Data / Form D filings / Nov 7
Form D filings, November 7, 2025: 74 companies raised $1.30 billion
74 operating companies filed a Form D on November 7, 2025, reporting $1.30 billion sold. Largest: GRAIL, Inc. ($325 million), PATHFINDER PARTNERS INCOME FUND, L.P. ($209.4 million), Riverstone Core Assets INC. ($100 million). The median filing is $2.4 million, and 151 pooled investment funds also filed that day.
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- 74Form D filings
- $1.30 billionreported sold
- $2.4 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, TX 15, NY 9, FL 5, AZ 3. By industry: Other Technology 17, Other 12, Commercial 12, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| GRAIL, Inc. | Biotechnology | Menlo Park | CA | $324,997,989 | $324,997,989 | 17 | Nov 7 | sec.gov |
| PATHFINDER PARTNERS INCOME FUND, L.P. (amended) | Residential | San Diego | CA | $209,441,602 | Indefinite | 724 | Nov 7 | sec.gov |
| Riverstone Core Assets INC. | Investing | New York | NY | $100,000,000 | Indefinite | 1000 | Nov 7 | sec.gov |
| ALEMBIC TECHNOLOGIES, INC. (amended) | Other Technology | San Francisco | CA | $93,508,877 | $94,999,971 | 11 | Nov 7 | sec.gov |
| Electra Battery Materials Corp | Other | Toronto | $69,076,351 | $137,878,491 | 7 | Nov 7 | sec.gov | |
| Pathfinder Multifamily Opportunity Fund IX, L.P. (amended) | Residential | La Jolla | CA | $52,985,100 | Indefinite | 257 | Nov 7 | sec.gov |
| Beyond Liquidity LLC (amended) | Commercial | Houston | TX | $52,617,880 | Indefinite | 33 | Nov 7 | sec.gov |
| Upway Technologies, Inc. | Other Technology | Gennevilliers | $44,760,791 | $60,260,785 | 9 | Nov 7 | sec.gov | |
| NexPoint Life Sciences II DST (amended) | Other Real Estate | Dallas | TX | $39,563,756 | $40,489,695 | 109 | Nov 7 | sec.gov |
| Latitude at Wescott Investments, LLC | Other Real Estate | Salt Lake City | UT | $35,350,000 | $35,350,000 | 79 | Nov 7 | sec.gov |
| Numeral Two Inc. | Other Technology | San Francisco | CA | $34,955,037 | $35,049,900 | 12 | Nov 7 | sec.gov |
| Electra Battery Materials Corp (amended) | Other Energy | Toronto | $34,500,000 | $34,500,000 | 154 | Nov 7 | sec.gov | |
| CONCEAL, INC. | Other Technology | Augusta | GA | $26,719,467 | $26,719,467 | 10 | Nov 7 | sec.gov |
| Abaxx Technologies Inc. | Other | Toronto | $22,000,000 | $34,500,000 | 1 | Nov 7 | sec.gov | |
| AMO-OE Bannockburn JV, LLC | Commercial | Chicago | IL | $15,390,000 | $15,390,000 | 57 | Nov 7 | sec.gov |
| Nara Organics, Inc. | Other | New York | NY | $14,057,494 | $14,999,993 | 13 | Nov 7 | sec.gov |
| HPI Tremont DST (amended) | Other Real Estate | Old Lyme | CT | $11,711,188 | $21,573,729 | 34 | Nov 7 | sec.gov |
| Anteris Technologies Global Corp. | Biotechnology | Toowong, Qld | $11,499,987 | $11,499,987 | 9 | Nov 7 | sec.gov | |
| Definition II-A LLC | Other | New York | NY | $10,150,000 | $10,150,000 | 13 | Nov 7 | sec.gov |
| Perimetrics, Inc. | Biotechnology | Redmond | WA | $9,427,041 | $17,514,686 | 118 | Nov 7 | sec.gov |
| Whispering Pines DHC LLC | Commercial | Albany | NY | $8,350,000 | $8,350,000 | 42 | Nov 7 | sec.gov |
| Connection Capital Group Fund LLC (amended) | Other Real Estate | San Diego | CA | $8,159,789 | $10,000,000 | 40 | Nov 7 | sec.gov |
| MCAP Partners Fund II LLC (amended) | Other Real Estate | New York | NY | $6,150,000 | Indefinite | 26 | Nov 7 | sec.gov |
| Beyond Westminster 1 LLC (amended) | Commercial | Irvine | CA | $5,686,213 | Indefinite | 30 | Nov 7 | sec.gov |
| Beyond Loan 3 LLC (amended) | Commercial | Houston | TX | $5,080,000 | Indefinite | 33 | Nov 7 | sec.gov |
| AMOCL-Bannockburn, LLC | Commercial | Northbrook | IL | $4,550,000 | $4,550,000 | 57 | Nov 7 | sec.gov |
| HWK Hockey LLC | Other | Jacksonville | FL | $3,488,000 | $4,000,000 | 67 | Nov 7 | sec.gov |
| Banyan Newco LLC | Other | Los Angeles | CA | $3,010,000 | Indefinite | 2 | Nov 7 | sec.gov |
| FOCUS UNIVERSAL INC. | Other Technology | Ontario | CA | $3,000,000 | $7,000,000 | 3 | Nov 7 | sec.gov |
| FOCUS UNIVERSAL INC. | Other Technology | Ontario | CA | $3,000,000 | $3,000,000 | 2 | Nov 7 | sec.gov |
| SCP Income Fund, LLC | REITS and Finance | Wilmington | NC | $3,000,000 | $5,000,000 | 14 | Nov 7 | sec.gov |
| Careforce Inc. | Other Health Care | Hayward | CA | $2,676,790 | $6,691,976 | 4 | Nov 7 | sec.gov |
| Shuttle Pharmaceuticals Holdings, Inc. | Pharmaceuticals | Gaithersburg | MD | $2,499,998 | $2,500,624 | 1 | Nov 7 | sec.gov |
| Ecolectro, Inc. | Other Technology | Ithaca | NY | $2,310,000 | $10,000,000 | 2 | Nov 7 | sec.gov |
| Lupos Multifamily Real Estate Fund I, LLC (amended) | Commercial | Austin | TX | $2,272,000 | $20,000,000 | 11 | Nov 7 | sec.gov |
| Flywheel Exchange Inc. | Other Technology | Minneapolis | MN | $2,251,328 | $2,500,000 | 4 | Nov 7 | sec.gov |
| Mara Poling Total Return Fund II, LLC (amended) | Commercial | Austin | TX | $1,905,000 | $20,000,000 | 6 | Nov 7 | sec.gov |
| Pantheon Credit Fund III, LLC (amended) | Business Services | Sarasota | FL | $1,894,069 | $50,000,000 | 20 | Nov 7 | sec.gov |
| POLAR CAPITAL FUNDS PUBLIC LTD CO (amended) | Other Banking and Financial Services | Dublin | $1,796,706 | Indefinite | 2 | Nov 7 | sec.gov | |
| Protein Dynamic Solutions, Inc. | Biotechnology | Wilmington | DE | $1,772,369 | Indefinite | 10 | Nov 7 | sec.gov |
| Stokes Rd Investment Partners, LP | Other Real Estate | Waller | TX | $1,600,000 | $12,000,000 | 2 | Nov 7 | sec.gov |
| NexPoint Small Bay III DST | Other Real Estate | Dallas | TX | $1,148,406 | $50,382,493 | 3 | Nov 7 | sec.gov |
| Flexxbotics, Inc. | Other Technology | Boston | MA | $1,019,825 | $1,019,825 | 17 | Nov 7 | sec.gov |
| Mara Poling Growth Fund II, LLC (amended) | Commercial | Austin | TX | $975,000 | $10,000,000 | 6 | Nov 7 | sec.gov |
| Social Links, Inc. | Other Technology | Newark | DE | $954,545 | Indefinite | 1 | Nov 7 | sec.gov |
| Ellington Valley Technologies, Inc. | Other Technology | Ellington | CT | $910,000 | $910,000 | 3 | Nov 7 | sec.gov |
| Mara Poling Growth Fund I, LLC (amended) | Commercial | Austin | TX | $677,000 | $10,000,000 | 4 | Nov 7 | sec.gov |
| TM VC2, LLC | Investing | Houston | TX | $455,000 | $500,000 | 11 | Nov 7 | sec.gov |
| AcQumen Medical, Inc. | Other Health Care | Minneapolis | MN | $341,356 | $1,250,000 | 4 | Nov 7 | sec.gov |
| TNSR Systems LLC (amended) | Manufacturing | Kingsland | TX | $300,000 | Indefinite | 2 | Nov 7 | sec.gov |
| Tribeca Resources Corp | Other | Vancvouer | $244,393 | $477,148 | 2 | Nov 7 | sec.gov | |
| HEAVY DUTY AI, LLC | Other Technology | St. Petersburg | FL | $200,000 | $1,500,000 | 2 | Nov 7 | sec.gov |
| Neuro-Vascular Research & Design Corp | Other Health Care | Tucson | AZ | $200,000 | $1,500,000 | 1 | Nov 7 | sec.gov |
| American Critical Minerals Corp. | Other | Vancouver | $194,259 | $319,140 | 2 | Nov 7 | sec.gov | |
| Homebase Automation, LLC | Other Technology | Miami | FL | $175,000 | $500,000 | 2 | Nov 7 | sec.gov |
| U.S. Energy Private Capital III LP (amended) | Oil and Gas | Arlington | TX | $120,000 | $100,000,000 | 0 | Nov 7 | sec.gov |
| EAU CLAIRE EVENTS LLC | Other | Eau Claire | WI | $100,000 | $250,000 | 1 | Nov 7 | sec.gov |
| Fluid Dynamics Plumbing, Inc. | Other | San Jose | CA | $100,000 | $100,000 | 7 | Nov 7 | sec.gov |
| I-O Urology Corp | Other | Knoxville | TN | $85,414 | $6,585,414 | 1 | Nov 7 | sec.gov |
| Surface Design Solutions, Inc. | Other Technology | Pittsburgh | PA | $85,000 | $2,000,000 | 3 | Nov 7 | sec.gov |
| U.S. Energy Private Capital III LP (amended) | Oil and Gas | Arlington | TX | $79,365 | $100,000,000 | 0 | Nov 7 | sec.gov |
| Institutional Drilling Fund II LP (amended) | Oil and Gas | Arlington | TX | $50,000 | $250,000,000 | 0 | Nov 7 | sec.gov |
| GWP Series 3 HOLDING LLC | Residential | New York | NY | $20,000 | $255,000 | 2 | Nov 7 | sec.gov |
| iNSIGHT INTEGRITY GROUP, INC. | Other Technology | El Segundo | CA | $9,000 | Indefinite | 4 | Nov 7 | sec.gov |
| Financial Gravity Companies, Inc. | Investing | Lakeway | TX | $4,335 | $4,335 | 1 | Nov 7 | sec.gov |
| Pervaporation Science Inc. | Other Technology | Scottsdale | AZ | $200 | $200 | 2 | Nov 7 | sec.gov |
| SERIES 1 OF SEVENS INVESTMENT PARTNERS LLC | Commercial | Longmont | CO | $0 | $2,300,000 | 0 | Nov 7 | sec.gov |
| NAVIS REIT I LLC | Other Real Estate | Marietta | GA | $0 | $250,000,000 | 0 | Nov 7 | sec.gov |
| Pantheon Drilling Fund II, LLC (amended) | Oil and Gas | Sarasota | FL | $0 | $15,000,000 | 0 | Nov 7 | sec.gov |
| Rolling Hills TIC 2, LLC | Commercial | Woodland Hills | CA | $0 | $10,661,625 | 0 | Nov 7 | sec.gov |
| CROWDFUNZ 857 LLC. | Other Real Estate | Long Island City | NY | $0 | $1,500,000 | 0 | Nov 7 | sec.gov |
| WERYO Inc. | Other Technology | Valencia | CA | $0 | Indefinite | 0 | Nov 7 | sec.gov |
| Elect Nano, LLC | Manufacturing | Mesa | AZ | $0 | $25,000,000 | 0 | Nov 7 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $66,256 | 0 | Nov 7 | sec.gov |
November 10, 2025 · November 6, 2025 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.