Data / Form D filings / Nov 8
Form D filings, November 8, 2023: 75 companies raised $3.71 billion
75 operating companies filed a Form D on November 8, 2023, reporting $3.71 billion sold. Largest: JAMESTOWN Premier Property Fund, L.P. ($3.19 billion), Otay Village 8 Lender, LLC ($148.8 million), NexPoint Storage IV DST ($66.1 million). The median filing is $2.2 million, and 77 pooled investment funds also filed that day.
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- 75Form D filings
- $3.71 billionreported sold
- $2.2 millionmedian amount sold
- TXmost filings (9)
Most filings by state: TX 9, NY 7, MA 7, CA 6, OR 4. By industry: Other 19, Commercial 12, Other Technology 9, Other Real Estate 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| JAMESTOWN Premier Property Fund, L.P. (amended) | REITS and Finance | Atlanta | GA | $3,187,293,173 | Indefinite | 157 | Nov 8 | sec.gov |
| Otay Village 8 Lender, LLC (amended) | Residential | Carlsbad | CA | $148,800,908 | $171,000,000 | 243 | Nov 8 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $66,065,705 | $70,344,106 | 210 | Nov 8 | sec.gov |
| JAMESTOWN Premier Property Fund (OP Feeder), L.P. (amended) | REITS and Finance | Atlanta | GA | $44,478,346 | Indefinite | 2 | Nov 8 | sec.gov |
| Millennium Infrastructure Fund, LLC (amended) | Other | Delavan | WI | $39,417,729 | $75,000,000 | 70 | Nov 8 | sec.gov |
| PPG Utica 2022, L.P. (amended) | Oil and Gas | State College | PA | $28,500,000 | $160,000,000 | 74 | Nov 8 | sec.gov |
| EPH 46, LLC | Commercial | Little Rock | AR | $19,475,000 | $35,000,000 | 98 | Nov 8 | sec.gov |
| ZRP Wando Crossing LLC | Commercial | Mount Pleasant | SC | $17,110,000 | $17,110,000 | 79 | Nov 8 | sec.gov |
| IngeniousIO, Inc. | Other Technology | Nashville | TN | $15,999,992 | $15,999,992 | 6 | Nov 8 | sec.gov |
| Anima Group Inc. | Other | Wilmington | DE | $14,485,002 | $14,550,003 | 12 | Nov 8 | sec.gov |
| TF Oak Park & Stephenson Holdings LLC & TF Oak Park & Stephenson Preferred LLC (amended) | Other Real Estate | Winter Park | FL | $11,550,000 | $12,000,000 | 60 | Nov 8 | sec.gov |
| Hemanext Inc. | Other Health Care | Lexington | MA | $11,285,000 | $11,285,000 | 20 | Nov 8 | sec.gov |
| Sustainable Forest Futures, Inc. (amended) | Other | Concord | NH | $10,407,000 | $20,000,000 | 38 | Nov 8 | sec.gov |
| Tex Flex Biz Park, LLC | Commercial | Georgetown | TX | $8,000,000 | $12,000,000 | 9 | Nov 8 | sec.gov |
| AGP Apartment Holdings LLC | Commercial | Troy | MI | $6,200,000 | $8,005,000 | 96 | Nov 8 | sec.gov |
| Foundation LLM Technologies, Inc. | Other Technology | Los Altos | CA | $5,999,996 | $7,499,995 | 3 | Nov 8 | sec.gov |
| OP Highland Park, LLC | Residential | Denver | CO | $5,400,000 | $12,653,315 | 33 | Nov 8 | sec.gov |
| 201 Triple Diamond Buligo LP | Commercial | Wilmington | DE | $5,244,700 | $5,244,700 | 30 | Nov 8 | sec.gov |
| SWKS Indianapolis, LLC | Commercial | Birmingham | AL | $4,483,000 | $4,483,000 | 35 | Nov 8 | sec.gov |
| Paulson Capital Holding Company, LLC (amended) | Investment Banking | Portland | OR | $4,175,000 | $5,000,000 | 13 | Nov 8 | sec.gov |
| Zellerfeld Shoe Co | Other | San Francisco | CA | $4,079,920 | $5,529,874 | 10 | Nov 8 | sec.gov |
| CPD to SPD, LLC (amended) | Other | Grand Rapids | MI | $4,050,000 | $6,750,000 | 33 | Nov 8 | sec.gov |
| Shenandoah Village Drive Investment Partners LLC | Commercial | Newtown Square | PA | $4,025,000 | $4,025,000 | 2 | Nov 8 | sec.gov |
| Boston Pickle Club, Inc. | Other | Wayland | MA | $4,000,000 | $4,500,000 | 42 | Nov 8 | sec.gov |
| Hopkins Palermo LLC | Other Real Estate | Meridian | ID | $3,700,000 | $3,700,000 | 14 | Nov 8 | sec.gov |
| Tidal Cyber Inc. | Other Technology | Clifton | VA | $3,000,000 | $5,200,000 | 2 | Nov 8 | sec.gov |
| Fresenius Medical Care Madison Home, LLC | Other Health Care | Waltham | MA | $2,888,436 | $2,888,436 | 3 | Nov 8 | sec.gov |
| OSP Rita Holdings LLC | Other | New York | NY | $2,784,010 | $2,784,010 | 1 | Nov 8 | sec.gov |
| BPC AL Martin Huntsville Phase 1, LLC | Residential | Alexandria | VA | $2,500,000 | $22,000,000 | 8 | Nov 8 | sec.gov |
| K-Island Resources, LLC | Coal Mining | Brevard | NC | $2,500,000 | $2,500,000 | 1 | Nov 8 | sec.gov |
| FRC, INC. (amended) | Other | Bandon | OR | $1,851,263 | $2,000,000 | 2 | Nov 8 | sec.gov |
| Flaunt Software, Inc. | Other Technology | Indianapolis | IN | $1,825,000 | $2,000,000 | 11 | Nov 8 | sec.gov |
| ChemX Materials Ltd. | Other | O'Connor | $1,391,698 | $1,391,698 | 1 | Nov 8 | sec.gov | |
| Greenleaf Investment Partners L111, LLC | Commercial | Norcross | GA | $1,390,000 | $1,500,000 | 25 | Nov 8 | sec.gov |
| Fitz Roy SKA, LLC | Investing | Lincoln | NE | $1,360,000 | $1,360,000 | 9 | Nov 8 | sec.gov |
| Trinity Casa Mirella Investors LLC | Other Real Estate | Southlake | TX | $1,343,250 | $15,000,000 | 48 | Nov 8 | sec.gov |
| CARY STREET PARTNERS FINANCIAL LLC (amended) | Other Banking and Financial Services | Richmond | VA | $1,250,000 | $1,525,000 | 3 | Nov 8 | sec.gov |
| Advantage Insurance Inc. | Insurance | San Juan | PR | $1,240,280 | $1,240,280 | 7 | Nov 8 | sec.gov |
| MANIAC ENTERPRISES, INC. (amended) | Other | Austin | TX | $1,200,000 | $1,200,000 | 7 | Nov 8 | sec.gov |
| Hope Global Investments, LLC | Other | Lancaster | PA | $1,200,000 | $2,300,000 | 6 | Nov 8 | sec.gov |
| Focused Cryo, Inc | Other Health Care | Marietta | GA | $1,200,000 | $1,500,000 | 10 | Nov 8 | sec.gov |
| OSP Rita Management Aggregator LLC | Other | New York | NY | $1,177,345 | $1,177,345 | 4 | Nov 8 | sec.gov |
| PREIT Des Plaines Vintage 2023, LLC | REITS and Finance | Birmingham | MI | $1,070,000 | $1,500,000 | 14 | Nov 8 | sec.gov |
| Trinity Almand Creek Investors LLC | Other Real Estate | Southlake | TX | $933,250 | $10,000,000 | 40 | Nov 8 | sec.gov |
| Ribeye Media, Inc. | Other Technology | Port Washington | NY | $680,000 | $1,000,000 | 4 | Nov 8 | sec.gov |
| RESILIENX, INC. | Other Technology | Syracuse | NY | $671,003 | $900,000 | 6 | Nov 8 | sec.gov |
| General Prognostics, Inc. | Other Health Care | Cambridge | MA | $610,000 | $3,250,000 | 8 | Nov 8 | sec.gov |
| modlee inc | Other Technology | New Haven | CT | $600,000 | $600,000 | 18 | Nov 8 | sec.gov |
| Amos Power, Inc. | Other Technology | Cedar Falls | IA | $600,000 | $1,200,000 | 5 | Nov 8 | sec.gov |
| AONE PARTNERS LLC | Investing | New York | NY | $590,000 | $590,000 | 15 | Nov 8 | sec.gov |
| Tannery Bend Beerworks, Inc. | Restaurants | Napa | CA | $580,000 | $1,200,000 | 3 | Nov 8 | sec.gov |
| Green Options, PBC | Other | Portland | OR | $330,000 | $1,000,000 | 10 | Nov 8 | sec.gov |
| Blackburne & Brown Equity Preservation Fund, LLC (amended) | Commercial | Sacramento | CA | $175,000 | $175,000 | 4 | Nov 8 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $150,000 | $100,000,000 | 0 | Nov 8 | sec.gov |
| Nieux Company, LLC | Other | New Orleans | LA | $130,000 | $300,000 | 3 | Nov 8 | sec.gov |
| UBIVAC, INC. | Biotechnology | Portland | OR | $100,000 | Indefinite | 2 | Nov 8 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $100,000 | Indefinite | 3 | Nov 8 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $75,000 | $300,000,000 | 0 | Nov 8 | sec.gov |
| Lorca FundCo, LLC | Other Real Estate | Scottsdale | AZ | $73,000 | $12,000,000 | 1 | Nov 8 | sec.gov |
| Workers First LLC | Manufacturing | Potsdam | NY | $50,000 | $300,000 | 1 | Nov 8 | sec.gov |
| JLLX Diversified III, DST | Other Real Estate | Chicago | IL | $0 | $95,916,712 | 0 | Nov 8 | sec.gov |
| Troy Apts TN LLC | Other | Scottsdale | AZ | $0 | $1,100,000 | 0 | Nov 8 | sec.gov |
| Invest 5S Fund One LLC | Other | San Antonio | TX | $0 | $1,500,000 | 0 | Nov 8 | sec.gov |
| Plus One Alliance Group Fund, LLC | Commercial | Los Angeles | CA | $0 | $2,500,000 | 0 | Nov 8 | sec.gov |
| Engelwood Cliffs Surgery Center, LLC | Other Health Care | Birmingham | AL | $0 | $1,323,000 | 0 | Nov 8 | sec.gov |
| TRIPWORKS, INC. | Other Technology | Morristown | NJ | $0 | $3,600,000 | 0 | Nov 8 | sec.gov |
| NAVIGATOR WEALTH FUND LLC | Commercial | De Pere | WI | $0 | $20,000,000 | 0 | Nov 8 | sec.gov |
| PPG 2023 Fund II, L.P. | Oil and Gas | State College | PA | $0 | $125,000,000 | 0 | Nov 8 | sec.gov |
| Rockstep Fund I LLC | Commercial | Houston | TX | $0 | $250,000,000 | 0 | Nov 8 | sec.gov |
| CB World Management LLC | Other | Iselin | NJ | $0 | Indefinite | 0 | Nov 8 | sec.gov |
| Citadel I, LLC | Residential | Sioux Falls | SD | $0 | $1,230,000 | 0 | Nov 8 | sec.gov |
| Madison Retail Box Conversion REIT, Inc. (amended) | REITS and Finance | Charlotte | NC | $0 | $75,000,000 | 285 | Nov 8 | sec.gov |
| Apnimed, Inc. | Pharmaceuticals | Cambridge | MA | $0 | $37,499,980 | 1 | Nov 8 | sec.gov |
| IQHQ, Inc. | REITS and Finance | Boston | MA | $0 | Indefinite | 0 | Nov 8 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $100,000 | 0 | Nov 8 | sec.gov |
November 9, 2023 · November 7, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.