85,000 | 4 | Nov 14 | sec.gov |
| Gaingels Kenzen 2023 LLC | Other | Burlington | VT | $58,000 | $58,000 | 13 | Nov 14 | sec.gov |
| Soiree Group LLC | Restaurants | New Rochelle | NY | $55,000 | $400,000 | 5 | Nov 14 | sec.gov |
| Surgical Center of the Treasure Coast, L.L.C. | Other Health Care | Port Saint Lucie | FL | $20,000 | $20,000 | 1 | Nov 14 | sec.gov |
| CES PROPERTIES FUND XXXVI (VINEYARD LOAN) LLC | Other Real Estate | Bellevue | WA | $0 | $650,000 | 0 | Nov 14 | sec.gov |
| TB Fund 2 LLC | Business Services | Aventura | FL | $0 | $10,000,000 | 0 | Nov 14 | sec.gov |
| Archstone OP Investors I LLC | Other | Dallas | TX | $0 | $5,000,000 | 0 | Nov 14 | sec.gov |
| LNC Knoxville, LLC | Commercial | Friendswood | TX | $0 | $6,500,000 | 0 | Nov 14 | sec.gov |
| Vint Rare Whisky II LLC | Other | Richmond | VA | $0 | Indefinite | 0 | Nov 14 | sec.gov |
| Vint Diversified Offering II LLC | Other | Richmond | VA | $0 | $15,000,000 | 0 | Nov 14 | sec.gov |
| SRP BTR FUND, LLC | Commercial | Austin | TX | $0 | $1,000,000 | 0 | Nov 14 | sec.gov |
| Magnolia City Prospect Joint Venture | Oil and Gas | Prosper | TX | $0 | $905,391 | 0 | Nov 14 | sec.gov |
| SCA-Bonita Springs, LLC | Other Health Care | Birmingham | AL | $0 | $311,610 | 0 | Nov 14 | sec.gov |
| Trails Edge Surgery Center, LLC | Other Health Care | Bonita Springs | FL | $0 | $294,710 | 0 | Nov 14 | sec.gov |
| Advanced Magnet Lab Inc | Other Technology | Melbourne | FL | $0 | $5,000,000 | 0 | Nov 14 | sec.gov |
November 15, 2023 · November 13, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.