Data / Form D filings / Week of Nov 3
Form D filings, week of November 3, 2025: 473 companies raised $15.82 billion
473 operating companies filed a Form D in the week of November 3, 2025, reporting $15.82 billion sold. Largest: NHIT: Credit Asset Trust ($3.80 billion), NHIT: Core Plus Fixed Income Trust ($3.62 billion), NHIT: Investment Grade Securitized Credit Trust ($1.47 billion). The median filing is $2 million, and 609 pooled investment funds also filed that week.
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- 473Form D filings
- $15.82 billionreported sold
- $2 millionmedian amount sold
- TXmost filings (77)
Most filings by state: TX 77, CA 58, NY 34, FL 24, IL 21. By industry: Other 124, Other Technology 94, Commercial 57, Other Real Estate 45.
By day: Nov 3 (91), Nov 4 (102), Nov 5 (100), Nov 6 (106), Nov 7 (74).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: Credit Asset Trust (amended) | Investing | Boston | MA | $3,804,211,242 | Indefinite | 195 | Nov 3 | sec.gov |
| NHIT: Core Plus Fixed Income Trust (amended) | Investing | Boston | MA | $3,622,210,185 | Indefinite | 78 | Nov 3 | sec.gov |
| NHIT: Investment Grade Securitized Credit Trust (amended) | Investing | Boston | MA | $1,470,237,337 | Indefinite | 35 | Nov 3 | sec.gov |
| Empower Annuity Insurance Co (amended) | Insurance | Hartford | CT | $681,720,201 | Indefinite | 41 | Nov 6 | sec.gov |
| Stoke Space Technologies, Inc. | Other Technology | Kent | WA | $409,999,965 | $409,999,965 | 29 | Nov 6 | sec.gov |
| Apptronik, Inc | Other Technology | Austin | TX | $331,397,787 | $500,000,000 | 44 | Nov 5 | sec.gov |
| GRAIL, Inc. | Biotechnology | Menlo Park | CA | $324,997,989 | $324,997,989 | 17 | Nov 7 | sec.gov |
| Superhuman Platform Inc. (amended) | Other Technology | San Francisco | CA | $322,650,638 | Indefinite | 1064 | Nov 4 | sec.gov |
| DraftKings Inc. | Other Technology | Boston | MA | $228,700,000 | $228,700,000 | 86 | Nov 5 | sec.gov |
| Crosswind Mortgage REIT, L.P. (amended) | REITS and Finance | Los Angeles | CA | $221,135,027 | Indefinite | 175 | Nov 4 | sec.gov |
| NHIT: Long Duration Corporate Bond Trust (amended) | Investing | Boston | MA | $214,899,499 | Indefinite | 9 | Nov 3 | sec.gov |
| PATHFINDER PARTNERS INCOME FUND, L.P. (amended) | Residential | San Diego | CA | $209,441,602 | Indefinite | 724 | Nov 7 | sec.gov |
| HREX 7, DST (amended) | Other Real Estate | Houston | TX | $199,751,931 | $199,751,931 | 188 | Nov 6 | sec.gov |
| JVM Preferred Equity Fund, LLC (amended) | Residential | Oak Brook | IL | $186,929,016 | Indefinite | 454 | Nov 5 | sec.gov |
| J.P. Morgan Real Estate Income Trust, Inc. (amended) | REITS and Finance | New York | NY | $185,954,730 | $600,000,000 | 108 | Nov 3 | sec.gov |
| Peachtree Credit Fund IV, LP (amended) | Other Real Estate | Atlanta | GA | $153,968,528 | $500,000,000 | 458 | Nov 6 | sec.gov |
| Hartford Funds Management Group, Inc. (amended) | Other Banking and Financial Services | Wayne | PA | $128,115,452 | $267,200,000 | 260 | Nov 5 | sec.gov |
| Riverstone Core Assets INC. | Investing | New York | NY | $100,000,000 | Indefinite | 1000 | Nov 7 | sec.gov |
| BlueRock Capital Partners | Investing | New York | NY | $100,000,000 | Indefinite | 1000 | Nov 5 | sec.gov |
| Evergrowing Capital Advisors | Investing | New York | NY | $100,000,000 | Indefinite | 1000 | Nov 3 | sec.gov |
| SIDEWALK INFRASTRUCTURE PARTNERS, LLC | Other | Brooklyn | NY | $100,000,000 | Indefinite | 1 | Nov 3 | sec.gov |
| Keillor Capital, Inc. (amended) | Other Banking and Financial Services | Newport Beach | CA | $94,672,197 | Indefinite | 77 | Nov 4 | sec.gov |
| ALEMBIC TECHNOLOGIES, INC. (amended) | Other Technology | San Francisco | CA | $93,508,877 | $94,999,971 | 11 | Nov 7 | sec.gov |
| Tempero Bio, Inc. | Biotechnology | Oakland | CA | $76,958,457 | $76,958,457 | 23 | Nov 4 | sec.gov |
| Antora Energy, Inc. | Other | Sunnyvale | CA | $71,703,433 | $76,703,433 | 26 | Nov 3 | sec.gov |
| Kalshi Inc. | Other Technology | New York | NY | $69,999,989 | $69,999,989 | 14 | Nov 6 | sec.gov |
| Electra Battery Materials Corp | Other | Toronto | $69,076,351 | $137,878,491 | 7 | Nov 7 | sec.gov | |
| Sterling Properties, LLLP (amended) | REITS and Finance | Fargo | ND | $59,725,380 | $100,000,000 | 59 | Nov 4 | sec.gov |
| EHG II, LLC | Commercial | Durham | NC | $56,225,000 | $65,000,000 | 27 | Nov 3 | sec.gov |
| CRE8 CAPITAL FUND I, LLC (amended) | REITS and Finance | Seattle | WA | $55,026,019 | $100,000,000 | 89 | Nov 3 | sec.gov |
| Pathfinder Multifamily Opportunity Fund IX, L.P. (amended) | Residential | La Jolla | CA | $52,985,100 | Indefinite | 257 | Nov 7 | sec.gov |
| Beyond Liquidity LLC (amended) | Commercial | Houston | TX | $52,617,880 | Indefinite | 33 | Nov 7 | sec.gov |
| Blue Owl Real Estate Exchange IV DST (amended) | Other Real Estate | Chicago | IL | $52,174,979 | $247,169,811 | 34 | Nov 6 | sec.gov |
| QC Car Wash Fund III, LLC | Commercial | Charlotte | NC | $50,000,000 | $50,000,000 | 0 | Nov 5 | sec.gov |
| Legacy Venture Fund I, LLC (amended) | Other | Bellevue | WA | $46,203,445 | $50,000,000 | 199 | Nov 3 | sec.gov |
| KB Duluth, DST (amended) | Commercial | Las Vegas | NV | $45,621,044 | $50,325,000 | 39 | Nov 6 | sec.gov |
| King Operating Partners III, LP (amended) | Oil and Gas | Addison | TX | $45,466,000 | $125,000,000 | 270 | Nov 6 | sec.gov |
| NexPoint Storage VI DST (amended) | Other Real Estate | Dallas | TX | $45,340,000 | $45,340,000 | 134 | Nov 6 | sec.gov |
| 1250 JV LP | Residential | Coconut Grove | FL | $45,000,000 | $65,000,000 | 8 | Nov 5 | sec.gov |
| Upway Technologies, Inc. | Other Technology | Gennevilliers | $44,760,791 | $60,260,785 | 9 | Nov 7 | sec.gov | |
| Sovos Co-Invest LP (amended) | Other | Wilmington | MA | $44,382,086 | Indefinite | 63 | Nov 5 | sec.gov |
| La La Land Kind Cafe, LLC | Restaurants | Dallas | TX | $42,299,927 | $50,800,013 | 2 | Nov 5 | sec.gov |
| 100 Durgin Associates LLC | Commercial | Boston | MA | $40,527,500 | Indefinite | 90 | Nov 3 | sec.gov |
| NexPoint Life Sciences II DST (amended) | Other Real Estate | Dallas | TX | $39,563,756 | $40,489,695 | 109 | Nov 7 | sec.gov |
| BR MMJ Acquisition Co LLC | Other | Little Rock | AR | $37,486,666 | $52,000,000 | 56 | Nov 4 | sec.gov |
| BP Commercial Funding Trust II, Series SPL-XI (amended) | Other Banking and Financial Services | New York | NY | $36,741,608 | Indefinite | 3 | Nov 6 | sec.gov |
| Latitude at Wescott Investments, LLC | Other Real Estate | Salt Lake City | UT | $35,350,000 | $35,350,000 | 79 | Nov 7 | sec.gov |
| Numeral Two Inc. | Other Technology | San Francisco | CA | $34,955,037 | $35,049,900 | 12 | Nov 7 | sec.gov |
| Electra Battery Materials Corp (amended) | Other Energy | Toronto | $34,500,000 | $34,500,000 | 154 | Nov 7 | sec.gov | |
| Electra Battery Materials Corp | Other Energy | Toronto | $34,500,000 | $34,500,000 | 154 | Nov 4 | sec.gov | |
| r.Potential Inc. (amended) | Other | San Francisco | CA | $33,000,000 | $33,000,000 | 2 | Nov 5 | sec.gov |
| REVA Fountain Square 3 DST | Commercial | Daniel Island | SC | $31,259,192 | $32,000,000 | 124 | Nov 3 | sec.gov |
| Adept ID, Inc. | Other Technology | Boston | MA | $31,230,124 | $33,380,131 | 8 | Nov 4 | sec.gov |
| 2270 McKinnon Holdings LLC | Other Real Estate | San Francisco | CA | $29,168,528 | $29,168,528 | 48 | Nov 6 | sec.gov |
| PG Dallas Industrial DST (amended) | Other Real Estate | Atlanta | GA | $27,850,034 | $27,850,034 | 74 | Nov 6 | sec.gov |
| CONCEAL, INC. | Other Technology | Augusta | GA | $26,719,467 | $26,719,467 | 10 | Nov 7 | sec.gov |
| Sterling Office & Industrial Trust (amended) | REITS and Finance | Fargo | ND | $26,454,244 | Indefinite | 270 | Nov 4 | sec.gov |
| PHOTOPHARMICS INC (amended) | Biotechnology | Lehi | UT | $26,195,278 | $26,284,804 | 47 | Nov 3 | sec.gov |
| Armadin, Inc. | Other Technology | Menlo Park | CA | $23,999,997 | $23,999,997 | 3 | Nov 3 | sec.gov |
| Abaxx Technologies Inc. | Other | Toronto | $22,000,000 | $34,500,000 | 1 | Nov 7 | sec.gov | |
| Immortal Inc. | Other | Los Angeles | CA | $20,500,000 | $60,000,000 | 2 | Nov 4 | sec.gov |
| Concrete Partners Holding, LLC | Construction | Dallas | TX | $20,000,000 | $20,000,000 | 5 | Nov 4 | sec.gov |
| Oleria Corp | Other Technology | Bellevue | WA | $18,999,996 | $30,000,000 | 4 | Nov 6 | sec.gov |
| Dragon Vascular, Inc. | Other Health Care | Fremont | CA | $18,894,995 | $25,499,992 | 42 | Nov 3 | sec.gov |
| Synonym Inc. | Other Technology | New York | NY | $18,444,991 | $20,644,988 | 52 | Nov 3 | sec.gov |
| Provenance South Village Investors LLC | Other Real Estate | Carmel | IN | $17,800,000 | $17,800,000 | 45 | Nov 4 | sec.gov |
| DataBahn, Inc. \DE (amended) | Other Technology | Dallas | TX | $17,249,992 | $17,249,992 | 15 | Nov 6 | sec.gov |
| IPC Detroit Hospitality DST (amended) | Other Real Estate | Oak Brook | IL | $15,670,319 | $15,670,319 | 36 | Nov 3 | sec.gov |
| Osteal Therapeutics, Inc. | Pharmaceuticals | Dallas | TX | $15,602,151 | $26,702,156 | 10 | Nov 5 | sec.gov |
| PM Technologies Corp | Business Services | Beverly Hills | CA | $15,551,001 | $15,551,001 | 25 | Nov 5 | sec.gov |
| AMO-OE Bannockburn JV, LLC | Commercial | Chicago | IL | $15,390,000 | $15,390,000 | 57 | Nov 7 | sec.gov |
| MIMG CCLIV Williston 2 Master, LLC | Commercial | Franktown | CO | $14,120,000 | $28,100,000 | 137 | Nov 4 | sec.gov |
| Nara Organics, Inc. | Other | New York | NY | $14,057,494 | $14,999,993 | 13 | Nov 7 | sec.gov |
| iVerify, Inc. | Other Technology | Long Island City | NY | $12,326,254 | $12,326,254 | 6 | Nov 3 | sec.gov |
| KB Lake Elmo, DST (amended) | Commercial | Las Vegas | NV | $12,294,743 | $28,850,000 | 7 | Nov 6 | sec.gov |
| MRES Collection at Gretna Landing Holdings, LLC | Residential | Omaha | NE | $12,257,910 | $12,500,000 | 50 | Nov 5 | sec.gov |
| HPI Tremont DST (amended) | Other Real Estate | Old Lyme | CT | $11,711,188 | $21,573,729 | 34 | Nov 7 | sec.gov |
| Medsyn Biopharma LLC | Pharmaceuticals | Northville | MI | $11,499,999 | $11,500,000 | 16 | Nov 4 | sec.gov |
| Anteris Technologies Global Corp. | Biotechnology | Toowong, Qld | $11,499,987 | $11,499,987 | 9 | Nov 7 | sec.gov | |
| Elfie, Inc. | Other Technology | Dover | DE | $10,928,054 | $10,928,054 | 6 | Nov 4 | sec.gov |
| HPI Tremont DST (amended) | Other Real Estate | Old Lyme | CT | $10,473,618 | $21,573,729 | 29 | Nov 4 | sec.gov |
| GIC Technologies, Inc. | Other Technology | New York | NY | $10,354,257 | $11,004,245 | 7 | Nov 3 | sec.gov |
| Definition II-A LLC | Other | New York | NY | $10,150,000 | $10,150,000 | 13 | Nov 7 | sec.gov |
| Superhuman Platform Inc. (amended) | Other Technology | San Francisco | CA | $10,000,000 | $10,000,000 | 359 | Nov 4 | sec.gov |
| Poseidon Fund I LLC | Commercial | Tampa | FL | $10,000,000 | $10,000,000 | 0 | Nov 3 | sec.gov |
| Whitestown Industrial Holdings Building 7, L.L.C. | Other Real Estate | Indianapolis | IN | $9,983,180 | $9,983,180 | 185 | Nov 5 | sec.gov |
| Perimetrics, Inc. | Biotechnology | Redmond | WA | $9,427,041 | $17,514,686 | 118 | Nov 7 | sec.gov |
| Flex Lending 8 LLC | Residential | Jacksonville | FL | $9,000,827 | $9,400,000 | 50 | Nov 5 | sec.gov |
| Blue Metric Group Fund, LP, RV Fund II | Other Real Estate | Franklin | TN | $8,651,000 | $100,000,000 | 66 | Nov 5 | sec.gov |
| Whispering Pines DHC LLC | Commercial | Albany | NY | $8,350,000 | $8,350,000 | 42 | Nov 7 | sec.gov |
| Connection Capital Group Fund LLC (amended) | Other Real Estate | San Diego | CA | $8,159,789 | $10,000,000 | 40 | Nov 7 | sec.gov |
| Rasa World Group, Inc. | Other | West Hollywood | CA | $8,150,000 | $11,400,000 | 45 | Nov 6 | sec.gov |
| Bloodhound Tracking Device, Inc (amended) | Other Technology | Webster | TX | $8,032,750 | Indefinite | 1 | Nov 5 | sec.gov |
| GCP P3 InvestCo, LLC | Other | Dallas | TX | $8,000,000 | $8,000,000 | 6 | Nov 5 | sec.gov |
| dltHub Inc. | Other Technology | Wilmington | DE | $7,999,990 | $8,000,000 | 11 | Nov 4 | sec.gov |
| Auxira Health, Inc. | Other Health Care | Chicago | IL | $7,834,547 | $7,834,547 | 13 | Nov 4 | sec.gov |
| Guideboat P3 HoldCo, LLC | Other | Dallas | TX | $7,760,000 | $10,000,000 | 18 | Nov 3 | sec.gov |
| Wholefin, Inc. | Other Technology | Bethlehem | PA | $7,725,000 | $7,725,000 | 7 | Nov 3 | sec.gov |
| Pro Hockey Partners LLC | Other | Jacksonville | FL | $7,700,000 | $8,000,000 | 15 | Nov 3 | sec.gov |
| Kartoon Studios, Inc. | Other | Beverly Hills | CA | $7,308,450 | $7,308,450 | 1 | Nov 4 | sec.gov |
| Ironhorse Energy Turbine, Limited Partnership | Oil and Gas | Reno | NV | $7,095,000 | $15,000,000 | 97 | Nov 3 | sec.gov |
| BiomeSense, Inc. | Biotechnology | Chicago | IL | $7,059,599 | $7,250,000 | 27 | Nov 3 | sec.gov |
| Red 209 Wimberly, L.P. | Commercial | Dallas | TX | $6,960,000 | $6,960,000 | 20 | Nov 4 | sec.gov |
| Aware Recovery Care, Inc. | Other Health Care | Wallingford | CT | $6,866,628 | $6,866,628 | 6 | Nov 4 | sec.gov |
| NORTHSTAR VC SERIES 29 A SERIES OF NORTHSTAR VENTURE CAPITAL LLC (amended) | Other | Austin | TX | $6,734,932 | Indefinite | 6 | Nov 5 | sec.gov |
| BIOVENTRIX, INC. (amended) | Other | Mansfield | MA | $6,672,600 | $12,000,000 | 45 | Nov 4 | sec.gov |
| Summit Ridge 168 Investors LLC | Residential | Dallas | TX | $6,552,400 | $7,000,000 | 51 | Nov 4 | sec.gov |
| OPX2025 Erebor, a Series of Opulentia Ventures X LLC | Investing | Fairfax | VA | $6,500,000 | $6,500,000 | 28 | Nov 3 | sec.gov |
| Iron Horse Energy Fund 1, Limited Partnership | Oil and Gas | Southlake | TX | $6,250,000 | $100,000,000 | 1 | Nov 3 | sec.gov |
| MCAP Partners Fund II LLC (amended) | Other Real Estate | New York | NY | $6,150,000 | Indefinite | 26 | Nov 7 | sec.gov |
| Blue Metric Group Fund, LP, Project Echo Portfolio | Other Real Estate | Franklin | TN | $6,150,000 | $60,000,000 | 4 | Nov 5 | sec.gov |
| BAC/CB FULCRUM LLC (amended) | Commercial | Boston | MA | $6,150,000 | $6,150,000 | 25 | Nov 4 | sec.gov |
| WW Land Investors LLC | Other Real Estate | Carmel | IN | $6,119,038 | $6,119,038 | 39 | Nov 4 | sec.gov |
| Largo Inc. | Other | Toronto, Ontario | $6,000,001 | $12,000,002 | 1 | Nov 6 | sec.gov | |
| AccessGrid, Inc. | Other Technology | Miami | FL | $5,882,290 | $5,882,290 | 38 | Nov 3 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $5,830,000 | $5,830,000 | 6 | Nov 6 | sec.gov |
| Utah Resort Investment LLC (amended) | Other | Milwaukee | WI | $5,700,000 | $52,800,000 | 8 | Nov 5 | sec.gov |
| Beyond Westminster 1 LLC (amended) | Commercial | Irvine | CA | $5,686,213 | Indefinite | 30 | Nov 7 | sec.gov |
| Shamrock RV LLC | Other Real Estate | San Francisco | CA | $5,400,000 | $5,400,000 | 48 | Nov 3 | sec.gov |
| Finresi Bridge GP LLC (amended) | Other Real Estate | Newtown | PA | $5,388,587 | Indefinite | 54 | Nov 3 | sec.gov |
| Beyond Loan 3 LLC (amended) | Commercial | Houston | TX | $5,080,000 | Indefinite | 33 | Nov 7 | sec.gov |
| Prelude Corp | Biotechnology | Laguna Hills | CA | $5,000,000 | $7,500,000 | 1 | Nov 6 | sec.gov |
| Ready Responders Parent Corp. | Other Health Care | New York | NY | $5,000,000 | $5,000,000 | 1 | Nov 5 | sec.gov |
| UNCO Ultimate Holdings, LP | Restaurants | Dallas | TX | $5,000,000 | $5,000,000 | 1 | Nov 3 | sec.gov |
| FifthWall ECI, Inc. (amended) | Business Services | Wexford | PA | $5,000,000 | $5,000,000 | 15 | Nov 3 | sec.gov |
| Bayou Surgical, Inc. | Other Health Care | Houston | TX | $4,999,542 | $10,999,542 | 15 | Nov 5 | sec.gov |
| SES S.A. | Telecommunications | Luxembourg | $4,997,013 | $4,997,013 | 140 | Nov 3 | sec.gov | |
| GenCap Gurnee MM, LLC | Commercial | Fox Point | WI | $4,935,000 | $4,935,000 | 26 | Nov 3 | sec.gov |
| Blue Metric Group Fund, LP, Blue Capital Holdings Fund, A Series of Blue Metric Group Fund, LP | Other Real Estate | Franklin | TN | $4,921,498 | $25,000,000 | 32 | Nov 5 | sec.gov |
| HbA1c, LP | Other | Los Angeles | CA | $4,800,000 | $11,500,000 | 15 | Nov 5 | sec.gov |
| Abax Health, Inc. | Other Technology | Westport | CT | $4,796,924 | $4,796,924 | 27 | Nov 3 | sec.gov |
| AMOCL-Bannockburn, LLC | Commercial | Northbrook | IL | $4,550,000 | $4,550,000 | 57 | Nov 7 | sec.gov |
| Oxbridge Clinical Inc. | Biotechnology | Boston | MA | $4,500,000 | $4,500,000 | 3 | Nov 3 | sec.gov |
| Talisker Resources Ltd. | Other | Toronto | $4,490,316 | $4,768,083 | 2 | Nov 4 | sec.gov | |
| SI Tickets, Inc. | Retailing | New York | NY | $4,430,000 | $8,800,000 | 17 | Nov 4 | sec.gov |
| Westwinds Place LLC | Commercial | San Diego | CA | $4,355,000 | $4,800,000 | 3 | Nov 4 | sec.gov |
| Willow Life Sciences, Inc. | Other Health Care | Allston | MA | $4,000,000 | $4,000,000 | 19 | Nov 6 | sec.gov |
| BHGAH RR Medford, LLC | Other | Lake Oswego | OR | $4,000,000 | $4,000,000 | 22 | Nov 5 | sec.gov |
| Frame Data AI, Inc. | Other Technology | Houston | TX | $4,000,000 | Indefinite | 1 | Nov 4 | sec.gov |
| Provision Global Heath LLC | Investing | Tacoma | WA | $4,000,000 | $5,000,000 | 7 | Nov 4 | sec.gov |
| AQUABOUNTY TECHNOLOGIES INC | Agriculture | Harvard | MA | $4,000,000 | $4,000,000 | 9 | Nov 4 | sec.gov |
| Nymbl Systems, Inc. | Other Technology | Dublin | OH | $3,999,997 | $4,000,000 | 6 | Nov 4 | sec.gov |
| Red 117 Priddy, L.P. | Commercial | Dallas | TX | $3,915,000 | $3,915,000 | 20 | Nov 4 | sec.gov |
| SCP Development High-Yield Fund, LLC (amended) | REITS and Finance | Wilmington | NC | $3,829,204 | $7,500,000 | 28 | Nov 6 | sec.gov |
| HSS Taylor 24101 Ecorse LLC | Commercial | Dover | DE | $3,790,323 | $4,250,000 | 47 | Nov 4 | sec.gov |
| VVCAZ LLC (amended) | Commercial | Phoenix | AZ | $3,780,000 | Indefinite | 38 | Nov 3 | sec.gov |
| Falco Resources Ltd. | Other | Montr?Al | $3,762,024 | $10,481,761 | 3 | Nov 3 | sec.gov | |
| Parventino Investors, LLC | Other Real Estate | Dallas | TX | $3,626,000 | $4,842,000 | 26 | Nov 3 | sec.gov |
| Jawa Ventures, Inc. | Other Technology | Boulder | CO | $3,609,999 | $3,625,060 | 12 | Nov 5 | sec.gov |
| Pocket Cafe, Inc. | Other | San Francisco | CA | $3,500,000 | $3,500,000 | 17 | Nov 5 | sec.gov |
| HWK Hockey LLC | Other | Jacksonville | FL | $3,488,000 | $4,000,000 | 67 | Nov 7 | sec.gov |
| Relevant Search Inc. | Other Technology | Westport | CT | $3,200,001 | $5,200,000 | 1 | Nov 6 | sec.gov |
| Reffie, Inc. | Other Technology | Austin | TX | $3,133,999 | $3,632,500 | 15 | Nov 6 | sec.gov |
| IP Author, Inc. | Other Technology | Fremont | CA | $3,119,994 | $4,000,000 | 7 | Nov 4 | sec.gov |
| SemiNex Corp | Other Technology | Danvers | MA | $3,085,471 | $3,500,000 | 37 | Nov 6 | sec.gov |
| Banyan Newco LLC | Other | Los Angeles | CA | $3,010,000 | Indefinite | 2 | Nov 7 | sec.gov |
| FOCUS UNIVERSAL INC. | Other Technology | Ontario | CA | $3,000,000 | $7,000,000 | 3 | Nov 7 | sec.gov |
| FOCUS UNIVERSAL INC. | Other Technology | Ontario | CA | $3,000,000 | $3,000,000 | 2 | Nov 7 | sec.gov |
| SCP Income Fund, LLC | REITS and Finance | Wilmington | NC | $3,000,000 | $5,000,000 | 14 | Nov 7 | sec.gov |
| Oak Tree Syndication, LLC | Commercial | New Braunfels | TX | $3,000,000 | $3,000,000 | 0 | Nov 6 | sec.gov |
| MC 59S INVESTORS LLC | Residential | Sugar Land | TX | $3,000,000 | $3,000,000 | 1 | Nov 6 | sec.gov |
| Storage Units Ground Lease Newberry, LLC | Commercial | Maitland | FL | $3,000,000 | $3,000,000 | 1 | Nov 6 | sec.gov |
| Wolley, Inc. | Computers | San Jose | CA | $3,000,000 | $3,000,000 | 1 | Nov 6 | sec.gov |
| KMX Technologies, Inc. | Other Technology | Sharon | CT | $3,000,000 | $6,000,000 | 1 | Nov 4 | sec.gov |
| Escalera 701 Holdco, LP | Commercial | San Antonio | TX | $2,857,071 | $3,641,430 | 19 | Nov 4 | sec.gov |
| Escalera 701, LP | Commercial | San Antonio | TX | $2,857,071 | $5,241,429 | 2 | Nov 4 | sec.gov |
| Careforce Inc. | Other Health Care | Hayward | CA | $2,676,790 | $6,691,976 | 4 | Nov 7 | sec.gov |
| Vanamor North Main Village Investments L.P. | Residential | Irvine | CA | $2,665,000 | $2,665,000 | 23 | Nov 5 | sec.gov |
| MPG West Chester Member, LLC | Commercial | Fort Washington | PA | $2,600,000 | $2,600,000 | 24 | Nov 5 | sec.gov |
| ABK Biomedical Inc | Other | Halifax | $2,558,896 | $2,558,896 | 6 | Nov 3 | sec.gov | |
| Madison Artificial Intelligence, Inc. | Other Technology | Reno | NV | $2,549,999 | $3,550,000 | 2 | Nov 3 | sec.gov |
| Shuttle Pharmaceuticals Holdings, Inc. | Pharmaceuticals | Gaithersburg | MD | $2,499,998 | $2,500,624 | 1 | Nov 7 | sec.gov |
| Lifeswap Inc. | Other Technology | Reykjavik | $2,444,208 | $4,444,208 | 14 | Nov 4 | sec.gov | |
| CLEVER CARNIVORE, INC. | Other | Chicago | IL | $2,402,121 | $8,000,000 | 9 | Nov 5 | sec.gov |
| Ecolectro, Inc. | Other Technology | Ithaca | NY | $2,310,000 | $10,000,000 | 2 | Nov 7 | sec.gov |
| 5055 Fort Apache Fund, LLC | Residential | Scottsdale | AZ | $2,305,000 | $12,000,000 | 20 | Nov 6 | sec.gov |
| Lupos Multifamily Real Estate Fund I, LLC (amended) | Commercial | Austin | TX | $2,272,000 | $20,000,000 | 11 | Nov 7 | sec.gov |
| Flywheel Exchange Inc. | Other Technology | Minneapolis | MN | $2,251,328 | $2,500,000 | 4 | Nov 7 | sec.gov |
| Circula-AI Inc | Biotechnology | Boca Raton | FL | $2,238,373 | $2,721,129 | 9 | Nov 6 | sec.gov |
| Valorem Resources Inc. | Other | Vancouver | $2,099,138 | $2,099,138 | 9 | Nov 6 | sec.gov | |
| MPBP I, LLC | Commercial | Vancouver | WA | $2,075,000 | $2,075,000 | 30 | Nov 5 | sec.gov |
| Jawa Ventures, Inc. | Other Technology | Boulder | CO | $2,050,000 | $2,050,000 | 10 | Nov 5 | sec.gov |
| TechTown Industrial L1 LLC | Commercial | Austin | TX | $2,050,000 | Indefinite | 12 | Nov 5 | sec.gov |
| SILVER X MINING CORP. | Other | Vancouver | $2,037,816 | $12,940,453 | 5 | Nov 4 | sec.gov | |
| Stellar Placement Holdings LLC, Series 2S | Other Technology | Las Vegas | NV | $2,024,991 | Indefinite | 8 | Nov 4 | sec.gov |
| LIT Financial Corporation, Inc. | Other Banking and Financial Services | Troy | MI | $2,000,000 | $4,000,000 | 2 | Nov 3 | sec.gov |
| Primer Global, Inc. | Other | Scottsdale | AZ | $2,000,000 | $2,500,000 | 2 | Nov 3 | sec.gov |
| Celularity Inc | Biotechnology | Florham Park | NJ | $2,000,000 | $6,666,667 | 1 | Nov 3 | sec.gov |
| Wefunds Wefunder XIII, a series of Wefunds LLC (amended) | Other | Henderson | NV | $1,996,983 | $1,996,983 | 229 | Nov 3 | sec.gov |
| WEFUNDER, INC. (amended) | Other | San Francisco | CA | $1,996,983 | $1,996,983 | 1 | Nov 3 | sec.gov |
| LaserMotive, Inc. (amended) | Other | Kent | WA | $1,972,115 | $3,600,000 | 14 | Nov 6 | sec.gov |
| Gut-Brain-Axis Therapeutics Inc. | Biotechnology | Tempe | AZ | $1,965,000 | $20,000,000 | 22 | Nov 6 | sec.gov |
| Mara Poling Total Return Fund II, LLC (amended) | Commercial | Austin | TX | $1,905,000 | $20,000,000 | 6 | Nov 7 | sec.gov |
| CaliberCos Inc. | Other Real Estate | Scottsdale | AZ | $1,897,505 | $22,000,000 | 20 | Nov 4 | sec.gov |
| Pantheon Credit Fund III, LLC (amended) | Business Services | Sarasota | FL | $1,894,069 | $50,000,000 | 20 | Nov 7 | sec.gov |
| MAIN CIRCLE MEDICAL, INC. | Other Health Care | Charlotte | NC | $1,800,000 | $2,800,000 | 8 | Nov 4 | sec.gov |
| POLAR CAPITAL FUNDS PUBLIC LTD CO (amended) | Other Banking and Financial Services | Dublin | $1,796,706 | Indefinite | 2 | Nov 7 | sec.gov | |
| AKRE-Sunwest Archer, LLC | Other | San Francisco | CA | $1,787,500 | $1,900,000 | 20 | Nov 5 | sec.gov |
| Reselute, Inc. (amended) | Other | Durham | NC | $1,777,295 | $4,000,000 | 18 | Nov 3 | sec.gov |
| Partner Fleet Inc. | Other Technology | Bristol | WI | $1,775,000 | $2,275,000 | 10 | Nov 3 | sec.gov |
| Protein Dynamic Solutions, Inc. | Biotechnology | Wilmington | DE | $1,772,369 | Indefinite | 10 | Nov 7 | sec.gov |
| GMI-Westchase, LP (amended) | Commercial | Westlake | TX | $1,752,867 | $11,921,269 | 13 | Nov 4 | sec.gov |
| Cincinnati Premier Finance LLC (amended) | Other | Cincinnati | OH | $1,740,000 | $10,000,000 | 8 | Nov 5 | sec.gov |
| Claude QP I a series of Wefunds LLC (amended) | Other | Henderson | TX | $1,675,795 | Indefinite | 125 | Nov 6 | sec.gov |
| Angleton Multifamily Partners LLC | Residential | New Hyde Park | NY | $1,660,000 | $11,000,000 | 19 | Nov 3 | sec.gov |
| GCG Irena Investors LLC | Residential | Hermosa Beach | CA | $1,627,000 | $1,627,000 | 12 | Nov 4 | sec.gov |
| Stokes Rd Investment Partners, LP | Other Real Estate | Waller | TX | $1,600,000 | $12,000,000 | 2 | Nov 7 | sec.gov |
| NOVA BOULDERS LLC | Other | Burlingame | CA | $1,582,001 | $2,300,000 | 30 | Nov 5 | sec.gov |
| Channel99, Inc. | Other | Kentfield | CA | $1,562,862 | $2,499,999 | 12 | Nov 5 | sec.gov |
| NexGold Mining Corp. | Other | Toronto | $1,540,944 | $3,595,536 | 1 | Nov 3 | sec.gov | |
| Oriane, Inc. | Other | Dover | DE | $1,534,999 | $1,534,999 | 14 | Nov 5 | sec.gov |
| 705 Limmerloop Investors LP | Residential | Austin | TX | $1,525,000 | $9,760,000 | 10 | Nov 4 | sec.gov |
| Conserv Solutions Inc | Other Technology | Birmingham | AL | $1,511,817 | $3,500,000 | 8 | Nov 6 | sec.gov |
| iQure Pharma Inc. | Other | Skillman | NJ | $1,503,320 | $1,750,000 | 14 | Nov 3 | sec.gov |
| Sandy AI, Inc. | Other Technology | Dover | DE | $1,500,000 | $1,500,000 | 13 | Nov 6 | sec.gov |
| Open Technology Ventures Fund IV Sidecar, L.P. | Other | Austin | TX | $1,500,000 | $220,000,000 | 2 | Nov 4 | sec.gov |
| Defendify, Inc. | Other Technology | Portland | ME | $1,445,726 | $1,500,000 | 13 | Nov 4 | sec.gov |
| Luminary Therapeutics, Inc. | Biotechnology | Minneapolis | MN | $1,406,112 | $12,388,157 | 6 | Nov 5 | sec.gov |
| ARC Medical Inc. (amended) | Biotechnology | Richmond | $1,393,135 | $1,393,135 | 10 | Nov 6 | sec.gov | |
| encoord Inc. | Other Technology | Edgewater | CO | $1,300,000 | $3,300,000 | 31 | Nov 6 | sec.gov |
| Winchester Small Bay Buligo LP | Commercial | Wilmington | DE | $1,220,000 | $9,719,925 | 11 | Nov 4 | sec.gov |
| Gage Technology, Inc. (amended) | Other Technology | Saint Simons Island | GA | $1,160,000 | $1,200,000 | 2 | Nov 3 | sec.gov |
| Azure Blue Holdings, LLC | Commercial | Davie | FL | $1,150,000 | $1,150,000 | 1 | Nov 5 | sec.gov |
| NexPoint Small Bay III DST | Other Real Estate | Dallas | TX | $1,148,406 | $50,382,493 | 3 | Nov 7 | sec.gov |
| Cosmos Fund LLC (amended) | Other | Miami Beach | FL | $1,086,692 | $1,972,000 | 53 | Nov 4 | sec.gov |
| Canadian Energy Metals Corp. | Other | Calgary | $1,081,599 | $1,081,599 | 10 | Nov 6 | sec.gov | |
| Better Science, LLC (amended) | Retailing | Seattle | WA | $1,075,000 | $4,500,000 | 13 | Nov 5 | sec.gov |
| New Club Investment. LLC (amended) | Other | Akron | OH | $1,074,000 | $1,470,000 | 10 | Nov 3 | sec.gov |
| Flexxbotics, Inc. | Other Technology | Boston | MA | $1,019,825 | $1,019,825 | 17 | Nov 7 | sec.gov |
| Syntax QP I, a series of Wefunds LLC (amended) | Other | Henderson | NV | $1,011,028 | $1,011,028 | 77 | Nov 6 | sec.gov |
| Lucendi, Inc. | Other Technology | Los Angeles | CA | $1,000,000 | $1,000,000 | 1 | Nov 5 | sec.gov |
| Mara Poling Growth Fund II, LLC (amended) | Commercial | Austin | TX | $975,000 | $10,000,000 | 6 | Nov 7 | sec.gov |
| Scythe Union Hill LLC | Other | Cleveland | OH | $961,380 | Indefinite | 4 | Nov 6 | sec.gov |
| Social Links, Inc. | Other Technology | Newark | DE | $954,545 | Indefinite | 1 | Nov 7 | sec.gov |
| Ellington Valley Technologies, Inc. | Other Technology | Ellington | CT | $910,000 | $910,000 | 3 | Nov 7 | sec.gov |
| 111 Energy Fund, LP | Oil and Gas | Mckinney | TX | $900,000 | $10,000,000 | 7 | Nov 4 | sec.gov |
| Melissa Gateway 75, LP | Other Real Estate | Frisco | TX | $900,000 | $5,500,000 | 5 | Nov 4 | sec.gov |
| Sailion Inc. (amended) | Other Technology | New York | NY | $870,000 | $1,500,000 | 8 | Nov 4 | sec.gov |
| REI Capital Guys Fund LLC (amended) | Investing | Las Vegas | NV | $835,000 | $100,000,000 | 9 | Nov 6 | sec.gov |
| Cardiol Therapeutics Inc. | Other | Oakville | $760,000 | $8,471,875 | 7 | Nov 4 | sec.gov | |
| 160 NW 28 STREET INVESTORS LLC | Other Real Estate | Aventura | FL | $750,000 | $9,000,000 | 1 | Nov 6 | sec.gov |
| Parti Pris Investment Partners, Inc. (amended) | Other Technology | Morro Bay | CA | $750,000 | $1,000,000 | 6 | Nov 5 | sec.gov |
| Nomad Inc. (amended) | Other Real Estate | King George | VA | $750,000 | $1,000,000 | 2 | Nov 5 | sec.gov |
| Quantropi Inc. | Other Technology | Ottawa | $750,000 | $750,000 | 3 | Nov 4 | sec.gov | |
| NIMBLE PRECISION, INC. | Other Technology | Middletown | DE | $750,000 | $4,000,000 | 1 | Nov 3 | sec.gov |
| Twenty-Two Desserts, Inc. | Other | Brooklyn | NY | $747,000 | Indefinite | 35 | Nov 6 | sec.gov |
| Series 7-1, a series of StartEngine Private Funds LLC | Other | Burbank | CA | $709,852 | $2,433,000 | 22 | Nov 4 | sec.gov |
| VentureUs Fund II a series of VentureUs LLC (amended) | Other | Mercer Island | WA | $695,000 | Indefinite | 15 | Nov 3 | sec.gov |
| Mara Poling Growth Fund I, LLC (amended) | Commercial | Austin | TX | $677,000 | $10,000,000 | 4 | Nov 7 | sec.gov |
| Piraeus Medical, Inc. | Other Health Care | Maple Grove | MN | $662,600 | $2,200,000 | 4 | Nov 5 | sec.gov |
| IMS Holdings, LLC | Investing | Poway | CA | $632,929 | $632,929 | 9 | Nov 6 | sec.gov |
| 10610453 Canada Inc. | Other | Nepean | $630,000 | $630,000 | 3 | Nov 3 | sec.gov | |
| MODE MOBILE, INC. | Other Technology | Chicago | IL | $600,000 | Indefinite | 45 | Nov 5 | sec.gov |
| One Nation Direct LLC | Other | Volant | PA | $600,000 | $20,000,000 | 2 | Nov 4 | sec.gov |
| RBO Agency & Advisory Inc. | Tourism and Travel Services | Spearfish | SD | $555,000 | $3,700,000 | 3 | Nov 6 | sec.gov |
| Rolling Bones Outfitters, Inc. | Tourism and Travel Services | Spearfish | SD | $555,000 | $3,700,000 | 3 | Nov 6 | sec.gov |
| Digital Skincare Inc. | Other | West Palm Beach | FL | $550,000 | $1,200,000 | 5 | Nov 6 | sec.gov |
| Jawa Ventures, Inc. | Other Technology | Boulder | CO | $550,000 | $550,000 | 4 | Nov 5 | sec.gov |
| Baywood Ranch LP | Investing | Phoenix | AZ | $550,000 | Indefinite | 3 | Nov 4 | sec.gov |
| Gaingels Speedrun Fund I LLC | Other | Burlington | VT | $520,000 | $520,000 | 11 | Nov 3 | sec.gov |
| Gaingels Viridian Space LLC | Other | Burlington | VT | $517,032 | $517,032 | 8 | Nov 6 | sec.gov |
| PCM Kinect Gresham OZ Fund LLC | Other Real Estate | Bellevue | WA | $500,000 | $30,646,274 | 1 | Nov 6 | sec.gov |
| VentureCare Partners Inc. | Other Technology | Boston | MA | $500,000 | $2,000,000 | 1 | Nov 4 | sec.gov |
| Jupiter Biomedical Research, Inc. (amended) | Biotechnology | Palm Beach Gardens | FL | $500,000 | $500,000 | 27 | Nov 4 | sec.gov |
| Emperor Metals Inc. | Other | Edmonton | $498,991 | $935,608 | 3 | Nov 4 | sec.gov | |
| Springwood at Aliana LP | Residential | Sugar Land | TX | $475,000 | $1,500,000 | 6 | Nov 4 | sec.gov |
| Castle Rock Franchise Capital, LLP | Other Health Care | St. Augustine | FL | $460,000 | $3,450,000 | 3 | Nov 5 | sec.gov |
| TwoShoos LLC (amended) | Other Technology | Brooklyn | NY | $458,000 | $500,000 | 12 | Nov 3 | sec.gov |
| TM VC2, LLC | Investing | Houston | TX | $455,000 | $500,000 | 11 | Nov 7 | sec.gov |
| Scout Discoveries Corp. | Other | Coeur D'Alene | ID | $428,000 | $428,000 | 9 | Nov 5 | sec.gov |
| Borges Capital, LLC | Other Banking and Financial Services | Glendale | AZ | $425,000 | $50,000,000 | 2 | Nov 5 | sec.gov |
| DOG DAYS OF SPRING, LLC | Other | New York | NY | $400,000 | $7,500,000 | 2 | Nov 6 | sec.gov |
| Cardinal Legacy, LLC | Other | Palo Alto | CA | $375,000 | $2,500,000 | 11 | Nov 5 | sec.gov |
| Atlas Stone Capital LLC (amended) | Other | Mooresville | NC | $375,000 | Indefinite | 2 | Nov 5 | sec.gov |
| Helix Fund, a series of Capitalize Investments LP (amended) | Other | Henderson | TX | $362,250 | Indefinite | 46 | Nov 6 | sec.gov |
| Helix Fund, a series of Capitalize Investments LP (amended) | Other | Henderson | TX | $362,250 | $362,250 | 46 | Nov 6 | sec.gov |
| Syntax I, a series of Wefunds LLC (amended) | Other | Henderson | NV | $353,300 | $353,300 | 34 | Nov 6 | sec.gov |
| DDAT Holdings Inc. | Other Technology | Saint Petersburg | FL | $350,000 | $350,000 | 1 | Nov 5 | sec.gov |
| Tgthr.ai Inc. | Other Technology | Dover | DE | $350,000 | $1,200,000 | 1 | Nov 5 | sec.gov |
| Merely Mortals Ltd Liability Co | Other | New York | NY | $350,000 | $3,800,000 | 2 | Nov 5 | sec.gov |
| HBFA Deerwood Investors LLC | Residential | Denver | CO | $350,000 | $850,000 | 1 | Nov 3 | sec.gov |
| AcQumen Medical, Inc. | Other Health Care | Minneapolis | MN | $341,356 | $1,250,000 | 4 | Nov 7 | sec.gov |
| Pan Global Resources Inc. | Other | Vancouver | $341,000 | $341,000 | 1 | Nov 4 | sec.gov | |
| Eagle Point Mixed Use LLC (amended) | Residential | Jacksonville | OR | $310,000 | $2,500,000 | 5 | Nov 5 | sec.gov |
| Eagle Point Mixed Use LLC | Residential | Jacksonville | OR | $310,000 | $2,500,000 | 5 | Nov 5 | sec.gov |
| TNSR Systems LLC (amended) | Manufacturing | Kingsland | TX | $300,000 | Indefinite | 2 | Nov 7 | sec.gov |
| InControl Imaging Investors Moore, LLC | Other Health Care | Moore | OK | $300,000 | $700,000 | 3 | Nov 6 | sec.gov |
| ASPEN RIDGE CAPITAL 2 LLC - SERIES 4 | Commercial | Wetumpka | AL | $300,000 | $300,000 | 6 | Nov 6 | sec.gov |
| RecRe, Inc. | Other | Rockingham | VA | $300,000 | $750,000 | 5 | Nov 6 | sec.gov |
| Vision Capital Investment Corp | Agriculture | Filer | ID | $300,000 | $15,000,000 | 1 | Nov 4 | sec.gov |
| Gaingels Indent LLC | Other | Burlington | VT | $290,453 | $290,453 | 6 | Nov 3 | sec.gov |
| EMERGING HOLDINGS INC (amended) | Other | Las Vegas | NV | $260,000 | $50,000,000 | 0 | Nov 6 | sec.gov |
| Refr Sports Inc. | Business Services | Minneapolis | MN | $255,000 | $900,000 | 11 | Nov 3 | sec.gov |
| ReddyPort, Inc. | Other Health Care | Salt Lake City | UT | $251,910 | $325,001 | 9 | Nov 3 | sec.gov |
| Trend Flip Fund LLC | Residential | Austin | TX | $250,000 | $2,000,000 | 6 | Nov 6 | sec.gov |
| TakeFusion Technologies, Inc. | Other Technology | Nashville | TN | $250,000 | $250,000 | 1 | Nov 5 | sec.gov |
| 2225 TAYLOR HC LLC | Other Real Estate | Bellevue | WA | $250,000 | $300,000 | 4 | Nov 5 | sec.gov |
| Tribeca Resources Corp | Other | Vancvouer | $244,393 | $477,148 | 2 | Nov 7 | sec.gov | |
| Gregor Diagnostics, Inc. | Biotechnology | Dallas | TX | $242,034 | $250,000 | 13 | Nov 4 | sec.gov |
| Epoch Biotech, LLC (amended) | Other Technology | Dover | MA | $240,000 | $240,000 | 4 | Nov 3 | sec.gov |
| Jawa Ventures, Inc. | Other Technology | Boulder | CO | $225,000 | $225,000 | 2 | Nov 5 | sec.gov |
| MARCEL DEVELOPMENT LLC | Other | New York | NY | $225,000 | $1,500,000 | 3 | Nov 4 | sec.gov |
| Allied Critical Metals Inc. | Other | Vancouver | $213,960 | $213,960 | 1 | Nov 5 | sec.gov | |
| Already Perfect Development Ltd Liability Co | Other | Highland | NY | $210,000 | $600,000 | 11 | Nov 4 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $205,000 | Indefinite | 4 | Nov 6 | sec.gov |
| Soefia Education Inc. | Other Technology | Needham | MA | $205,000 | $500,000 | 8 | Nov 3 | sec.gov |
| 3D-P1 LLC | Other | Litchfield | MN | $200,500 | $10,000,000 | 1 | Nov 5 | sec.gov |
| HEAVY DUTY AI, LLC | Other Technology | St. Petersburg | FL | $200,000 | $1,500,000 | 2 | Nov 7 | sec.gov |
| Neuro-Vascular Research & Design Corp | Other Health Care | Tucson | AZ | $200,000 | $1,500,000 | 1 | Nov 7 | sec.gov |
| Blue Mahoe Capital, Inc. | Investing | Miami | FL | $200,000 | $60,000,000 | 1 | Nov 5 | sec.gov |
| Timpi Holding Ltd | Other Technology | Auckland | $200,000 | $3,000,000 | 1 | Nov 4 | sec.gov | |
| Greenbutts Canada Holdings Corp. | Other | Vancouver | $197,754 | $197,754 | 5 | Nov 4 | sec.gov | |
| American Critical Minerals Corp. | Other | Vancouver | $194,259 | $319,140 | 2 | Nov 7 | sec.gov | |
| Mobi Waste Inc. (amended) | Other | Danbury | TX | $188,000 | $1,600,000 | 7 | Nov 6 | sec.gov |
| Homebase Automation, LLC | Other Technology | Miami | FL | $175,000 | $500,000 | 2 | Nov 7 | sec.gov |
| GamePlan Skincare, Inc. (amended) | Other | Miami | FL | $175,000 | $1,000,000 | 5 | Nov 4 | sec.gov |
| Apollo Silver Corp | Other | Vancouver | $167,908 | $167,908 | 3 | Nov 4 | sec.gov | |
| Brooklyn Dumpling Parent Holdings, Inc. | Other | Hackensack | NJ | $166,667 | $166,667 | 1 | Nov 5 | sec.gov |
| 100 Cal Snacks, Inc. | Retailing | Dover | DE | $160,000 | $200,000 | 3 | Nov 6 | sec.gov |
| Gaingels Endolith LLC | Other | Burlington | VT | $153,826 | $153,826 | 20 | Nov 6 | sec.gov |
| Paretor LLC | Biotechnology | Watertown | MA | $150,000 | $250,000 | 1 | Nov 4 | sec.gov |
| Prescribe FIT, Inc. | Other Health Care | Columbus | OH | $150,000 | $1,535,000 | 2 | Nov 4 | sec.gov |
| UCN Boost Fund III, LLC | Investing | Houston | TX | $150,000 | Indefinite | 10 | Nov 3 | sec.gov |
| Blue Sky Robotics, Inc. | Other Technology | Durham | NC | $150,000 | $1,000,000 | 2 | Nov 3 | sec.gov |
| Greenbutts Canada Holdings Corp. | Other | Vancouver | $149,033 | $149,033 | 3 | Nov 4 | sec.gov | |
| Gamera, Inc. | Other Technology | Wilmington | DE | $130,000 | $1,500,000 | 6 | Nov 4 | sec.gov |
| U.S. Energy Private Capital III LP (amended) | Oil and Gas | Arlington | TX | $120,000 | $100,000,000 | 0 | Nov 7 | sec.gov |
| Gaingels Dispatcher LLC | Other | Burlington | VT | $115,056 | $115,056 | 3 | Nov 6 | sec.gov |
| EAU CLAIRE EVENTS LLC | Other | Eau Claire | WI | $100,000 | $250,000 | 1 | Nov 7 | sec.gov |
| Fluid Dynamics Plumbing, Inc. | Other | San Jose | CA | $100,000 | $100,000 | 7 | Nov 7 | sec.gov |
| Three Amigos Mining Investments LLC | Other | Troy | MT | $100,000 | $12,000,000 | 2 | Nov 6 | sec.gov |
| Axion Capital Markets Inc. | Other Banking and Financial Services | Denver | CO | $100,000 | Indefinite | 0 | Nov 3 | sec.gov |
| MAYFAIR GROUP LLC | Other Technology | Norfolk | VA | $95,000 | $100,000 | 7 | Nov 5 | sec.gov |
| AI FOR THE REST OF US, INC. | Other Technology | Denver | CO | $87,500 | $2,500,000 | 4 | Nov 6 | sec.gov |
| I-O Urology Corp | Other | Knoxville | TN | $85,414 | $6,585,414 | 1 | Nov 7 | sec.gov |
| Surface Design Solutions, Inc. | Other Technology | Pittsburgh | PA | $85,000 | $2,000,000 | 3 | Nov 7 | sec.gov |
| Mellivor.AI, Inc. | Other Technology | Rosharon | TX | $85,000 | $500,000 | 3 | Nov 5 | sec.gov |
| Morning Line Racing LLC | Other | Oakbrook Terrace | IL | $80,000 | $674,000 | 42 | Nov 5 | sec.gov |
| U.S. Energy Private Capital III LP (amended) | Oil and Gas | Arlington | TX | $79,365 | $100,000,000 | 0 | Nov 7 | sec.gov |
| EigenQ Inc | Other Technology | Columbia | MD | $70,500 | $70,500,000 | 1 | Nov 4 | sec.gov |
| Ride N Repair, Inc. | Other Technology | Jersey City | NJ | $70,000 | $5,000,000 | 2 | Nov 3 | sec.gov |
| Sonoro Gold Corp. | Other | West Vancouver | $67,753 | $67,753 | 5 | Nov 5 | sec.gov | |
| Institutional Drilling Fund II LP (amended) | Oil and Gas | Arlington | TX | $50,000 | $250,000,000 | 0 | Nov 7 | sec.gov |
| Eventcast, Inc. | Other | Lincoln | NE | $50,000 | $100,000 | 1 | Nov 6 | sec.gov |
| Amrak Integrated Marketing, Inc. | Business Services | Greenwich | CT | $50,000 | Indefinite | 1 | Nov 4 | sec.gov |
| Morrigan Co | Other Technology | Des Moines | IA | $50,000 | $2,500,000 | 2 | Nov 4 | sec.gov |
| Wilton Resources Inc. | Other | Calgary | $49,826 | $113,888 | 1 | Nov 5 | sec.gov | |
| Carolina Lithotripsy, A Ltd Partnership | Other Health Care | Round Rock | TX | $48,884 | $48,884 | 3 | Nov 4 | sec.gov |
| ARIIA AI LLC | Other Technology | Chicago | IL | $40,000 | $40,000 | 1 | Nov 3 | sec.gov |
| Pointofdata Corp | Other Technology | Seattle | WA | $35,000 | $35,000 | 1 | Nov 6 | sec.gov |
| PooPoof, Inc. | Other Technology | New Haven | CT | $35,000 | $1,000,000 | 2 | Nov 3 | sec.gov |
| Kedu Co | Other Technology | Wilmington | DE | $32,000 | Indefinite | 1 | Nov 4 | sec.gov |
| HarmonIQ Biosciences Inc. | Biotechnology | Austin | TX | $30,000 | $1,500,000 | 1 | Nov 6 | sec.gov |
| Encore Berea H1A Off-Set | Oil and Gas | Bowling Green | KY | $25,000 | $3,000,000 | 1 | Nov 6 | sec.gov |
| 3AM Games, Inc. | Other Technology | Dover | DE | $25,000 | $150,000 | 1 | Nov 4 | sec.gov |
| Pangea Technology Group Inc, | Other Technology | Larchmont | NY | $25,000 | Indefinite | 5 | Nov 4 | sec.gov |
| YOJO (Your Journey), LLC | Other Technology | Raleigh | NC | $22,500 | $250,000 | 7 | Nov 3 | sec.gov |
| Tri Valley URS Consumables, LLC | Other Health Care | Round Rock | TX | $22,018 | $78,638 | 2 | Nov 4 | sec.gov |
| GWP Series 3 HOLDING LLC | Residential | New York | NY | $20,000 | $255,000 | 2 | Nov 7 | sec.gov |
| StockSight Inc. | Other Technology | Dover | DE | $18,000 | $18,000 | 8 | Nov 3 | sec.gov |
| uStudio, Inc. | Other Technology | Austin | TX | $13,860 | $13,860 | 16 | Nov 4 | sec.gov |
| Tri Valley Laser, LLC | Other Health Care | Round Rock | TX | $13,484 | $48,160 | 2 | Nov 4 | sec.gov |
| Mars Gold Inc. | Other | Toronto | $9,549 | $9,549 | 2 | Nov 6 | sec.gov | |
| iNSIGHT INTEGRITY GROUP, INC. | Other Technology | El Segundo | CA | $9,000 | Indefinite | 4 | Nov 7 | sec.gov |
| Morning Line Racing LLC Series BYNT | Other | Oakbrook Terrace | IL | $6,410 | $46,800 | 10 | Nov 5 | sec.gov |
| Morning Line Racing LLC Series BYBRN | Other | Oakbrook Terrace | IL | $4,363 | $34,300 | 7 | Nov 5 | sec.gov |
| Financial Gravity Companies, Inc. | Investing | Lakeway | TX | $4,335 | $4,335 | 1 | Nov 7 | sec.gov |
| Morning Line Racing LLC Series WLDMMNT | Other | Oakbrook Terrace | IL | $3,575 | $26,500 | 6 | Nov 5 | sec.gov |
| TaleIt LLC | Other Technology | Pleasant Grove | UT | $3,000 | $3,000 | 1 | Nov 5 | sec.gov |
| ALTERNATIVE RE HOLDINGS LTD (amended) | Insurance | Pembroke | $3,000 | $50,000,000 | 3 | Nov 4 | sec.gov | |
| Morning Line Racing LLC Series GRNLGHTDY | Other | Oakbrook Terrace | IL | $2,903 | $23,400 | 7 | Nov 6 | sec.gov |
| Morning Line Racing LLC Series VCTRYCRPS | Other | Oakbrook Terrace | IL | $2,675 | $23,400 | 6 | Nov 6 | sec.gov |
| BAMO, Inc. | Business Services | San Francisco | CA | $1,974 | $1,974 | 1 | Nov 3 | sec.gov |
| Morning Line Racing LLC Series AVRYPLC | Other | Oakbrook Terrace | IL | $1,839 | $28,100 | 8 | Nov 5 | sec.gov |
| Alaska Energy Metals Corp | Other | Vancouver | $1,161 | $2,322 | 1 | Nov 3 | sec.gov | |
| Mangrove Delaware Insurance Solutions, Inc. (amended) | Insurance | Colchester | VT | $1,000 | $1,000,000 | 2 | Nov 4 | sec.gov |
| Pervaporation Science Inc. | Other Technology | Scottsdale | AZ | $200 | $200 | 2 | Nov 7 | sec.gov |
| BAMO NV, Inc. | Business Services | San Francisco | CA | $90 | $90 | 1 | Nov 4 | sec.gov |
| Nexa AI, Inc. | Computers | Cupertino | CA | $1 | $1 | 1 | Nov 6 | sec.gov |
| SERIES 1 OF SEVENS INVESTMENT PARTNERS LLC | Commercial | Longmont | CO | $0 | $2,300,000 | 0 | Nov 7 | sec.gov |
| NAVIS REIT I LLC | Other Real Estate | Marietta | GA | $0 | $250,000,000 | 0 | Nov 7 | sec.gov |
| Pantheon Drilling Fund II, LLC (amended) | Oil and Gas | Sarasota | FL | $0 | $15,000,000 | 0 | Nov 7 | sec.gov |
| Rolling Hills TIC 2, LLC | Commercial | Woodland Hills | CA | $0 | $10,661,625 | 0 | Nov 7 | sec.gov |
| CROWDFUNZ 857 LLC. | Other Real Estate | Long Island City | NY | $0 | $1,500,000 | 0 | Nov 7 | sec.gov |
| WERYO Inc. | Other Technology | Valencia | CA | $0 | Indefinite | 0 | Nov 7 | sec.gov |
| Elect Nano, LLC | Manufacturing | Mesa | AZ | $0 | $25,000,000 | 0 | Nov 7 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $66,256 | 0 | Nov 7 | sec.gov |
| GAM Rev 822, LLC | Other Real Estate | Parkton | MD | $0 | $10,000,000 | 0 | Nov 6 | sec.gov |
| Awesome ROI Fund II LLC | Commercial | Phoenix | AZ | $0 | $20,000,000 | 0 | Nov 6 | sec.gov |
| Intramotev 2025 a Series of ProChain Ventures LLC | Other | Saint Louis | MO | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| PRYSM CAPITAL INC. | Investing | New York | NY | $0 | $20,000,000 | 0 | Nov 6 | sec.gov |
| HM 53 Barrel, LLC | Other | Reno | NV | $0 | $10,000,000 | 0 | Nov 6 | sec.gov |
| Genesis Tech Fund III LLC | Other Technology | Prosper | TX | $0 | $30,000,000 | 0 | Nov 6 | sec.gov |
| Dublin Solar MFG, LLC | Other Energy | Las Vegas | NV | $0 | $25,000,000 | 0 | Nov 6 | sec.gov |
| Morning Line Racing LLC Series MSZPPD | Other | Oakbrook Terrace | IL | $0 | $55,000 | 0 | Nov 6 | sec.gov |
| Obelisk 2023 Investments LLC | Commercial | Woodbridge | VA | $0 | $200,000 | 0 | Nov 6 | sec.gov |
| Honeyshares Hive Fund I, LLC | Commercial | Tampa | FL | $0 | $10,000,000 | 0 | Nov 6 | sec.gov |
| Sunny Terrace Investors LLC | Commercial | Sheridan | WY | $0 | $3,000,000 | 0 | Nov 6 | sec.gov |
| Modern Era Alt Fund, LLC | Other Real Estate | Woodland Hills | CA | $0 | $20,000,000 | 0 | Nov 6 | sec.gov |
| A-Squared Domino Opportunity V, L.P. (amended) | Investing | Hacekensack | NJ | $0 | $50,400,000 | 0 | Nov 6 | sec.gov |
| A-Squared Domino Opportunity V, L.P. | Investing | Hacekensack | NJ | $0 | $50,400,000 | 0 | Nov 6 | sec.gov |
| SE McKinney CR409 5038 LLC | Other Real Estate | Irving | TX | $0 | $4,500,000 | 0 | Nov 6 | sec.gov |
| AVIATOR PERMIAN I, LLC | Oil and Gas | Plano | TX | $0 | $20,000,000 | 0 | Nov 6 | sec.gov |
| Fortiva Needville Investors LP | Residential | Houston | TX | $0 | $5,000,000 | 0 | Nov 6 | sec.gov |
| BC Edgewood, LLC | Commercial | Chicago | IL | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| PAX Capital Partners LLC | Other Banking and Financial Services | Austin | TX | $0 | $10,000,000 | 0 | Nov 6 | sec.gov |
| Priv8Point Capital Partners LLC | Other Banking and Financial Services | Miami | FL | $0 | $10,000,000 | 0 | Nov 6 | sec.gov |
| Atticus Magnolia Pref LLC | Other Real Estate | Highlands Ranch | CO | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| Atticus Magnolia Lender LLC | Other Real Estate | Highlands Ranch | CO | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| M/ UV Preferred JV LLC | Commercial | Honolulu | HI | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| NAIROBI Inc | Manufacturing | Scottsdale | AZ | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| Ribot Capital, Inc. | Other Technology | Wilmington | DE | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| Ribot Capital, Inc. | Other Technology | Wilmington | DE | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| Ribot Capital, Inc. | Other Technology | Wilmington | DE | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| Waynesboro MHC Partners LLC | Residential | Charlottesville | VA | $0 | $1,100,000 | 0 | Nov 6 | sec.gov |
| FUND I A SERIES OF GLASSWING EQUITY SPORTS LLC | Other | Jamestown | NC | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| Lendsafe Capital Partners LP | Other Real Estate | Los Angeles | CA | $0 | $100,000,000 | 0 | Nov 6 | sec.gov |
| Largo Inc. | Other | Toronto, Ontario | $0 | $17,400,017 | 15 | Nov 6 | sec.gov | |
| SENTRY PETROLEUM LTD. (amended) | Oil and Gas | Brentwood | TN | $0 | $1,000 | 0 | Nov 6 | sec.gov |
| HM 5 Barrel, LLC | Other | Reno | NV | $0 | $5,000,000 | 0 | Nov 5 | sec.gov |
| Sohay Square, LLC | Commercial | Menlo Park | CA | $0 | $4,000,000 | 0 | Nov 5 | sec.gov |
| VC Iron Horse 1 Limited Partnership | Commercial | Sheridan | WY | $0 | $10,000,000 | 0 | Nov 5 | sec.gov |
| CC Cash Flow Fund LLC | Other | Salem | NH | $0 | $10,000,000 | 0 | Nov 5 | sec.gov |
| Seven Rising Suns Centerville LLC | Commercial | Cincinnati | OH | $0 | $500,000 | 0 | Nov 5 | sec.gov |
| Richmond Title Ventures, LLC | Other | Richmond | VA | $0 | $300,000 | 0 | Nov 5 | sec.gov |
| Digital LinkBridge CO | Other Technology | Los Angeles | CA | $0 | $100,000,000 | 0 | Nov 5 | sec.gov |
| Big Sky Capital LLC | Commercial | Sheridan | WY | $0 | $50,000,000 | 0 | Nov 5 | sec.gov |
| Future Fund One LLC | Other Real Estate | Franklin | TN | $0 | Indefinite | 0 | Nov 5 | sec.gov |
| Sunbelt Opportunity Fund 1 Limited Partnership | Residential | Prosper | TX | $0 | $20,000,000 | 0 | Nov 5 | sec.gov |
| Lakeville Townhomes LLC | Residential | Atglen | PA | $0 | $4,800,000 | 0 | Nov 5 | sec.gov |
| Faribault Real Estate LLC | Commercial | Northfield | MN | $0 | $1,500,000 | 0 | Nov 5 | sec.gov |
| 214 Arroyo TH, LLC | Commercial | Dallas | TX | $0 | $2,200,000 | 0 | Nov 5 | sec.gov |
| UMEP Corp. | Other | Chaska | MN | $0 | $4,000,000 | 0 | Nov 5 | sec.gov |
| East Carroll Holdings, LLC | Commercial | Mccomb | IL | $0 | $287,000 | 0 | Nov 5 | sec.gov |
| Bidwell Capital Oil Fund VI, Limited Partnership | Oil and Gas | Richmond | VA | $0 | $1,250,000 | 0 | Nov 5 | sec.gov |
| AREG US Opp IV SH REIT Holdco LLC | REITS and Finance | Los Angeles | CA | $0 | Indefinite | 0 | Nov 5 | sec.gov |
| LGP Executive Associates I-PT LLC | Investing | Los Angeles | CA | $0 | Indefinite | 0 | Nov 5 | sec.gov |
| Private Money Funding LLC | Commercial Banking | Scottsdale | AZ | $0 | Indefinite | 0 | Nov 5 | sec.gov |
| Energea Portfolio 5 LATAM LP | Other Banking and Financial Services | Chester | CT | $0 | $200,000,000 | 0 | Nov 5 | sec.gov |
| Energea Portfolio 3 Africa LP | Other Banking and Financial Services | Chester | CT | $0 | $200,000,000 | 0 | Nov 5 | sec.gov |
| Energea Portfolio 4 USA LP | Other Banking and Financial Services | Chester | CT | $0 | $200,000,000 | 0 | Nov 5 | sec.gov |
| Energea Portfolio 2 LP | Other Banking and Financial Services | Chester | CT | $0 | $200,000,000 | 0 | Nov 5 | sec.gov |
| AQ Sunshine Parent, LLC | Other | New York | NY | $0 | Indefinite | 0 | Nov 5 | sec.gov |
| AQ Sunshine Parent, LLC | Other | New York | NY | $0 | Indefinite | 0 | Nov 5 | sec.gov |
| South Carolina Growth 1 - Martintown DST | Other Real Estate | Scottsdale | AZ | $0 | $3,265,179 | 0 | Nov 4 | sec.gov |
| REVA 2650 McCormick DST | Commercial | Daniel Island | SC | $0 | $14,000,000 | 0 | Nov 4 | sec.gov |
| Kronex Exchange Inc | Other | Lakewood | CO | $0 | $9,000,000 | 0 | Nov 4 | sec.gov |
| CNCPW CRYPTO GROUP Ltd. | Investing | Louisville | KY | $0 | $100,000,000 | 0 | Nov 4 | sec.gov |
| Krisoak Capital | Investing | Denver | CO | $0 | $100,000,000 | 0 | Nov 4 | sec.gov |
| Neo Quantum Era Inc. | Biotechnology | Bronx | NY | $0 | $10,000,000 | 0 | Nov 4 | sec.gov |
| DPG Hatboro, LLC | Other Real Estate | Vineyard | UT | $0 | Indefinite | 0 | Nov 4 | sec.gov |
| DPG Philadelphia, LLC | Other Real Estate | Vineyard | UT | $0 | Indefinite | 0 | Nov 4 | sec.gov |
| Live Oak Townhomes LLC | Commercial | Houston | TX | $0 | $6,000,000 | 0 | Nov 4 | sec.gov |
| Inabnet Capital Partners Fund 1 LLC | Other Real Estate | Austin | TX | $0 | $75,000,000 | 0 | Nov 4 | sec.gov |
| Sunshine Management Holdings LLC | Other | San Antonio | TX | $0 | Indefinite | 0 | Nov 4 | sec.gov |
| Sunshine Upper Holdings LLC | Other | San Antonio | TX | $0 | Indefinite | 0 | Nov 4 | sec.gov |
| Wearable Devices Ltd. | Other Technology | Yokne'Am Illit | $0 | $3,284,100 | 1 | Nov 4 | sec.gov | |
| Inland Zero Coupon Utility DST | Other Real Estate | Oak Brook | IL | $0 | $39,361,999 | 0 | Nov 3 | sec.gov |
| Redwood Canton Greentree Avenue SW OH P1 LLC | Residential | Independence | OH | $0 | $4,925,000 | 0 | Nov 3 | sec.gov |
| RETRO BIO A SERIES OF VUVP FUND LLC | Other | Austin | TX | $0 | Indefinite | 0 | Nov 3 | sec.gov |
| ENDOSURE A SERIES OF VUVP FUND LLC | Other | Austin | TX | $0 | Indefinite | 0 | Nov 3 | sec.gov |
| HEARTIO A SERIES OF VUVP FUND LLC | Other | Austin | TX | $0 | Indefinite | 0 | Nov 3 | sec.gov |
| PARALOS A SERIES OF VUVP FUND LLC | Other | Austin | TX | $0 | Indefinite | 0 | Nov 3 | sec.gov |
| Equinorix Cryptocurrency Exchange Ltd. | Investing | New York | NY | $0 | $100,000,000 | 0 | Nov 3 | sec.gov |
| LLK Fund LLC | Commercial | Sheridan | WY | $0 | $10,000,000 | 0 | Nov 3 | sec.gov |
| TheBluePrintRx MDCRE FUND, 1 LLC | Commercial | Henderson | NV | $0 | $10,000,000 | 0 | Nov 3 | sec.gov |
| Danran II Dokoro LLC | Commercial | San Jose | CA | $0 | Indefinite | 0 | Nov 3 | sec.gov |
| ExchangeRight Net-Leased All-Cash 18 DST | Commercial | Pasadena | CA | $0 | $52,785,000 | 0 | Nov 3 | sec.gov |
| Trojan Debt Fund LLC | Other | Alpine | UT | $0 | $75,000,000 | 0 | Nov 3 | sec.gov |
| Canvas Master Fund LP | Biotechnology | Coconut Grove | FL | $0 | $30,000,000 | 0 | Nov 3 | sec.gov |
| FG Communities, Inc. | Residential | Charlotte | NC | $0 | Indefinite | 0 | Nov 3 | sec.gov |
| B3R ESTATES LLC | Other Real Estate | Prosper | TX | $0 | $7,500,000 | 0 | Nov 3 | sec.gov |
| Fitzroy Minerals Inc. | Other | Vancouver | $0 | $757,095 | 0 | Nov 3 | sec.gov |
Week of Nov 10 · Week of Oct 27 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.