Data / Form D filings / Nov 16
Form D filings, November 16, 2023: 89 companies raised $19.93 billion
89 operating companies filed a Form D on November 16, 2023, reporting $19.93 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.73 billion), Nationwide BOLI Private Placement Variable Account ($5.08 billion), Nationwide PPVUL Separate Account - 4 ($2.72 billion). The median filing is $1.3 million, and 120 pooled investment funds also filed that day.
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- 89Form D filings
- $19.93 billionreported sold
- $1.3 millionmedian amount sold
- NYmost filings (12)
Most filings by state: NY 12, TX 11, OH 9, CA 8, FL 6. By industry: Other 20, Insurance 10, Other Technology 10, Other Real Estate 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,725,349,217 | Indefinite | 442 | Nov 16 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $5,083,216,752 | Indefinite | 28 | Nov 16 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $2,721,000,000 | Indefinite | 7 | Nov 16 | sec.gov |
| Empower Annuity Insurance Co (amended) | Insurance | Hartford | CT | $659,171,601 | Indefinite | 39 | Nov 16 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $541,299,490 | Indefinite | 95 | Nov 16 | sec.gov |
| Diversified Government REIT, Inc. (amended) | REITS and Finance | Chicago | IL | $183,646,503 | Indefinite | 35 | Nov 16 | sec.gov |
| Receivables Funding, LLC (amended) | Other Banking and Financial Services | New York | NY | $160,391,559 | Indefinite | 82 | Nov 16 | sec.gov |
| Enterprise Housing Partners XLII Limited Partnership | Other Real Estate | Columbia | MD | $158,770,000 | $158,770,000 | 9 | Nov 16 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Nov 16 | sec.gov |
| VYNE Therapeutics Inc. | Biotechnology | Bridgewater | NJ | $88,151,508 | $88,151,508 | 19 | Nov 16 | sec.gov |
| WhiteHawk Income Corp (amended) | Oil and Gas | Philadelphia | PA | $85,203,333 | $150,000,000 | 767 | Nov 16 | sec.gov |
| Independence Pet Holdings, Inc. | Insurance | Raleigh | NC | $55,589,884 | Indefinite | 27 | Nov 16 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $47,169,536 | Indefinite | 2 | Nov 16 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $45,819,879 | Indefinite | 14 | Nov 16 | sec.gov |
| EvolveImmune Therapeutics Holding Company, LLC | Biotechnology | Branford | CT | $37,398,371 | $57,398,375 | 9 | Nov 16 | sec.gov |
| AMPHP, INC. | Biotechnology | Park City | UT | $32,114,924 | $32,499,999 | 2 | Nov 16 | sec.gov |
| Standpoint Holdings, Inc. | Other | Dallas | TX | $27,000,000 | $27,000,000 | 1 | Nov 16 | sec.gov |
| AILERON THERAPEUTICS INC | Biotechnology | Waltham | MA | $18,254,247 | $18,254,247 | 15 | Nov 16 | sec.gov |
| Bellevue Opportunity Fund, LLC | REITS and Finance | Issaquah | WA | $14,200,000 | $14,200,000 | 40 | Nov 16 | sec.gov |
| IINK, CORP | Other Technology | Tampa | FL | $11,999,992 | $11,999,992 | 10 | Nov 16 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $11,082,135 | Indefinite | 7 | Nov 16 | sec.gov |
| Redbud Rock Partners, LLC | Other Real Estate | Marietta | GA | $8,471,550 | $8,480,000 | 134 | Nov 16 | sec.gov |
| Intento, Inc. (amended) | Other Technology | Berkeley | CA | $8,310,000 | $8,310,000 | 16 | Nov 16 | sec.gov |
| Atommap Corp | Biotechnology | New York | NY | $7,084,989 | $7,084,989 | 31 | Nov 16 | sec.gov |
| Surely Health, Inc. | Other | Irving | TX | $7,000,000 | $12,000,000 | 3 | Nov 16 | sec.gov |
| Georgia Oak Blue Holdings, LLC | Other | Atlanta | GA | $6,075,000 | $6,075,000 | 20 | Nov 16 | sec.gov |
| Handraise Inc. | Other Technology | Austin | TX | $5,104,993 | $5,105,083 | 23 | Nov 16 | sec.gov |
| Atreon Orthopedics LLC (amended) | Other Health Care | Dublin | OH | $3,826,368 | $4,500,000 | 36 | Nov 16 | sec.gov |
| SE Swim School - Capital Investors, LLC | Other | Atlanta | GA | $3,775,000 | $7,500,000 | 9 | Nov 16 | sec.gov |
| Gatemore Hydrogen Partners, LP (amended) | Investing | New York | NY | $3,385,000 | $3,385,000 | 258 | Nov 16 | sec.gov |
| Motive Health, Inc. | Other | Scottsdale | AZ | $2,934,159 | $7,500,000 | 1 | Nov 16 | sec.gov |
| Acesis, Inc | Other Health Care | Los Gatos | CA | $2,795,098 | $3,070,099 | 7 | Nov 16 | sec.gov |
| MD Bridge Haven Investors LLC | Commercial | Coppell | TX | $2,700,000 | $12,000,000 | 20 | Nov 16 | sec.gov |
| ARC Fund I, LLC (amended) | Other Real Estate | Nashville | TN | $2,511,000 | $100,000,000 | 15 | Nov 16 | sec.gov |
| DUOS TECHNOLOGIES GROUP, INC. | Other Technology | Jacksonville | FL | $2,500,000 | $2,500,000 | 2 | Nov 16 | sec.gov |
| KinoTek Inc (amended) | Other Technology | Portland | ME | $2,315,000 | $2,315,000 | 12 | Nov 16 | sec.gov |
| Access Afya Inc. | Other | Vienna | VA | $2,216,480 | $2,216,480 | 11 | Nov 16 | sec.gov |
| Gatemore Cement Partners, LLC (amended) | Investing | New York | NY | $2,145,000 | $2,145,000 | 17 | Nov 16 | sec.gov |
| North Campus Office Associates, L.P. | Other Health Care | Indianapolis | IN | $2,076,375 | $3,616,000 | 31 | Nov 16 | sec.gov |
| Acretrader 232, LLP | Other Real Estate | Fayetteville | AR | $1,515,000 | $1,515,000 | 69 | Nov 16 | sec.gov |
| bSide Acquisition & Development Fund III, LLC | Other Real Estate | Johns Creek | GA | $1,390,000 | $5,000,000 | 8 | Nov 16 | sec.gov |
| WCP Arch Rollup LLC | Business Services | Vienna | VA | $1,200,000 | $8,500,000 | 0 | Nov 16 | sec.gov |
| WWC LXIX US, LP (amended) | Residential | Phoenix | AZ | $1,106,063 | $1,970,000 | 146 | Nov 16 | sec.gov |
| Culturewell, Co. | Other Health Care | Ann Arbor | MI | $1,080,969 | $3,069,816 | 17 | Nov 16 | sec.gov |
| Pan Global Resources Inc. | Other | Vancouver | $1,052,918 | $1,052,918 | 28 | Nov 16 | sec.gov | |
| Gatemore Fiber Partners, LLC (amended) | Investing | New York | NY | $1,030,000 | $1,030,000 | 5 | Nov 16 | sec.gov |
| Subject Well 2023 Series of Geekdom Fund Sidecar Series LLC | Investing | San Antonio | TX | $890,000 | $890,000 | 14 | Nov 16 | sec.gov |
| Drop-in Gaming LLC (amended) | Other Technology | West Linn | OR | $875,004 | $3,000,000 | 11 | Nov 16 | sec.gov |
| 111 CC Rosa, LLC | Commercial | Santa Barbara | CA | $650,000 | $2,500,000 | 4 | Nov 16 | sec.gov |
| ARC OUTDOOR GT LLC | Other Real Estate | Scottsdale | AZ | $625,000 | $9,944,444 | 9 | Nov 16 | sec.gov |
| Pura East Coast LLC (amended) | Other | Cortlandt Manor | NY | $615,000 | $15,000,000 | 5 | Nov 16 | sec.gov |
| Summit Coffee Charlotte, LLC | Restaurants | Davidson | NC | $500,000 | Indefinite | 9 | Nov 16 | sec.gov |
| Bondwell Technologies LP | Biotechnology | College Station | TX | $450,756 | $450,756 | 19 | Nov 16 | sec.gov |
| InfraSight Software Corp | Other Technology | Huntersville | NC | $432,989 | $1,000,000 | 5 | Nov 16 | sec.gov |
| OBS CC, LLC | Residential | Dallas | TX | $400,000 | $2,430,000 | 3 | Nov 16 | sec.gov |
| ClickView Corp | Other Technology | San Francisco | CA | $399,000 | $830,000 | 7 | Nov 16 | sec.gov |
| Alliance Capital Investors LLC | Commercial | Springfield | MO | $284,000 | Indefinite | 3 | Nov 16 | sec.gov |
| Legible Inc. | Other | Vancouver | $275,066 | $275,066 | 3 | Nov 16 | sec.gov | |
| NEWDEA INC | Other | Parker | CO | $275,000 | $25,000,000 | 6 | Nov 16 | sec.gov |
| HARVEST INVEST-065, LLC | Investing | Fort Worth | TX | $265,000 | $750,000 | 21 | Nov 16 | sec.gov |
| Commune RESOP REIT, LLC | REITS and Finance | Westlake Village | CA | $253,200 | $50,000,000 | 1 | Nov 16 | sec.gov |
| M3D, Inc. | Other Health Care | Ann Arbor | MI | $250,000 | $375,000 | 1 | Nov 16 | sec.gov |
| 4420 SATURN ROAD LLC | Residential | Foster City | CA | $230,000 | $11,000,000 | 3 | Nov 16 | sec.gov |
| Charlotte Equity Fund I LLC | Other Real Estate | Charlotte | NC | $225,000 | $1,000,000 | 4 | Nov 16 | sec.gov |
| HighRewards Inc. | Other Technology | Parkland | FL | $200,000 | Indefinite | 2 | Nov 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $153,623 | Indefinite | 35 | Nov 16 | sec.gov |
| Homegrown Growth LLC - Series Switchyards 1 | Other | Decatur | GA | $150,000 | $150,000 | 8 | Nov 16 | sec.gov |
| Yellowstone Elected REIT LP | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Nov 16 | sec.gov |
| Retriever Medical, Inc. | Other Health Care | Las Vegas | NV | $118,950 | $5,000,000 | 1 | Nov 16 | sec.gov |
| Artemis Opportunistic Debt & Equity REIT II, LLC | REITS and Finance | Phoenix | AZ | $110,000 | $110,000 | 110 | Nov 16 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $150,000,000 | 0 | Nov 16 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $150,000,000 | 0 | Nov 16 | sec.gov |
| HOLO Footwear, Inc. | Other | Grand Rapids | MI | $100,000 | $6,000,000 | 1 | Nov 16 | sec.gov |
| BARCELONA NMC LLC | Other Real Estate | San Diego | CA | $50,000 | $550,000 | 1 | Nov 16 | sec.gov |
| Hoopslink LLC | Other | Chicago | IL | $50,000 | $500,000 | 1 | Nov 16 | sec.gov |
| REVA Buckeye REIT, LLC | REITS and Finance | New York | NY | $35,000 | $125,000 | 35 | Nov 16 | sec.gov |
| Old Dowd REIT, LLC | REITS and Finance | New York | NY | $35,000 | $125,000 | 35 | Nov 16 | sec.gov |
| Real Title Elite Solutions LLC | Other | Miami | FL | $20,600 | $58,500 | 21 | Nov 16 | sec.gov |
| North Shore Energy Metals Ltd. | Other | White Rock | $18,167 | $18,167 | 2 | Nov 16 | sec.gov | |
| Dunya Analytics, PBC | Other Technology | Wilmington | DE | $10,000 | $850,000 | 1 | Nov 16 | sec.gov |
| Real Title Agency, LLC | Other | Oakland Park | FL | $6,200 | $58,500 | 12 | Nov 16 | sec.gov |
| MEDX BACK PAIN CLINICS INC. | Other Health Care | North Palm Beach | FL | $1,000 | $100,000 | 1 | Nov 16 | sec.gov |
| Mount Bay, LLC | Construction | Deer Harbor | WA | $0 | $35,000,000 | 0 | Nov 16 | sec.gov |
| WANGDIQIYUAN INTERNATIONAL HOLDINGS LTD | Business Services | London | $0 | $100,000,000 | 0 | Nov 16 | sec.gov | |
| Five Buffalo Growth Fund LLC | Commercial | Houston | TX | $0 | $25,000,000 | 0 | Nov 16 | sec.gov |
| PUMP UP THE VOLUME DEVELOPMENT Ltd LIABILITY Co | Other | Brooklyn | NY | $0 | $3,500,000 | 0 | Nov 16 | sec.gov |
| Happily Broadway Ltd Liability Co (amended) | Other | New York | NY | $0 | $18,000,000 | 0 | Nov 16 | sec.gov |
| Martin/Martin, Inc. | Other | Lakewood | CO | $0 | $4,845,862 | 101 | Nov 16 | sec.gov |
| Rand Topco, LLC | Other | Purchase | NY | $0 | Indefinite | 0 | Nov 16 | sec.gov |
November 17, 2023 · November 15, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.