Data / Form D filings / CARY STREET PARTNERS FINANCIAL LLC
CARY STREET PARTNERS FINANCIAL LLC: Form D filings
CARY STREET PARTNERS FINANCIAL LLC, a financial services company in Richmond, VA, filed 19 Form D notices with the SEC between 2009 and 2024. The latest, on October 25, 2024, reports $1.8 million sold of a $1.8 million offering to 7 investors.
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Company details from the filing
- Address
- 901 EAST BYRD STREET, SUITE 1001, Richmond, VA, 23219
- Phone
- (804) 340-8100
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Virginia
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1475045
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Oct 25, 2024 | Amendment | $1,841,137 | $1,841,137 | 7 | Jun 14, 2024 | sec.gov | |
| Aug 2, 2024 | Amendment | $1,091,137 | $931,137 | $160,000 | 4 | Jun 14, 2024 | sec.gov |
| Jun 17, 2024 | New notice | $800,000 | $480,000 | $320,000 | 2 | Jun 14, 2024 | sec.gov |
| Nov 8, 2023 | Amendment | $1,525,000 | $1,250,000 | $275,000 | 3 | Apr 26, 2023 | sec.gov |
| Apr 28, 2023 | New notice | $950,002 | $950,002 | 2 | Apr 26, 2023 | sec.gov | |
| Jul 20, 2022 | New notice | $600,015 | $600,015 | 1 | Jul 15, 2022 | sec.gov | |
| Jun 30, 2022 | New notice | $27,965,000 | $27,965,000 | 2 | Jun 30, 2022 | sec.gov | |
| Apr 18, 2022 | New notice | $958,000 | $958,000 | 1 | Apr 15, 2022 | sec.gov | |
| Jun 30, 2021 | New notice | $300,000 | $300,000 | 1 | Jun 25, 2021 | sec.gov | |
| Jun 30, 2020 | New notice | $2,250,000 | $2,250,000 | 3 | Jun 30, 2020 | sec.gov | |
| Jul 19, 2019 | Amendment | $3,500,000 | $3,469,513 | $30,487 | 21 | Mar 7, 2019 | sec.gov |
| May 1, 2019 | New notice | $2,724,863 | $2,724,863 | 1 | Apr 30, 2019 | sec.gov | |
| Mar 13, 2019 | New notice | $3,000,000 | $100,000 | $2,900,000 | 1 | Mar 7, 2019 | sec.gov |
| Aug 15, 2017 | New notice | $1 | $1 | 1 | Aug 11, 2017 | sec.gov | |
| May 1, 2017 | New notice | $22,635,767 | $0 | $22,635,767 | 0 | Yet to occur | sec.gov |
| Jul 27, 2016 | Amendment | $5,000,000 | $4,106,400 | $893,600 | 13 | Sep 3, 2014 | sec.gov |
| Sep 18, 2014 | New notice | $5,000,000 | $500,000 | $4,500,000 | 1 | Sep 3, 2014 | sec.gov |
| Mar 12, 2013 | New notice | $7,000,000 | $1,365,200 | $5,634,800 | 8 | Feb 27, 2013 | sec.gov |
| Nov 20, 2009 | New notice | $7,500,000 | $1,500,000 | $6,000,000 | 2 | Nov 13, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Hsueh-liang D. Chen | Executive Officer | |
| Douglas G. Stewart | Executive Officer, Director | |
| Elizabeth L. Stagg | Executive Officer | |
| Katherine P. Stockton | Director | |
| Maria P. Tedesco | Director | |
| Walter D. Bayne | Executive Officer | |
| Richard M. Hazel | Director | |
| Matthew L. Rubin | Executive Officer | |
| Paige W. Garrigan | Executive Officer | |
| Joseph R. Schmuckler | Executive Officer, Director | |
| Derron S. Slonecker | Director | |
| Thomas H. Tullidge Jr. | Executive Officer, Director | |
| Wesley H. Gallup | Executive Officer |
Other financial services companies in Virginia that filed recently
- Vera Inc. $10 million · Sep 4, 2026
- Blue Bridge Financial, Inc. offering · Sep 4, 2026
- CSP Parent LLC $125,000 · Aug 5, 2026
Every Form D from the week of Oct 21, 2024 · All recent filings in Virginia · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what CARY STREET PARTNERS FINANCIAL LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.