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Data / Form D filings / Hartford Funds Management Group, Inc.

Hartford Funds Management Group, Inc.: Form D filings

Hartford Funds Management Group, Inc., a financial services company in Wayne, PA, filed 12 Form D notices with the SEC between 2013 and 2025. The latest, on November 5, 2025, reports $128.1 million sold of a $267.2 million offering to 260 investors.

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Company details from the filing

Address
690 LEE ROAD, Wayne, PA, 19807
Phone
(610) 386-1773
Industry
Other Banking and Financial Services
Entity type
Corporation
Incorporated in
Delaware
Revenue range
Decline to Disclose
Exemptions claimed
Rule 506(b)
SEC identifier (CIK)
1586998

Form D filings

FiledTypeOfferingSoldRemainingInvestorsFirst saleFiling
Nov 5, 2025Amendment$267,200,000$128,115,452$139,084,548260Oct 10, 2013sec.gov
Nov 6, 2024Amendment$248,800,000$106,665,660$142,134,340239Oct 10, 2013sec.gov
Nov 7, 2023Amendment$226,600,000$88,976,529$137,623,471227Oct 10, 2013sec.gov
Nov 14, 2022Amendment$267,400,000$95,064,443$172,335,557221Oct 10, 2013sec.gov
Nov 4, 2021Amendment$319,400,000$101,145,516$218,254,484201Oct 10, 2013sec.gov
Nov 6, 2020Amendment$221,400,000$63,014,203$158,385,797196Oct 10, 2013sec.gov
Nov 12, 2019Amendment$215,600,000$53,031,455$162,568,545187Oct 10, 2013sec.gov
Nov 13, 2018Amendment$230,000,000$47,939,935$182,060,065160Oct 10, 2013sec.gov
Nov 14, 2017Amendment$72,900,000$30,955,000$41,945,000196Oct 10, 2013sec.gov
Sep 9, 2016Amendment$72,900,000$20,990,000$51,910,00099Oct 10, 2013sec.gov
Dec 21, 2015Amendment$72,900,000$20,990,000$51,910,00099Oct 10, 2013sec.gov
Oct 10, 2013New notice$72,900,000$12,060,065$60,839,93557Yet to occursec.gov

Executive officers and directors named in the filing

NameRoleNote in the filing
Ryan A. EganDirector
Amy N. FurlongExecutive Officer
Walter F. GargerExecutive Officer
Gregory A. FrostExecutive Officer, Director
Beth A. CostelloDirector

Other financial services companies in Pennsylvania that filed recently

Every Form D from the week of Nov 3, 2025 · All recent filings in Pennsylvania · All recent Other Banking and Financial Services filings

Read from SEC EDGAR. Amount sold is what Hartford Funds Management Group, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.