Data / Form D filings / Nov 4
Form D filings, November 4, 2025: 102 companies raised $1.16 billion
102 operating companies filed a Form D on November 4, 2025, reporting $1.16 billion sold. Largest: Superhuman Platform Inc. ($322.7 million), Crosswind Mortgage REIT, L.P. ($221.1 million), Keillor Capital, Inc. ($94.7 million). The median filing is $1.8 million, and 135 pooled investment funds also filed that day.
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- 102Form D filings
- $1.16 billionreported sold
- $1.8 millionmedian amount sold
- TXmost filings (22)
Most filings by state: TX 22, CA 12, DE 7, NY 6, MA 6. By industry: Other Technology 24, Other 22, Commercial 12, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Superhuman Platform Inc. (amended) | Other Technology | San Francisco | CA | $322,650,638 | Indefinite | 1064 | Nov 4 | sec.gov |
| Crosswind Mortgage REIT, L.P. (amended) | REITS and Finance | Los Angeles | CA | $221,135,027 | Indefinite | 175 | Nov 4 | sec.gov |
| Keillor Capital, Inc. (amended) | Other Banking and Financial Services | Newport Beach | CA | $94,672,197 | Indefinite | 77 | Nov 4 | sec.gov |
| Tempero Bio, Inc. | Biotechnology | Oakland | CA | $76,958,457 | $76,958,457 | 23 | Nov 4 | sec.gov |
| Sterling Properties, LLLP (amended) | REITS and Finance | Fargo | ND | $59,725,380 | $100,000,000 | 59 | Nov 4 | sec.gov |
| BR MMJ Acquisition Co LLC | Other | Little Rock | AR | $37,486,666 | $52,000,000 | 56 | Nov 4 | sec.gov |
| Electra Battery Materials Corp | Other Energy | Toronto | $34,500,000 | $34,500,000 | 154 | Nov 4 | sec.gov | |
| Adept ID, Inc. | Other Technology | Boston | MA | $31,230,124 | $33,380,131 | 8 | Nov 4 | sec.gov |
| Sterling Office & Industrial Trust (amended) | REITS and Finance | Fargo | ND | $26,454,244 | Indefinite | 270 | Nov 4 | sec.gov |
| Immortal Inc. | Other | Los Angeles | CA | $20,500,000 | $60,000,000 | 2 | Nov 4 | sec.gov |
| Concrete Partners Holding, LLC | Construction | Dallas | TX | $20,000,000 | $20,000,000 | 5 | Nov 4 | sec.gov |
| Provenance South Village Investors LLC | Other Real Estate | Carmel | IN | $17,800,000 | $17,800,000 | 45 | Nov 4 | sec.gov |
| MIMG CCLIV Williston 2 Master, LLC | Commercial | Franktown | CO | $14,120,000 | $28,100,000 | 137 | Nov 4 | sec.gov |
| Medsyn Biopharma LLC | Pharmaceuticals | Northville | MI | $11,499,999 | $11,500,000 | 16 | Nov 4 | sec.gov |
| Elfie, Inc. | Other Technology | Dover | DE | $10,928,054 | $10,928,054 | 6 | Nov 4 | sec.gov |
| HPI Tremont DST (amended) | Other Real Estate | Old Lyme | CT | $10,473,618 | $21,573,729 | 29 | Nov 4 | sec.gov |
| Superhuman Platform Inc. (amended) | Other Technology | San Francisco | CA | $10,000,000 | $10,000,000 | 359 | Nov 4 | sec.gov |
| dltHub Inc. | Other Technology | Wilmington | DE | $7,999,990 | $8,000,000 | 11 | Nov 4 | sec.gov |
| Auxira Health, Inc. | Other Health Care | Chicago | IL | $7,834,547 | $7,834,547 | 13 | Nov 4 | sec.gov |
| Kartoon Studios, Inc. | Other | Beverly Hills | CA | $7,308,450 | $7,308,450 | 1 | Nov 4 | sec.gov |
| Red 209 Wimberly, L.P. | Commercial | Dallas | TX | $6,960,000 | $6,960,000 | 20 | Nov 4 | sec.gov |
| Aware Recovery Care, Inc. | Other Health Care | Wallingford | CT | $6,866,628 | $6,866,628 | 6 | Nov 4 | sec.gov |
| BIOVENTRIX, INC. (amended) | Other | Mansfield | MA | $6,672,600 | $12,000,000 | 45 | Nov 4 | sec.gov |
| Summit Ridge 168 Investors LLC | Residential | Dallas | TX | $6,552,400 | $7,000,000 | 51 | Nov 4 | sec.gov |
| BAC/CB FULCRUM LLC (amended) | Commercial | Boston | MA | $6,150,000 | $6,150,000 | 25 | Nov 4 | sec.gov |
| WW Land Investors LLC | Other Real Estate | Carmel | IN | $6,119,038 | $6,119,038 | 39 | Nov 4 | sec.gov |
| Talisker Resources Ltd. | Other | Toronto | $4,490,316 | $4,768,083 | 2 | Nov 4 | sec.gov | |
| SI Tickets, Inc. | Retailing | New York | NY | $4,430,000 | $8,800,000 | 17 | Nov 4 | sec.gov |
| Westwinds Place LLC | Commercial | San Diego | CA | $4,355,000 | $4,800,000 | 3 | Nov 4 | sec.gov |
| Frame Data AI, Inc. | Other Technology | Houston | TX | $4,000,000 | Indefinite | 1 | Nov 4 | sec.gov |
| Provision Global Heath LLC | Investing | Tacoma | WA | $4,000,000 | $5,000,000 | 7 | Nov 4 | sec.gov |
| AQUABOUNTY TECHNOLOGIES INC | Agriculture | Harvard | MA | $4,000,000 | $4,000,000 | 9 | Nov 4 | sec.gov |
| Nymbl Systems, Inc. | Other Technology | Dublin | OH | $3,999,997 | $4,000,000 | 6 | Nov 4 | sec.gov |
| Red 117 Priddy, L.P. | Commercial | Dallas | TX | $3,915,000 | $3,915,000 | 20 | Nov 4 | sec.gov |
| HSS Taylor 24101 Ecorse LLC | Commercial | Dover | DE | $3,790,323 | $4,250,000 | 47 | Nov 4 | sec.gov |
| IP Author, Inc. | Other Technology | Fremont | CA | $3,119,994 | $4,000,000 | 7 | Nov 4 | sec.gov |
| KMX Technologies, Inc. | Other Technology | Sharon | CT | $3,000,000 | $6,000,000 | 1 | Nov 4 | sec.gov |
| Escalera 701 Holdco, LP | Commercial | San Antonio | TX | $2,857,071 | $3,641,430 | 19 | Nov 4 | sec.gov |
| Escalera 701, LP | Commercial | San Antonio | TX | $2,857,071 | $5,241,429 | 2 | Nov 4 | sec.gov |
| Lifeswap Inc. | Other Technology | Reykjavik | $2,444,208 | $4,444,208 | 14 | Nov 4 | sec.gov | |
| SILVER X MINING CORP. | Other | Vancouver | $2,037,816 | $12,940,453 | 5 | Nov 4 | sec.gov | |
| Stellar Placement Holdings LLC, Series 2S | Other Technology | Las Vegas | NV | $2,024,991 | Indefinite | 8 | Nov 4 | sec.gov |
| CaliberCos Inc. | Other Real Estate | Scottsdale | AZ | $1,897,505 | $22,000,000 | 20 | Nov 4 | sec.gov |
| MAIN CIRCLE MEDICAL, INC. | Other Health Care | Charlotte | NC | $1,800,000 | $2,800,000 | 8 | Nov 4 | sec.gov |
| GMI-Westchase, LP (amended) | Commercial | Westlake | TX | $1,752,867 | $11,921,269 | 13 | Nov 4 | sec.gov |
| GCG Irena Investors LLC | Residential | Hermosa Beach | CA | $1,627,000 | $1,627,000 | 12 | Nov 4 | sec.gov |
| 705 Limmerloop Investors LP | Residential | Austin | TX | $1,525,000 | $9,760,000 | 10 | Nov 4 | sec.gov |
| Open Technology Ventures Fund IV Sidecar, L.P. | Other | Austin | TX | $1,500,000 | $220,000,000 | 2 | Nov 4 | sec.gov |
| Defendify, Inc. | Other Technology | Portland | ME | $1,445,726 | $1,500,000 | 13 | Nov 4 | sec.gov |
| Winchester Small Bay Buligo LP | Commercial | Wilmington | DE | $1,220,000 | $9,719,925 | 11 | Nov 4 | sec.gov |
| Cosmos Fund LLC (amended) | Other | Miami Beach | FL | $1,086,692 | $1,972,000 | 53 | Nov 4 | sec.gov |
| 111 Energy Fund, LP | Oil and Gas | Mckinney | TX | $900,000 | $10,000,000 | 7 | Nov 4 | sec.gov |
| Melissa Gateway 75, LP | Other Real Estate | Frisco | TX | $900,000 | $5,500,000 | 5 | Nov 4 | sec.gov |
| Sailion Inc. (amended) | Other Technology | New York | NY | $870,000 | $1,500,000 | 8 | Nov 4 | sec.gov |
| Cardiol Therapeutics Inc. | Other | Oakville | $760,000 | $8,471,875 | 7 | Nov 4 | sec.gov | |
| Quantropi Inc. | Other Technology | Ottawa | $750,000 | $750,000 | 3 | Nov 4 | sec.gov | |
| Series 7-1, a series of StartEngine Private Funds LLC | Other | Burbank | CA | $709,852 | $2,433,000 | 22 | Nov 4 | sec.gov |
| One Nation Direct LLC | Other | Volant | PA | $600,000 | $20,000,000 | 2 | Nov 4 | sec.gov |
| Baywood Ranch LP | Investing | Phoenix | AZ | $550,000 | Indefinite | 3 | Nov 4 | sec.gov |
| VentureCare Partners Inc. | Other Technology | Boston | MA | $500,000 | $2,000,000 | 1 | Nov 4 | sec.gov |
| Jupiter Biomedical Research, Inc. (amended) | Biotechnology | Palm Beach Gardens | FL | $500,000 | $500,000 | 27 | Nov 4 | sec.gov |
| Emperor Metals Inc. | Other | Edmonton | $498,991 | $935,608 | 3 | Nov 4 | sec.gov | |
| Springwood at Aliana LP | Residential | Sugar Land | TX | $475,000 | $1,500,000 | 6 | Nov 4 | sec.gov |
| Pan Global Resources Inc. | Other | Vancouver | $341,000 | $341,000 | 1 | Nov 4 | sec.gov | |
| Vision Capital Investment Corp | Agriculture | Filer | ID | $300,000 | $15,000,000 | 1 | Nov 4 | sec.gov |
| Gregor Diagnostics, Inc. | Biotechnology | Dallas | TX | $242,034 | $250,000 | 13 | Nov 4 | sec.gov |
| MARCEL DEVELOPMENT LLC | Other | New York | NY | $225,000 | $1,500,000 | 3 | Nov 4 | sec.gov |
| Already Perfect Development Ltd Liability Co | Other | Highland | NY | $210,000 | $600,000 | 11 | Nov 4 | sec.gov |
| Timpi Holding Ltd | Other Technology | Auckland | $200,000 | $3,000,000 | 1 | Nov 4 | sec.gov | |
| Greenbutts Canada Holdings Corp. | Other | Vancouver | $197,754 | $197,754 | 5 | Nov 4 | sec.gov | |
| GamePlan Skincare, Inc. (amended) | Other | Miami | FL | $175,000 | $1,000,000 | 5 | Nov 4 | sec.gov |
| Apollo Silver Corp | Other | Vancouver | $167,908 | $167,908 | 3 | Nov 4 | sec.gov | |
| Paretor LLC | Biotechnology | Watertown | MA | $150,000 | $250,000 | 1 | Nov 4 | sec.gov |
| Prescribe FIT, Inc. | Other Health Care | Columbus | OH | $150,000 | $1,535,000 | 2 | Nov 4 | sec.gov |
| Greenbutts Canada Holdings Corp. | Other | Vancouver | $149,033 | $149,033 | 3 | Nov 4 | sec.gov | |
| Gamera, Inc. | Other Technology | Wilmington | DE | $130,000 | $1,500,000 | 6 | Nov 4 | sec.gov |
| EigenQ Inc | Other Technology | Columbia | MD | $70,500 | $70,500,000 | 1 | Nov 4 | sec.gov |
| Amrak Integrated Marketing, Inc. | Business Services | Greenwich | CT | $50,000 | Indefinite | 1 | Nov 4 | sec.gov |
| Morrigan Co | Other Technology | Des Moines | IA | $50,000 | $2,500,000 | 2 | Nov 4 | sec.gov |
| Carolina Lithotripsy, A Ltd Partnership | Other Health Care | Round Rock | TX | $48,884 | $48,884 | 3 | Nov 4 | sec.gov |
| Kedu Co | Other Technology | Wilmington | DE | $32,000 | Indefinite | 1 | Nov 4 | sec.gov |
| 3AM Games, Inc. | Other Technology | Dover | DE | $25,000 | $150,000 | 1 | Nov 4 | sec.gov |
| Pangea Technology Group Inc, | Other Technology | Larchmont | NY | $25,000 | Indefinite | 5 | Nov 4 | sec.gov |
| Tri Valley URS Consumables, LLC | Other Health Care | Round Rock | TX | $22,018 | $78,638 | 2 | Nov 4 | sec.gov |
| uStudio, Inc. | Other Technology | Austin | TX | $13,860 | $13,860 | 16 | Nov 4 | sec.gov |
| Tri Valley Laser, LLC | Other Health Care | Round Rock | TX | $13,484 | $48,160 | 2 | Nov 4 | sec.gov |
| ALTERNATIVE RE HOLDINGS LTD (amended) | Insurance | Pembroke | $3,000 | $50,000,000 | 3 | Nov 4 | sec.gov | |
| Mangrove Delaware Insurance Solutions, Inc. (amended) | Insurance | Colchester | VT | $1,000 | $1,000,000 | 2 | Nov 4 | sec.gov |
| BAMO NV, Inc. | Business Services | San Francisco | CA | $90 | $90 | 1 | Nov 4 | sec.gov |
| South Carolina Growth 1 - Martintown DST | Other Real Estate | Scottsdale | AZ | $0 | $3,265,179 | 0 | Nov 4 | sec.gov |
| REVA 2650 McCormick DST | Commercial | Daniel Island | SC | $0 | $14,000,000 | 0 | Nov 4 | sec.gov |
| Kronex Exchange Inc | Other | Lakewood | CO | $0 | $9,000,000 | 0 | Nov 4 | sec.gov |
| CNCPW CRYPTO GROUP Ltd. | Investing | Louisville | KY | $0 | $100,000,000 | 0 | Nov 4 | sec.gov |
| Krisoak Capital | Investing | Denver | CO | $0 | $100,000,000 | 0 | Nov 4 | sec.gov |
| Neo Quantum Era Inc. | Biotechnology | Bronx | NY | $0 | $10,000,000 | 0 | Nov 4 | sec.gov |
| DPG Hatboro, LLC | Other Real Estate | Vineyard | UT | $0 | Indefinite | 0 | Nov 4 | sec.gov |
| DPG Philadelphia, LLC | Other Real Estate | Vineyard | UT | $0 | Indefinite | 0 | Nov 4 | sec.gov |
| Live Oak Townhomes LLC | Commercial | Houston | TX | $0 | $6,000,000 | 0 | Nov 4 | sec.gov |
| Inabnet Capital Partners Fund 1 LLC | Other Real Estate | Austin | TX | $0 | $75,000,000 | 0 | Nov 4 | sec.gov |
| Sunshine Management Holdings LLC | Other | San Antonio | TX | $0 | Indefinite | 0 | Nov 4 | sec.gov |
| Sunshine Upper Holdings LLC | Other | San Antonio | TX | $0 | Indefinite | 0 | Nov 4 | sec.gov |
| Wearable Devices Ltd. | Other Technology | Yokne'Am Illit | $0 | $3,284,100 | 1 | Nov 4 | sec.gov |
November 5, 2025 · November 3, 2025 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.