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Data / Form D filings / Week of Jun 17

Form D filings, week of June 17, 2024: 378 companies raised $23.57 billion

378 operating companies filed a Form D in the week of June 17, 2024, reporting $23.57 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.85 billion), Nationwide BOLI Private Placement Variable Account ($5.30 billion), Nationwide PPVUL Separate Account - 4 ($3.41 billion). The median filing is $1.5 million, and 467 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 378Form D filings
  • $23.57 billionreported sold
  • $1.5 millionmedian amount sold
  • CAmost filings (63)

Most filings by state: CA 63, FL 45, TX 44, NY 32, OH 20. By industry: Other 87, Other Technology 57, Other Real Estate 40, Commercial 28.

By day: Jun 17 (86), Jun 18 (86), Jun 20 (120), Jun 21 (86).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended)InsuranceColumbusOH$9,850,273,639Indefinite442Jun 18sec.gov
Nationwide BOLI Private Placement Variable Account (amended)InsuranceColumbusOH$5,303,651,220Indefinite35Jun 18sec.gov
Nationwide PPVUL Separate Account - 4 (amended)InsuranceColumbusOH$3,407,000,000Indefinite7Jun 18sec.gov
Metropolis Technologies, Inc.Other TechnologySanta MonicaCA$1,039,500,000$1,039,500,0002Jun 21sec.gov
Nationwide PPVUL Separate Account - 3 (amended)InsuranceColumbusOH$773,044,689Indefinite111Jun 18sec.gov
PROVIDENT MORTGAGE TRUST INC (amended)REITS and FinanceSanta RosaCA$280,928,700Indefinite409Jun 17sec.gov
IPC Industrial Portfolio DST (amended)Other Real EstateOak BrookIL$275,859,119$275,859,119546Jun 21sec.gov
Summit Therapeutics Inc.BiotechnologyMiamiFL$199,999,998$199,999,9982Jun 18sec.gov
High Power Exploration Inc.OtherLondon$193,011,320$324,517,91414Jun 18sec.gov
Huntress Labs IncOtherColumbiaMD$180,000,000$180,000,0008Jun 20sec.gov
Nationwide Private Placement Variable Account - E (amended)InsuranceColumbusOH$133,364,197Indefinite4Jun 18sec.gov
Flagstone Group LtdInvestingLondon$118,463,098$118,463,0983Jun 21sec.gov
Welltower OP LLC (amended)REITS and FinanceToledoOH$77,017,904Indefinite28Jun 20sec.gov
GMT Exploration Co LLC (amended)Oil and GasDenverCO$73,859,500$75,000,00072Jun 17sec.gov
Bombas LLCRetailingNew YorkNY$70,559,175Indefinite37Jun 20sec.gov
Nationwide PPVUL Separate Account 7 (amended)InsuranceColumbusOH$69,242,775Indefinite2Jun 18sec.gov
Nationwide PPVUL Separate Account - AC1 (amended)InsuranceColumbusOH$63,274,966Indefinite18Jun 18sec.gov
New Providence Capital Partners III, LP (amended)CommercialDallasTX$62,000,000$125,000,000114Jun 18sec.gov
Eagle Energy Partners, Inc.Oil and GasPlanoTX$53,738,070$53,738,070250Jun 21sec.gov
Tulsa Valley Bancshares CorpCommercial BankingTulsaOK$53,000,000$53,000,0001Jun 20sec.gov
Trius Lending Partners Fund I, LLC (amended)Other Real EstateTowsonMD$45,375,052$100,000,00069Jun 21sec.gov
ADC Fernley, LLCOtherLos AngelesCA$40,000,000$40,000,00021Jun 20sec.gov
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. (amended)Other Real EstateEl SegundoCA$33,852,105$500,000,00036Jun 21sec.gov
AP Future Holdings LP (amended)Business ServicesMiamiFL$33,721,545$38,052,75948Jun 17sec.gov
Southern Realty Trust Inc.REITS and FinanceWest Palm BeachFL$31,725,000Indefinite119Jun 18sec.gov
Cavalry Fund I LP (amended)OtherMiamiFL$30,694,502Indefinite63Jun 21sec.gov
Aether Fuels Pte. Ltd.Other EnergyN/A$30,377,530$34,357,53410Jun 20sec.gov
LiftForward, Inc.Other TechnologyNew YorkNY$30,000,000$30,000,0001Jun 20sec.gov
Empire Village at Centerpoint Station, LLC (amended)ResidentialScottsdaleAZ$28,621,815$40,000,000371Jun 17sec.gov
Amwins Holding Company, LLCInsuranceCharlotteNC$27,279,602$27,279,602820Jun 17sec.gov
Landing FV Investments, LLCOther Real EstateSalt Lake CityUT$26,950,000$26,950,00092Jun 17sec.gov
WCFII HNK CI 2024 LLCInvestingTampaFL$25,600,000$26,600,00026Jun 21sec.gov
Carewell Family, Inc.Other TechnologyCoral GablesFL$24,724,568$29,999,97213Jun 20sec.gov
LRE Peachtree Monterey JV LLC (amended)ResidentialMamaroneckNY$23,262,500$25,500,00078Jun 18sec.gov
AS 1 LLCREITS and FinanceChicagoIL$23,000,000Indefinite57Jun 17sec.gov
Empire Village at Liberty Farms, LLC (amended)ResidentialScottsdaleAZ$22,999,600$25,000,000442Jun 17sec.gov
275 Funding, LLC (amended)Other Banking and Financial ServicesHaverfordPA$22,449,726$30,000,000294Jun 17sec.gov
Noya PBC (amended)Other TechnologyOaklandCA$21,988,934$23,079,35259Jun 20sec.gov
Layer3 XYZ, Inc.Other TechnologySt. PetersMO$20,092,989$24,542,97024Jun 18sec.gov
Santa Ana Bio, Inc.BiotechnologyAlamedaCA$19,999,998$125,000,00010Jun 17sec.gov
Xona Systems, Inc.Other TechnologyAnnapolisMD$19,026,905$19,026,9054Jun 17sec.gov
IREX Industrial Portfolio I DST (amended)CommercialDallasTX$18,775,964$36,881,72030Jun 21sec.gov
FG SFH RENAISSANCE II GP, LLCOther Real EstatePalm BeachFL$18,000,000$18,000,00019Jun 18sec.gov
Pylon Labs, Inc.Other TechnologySan FranciscoCA$16,059,593$16,728,7392Jun 18sec.gov
Radical Group Inc.OtherVeniceCA$15,686,808$17,314,92723Jun 21sec.gov
Notch Therapeutics, Inc.OtherVancouver$15,499,990$15,499,99016Jun 17sec.gov
Greenwave Technology Solutions, Inc.Other TechnologyVirginia BeachVA$15,311,226$15,311,22613Jun 21sec.gov
GOLD RESERVE INCOtherSpokaneWA$15,000,003$15,000,0035Jun 21sec.gov
Empirical Spine, Inc. (amended)Other Health CareMorgan HillCA$14,660,235$14,712,57158Jun 20sec.gov
Nationwide PPVUL Separate Account - 5 (amended)InsuranceColumbusOH$14,138,532Indefinite9Jun 18sec.gov
Peerbridge Health, Inc.OtherNew YorkNY$13,711,488$19,333,99028Jun 20sec.gov
COMPAGNIE FINANCIERE RICHEMONT SAManufacturingGeneva$13,254,295$13,254,29520Jun 21sec.gov
UC Multifamily Equity I LLC (amended)ResidentialSan JoseCA$13,004,068$67,000,000107Jun 20sec.gov
RP Terra Shadyside Investors, LLCOther Real EstateNiwotCO$12,485,000$14,000,00032Jun 20sec.gov
Plainsight Technologies Inc.Other TechnologySan FranciscoCA$12,000,000$12,000,0001Jun 21sec.gov
Old Friends Broadway Limited Partnership (amended)OtherNew YorkNY$12,000,000$13,000,000190Jun 18sec.gov
BVE JOHNS INVESTORS LLCCommercialFloridaNY$11,734,250$11,734,25091Jun 21sec.gov
Unify AI Business CorpOther TechnologySan FranciscoCA$11,659,999$12,000,0007Jun 21sec.gov
30725 Solon Industrial Parkway Holdings LLCOther Real EstateSolonOH$11,520,000$12,000,00018Jun 18sec.gov
Tall City Lithium LLCOther EnergyMidlandTX$10,950,000$10,950,00013Jun 18sec.gov
Scout OS Inc.Other TechnologyCharlestonSC$10,570,015$10,570,0156Jun 20sec.gov
Fertilidad Integral Ltd.Other Health CareMexico City$9,999,993$9,999,9959Jun 21sec.gov
Guide Labs Inc.Other TechnologySan FranciscoCA$9,315,640$9,365,58714Jun 21sec.gov
117 E 4th QOZB, LLCOther Real EstateVillanovaPA$9,100,000$9,100,0006Jun 18sec.gov
Prometheus Therapeutics Inc. (amended)Other Health CareMiramarFL$8,182,398$8,372,38746Jun 21sec.gov
Alida Biosciences Inc.BiotechnologySan DiegoCA$7,520,384$8,520,3843Jun 17sec.gov
Cody on Hamilton Associates, LLCCommercialRedwood CityCA$7,516,795$7,516,79558Jun 18sec.gov
CCG Cava Holdings, LLC (amended)InvestingSkokieIL$7,408,332$7,500,00041Jun 20sec.gov
Duck Camp LLCRetailingAustinTX$7,367,844$8,367,8442Jun 18sec.gov
SRT Feeder LPOther Real EstateWest Palm BeachFL$7,300,000Indefinite12Jun 18sec.gov
DataShapes, Inc (amended)Other TechnologyCharlottesvilleVA$6,750,000$10,000,00018Jun 20sec.gov
JLLX Grand Prairie Distribution Center, DST (amended)Other Real EstateChicagoIL$6,520,899$64,629,5296Jun 20sec.gov
Kern Australis, LLCBiotechnologyLarkspurCA$6,120,000$6,120,00031Jun 18sec.gov
Omni Retail Enterprises, LLCRetailingNapervilleIL$6,013,909Indefinite18Jun 17sec.gov
Entry Inc.Other TechnologyNew YorkNY$5,957,484$5,957,48421Jun 18sec.gov
Lumina Technology Inc.Other TechnologyAustinTX$5,610,998$5,635,99814Jun 20sec.gov
TradeOff Financial Corp.Other TechnologyEvergreenCO$5,529,920$7,929,94234Jun 20sec.gov
Adaptis Technologies, Inc.Other TechnologyNew YorkNY$5,499,997$5,499,9976Jun 18sec.gov
Magvation Inc.Other Health CareLas VegasNV$5,240,659$11,215,65987Jun 20sec.gov
Griffin Capital (Nashville) Fund, L.P. (amended)Other Real EstateEl SegundoCA$5,218,910$35,000,00054Jun 21sec.gov
Aurdan Capital Group LPInvestingWaynePA$5,196,575$5,196,5759Jun 17sec.gov
Medicus Pharma Ltd.Other Health CareToronto$5,172,500$5,172,50023Jun 18sec.gov
Ingenia Therapeutics Inc.BiotechnologyWatertownMA$5,000,000$25,000,0001Jun 21sec.gov
Starform, Inc.Other TechnologySeattleWA$4,999,999$5,999,9982Jun 21sec.gov
Tryon Storage Associates, LLCCommercialWinston-SalemNC$4,900,000$4,900,00049Jun 17sec.gov
Mt. Laurel GP Equity LLC (amended)Other Real EstateWilbrahamMA$4,830,000$6,000,00013Jun 18sec.gov
FarmTogether Woodland Orchard LLCOther Real EstateClaymontDE$4,804,283$4,806,566146Jun 18sec.gov
GMI-Property Improvement Plan, LP (amended)Other Real EstateWestlakeTX$4,801,500$5,955,81346Jun 20sec.gov
GMI-Property Improvement Plan, LP (amended)Other Real EstateWestlakeTX$4,801,500$5,955,81346Jun 18sec.gov
OP Vienna Avenue, LLCCommercialDenverCO$4,690,000$4,690,00035Jun 18sec.gov
PENNPAK SOLUTIONS INC.ManufacturingBethlehemPA$4,600,000$4,600,0006Jun 18sec.gov
TVPCG LLCCommercialOro ValleyAZ$4,460,000$5,000,00051Jun 20sec.gov
Buo Holdings LtdOther TechnologySan Jose$4,332,492$4,382,49118Jun 17sec.gov
Healing Realty Trust, Inc.Other Real EstateJupiterFL$4,240,522$25,000,00029Jun 21sec.gov
Eckard Mineral Lease Opportunity, LLCOil and GasAllenTX$4,160,000Indefinite69Jun 21sec.gov
Ohana Housing Co.Other Real EstateBrooklynNY$4,155,000$4,155,0006Jun 21sec.gov
Volli Entertainment LLCOtherMontgomeryTX$4,106,060$4,500,00020Jun 20sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$4,099,220Indefinite99Jun 17sec.gov
LOGIK 7790 LLCCommercialAtlantaGA$4,000,000$4,000,0005Jun 17sec.gov
Aikido Technologies, Inc.Other EnergySan FranciscoCA$3,999,997$3,999,9977Jun 17sec.gov
Definition Opportunity IA LLC (amended)OtherNew YorkNY$3,983,875$3,983,8757Jun 17sec.gov
It's Skinny, Inc. (amended)ManufacturingAustinTX$3,819,695$7,504,4656Jun 21sec.gov
It's Skinny, Inc.ManufacturingAustinTX$3,819,695$7,504,4656Jun 20sec.gov
FORABYA, LLCOther Banking and Financial ServicesClearwaterFL$3,750,000$10,000,00013Jun 18sec.gov
F Street Investors, LLCCommercialMilwaukeeWI$3,500,000$3,500,00018Jun 20sec.gov
262 MOUNTAINDALE FUNDING L.P.Other Real EstateWoodmereNY$3,500,000$3,500,00021Jun 18sec.gov
Search On Dora Inc.Other TechnologyNew YorkNY$3,465,000$3,500,00016Jun 18sec.gov
Glavel, Inc.ManufacturingBurlingtonVT$3,433,776$10,000,00012Jun 17sec.gov
Clear Consumer Products Group, LLC (amended)RestaurantsHinghamMA$3,410,000$5,000,0005Jun 20sec.gov
Forever Feed Technologies LLCAgricultureHanfordCA$3,360,000$6,000,00015Jun 18sec.gov
Phenix Real Time Solutions, Inc.Other TechnologyChicagoIL$3,350,000$7,000,00020Jun 21sec.gov
JVM Realty Apartment Fund 10, LP (amended)Other Real EstateOak BrookIL$3,297,500$250,000,00016Jun 21sec.gov
FinTron, Inc. (amended)Other TechnologyStamfordCT$3,189,818$4,500,00023Jun 17sec.gov
Annuity.com, Inc.InsuranceGilbertAZ$3,043,500$4,000,00049Jun 20sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$3,023,435Indefinite95Jun 17sec.gov
Ambiq Micro, Inc.Other TechnologyAustinTX$3,010,532$3,010,5321Jun 17sec.gov
Cool Kicks Inc.RetailingLos AngelesCA$3,000,000$5,000,0007Jun 20sec.gov
1107 ELBERON FUNDING L.P.Other Real EstateWoodmereNY$3,000,000$3,000,00024Jun 18sec.gov
HopSkip Inc.Other TechnologyPhiladelphiaPA$2,999,999$5,000,00026Jun 20sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$2,993,696Indefinite97Jun 17sec.gov
Spinogenix, Inc.Other Health CareLos AngelesCA$2,800,000$25,000,0003Jun 21sec.gov
AV McCarty Lane Investors 46, LLCCommercialAustinTX$2,547,500$7,800,00037Jun 17sec.gov
Big B CorpOther TechnologyNashvilleTN$2,500,000Indefinite27Jun 18sec.gov
Greenwich LifeSciences, Inc.BiotechnologyStaffordTX$2,500,000$2,500,0001Jun 18sec.gov
ELITE TECH VENTURE LLCOther TechnologyMidvaleUT$2,465,000$5,000,00031Jun 20sec.gov
MRC Aurora LLC (amended)ConstructionOrindaCA$2,392,800$10,000,00022Jun 21sec.gov
Cogent Bancorp, Inc. (amended)Commercial BankingOrlandoFL$2,384,500$10,000,00023Jun 20sec.gov
XY Planning Network, Inc.Business ServicesBozemanMT$2,285,277$2,331,0001Jun 21sec.gov
Visily Inc.Other TechnologyAtlantaGA$2,274,999$2,999,9993Jun 20sec.gov
PCS FUND 1, L.P.OtherPointe-Claire$2,259,050$2,259,0503Jun 21sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$2,237,816Indefinite95Jun 17sec.gov
Prana Thoracic, Inc.Other Health CareHoustonTX$2,205,000$3,200,0007Jun 18sec.gov
EMIP 7, LLCREITS and FinanceNew YorkNY$2,075,000Indefinite31Jun 18sec.gov
Greenback Fincorp, Inc.Commercial BankingAustinTX$2,036,480$2,500,0002Jun 21sec.gov
GFS Parent Holdings, LLCConstructionWhite PlainsNY$2,000,000$2,000,00044Jun 20sec.gov
Katmai Tech Inc.Other TechnologyNew YorkNY$2,000,000$2,000,0001Jun 20sec.gov
Darsa Dream Living LLC (amended)Other Health CarePowellOH$2,000,000$2,000,00012Jun 18sec.gov
Darsa Dream Living LLCOther Health CarePowellOH$2,000,000$2,000,00012Jun 18sec.gov
NephroDI Therapeutics, Inc.PharmaceuticalsSeattleWA$2,000,000$3,999,9992Jun 18sec.gov
Lamplight Minerals Club I, LLCOil and GasEdmondOK$2,000,000$2,000,00015Jun 17sec.gov
Fitz Roy C, LLCInvestingLincolnNE$2,000,000$2,000,00017Jun 17sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$1,917,269Indefinite96Jun 17sec.gov
SRT Blocker LPOther Real EstateWest Palm BeachFL$1,825,000Indefinite1Jun 18sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$1,820,708Indefinite96Jun 17sec.gov
Foresite Holdings, LLCOtherCape CoralFL$1,800,000$1,800,0009Jun 20sec.gov
Cortex Fusion Systems, Inc.Other TechnologyNew York CityNY$1,799,998$1,799,9983Jun 18sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$1,766,932Indefinite95Jun 17sec.gov
Microbot Medical Inc.BiotechnologyBraintreeMA$1,762,502$1,762,5023Jun 20sec.gov
HUME SUPERNATURAL, INC. (amended)OtherSan DiegoCA$1,655,000$2,000,00034Jun 21sec.gov
Valo Apartments LLCResidentialCedar FallsIA$1,637,152$8,000,0005Jun 21sec.gov
Waukee Storage LLCCommercialRochesterMN$1,625,000$1,625,00033Jun 17sec.gov
Analytics for Life Inc.Other Health CareToronto$1,525,000$6,000,00010Jun 18sec.gov
Tuckerman Investments - Mechanical, LLCInvestingHanoverNH$1,500,000$1,500,00015Jun 17sec.gov
Sullys B Town LLCResidentialWestfieldNJ$1,480,000$1,480,00018Jun 21sec.gov
Acreage Holdings, Inc.OtherNew YorkNY$1,480,000$1,480,0001Jun 20sec.gov
Magnendo Corp.Other TechnologyCambridgeMA$1,469,999$2,500,00031Jun 20sec.gov
WCM Athens TX LLCCommercialDallasTX$1,467,209$1,467,2090Jun 20sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$1,460,066Indefinite96Jun 17sec.gov
ZeroWheel, Inc. (amended)Other TechnologyArmonkNY$1,460,000$2,500,00032Jun 21sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$1,447,761Indefinite96Jun 17sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$1,443,383Indefinite62Jun 17sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$1,417,495Indefinite95Jun 17sec.gov
Public Policy Holding Company, Inc.OtherWashingtonDC$1,402,748$1,402,7483Jun 21sec.gov
Sodo Athletic Lab, Inc.RetailingNyNY$1,370,000$1,370,0006Jun 18sec.gov
7RCC Global INC. (amended)Other Banking and Financial ServicesMiami BeachFL$1,359,000Indefinite19Jun 20sec.gov
BONTERRA RESOURCES INC.OtherVal-D'Or$1,339,520$3,032,3208Jun 20sec.gov
Freeup Storage Eustis Fish Camp Road LLCCommercialGoldenCO$1,296,533$14,000,00013Jun 20sec.gov
Helios Sports, Inc. (amended)OtherPortsmouthNH$1,293,000$2,000,00020Jun 20sec.gov
Payman AI, Inc.Other TechnologyDurangoCO$1,200,000$3,000,0003Jun 18sec.gov
Thrombolex, Inc.Other Health CareKingstonNJ$1,160,000$5,000,0005Jun 21sec.gov
LevEllis LLCOtherAshevilleNC$1,150,000$4,000,0006Jun 20sec.gov
REdBalloon LLCOtherMoscowID$1,125,000$1,425,00011Jun 18sec.gov
Arrived Holdings, Inc.Other TechnologySeattleWA$1,094,400$1,094,4001Jun 17sec.gov
Avid Realty Partners LLC (amended)ResidentialNew YorkNY$1,075,000Indefinite8Jun 20sec.gov
Anadro Inc.Other TechnologySan FranciscoCA$1,055,000$1,255,00017Jun 20sec.gov
REACH PATHWAYS L3COtherChicagoIL$1,020,000$2,000,0003Jun 21sec.gov
ROSE DIAGNOSTICS INC.Other TechnologyCarlsbadCA$1,005,000$1,005,00013Jun 21sec.gov
RCE Technologies, Inc. (amended)BiotechnologyCarlsbadCA$1,005,000$2,000,00018Jun 20sec.gov
Aquinas Senior Living, Inc.Other Real EstateAmblerPA$1,000,000$1,000,0007Jun 20sec.gov
SuperCharger IncOther TechnologyClevelandOH$1,000,000$1,500,0001Jun 18sec.gov
TADA Direct Now LLCInvestingPeoriaIL$1,000,000$15,000,0002Jun 18sec.gov
Alta Smiles, Inc.Other Health CareFort WashingtonPA$1,000,000$3,000,0001Jun 18sec.gov
ROCKSTAR NEWPORT OAKS LLC (amended)ResidentialHoustonTX$920,000$2,600,00014Jun 21sec.gov
Ribeye Media, Inc. (amended)Other TechnologyPort WashingtonNY$915,000$1,000,0008Jun 18sec.gov
Valiant DEV, LLCOther Banking and Financial ServicesWest Des MoinesIA$850,000$2,000,0005Jun 21sec.gov
Hines Ann Arbor Multifamily LLCResidentialHoustonTX$850,000$32,170,1613Jun 20sec.gov
MPT Investors LLCCommercialAlhambraCA$800,000$118,400,0001Jun 21sec.gov
TECHTOWN J1 HOLDINGS LLCCommercialAustinTX$800,000$1,000,00011Jun 21sec.gov
Cast Investors II, LLC (amended)CommercialSan DiegoCA$800,000$800,00014Jun 17sec.gov
Dunya Analytics, PBCOther TechnologyWilmingtonDE$784,999$1,000,0009Jun 17sec.gov
Cicada Fund, LLCOtherNashvilleTN$775,000$775,00010Jun 20sec.gov
indeHealth, Inc.Other TechnologyProvidenceRI$750,000$2,000,0001Jun 21sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$702,417Indefinite54Jun 17sec.gov
TMG Parkside Co-Invest II, L.P.ResidentialBethesdaMD$700,000$700,0002Jun 21sec.gov
DCP Ken Caryl Debt B105, LLCOther Real EstateColorado SpringsCO$693,750$693,7508Jun 21sec.gov
Clean Energy Technology CoOther EnergyRaleighNC$659,107$659,10713Jun 21sec.gov
Engin Sciences Inc.OtherNew York CityNY$650,000$1,000,0004Jun 20sec.gov
VCR Group LLCRestaurantsNew YorkNY$635,000$10,000,0006Jun 20sec.gov
Gator Labs Inc.OtherPolandOH$632,500$632,50023Jun 21sec.gov
Surti Sahani Sood LLCOther Health CareColumbusOH$600,000$600,0004Jun 18sec.gov
Augment Health, Inc. (amended)Other Health CareNashvilleTN$585,000$2,000,0006Jun 20sec.gov
Diamcor Mining Inc.OtherKelowna$554,572$1,824,2504Jun 21sec.gov
KISMA MINERALS, INC.OtherHonesdalePA$550,000$2,500,0005Jun 17sec.gov
Sanford Portfolio 460 DE, LLCResidentialLos AngelesCA$540,000$540,00011Jun 20sec.gov
Bluefire Equipment CorpOil and GasSan AntonioTX$500,000$20,000,0000Jun 21sec.gov
Neural Nudge, IncOther TechnologyBellevueWA$500,000$500,0001Jun 20sec.gov
EBEX IP, LLCOther TechnologyHarrisonburgVA$500,000$2,000,0005Jun 20sec.gov
Super Money Games Inc.Other TechnologyLas VegasNV$500,000$3,000,0001Jun 17sec.gov
Series 19-1, a series of StartEngine Private LLCOtherBurbankCA$481,880$700,21027Jun 17sec.gov
CARY STREET PARTNERS FINANCIAL LLCOther Banking and Financial ServicesRichmondVA$480,000$800,0002Jun 17sec.gov
If Then LLCRetailingMiami BeachFL$475,000$1,000,00011Jun 21sec.gov
Kable Academy Learning, LLCOther TechnologyBlue AshOH$456,250$750,0001Jun 21sec.gov
MOMENTUM RANCHSTONE LLCResidentialHoustonTX$425,000$14,000,0006Jun 20sec.gov
Nowtransit Inc (amended)OtherSalt Lake CityUT$420,000$1,000,0005Jun 17sec.gov
Aspicio Therapeutics, Inc.Other Health CareDowningtonPA$400,000$400,0003Jun 21sec.gov
Cardio Flow, Inc.Other Health CareSt. PaulMN$400,000$5,000,0003Jun 21sec.gov
Le Picnique Holdings LLCRestaurantsOjaiCA$400,000$1,100,0004Jun 17sec.gov
Lorrha Funding Trust, Series SPL-IVOther Banking and Financial ServicesNashvilleTN$390,000$700,0004Jun 17sec.gov
PIG Coffee Investment Holdings, LLCOtherSouthlakeTX$381,500$500,00013Jun 20sec.gov
Dog Company, Inc. (amended)OtherWilmingtonDE$375,000$600,0007Jun 21sec.gov
Bridger Watch LLCOtherBozemanMT$365,000$3,000,00012Jun 17sec.gov
NeuroEM Therapeutics, Inc.Other Health CareTampaFL$360,000$500,00012Jun 17sec.gov
WORLD TREE USA, LLCOtherRenoNV$353,504$5,000,00021Jun 20sec.gov
AMP Memberships, LLCOtherDenverCO$350,000$1,000,0002Jun 21sec.gov
OC Ocean Assets 1, LLCOtherAlpharettaGA$350,000$1,750,0003Jun 18sec.gov
CAPITANO TECH FUND LLCOther TechnologyPinehurstNC$350,000$5,000,0002Jun 18sec.gov
YOUNG & FOOLISH, LLCOtherOaklandCA$320,000Indefinite10Jun 20sec.gov
Search On Dora Inc. (amended)Other TechnologyNew YorkNY$320,000$355,0003Jun 18sec.gov
New Frontier Bio, Inc.OtherBeverlyMA$308,723$2,000,0006Jun 21sec.gov
Green Light Pet Hospital FL1, LLCOtherOcoeeFL$300,000$300,0001Jun 20sec.gov
MicroMed, LLCBiotechnologyIndianapolisIN$300,000$300,0001Jun 18sec.gov
Round River Research CorpOther TechnologyEdinaMN$274,000$1,000,0004Jun 21sec.gov
AZJAH29 LLCBusiness ServicesScottsdaleAZ$253,408$253,4082Jun 18sec.gov
Bettering CoRetailingChicagoIL$250,000$1,500,0004Jun 21sec.gov
NBDH1, L.P.CommercialIrvineCA$250,000$3,000,0001Jun 21sec.gov
Buffalo Pro Soccer, Inc.OtherBuffaloNY$250,000$5,000,0001Jun 20sec.gov
Squeeze Software, Inc.ComputersIrvineCA$250,000$250,0001Jun 20sec.gov
DBL Capital Real Estate Fund 1, LLCResidentialCape CoralFL$250,000$100,000,0001Jun 20sec.gov
First Democracy Technology Inc.OtherVancouver$250,000$250,0001Jun 20sec.gov
DONATELLO, LLCResidentialFlorissantMO$250,000$2,000,0005Jun 18sec.gov
Rackla Metals Inc.OtherVancouver$248,176$1,119,2036Jun 21sec.gov
Marrow Access Technologies, Inc.Other Health CareEden PrairieMN$241,358$3,000,0002Jun 17sec.gov
Summer Hawk Optics, Inc.ManufacturingBudaTX$225,000$500,0001Jun 18sec.gov
Healthspan Labs Inc.Other Health CareVancouver$220,750$220,7508Jun 17sec.gov
C3N Technologies, Inc. (amended)ComputersMaconGA$201,000$701,00015Jun 20sec.gov
Oz Networks Ltd.OtherBen LomondCA$200,000$200,0002Jun 20sec.gov
JabberYak LLCOtherTempeAZ$200,000$500,0005Jun 20sec.gov
Canadian Energy Metals Corp.OtherCalgary$200,000$200,0001Jun 20sec.gov
Neon Flux LLCOtherMiamiFL$200,000$11,084,0002Jun 20sec.gov
Project Bloom, LLCOtherHoumaLA$200,000$500,0001Jun 18sec.gov
2813 CHURCH ST LLCResidentialPort ArthurTX$200,000$300,0004Jun 17sec.gov
Tulsa 5 Portfolio, LLC (amended)CommercialCasperWY$200,000$8,800,0003Jun 17sec.gov
TribeVest Inc.Other Banking and Financial ServicesColumbusOH$200,000$1,000,0003Jun 17sec.gov
CNG 2024 HABITAT STATION, LLC (amended)Energy ConservationOklahoma CityOK$180,000$180,0001Jun 20sec.gov
m00m LLCOtherMiamiFL$176,750$176,7501Jun 20sec.gov
Signing Day Sports, Inc.OtherScottsdaleAZ$175,000$175,0001Jun 20sec.gov
Life Imaging Fla, Inc.Other Health CareDeerfield BeachFL$166,627$1,999,1921Jun 20sec.gov
FLYR A SERIES OF VUVP FUND LLCOtherAustinTX$156,919$156,91935Jun 18sec.gov
USEDC 2024 Drilling Fund LP (amended)Oil and GasArlingtonTX$150,000$250,000,0000Jun 21sec.gov
Openblock Res Fund I LLCOther Real EstatePlanoTX$148,000$1,000,0001Jun 21sec.gov
USEDC Opportunity Zone III LP (amended)Oil and GasArlingtonTX$140,590$150,000,0000Jun 17sec.gov
Gaingels Seed Money LLCOtherBurlingtonVT$138,889$138,88914Jun 17sec.gov
Gaingels Magic 2024 LLCOtherBurlingtonVT$138,889$138,88920Jun 17sec.gov
UMS MR Fusion Services of Eastern PA, LLCOther Health CareWestboroughMA$136,625$300,0006Jun 20sec.gov
TMG Parkside Co-Invest, L.P.ResidentialBethesdaMD$135,800$401,1734Jun 21sec.gov
Preferred Income Fund 1 LLC (amended)Other Real EstateHoustonTX$125,000$25,000,0002Jun 21sec.gov
Overmoon Vacation Rentals Fund I REIT, LLCREITS and FinanceSan RafaelCA$125,000$125,000125Jun 17sec.gov
Waltair Robotics, Inc.Other TechnologyMiddletownDE$121,000$200,0002Jun 21sec.gov
Gaingels Intro LLCOtherBurlingtonVT$116,663$116,66317Jun 17sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$113,004Indefinite6Jun 17sec.gov
WALL STREET BUSINESS ACADEMY HOLDINGS, INC. (amended)OtherMiamiFL$110,000Indefinite2Jun 18sec.gov
m00m LLCOtherMiamiFL$101,776$175,00012Jun 20sec.gov
Capital Square Apartment REIT, Inc.REITS and FinanceGlen AllenVA$100,000$25,000,0001Jun 21sec.gov
First Democracy Technology Inc.OtherVancouver$100,000Indefinite2Jun 20sec.gov
First Democracy Technology Inc.OtherVancouver$100,000Indefinite1Jun 20sec.gov
Chillshark, Inc.OtherAustinTX$100,000$500,0001Jun 18sec.gov
m00m LLCOtherMiamiFL$99,276$175,00011Jun 20sec.gov
m00m LLCOtherMiamiFL$96,776$175,00010Jun 20sec.gov
m00m LLCOtherMiamiFL$94,276$175,0009Jun 20sec.gov
m00m LLCOtherMiamiFL$91,776$175,0008Jun 20sec.gov
m00m LLCOtherMiamiFL$89,276$175,0007Jun 20sec.gov
m00m LLCOtherMiamiFL$86,776$175,0006Jun 20sec.gov
m00m LLCOtherMiamiFL$85,050$175,0004Jun 20sec.gov
m00m LLCOtherMiamiFL$84,251$175,0005Jun 20sec.gov
Bell Copper CorpOther EnergyDelta$83,491$83,4916Jun 21sec.gov
Gaingels Primer LLCOtherBurlingtonVT$83,332$83,33213Jun 17sec.gov
Gaingels Fizz LLCOtherBurlingtonVT$83,332$83,33216Jun 17sec.gov
AURANIA RESOURCES LTD.OtherToronto$82,800$172,8001Jun 17sec.gov
m00m LLCOtherMiamiFL$80,000$175,0003Jun 20sec.gov
Narada AI Inc.Other TechnologyBerkeleyCA$80,000$1,500,0002Jun 17sec.gov
Natuur Brands Inc.OtherChicagoIL$75,000$1,000,0002Jun 21sec.gov
Quintilian Inc.Other TechnologyMorristownNJ$75,000$1,000,0002Jun 18sec.gov
Shes Independent Syndicate 13 LLCInvestingBoulderCO$75,000$75,00013Jun 18sec.gov
Marchand Retail Group, Inc.RetailingHarveyND$75,000$500,0001Jun 17sec.gov
Seneca Cybernetics IncOther TechnologyMiamiFL$75,000$650,0003Jun 17sec.gov
m00m LLCOtherMiamiFL$70,000$175,0002Jun 20sec.gov
LetYouKnow, Inc.Other TechnologySeattleWA$60,000$1,500,0000Jun 20sec.gov
Gaingels Levels Health 2024 LLCOtherBurlingtonVT$57,995$57,99510Jun 17sec.gov
Sentry Kiosk, Inc.Other TechnologyAustinTX$50,000$10,000,0001Jun 21sec.gov
Distribution Depot USA, Inc.Other TechnologyBrookfieldWI$50,000$500,0002Jun 20sec.gov
MaxQ Medical Inc.ManufacturingSunnyvaleCA$50,000$50,00017Jun 18sec.gov
Hyperion Companies, Inc.Other EnergyOrangeCA$50,000$50,0001Jun 18sec.gov
USEDC 2024 Drilling Fund LP (amended)Oil and GasArlingtonTX$50,000$250,000,0000Jun 17sec.gov
U.S. Energy Private Capital II LP (amended)Oil and GasArlingtonTX$50,000$50,000,0000Jun 17sec.gov
Series 20-1, a series of StartEngine Private LLCOtherBurbankCA$47,500$833,3254Jun 17sec.gov
Tailwind Roasting LLCManufacturingChicagoIL$42,500$250,0003Jun 17sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$40,049Indefinite4Jun 20sec.gov
First Tellurium Corp. (amended)OtherDelta$35,704$1,099,7663Jun 20sec.gov
m00m LLCOtherMiamiFL$35,000$175,0001Jun 20sec.gov
Schaechterle Title Venture LLCOtherBrookfieldWI$28,000$40,0007Jun 18sec.gov
Gemdale Gold, IncOtherVancouver$25,520$25,5203Jun 18sec.gov
SharpeMachine, LLCInvestingChicagoIL$25,000$150,0001Jun 20sec.gov
North Dallas Surgical Center, LLCOther Health CareDallasTX$16,508$37,0472Jun 18sec.gov
RE Agent Fund 2 LLCOther Real EstateBoca RatonFL$15,000$1,500,0001Jun 17sec.gov
Craitor, Inc.Other TechnologySan DiegoCA$10,000$500,0001Jun 18sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$5,040Indefinite1Jun 21sec.gov
Atlas Inc.Other EnergyPacific PalisadesCA$1,080Indefinite2Jun 18sec.gov
Mostly Vegetables, PbcRestaurantsStowMA$0$1,200,0000Jun 21sec.gov
OHIOUS23LAND146 LLCOther Real EstateDelawareOH$0$5,256,0000Jun 21sec.gov
RIGHT TURN CAPITAL LLCCommercialDoverDE$0$5,000,0000Jun 21sec.gov
DIVERSIFIED PASSIVE INVESMENT FUND LLCCommercialDoverDE$0$20,000,0000Jun 21sec.gov
ILS RE Capital IV LLCOther Real EstateEl CampoTX$0$75,000,0000Jun 21sec.gov
SBS Pinhook IX LLCBusiness ServicesWoodland HillsCA$0$1,500,00030Jun 21sec.gov
Prosper RED II, LLCResidentialLehiUT$0$5,000,0000Jun 21sec.gov
Jefferson Park 4829 LLCCommercialBannockburnIL$0$1,500,0000Jun 21sec.gov
GENESIS INCOME LLCOther Real EstateLas VegasNV$0$10,000,0000Jun 21sec.gov
RockStep HomeTown America Fund I LLCCommercialHoustonTX$0$50,000,0000Jun 21sec.gov
HARMONY SQUARE APARTMENTS LLCCommercialCalhounCA$0$10,000,0000Jun 21sec.gov
BULLSEYE TECH FUND, LLCOther TechnologyJupiterFL$0$2,100,0000Jun 21sec.gov
REF Topco, Inc. (amended)OtherNew YorkNY$0Indefinite0Jun 21sec.gov
Metti FinTech LLCOtherWestminsterCA$0Indefinite0Jun 20sec.gov
Alphascend Capital Syndication I, LLCOil and GasGlen AllenVA$0$5,250,0000Jun 20sec.gov
CHATTANOOGA DOWNTOWN APT INVESTORS LLCConstructionChattanoogaTN$0$4,000,0000Jun 20sec.gov
Defiance Capital Fund, LLCOther Real EstateGlenwood SpringsCO$0$100,000,0000Jun 20sec.gov
ADREX Diversified 6 DSTOther Real EstateDenverCO$0$254,380,1650Jun 20sec.gov
13930 Immanuel, LLCCommercialAustinTX$0$1,500,0000Jun 20sec.gov
Colorado Desert Donuts LLCOtherLittletonCO$0$900,0000Jun 20sec.gov
CADENCE FUND ONE LLCREITS and FinanceSeattleWA$0$35,000,0000Jun 20sec.gov
Avondale Commons Retail, LLCResidentialLehiUT$0$3,000,0000Jun 20sec.gov
Foss Field Land Fund LLCOther Real EstateProsperTX$0$4,500,0000Jun 20sec.gov
Resilience Hideaway Holdings LLCResidentialWashingtonIL$0$2,400,0000Jun 20sec.gov
Mabank Lakeridge Self Storage, LLCCommercialLeanderTX$0$2,800,0000Jun 20sec.gov
HEVEATEK LLCManufacturingNapaCA$0$2,000,0000Jun 20sec.gov
Hometap HEI Fund V, L.P.ResidentialBostonMA$0Indefinite0Jun 20sec.gov
ARTIN ENERGY LLCOther EnergyZephyrhillsFL$0$2,300,0000Jun 20sec.gov
Make Way Broadway Ltd Liability CoOtherNew YorkNY$0$20,500,0000Jun 20sec.gov
FT. MYERS MEDICAL PLAZA, LLC (amended)OtherHuntsvilleAL$0$8,000,0000Jun 20sec.gov
Aspen Sage Investment Fund LLCREITS and FinanceModestoCA$0Indefinite0Jun 20sec.gov
Chariot Management Holdings LLCManufacturingOak BrookIL$0Indefinite0Jun 20sec.gov
AIIC Group 21 Lender, LLCREITS and FinanceMiami BeachFL$0$18,400,0000Jun 20sec.gov
Wind Harvest International, Inc.Other EnergyDavisCA$0$3,753,7750Jun 20sec.gov
Vislink Technologies, Inc.Other TechnologyMt. OliveNJ$0Indefinite0Jun 20sec.gov
TerraCap Partners VI (ERISA) LP (amended)Other Real EstateNaplesFL$0Indefinite0Jun 20sec.gov
TerraCap Partners VI (Institutional) LP (amended)Other Real EstateNaplesFL$0Indefinite0Jun 20sec.gov
TerraCap Partners VI (HNW) LP (amended)Other Real EstateNaplesFL$0Indefinite0Jun 20sec.gov
Newsmax Inc. (amended)OtherBoca RatonFL$0$225,000,0000Jun 20sec.gov
Bergey Family CorpOtherSoudertonPA$0$15,000,0000Jun 18sec.gov
Krishna HospitalityCommercialSheridanWY$0$1,500,0000Jun 18sec.gov
First Commercial Bancshares, Inc. /MS/Commercial BankingJacksonMS$0$6,312,0000Jun 18sec.gov
Meadows on Main LLCOtherHooverAL$0$4,500,0000Jun 18sec.gov
LRE Peachtree Monterey JV LLCResidentialMamaroneckNY$0$25,500,00078Jun 18sec.gov
TOCQUEVILLE CARDINAL QOF LLCCommercialVero BeachFL$0$100,000,0000Jun 18sec.gov
ACER HOUSE QOF LLCOther Real EstateSeattleWA$0$15,000,0000Jun 18sec.gov
High Creek Helium Joint Venture, LLP.Oil and GasAmerican ForkUT$0$5,000,0000Jun 18sec.gov
Debbie Lane Business Park, LLCCommercialArlingtonTX$0$2,000,0000Jun 18sec.gov
Reaper Topco LtdOtherSt Helier$0Indefinite0Jun 18sec.gov
GOe3 Technologies LLC (amended)Other EnergyScottsdaleAZ$0$50,000,0000Jun 18sec.gov
Fetch Brands, Inc.OtherPortlandOR$0$1,000,0000Jun 17sec.gov
RESTORA SERVICES, INC.OtherKirklandWA$0$400,0000Jun 17sec.gov
Differential Inc.Other TechnologyCincinnatiOH$0$10,000,0010Jun 17sec.gov
BeKynder, Inc.Business ServicesChicagoIL$0Indefinite0Jun 17sec.gov
Uncaged Innovations IncManufacturingWhite PlainsNY$0$7,725,5920Jun 17sec.gov
KEYSTONE CAPITAL FUND LPOther Real EstateMansfieldOH$0$50,000,0000Jun 17sec.gov
Vickers Apartments (Roswell) Holdings, LLCResidentialChicagoIL$0$12,000,0000Jun 17sec.gov
Southwestern Farm Capital Fund II, LLCOther Real EstateStephenvilleTX$0$15,000,0000Jun 17sec.gov
Southwestern BDB Melkebruk, LLCOther Real EstateStephenvilleTX$0$10,000,0000Jun 17sec.gov
MHR Acquisitions, Inc.TelecommunicationsNew YorkNY$0$200,0000Jun 17sec.gov
REIC Holdings, Inc.Other Real EstateNew YorkNY$0$1000Jun 17sec.gov

Week of Jun 24 · Week of Jun 10 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.