Data / Form D filings / Nov 6
Form D filings, November 6, 2024: 78 companies raised $2.07 billion
78 operating companies filed a Form D on November 6, 2024, reporting $2.07 billion sold. Largest: United States Life Insurance Co in the City of New York ($790.2 million), Phoenix Capital Group Holdings, LLC ($477.5 million), Foss Brickyard Fund, LLC ($138.3 million). The median filing is $2.3 million, and 68 pooled investment funds also filed that day.
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- 78Form D filings
- $2.07 billionreported sold
- $2.3 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, TX 9, NY 7, FL 7, IL 5. By industry: Commercial 11, Investing 11, Other 10, Other Technology 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| United States Life Insurance Co in the City of New York (amended) | Insurance | New York | NY | $790,178,053 | Indefinite | 270 | Nov 6 | sec.gov |
| Phoenix Capital Group Holdings, LLC (amended) | Oil and Gas | Denver | CO | $477,477,000 | $750,000,000 | 1799 | Nov 6 | sec.gov |
| Foss Brickyard Fund, LLC | Investing | San Francisco | CA | $138,280,679 | Indefinite | 0 | Nov 6 | sec.gov |
| Hartford Funds Management Group, Inc. (amended) | Other Banking and Financial Services | Wayne | PA | $106,665,660 | $248,800,000 | 239 | Nov 6 | sec.gov |
| Foss Genesis Fund II, LLC | Investing | San Francisco | CA | $98,949,213 | Indefinite | 0 | Nov 6 | sec.gov |
| Pathos AI, Inc. | Biotechnology | Chicago | IL | $61,999,979 | $61,999,979 | 13 | Nov 6 | sec.gov |
| Foss Earp Fund, LLC | Investing | San Francisco | CA | $57,073,792 | $57,073,792 | 0 | Nov 6 | sec.gov |
| Clearcover, Inc. | Other Technology | Chicago | IL | $44,000,000 | Indefinite | 3 | Nov 6 | sec.gov |
| Brutten Private Access, LP | Other Real Estate | Solana Beach | CA | $37,600,000 | $200,000,000 | 17 | Nov 6 | sec.gov |
| BP Commercial Funding Trust II, Series SPL-XI (amended) | Other Banking and Financial Services | New York | NY | $31,991,608 | Indefinite | 3 | Nov 6 | sec.gov |
| Delos Living LLC (amended) | Other | New York | NY | $25,983,698 | $40,000,000 | 9 | Nov 6 | sec.gov |
| ProKeep, Inc. | Other Technology | New Orleans | LA | $25,000,000 | $25,500,000 | 8 | Nov 6 | sec.gov |
| Spandrel Sponsors Fund II, LP (amended) | Other Real Estate | New York | NY | $19,910,000 | Indefinite | 37 | Nov 6 | sec.gov |
| Capital Square Apartment Operating Partnership, L.P. | REITS and Finance | Glen Allen | VA | $13,624,740 | $21,841,245 | 27 | Nov 6 | sec.gov |
| Pontem Alaska, LP | Oil and Gas | Houston | TX | $13,530,747 | $13,530,747 | 19 | Nov 6 | sec.gov |
| Revalia Bio, Inc. | Biotechnology | New Haven | CT | $12,294,616 | $16,996,251 | 32 | Nov 6 | sec.gov |
| TF Oak Park & Stephenson Holdings LLC & TF Oak Park & Stephenson Preferred LLC (amended) | Other Real Estate | Winter Park | FL | $11,550,000 | $12,000,000 | 60 | Nov 6 | sec.gov |
| Foss Genesis Fund I, LLC | Investing | San Francisco | CA | $11,322,198 | Indefinite | 0 | Nov 6 | sec.gov |
| Foss Federal HTC Fund II, LLC | Investing | San Francisco | CA | $9,178,956 | Indefinite | 0 | Nov 6 | sec.gov |
| POST HARBOR TERRACE PARTNERS LLC | Investing | Los Angeles | CA | $8,667,500 | $8,667,500 | 114 | Nov 6 | sec.gov |
| I Peace, Inc. | Other Technology | Palo Alto | CA | $8,499,990 | $16,000,000 | 2 | Nov 6 | sec.gov |
| RxFunction, Inc. (amended) | Manufacturing | Eden Prairie | MN | $7,500,007 | $8,087,507 | 48 | Nov 6 | sec.gov |
| NexPoint Life Sciences III DST (amended) | Other Real Estate | Dallas | TX | $6,566,766 | $30,661,253 | 31 | Nov 6 | sec.gov |
| Grid Aero, Inc. | Other Technology | Palo Alto | CA | $5,583,877 | $6,000,000 | 4 | Nov 6 | sec.gov |
| PHASE CHANGE SOFTWARE LLC (amended) | Other Technology | Lakewood | CO | $5,000,413 | $12,540,000 | 27 | Nov 6 | sec.gov |
| Spice Finance Inc. | Other | Berkeley Heights | NJ | $4,692,720 | $5,693,679 | 21 | Nov 6 | sec.gov |
| RxFunction, Inc. (amended) | Manufacturing | Eden Prairie | MN | $4,014,614 | $4,290,592 | 41 | Nov 6 | sec.gov |
| Due North Family Enterprises, LLC | Investing | Chicago | IL | $3,849,000 | $3,849,000 | 4 | Nov 6 | sec.gov |
| Lorca FundCo, LLC (amended) | Other Real Estate | Scottsdale | AZ | $2,553,000 | $12,000,000 | 11 | Nov 6 | sec.gov |
| Fitz Roy D2, LLC | Investing | Lincoln | NE | $2,000,000 | $2,000,000 | 9 | Nov 6 | sec.gov |
| VEP Smolyan LLC | Other Energy | Austin | TX | $1,860,000 | $4,000,000 | 25 | Nov 6 | sec.gov |
| 320 Circle LLC | Residential | Beachwood | OH | $1,860,000 | $1,860,000 | 14 | Nov 6 | sec.gov |
| TIMBER RIDGE MHC, LLC | Commercial | New Braunfels | TX | $1,625,000 | $1,625,000 | 18 | Nov 6 | sec.gov |
| Wefunds Wefunder XIII, a series of Wefunds LLC | Other | Henderson | NV | $1,517,483 | $1,517,483 | 171 | Nov 6 | sec.gov |
| Novu Dallas Partners, LLC (amended) | Other Real Estate | Birmingham | AL | $1,453,763 | $20,000,000 | 7 | Nov 6 | sec.gov |
| BCE Heritage LLC | Residential | Arlington | TX | $1,200,000 | $1,700,000 | 35 | Nov 6 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Red Bank | NJ | $1,041,870 | $1,041,870 | 18 | Nov 6 | sec.gov |
| MC Hamlet Avalon Park, LLC | Other Real Estate | Vienna | VA | $1,000,000 | $5,300,000 | 10 | Nov 6 | sec.gov |
| Sawmill Holdings, LLC/DE | Other | Sioux Falls | SD | $787,800 | $787,800 | 30 | Nov 6 | sec.gov |
| SAKAL ADVISORY, LLC | Business Services | Miami | FL | $750,000 | $1,000,000 | 5 | Nov 6 | sec.gov |
| SAKAL PRIVATE CAPITAL ADVISORS, LLC | Business Services | Miami | FL | $750,000 | $1,000,000 | 5 | Nov 6 | sec.gov |
| SAKAL CAPITAL INVESTMENTS, LLC | Business Services | Miami | FL | $750,000 | $1,000,000 | 5 | Nov 6 | sec.gov |
| Great Sky Inc. (amended) | Other Technology | Boulder | CO | $630,000 | $1,000,000 | 3 | Nov 6 | sec.gov |
| Imagen Highgrove Dental Support Services, LLC | Other Health Care | Scottsdale | AZ | $623,570 | $623,570 | 2 | Nov 6 | sec.gov |
| Parity Topco Ltd | Other | St Helier | $569,995 | Indefinite | 1 | Nov 6 | sec.gov | |
| Viking Maccabee Investors VII, LLC | Investing | New York | NY | $568,990 | $1,500,000 | 13 | Nov 6 | sec.gov |
| IBEX Investment Capital Fund | Other | London | $464,424 | Indefinite | 17 | Nov 6 | sec.gov | |
| PTC Michigan Avenue Investors LLC | Commercial | Commerce Township | MI | $450,000 | $460,000 | 3 | Nov 6 | sec.gov |
| Gyfthint, Inc. | Other Technology | Fort Meyers | FL | $430,996 | $3,000,000 | 1 | Nov 6 | sec.gov |
| Holos Wellness O'Fallon LLC | Other | O'Fallon | MO | $316,768 | $316,768 | 5 | Nov 6 | sec.gov |
| Kiyatec Inc. (amended) | Biotechnology | Greenville | SC | $250,000 | $5,412,500 | 1 | Nov 6 | sec.gov |
| Kiyatec Inc. | Biotechnology | Greenville | SC | $250,000 | $5,412,500 | 1 | Nov 6 | sec.gov |
| EdenGrene, Inc. | Other | Leesport | PA | $246,277 | $2,000,000 | 8 | Nov 6 | sec.gov |
| Denholtz UCC Investor LLC | Other Real Estate | Red Bank | NJ | $200,000 | $11,000,000 | 3 | Nov 6 | sec.gov |
| GAIA REIT, Inc. | REITS and Finance | New York | NY | $100,000 | $100,000 | 1 | Nov 6 | sec.gov |
| Cannamatrix INC | Other Technology | Shrewsbury | MA | $50,000 | $750,000 | 1 | Nov 6 | sec.gov |
| Vendetta Mining Corp. | Other | Vancouver | $35,943 | $215,657 | 1 | Nov 6 | sec.gov | |
| Action is the Juice LLC | Residential | Chicago, | IL | $28,000 | $28,000 | 3 | Nov 6 | sec.gov |
| GeoLiv Surfside Bungalows LLC | Commercial | Westlake Village | CA | $0 | $2,000,000 | 0 | Nov 6 | sec.gov |
| Morgan Terrace Investors LLC | Commercial | Sheridan | WY | $0 | $2,800,000 | 0 | Nov 6 | sec.gov |
| Freedom Princeton Retail Partners, LLC | Other | Manasquan | NJ | $0 | $6,000,000 | 0 | Nov 6 | sec.gov |
| Sapient Ventures, LLC | Commercial | Allen | TX | $0 | $62,130,000 | 0 | Nov 6 | sec.gov |
| CCRC Harlem Development LLC | Commercial | Greenwood Vlg | CO | $0 | $3,950,000 | 0 | Nov 6 | sec.gov |
| Jackson Art Properties, Inc. | Retailing | Columbia | MO | $0 | $1,600,000 | 0 | Nov 6 | sec.gov |
| Columbia SC Student Housing DST | Residential | Oak Brook | IL | $0 | $128,749,552 | 0 | Nov 6 | sec.gov |
| Pacific Capital Holdings LLC (amended) | Commercial | Bacliff | TX | $0 | $5,000,000 | 0 | Nov 6 | sec.gov |
| Connection Capital Group Fund LLC (amended) | Other Real Estate | San Diego | CA | $0 | $10,000,000 | 0 | Nov 6 | sec.gov |
| Musolingo Inc. | Other Technology | San Rafael | CA | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| Med Aditus Pharmaceuticals, Inc. | Pharmaceuticals | Rtp | NC | $0 | $5,000,000 | 0 | Nov 6 | sec.gov |
| Randolph Investments Fund, LLC | Investing | San Francisco | CA | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| Foss Atlas Fund I, LLC | Investing | San Francisco | CA | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| TEG Lakeside LLC | Commercial | Austin | TX | $0 | $11,400,000 | 0 | Nov 6 | sec.gov |
| HEAR2THERE CONNECTION (A-O, I-XXV), LLC (amended) | Other Technology | Dallas | TX | $0 | $90,000,000 | 106 | Nov 6 | sec.gov |
| Prestige Apex LLC (amended) | Commercial | Oldsmar | FL | $0 | $100,000,000 | 0 | Nov 6 | sec.gov |
| Revilo RE Fund I, LLC (amended) | Commercial | Tampa | FL | $0 | $2,000,000 | 0 | Nov 6 | sec.gov |
| Ascension Wealth Fund LLC (amended) | Commercial | Lewes | DE | $0 | $60,000,000 | 0 | Nov 6 | sec.gov |
| Endeavor Resources,LLC | Oil and Gas | Bremen | KY | $0 | $720,000 | 0 | Nov 6 | sec.gov |
| APPLIED DNA SCIENCES INC | Biotechnology | Stony Brook | NY | $0 | $13,325,000 | 8 | Nov 6 | sec.gov |
November 7, 2024 · November 5, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.