Data / Form D filings / Jun 17
Form D filings, June 17, 2024: 86 companies raised $687.1 million
86 operating companies filed a Form D on June 17, 2024, reporting $687.1 million sold. Largest: PROVIDENT MORTGAGE TRUST INC ($280.9 million), GMT Exploration Co LLC ($73.9 million), AP Future Holdings LP ($33.7 million). The median filing is $1.4 million, and 119 pooled investment funds also filed that day.
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- 86Form D filings
- $687.1 millionreported sold
- $1.4 millionmedian amount sold
- CAmost filings (23)
Most filings by state: CA 23, TX 8, VT 7, IL 5, FL 4. By industry: Other Banking and Financial Services 17, Other 16, Other Technology 10, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| PROVIDENT MORTGAGE TRUST INC (amended) | REITS and Finance | Santa Rosa | CA | $280,928,700 | Indefinite | 409 | Jun 17 | sec.gov |
| GMT Exploration Co LLC (amended) | Oil and Gas | Denver | CO | $73,859,500 | $75,000,000 | 72 | Jun 17 | sec.gov |
| AP Future Holdings LP (amended) | Business Services | Miami | FL | $33,721,545 | $38,052,759 | 48 | Jun 17 | sec.gov |
| Empire Village at Centerpoint Station, LLC (amended) | Residential | Scottsdale | AZ | $28,621,815 | $40,000,000 | 371 | Jun 17 | sec.gov |
| Amwins Holding Company, LLC | Insurance | Charlotte | NC | $27,279,602 | $27,279,602 | 820 | Jun 17 | sec.gov |
| Landing FV Investments, LLC | Other Real Estate | Salt Lake City | UT | $26,950,000 | $26,950,000 | 92 | Jun 17 | sec.gov |
| AS 1 LLC | REITS and Finance | Chicago | IL | $23,000,000 | Indefinite | 57 | Jun 17 | sec.gov |
| Empire Village at Liberty Farms, LLC (amended) | Residential | Scottsdale | AZ | $22,999,600 | $25,000,000 | 442 | Jun 17 | sec.gov |
| 275 Funding, LLC (amended) | Other Banking and Financial Services | Haverford | PA | $22,449,726 | $30,000,000 | 294 | Jun 17 | sec.gov |
| Santa Ana Bio, Inc. | Biotechnology | Alameda | CA | $19,999,998 | $125,000,000 | 10 | Jun 17 | sec.gov |
| Xona Systems, Inc. | Other Technology | Annapolis | MD | $19,026,905 | $19,026,905 | 4 | Jun 17 | sec.gov |
| Notch Therapeutics, Inc. | Other | Vancouver | $15,499,990 | $15,499,990 | 16 | Jun 17 | sec.gov | |
| Alida Biosciences Inc. | Biotechnology | San Diego | CA | $7,520,384 | $8,520,384 | 3 | Jun 17 | sec.gov |
| Omni Retail Enterprises, LLC | Retailing | Naperville | IL | $6,013,909 | Indefinite | 18 | Jun 17 | sec.gov |
| Aurdan Capital Group LP | Investing | Wayne | PA | $5,196,575 | $5,196,575 | 9 | Jun 17 | sec.gov |
| Tryon Storage Associates, LLC | Commercial | Winston-Salem | NC | $4,900,000 | $4,900,000 | 49 | Jun 17 | sec.gov |
| Buo Holdings Ltd | Other Technology | San Jose | $4,332,492 | $4,382,491 | 18 | Jun 17 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $4,099,220 | Indefinite | 99 | Jun 17 | sec.gov |
| LOGIK 7790 LLC | Commercial | Atlanta | GA | $4,000,000 | $4,000,000 | 5 | Jun 17 | sec.gov |
| Aikido Technologies, Inc. | Other Energy | San Francisco | CA | $3,999,997 | $3,999,997 | 7 | Jun 17 | sec.gov |
| Definition Opportunity IA LLC (amended) | Other | New York | NY | $3,983,875 | $3,983,875 | 7 | Jun 17 | sec.gov |
| Glavel, Inc. | Manufacturing | Burlington | VT | $3,433,776 | $10,000,000 | 12 | Jun 17 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $3,189,818 | $4,500,000 | 23 | Jun 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $3,023,435 | Indefinite | 95 | Jun 17 | sec.gov |
| Ambiq Micro, Inc. | Other Technology | Austin | TX | $3,010,532 | $3,010,532 | 1 | Jun 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,993,696 | Indefinite | 97 | Jun 17 | sec.gov |
| AV McCarty Lane Investors 46, LLC | Commercial | Austin | TX | $2,547,500 | $7,800,000 | 37 | Jun 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,237,816 | Indefinite | 95 | Jun 17 | sec.gov |
| Lamplight Minerals Club I, LLC | Oil and Gas | Edmond | OK | $2,000,000 | $2,000,000 | 15 | Jun 17 | sec.gov |
| Fitz Roy C, LLC | Investing | Lincoln | NE | $2,000,000 | $2,000,000 | 17 | Jun 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,917,269 | Indefinite | 96 | Jun 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,820,708 | Indefinite | 96 | Jun 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,766,932 | Indefinite | 95 | Jun 17 | sec.gov |
| Waukee Storage LLC | Commercial | Rochester | MN | $1,625,000 | $1,625,000 | 33 | Jun 17 | sec.gov |
| Tuckerman Investments - Mechanical, LLC | Investing | Hanover | NH | $1,500,000 | $1,500,000 | 15 | Jun 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,460,066 | Indefinite | 96 | Jun 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,447,761 | Indefinite | 96 | Jun 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,443,383 | Indefinite | 62 | Jun 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,417,495 | Indefinite | 95 | Jun 17 | sec.gov |
| Arrived Holdings, Inc. | Other Technology | Seattle | WA | $1,094,400 | $1,094,400 | 1 | Jun 17 | sec.gov |
| Cast Investors II, LLC (amended) | Commercial | San Diego | CA | $800,000 | $800,000 | 14 | Jun 17 | sec.gov |
| Dunya Analytics, PBC | Other Technology | Wilmington | DE | $784,999 | $1,000,000 | 9 | Jun 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $702,417 | Indefinite | 54 | Jun 17 | sec.gov |
| KISMA MINERALS, INC. | Other | Honesdale | PA | $550,000 | $2,500,000 | 5 | Jun 17 | sec.gov |
| Super Money Games Inc. | Other Technology | Las Vegas | NV | $500,000 | $3,000,000 | 1 | Jun 17 | sec.gov |
| Series 19-1, a series of StartEngine Private LLC | Other | Burbank | CA | $481,880 | $700,210 | 27 | Jun 17 | sec.gov |
| CARY STREET PARTNERS FINANCIAL LLC | Other Banking and Financial Services | Richmond | VA | $480,000 | $800,000 | 2 | Jun 17 | sec.gov |
| Nowtransit Inc (amended) | Other | Salt Lake City | UT | $420,000 | $1,000,000 | 5 | Jun 17 | sec.gov |
| Le Picnique Holdings LLC | Restaurants | Ojai | CA | $400,000 | $1,100,000 | 4 | Jun 17 | sec.gov |
| Lorrha Funding Trust, Series SPL-IV | Other Banking and Financial Services | Nashville | TN | $390,000 | $700,000 | 4 | Jun 17 | sec.gov |
| Bridger Watch LLC | Other | Bozeman | MT | $365,000 | $3,000,000 | 12 | Jun 17 | sec.gov |
| NeuroEM Therapeutics, Inc. | Other Health Care | Tampa | FL | $360,000 | $500,000 | 12 | Jun 17 | sec.gov |
| Marrow Access Technologies, Inc. | Other Health Care | Eden Prairie | MN | $241,358 | $3,000,000 | 2 | Jun 17 | sec.gov |
| Healthspan Labs Inc. | Other Health Care | Vancouver | $220,750 | $220,750 | 8 | Jun 17 | sec.gov | |
| 2813 CHURCH ST LLC | Residential | Port Arthur | TX | $200,000 | $300,000 | 4 | Jun 17 | sec.gov |
| Tulsa 5 Portfolio, LLC (amended) | Commercial | Casper | WY | $200,000 | $8,800,000 | 3 | Jun 17 | sec.gov |
| TribeVest Inc. | Other Banking and Financial Services | Columbus | OH | $200,000 | $1,000,000 | 3 | Jun 17 | sec.gov |
| USEDC Opportunity Zone III LP (amended) | Oil and Gas | Arlington | TX | $140,590 | $150,000,000 | 0 | Jun 17 | sec.gov |
| Gaingels Seed Money LLC | Other | Burlington | VT | $138,889 | $138,889 | 14 | Jun 17 | sec.gov |
| Gaingels Magic 2024 LLC | Other | Burlington | VT | $138,889 | $138,889 | 20 | Jun 17 | sec.gov |
| Overmoon Vacation Rentals Fund I REIT, LLC | REITS and Finance | San Rafael | CA | $125,000 | $125,000 | 125 | Jun 17 | sec.gov |
| Gaingels Intro LLC | Other | Burlington | VT | $116,663 | $116,663 | 17 | Jun 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $113,004 | Indefinite | 6 | Jun 17 | sec.gov |
| Gaingels Primer LLC | Other | Burlington | VT | $83,332 | $83,332 | 13 | Jun 17 | sec.gov |
| Gaingels Fizz LLC | Other | Burlington | VT | $83,332 | $83,332 | 16 | Jun 17 | sec.gov |
| AURANIA RESOURCES LTD. | Other | Toronto | $82,800 | $172,800 | 1 | Jun 17 | sec.gov | |
| Narada AI Inc. | Other Technology | Berkeley | CA | $80,000 | $1,500,000 | 2 | Jun 17 | sec.gov |
| Marchand Retail Group, Inc. | Retailing | Harvey | ND | $75,000 | $500,000 | 1 | Jun 17 | sec.gov |
| Seneca Cybernetics Inc | Other Technology | Miami | FL | $75,000 | $650,000 | 3 | Jun 17 | sec.gov |
| Gaingels Levels Health 2024 LLC | Other | Burlington | VT | $57,995 | $57,995 | 10 | Jun 17 | sec.gov |
| USEDC 2024 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $50,000 | $250,000,000 | 0 | Jun 17 | sec.gov |
| U.S. Energy Private Capital II LP (amended) | Oil and Gas | Arlington | TX | $50,000 | $50,000,000 | 0 | Jun 17 | sec.gov |
| Series 20-1, a series of StartEngine Private LLC | Other | Burbank | CA | $47,500 | $833,325 | 4 | Jun 17 | sec.gov |
| Tailwind Roasting LLC | Manufacturing | Chicago | IL | $42,500 | $250,000 | 3 | Jun 17 | sec.gov |
| RE Agent Fund 2 LLC | Other Real Estate | Boca Raton | FL | $15,000 | $1,500,000 | 1 | Jun 17 | sec.gov |
| Fetch Brands, Inc. | Other | Portland | OR | $0 | $1,000,000 | 0 | Jun 17 | sec.gov |
| RESTORA SERVICES, INC. | Other | Kirkland | WA | $0 | $400,000 | 0 | Jun 17 | sec.gov |
| Differential Inc. | Other Technology | Cincinnati | OH | $0 | $10,000,001 | 0 | Jun 17 | sec.gov |
| BeKynder, Inc. | Business Services | Chicago | IL | $0 | Indefinite | 0 | Jun 17 | sec.gov |
| Uncaged Innovations Inc | Manufacturing | White Plains | NY | $0 | $7,725,592 | 0 | Jun 17 | sec.gov |
| KEYSTONE CAPITAL FUND LP | Other Real Estate | Mansfield | OH | $0 | $50,000,000 | 0 | Jun 17 | sec.gov |
| Vickers Apartments (Roswell) Holdings, LLC | Residential | Chicago | IL | $0 | $12,000,000 | 0 | Jun 17 | sec.gov |
| Southwestern Farm Capital Fund II, LLC | Other Real Estate | Stephenville | TX | $0 | $15,000,000 | 0 | Jun 17 | sec.gov |
| Southwestern BDB Melkebruk, LLC | Other Real Estate | Stephenville | TX | $0 | $10,000,000 | 0 | Jun 17 | sec.gov |
| MHR Acquisitions, Inc. | Telecommunications | New York | NY | $0 | $200,000 | 0 | Jun 17 | sec.gov |
| REIC Holdings, Inc. | Other Real Estate | New York | NY | $0 | $100 | 0 | Jun 17 | sec.gov |
June 18, 2024 · June 14, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.