Data / Form D filings / Apr 28
Form D filings, April 28, 2023: 83 companies raised $714 million
83 operating companies filed a Form D on April 28, 2023, reporting $714 million sold. Largest: Legend Biotech Corp ($200 million), Ledger S.A.S ($73.3 million), Center Street Lending VIII, LLC ($43.9 million). The median filing is $3.1 million, and 214 pooled investment funds also filed that day.
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- 83Form D filings
- $714 millionreported sold
- $3.1 millionmedian amount sold
- CAmost filings (16)
Most filings by state: CA 16, NY 9, PA 6, FL 6, NJ 5. By industry: Other 19, Other Technology 15, REITS and Finance 7, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Legend Biotech Corp | Biotechnology | Somerset | NJ | $200,000,005 | $200,000,005 | 1 | Apr 28 | sec.gov |
| Ledger S.A.S (amended) | Other Technology | Paris | $73,321,859 | $106,044,539 | 20 | Apr 28 | sec.gov | |
| Center Street Lending VIII, LLC (amended) | REITS and Finance | Irvine | CA | $43,917,555 | $100,000,000 | 40 | Apr 28 | sec.gov |
| Cooks Venture, Inc. (amended) | Agriculture | New York | NY | $38,382,813 | $58,473,818 | 12 | Apr 28 | sec.gov |
| SKK-FHR Industrial Fund I, L.P. (amended) | Other Real Estate | Boston | MA | $34,150,000 | Indefinite | 26 | Apr 28 | sec.gov |
| EpiBiologics, Inc. | Biotechnology | San Mateo | CA | $30,030,000 | $50,050,000 | 13 | Apr 28 | sec.gov |
| Konscious Foods Inc. (amended) | Other | San Francisco | CA | $21,000,998 | $26,662,908 | 19 | Apr 28 | sec.gov |
| Slate Technologies, Inc. (amended) | Other | Pleasanton | CA | $20,240,000 | Indefinite | 19 | Apr 28 | sec.gov |
| FSC Industrial 11, DST (amended) | Other Real Estate | Wall | NJ | $19,680,000 | $19,680,000 | 32 | Apr 28 | sec.gov |
| Neumentum, Inc. (amended) | Pharmaceuticals | Summit | NJ | $16,559,757 | $20,000,000 | 33 | Apr 28 | sec.gov |
| GRI BIO OPERATIONS, INC. | Biotechnology | La Jolla | CA | $15,583,333 | $15,583,333 | 1 | Apr 28 | sec.gov |
| Cspeed, Inc. | Other Technology | Palo Alto | CA | $15,000,000 | $16,031,250 | 24 | Apr 28 | sec.gov |
| SBLIVE SPORTS, INC. | Other | Spokane | WA | $13,932,337 | $18,932,337 | 3 | Apr 28 | sec.gov |
| Compact Membrane Systems, Inc. | Other Technology | Newport | DE | $12,499,966 | $18,899,960 | 4 | Apr 28 | sec.gov |
| Summit Next Gen Holdings, LLC | Other Energy | Alden | IA | $12,309,570 | $15,000,000 | 118 | Apr 28 | sec.gov |
| BSLN-FL-1 VO T1 Investor LLC | Other Real Estate | Baltimore | MD | $10,009,965 | Indefinite | 68 | Apr 28 | sec.gov |
| Bungii LLC | Other Technology | Overland Park | KS | $9,671,861 | $9,671,861 | 25 | Apr 28 | sec.gov |
| BigBrain Games Inc. | Other Technology | Brooklyn | NY | $8,488,417 | $10,995,003 | 27 | Apr 28 | sec.gov |
| STAQ Pharma, Inc. | Pharmaceuticals | Denver | CO | $8,011,665 | $20,000,000 | 10 | Apr 28 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $7,705,655 | $8,550,245 | 37 | Apr 28 | sec.gov |
| SENDERO BIOTECHNOLOGY, INC. | Biotechnology | Rochester | MI | $7,336,954 | $7,336,954 | 2 | Apr 28 | sec.gov |
| Tynt Technologies, Inc. | Other Technology | Boulder | CO | $7,067,979 | $7,067,979 | 11 | Apr 28 | sec.gov |
| CETERA FINANCIAL SPECIALISTS LLC (amended) | Investing | Schaumburg | IL | $6,888,969 | Indefinite | 35 | Apr 28 | sec.gov |
| Thread Counsel Inc. | Other | New York | NY | $6,388,113 | $9,288,113 | 50 | Apr 28 | sec.gov |
| Zero Card, Inc. | Other Health Care | Tulsa | OK | $6,283,388 | $6,283,388 | 19 | Apr 28 | sec.gov |
| Constant Energy Capital Management, Inc. | Other Banking and Financial Services | Portland | ME | $5,743,000 | $6,743,000 | 14 | Apr 28 | sec.gov |
| ECE Growth Fund III, LLC | Commercial | Brentwood | TN | $4,945,000 | $26,000,000 | 58 | Apr 28 | sec.gov |
| Shape Memory Medical Inc. | Other Health Care | Santa Clara | CA | $4,800,000 | $6,250,000 | 37 | Apr 28 | sec.gov |
| Stoughton Senior Living Investor LLC | Residential | Troy | MI | $4,750,000 | $5,513,942 | 16 | Apr 28 | sec.gov |
| RIND SNACKS, INC. (amended) | Other | New York | NY | $4,495,000 | $7,684,789 | 37 | Apr 28 | sec.gov |
| Garden Grove Self Storage Partners, LLC | Commercial | Scottsdale | AZ | $4,321,000 | $8,500,000 | 49 | Apr 28 | sec.gov |
| Happier Camper, Inc. | Manufacturing | Los Angeles | CA | $3,890,000 | Indefinite | 5 | Apr 28 | sec.gov |
| Allarity Therapeutics, Inc. | Biotechnology | Boston | MA | $3,366,640 | Indefinite | 1 | Apr 28 | sec.gov |
| MREP Opportunity Fund I, LLC | Other Real Estate | Miami | FL | $2,800,000 | Indefinite | 2 | Apr 28 | sec.gov |
| Collwood HDG LLC (amended) | Other | San Diego | CA | $2,735,000 | $5,550,000 | 42 | Apr 28 | sec.gov |
| Overmoon Vacation Rentals Growth & Income Fund I, LP | REITS and Finance | San Rafael | CA | $2,701,932 | $100,000,000 | 16 | Apr 28 | sec.gov |
| Couple.com Inc. | Other Technology | Basking Ridge | NJ | $2,000,000 | $3,000,000 | 7 | Apr 28 | sec.gov |
| SKYX Platforms Corp. | Other Technology | Pompano Beach | FL | $2,000,000 | $2,000,000 | 1 | Apr 28 | sec.gov |
| EIO Diagnostics Inc. | Agriculture | Austin | TX | $1,699,743 | $2,271,620 | 17 | Apr 28 | sec.gov |
| Double-Loop, Inc. | Other Technology | Albany | CA | $1,619,500 | $1,619,500 | 14 | Apr 28 | sec.gov |
| Artisan Topco Ltd | Other | London | $1,582,640 | $1,582,640 | 11 | Apr 28 | sec.gov | |
| Coder Kids, Inc. | Other Technology | Indianapolis | IN | $1,542,304 | $1,598,929 | 14 | Apr 28 | sec.gov |
| Pathfinder Spirit Inc | Manufacturing | Seattle | WA | $1,500,000 | Indefinite | 1 | Apr 28 | sec.gov |
| TEXTLY INC. | Other | N. Miami Beach | FL | $1,399,567 | $1,399,567 | 7 | Apr 28 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $1,392,738 | $1,392,738 | 14 | Apr 28 | sec.gov |
| Double-Loop, Inc. | Other Technology | Albany | CA | $1,383,287 | $1,383,287 | 33 | Apr 28 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $1,203,011 | $1,985,564 | 1 | Apr 28 | sec.gov |
| SRP Wyoming I LLC | Residential | Charlotte | NC | $1,115,000 | $1,115,000 | 16 | Apr 28 | sec.gov |
| CARY STREET PARTNERS FINANCIAL LLC | Other Banking and Financial Services | Richmond | VA | $950,002 | $950,002 | 2 | Apr 28 | sec.gov |
| H2 Clipper, Inc. (amended) | Other | Santa Barbara | CA | $900,000 | $2,000,000 | 9 | Apr 28 | sec.gov |
| Hydro Hash Inc. | Other | Albuquerque | NM | $661,520 | $5,000,000 | 79 | Apr 28 | sec.gov |
| SCI.D Castle Pines LLC | Other Health Care | Boston | MA | $650,000 | $3,000,000 | 3 | Apr 28 | sec.gov |
| Tost Beverages, Inc. | Other | Manchester Center | VT | $595,000 | $595,000 | 11 | Apr 28 | sec.gov |
| 3D MONEY LLC | Other | Litchfield | MN | $500,000 | $50,000,000 | 1 | Apr 28 | sec.gov |
| Kelso Woods Rentals LLC | Residential | Erie | PA | $450,000 | $1,750,000 | 7 | Apr 28 | sec.gov |
| Sun Valley Club, LLC (amended) | Commercial | Lake Dallas | TX | $380,000 | $2,800,000 | 3 | Apr 28 | sec.gov |
| Allarity Therapeutics, Inc. | Biotechnology | Boston | MA | $350,000 | $350,000 | 1 | Apr 28 | sec.gov |
| YACHT HARBOR II LLC | Other | Vancouver | WA | $300,000 | $8,000,000 | 0 | Apr 28 | sec.gov |
| Humanitas Technologies, Inc. (amended) | Other Technology | Palo Alto | CA | $215,000 | $1,000,000 | 11 | Apr 28 | sec.gov |
| Bridge Angel Investors X (SOARCE) LLC | Investing | Sarasota | OH | $131,250 | $131,250 | 17 | Apr 28 | sec.gov |
| Scout Discoveries Corp. | Other | Coeur D'Alene | ID | $129,200 | $129,200 | 7 | Apr 28 | sec.gov |
| Reffy Inc. | Other Technology | Bellingham | WA | $100,000 | $1,200,000 | 2 | Apr 28 | sec.gov |
| SCIENCE LAB 3, INC. | Other | Dana Point | CA | $100,000 | $3,000,000 | 1 | Apr 28 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $77,762 | $1,779,067 | 1 | Apr 28 | sec.gov |
| Baude LLC | Other | Albany | NY | $62,000 | $75,000 | 12 | Apr 28 | sec.gov |
| Shes Independent Syndicate 9 LLC | Investing | Boulder | CO | $40,000 | $40,000 | 8 | Apr 28 | sec.gov |
| FSC Industrial Portfolio 27, DST | Other Real Estate | Wall | NJ | $0 | $80,007,000 | 0 | Apr 28 | sec.gov |
| EB5 Capital - Jobs Fund 39, LLC | Residential | Bethesda | MD | $0 | $54,400,000 | 0 | Apr 28 | sec.gov |
| EZ Equipment Zone LLC | Business Services | Patton | MO | $0 | Indefinite | 0 | Apr 28 | sec.gov |
| Bolt Moline Storage LLC | Commercial | New York | NY | $0 | $1,330,000 | 0 | Apr 28 | sec.gov |
| Ahub, LP | Commercial | Alhambra | CA | $0 | $56,000,000 | 0 | Apr 28 | sec.gov |
| Allium Management Holdco LLC | Other | New York | NY | $0 | Indefinite | 0 | Apr 28 | sec.gov |
| GM FF II, LLC | Investing | Douglaston | NY | $0 | $1,050,000 | 0 | Apr 28 | sec.gov |
| Hew-Tex/Mentone #3 SWD LLC (amended) | Oil and Gas | Houston | TX | $0 | $562,500 | 0 | Apr 28 | sec.gov |
| Medical Growth Fund 1, LLC | Commercial | Altamonte Springs | FL | $0 | Indefinite | 0 | Apr 28 | sec.gov |
| Odyssey Wellness LLC | Other | Fort Lauderdale | FL | $0 | $6,000,000 | 0 | Apr 28 | sec.gov |
| PopReach Corp | Other | Toronto | $0 | $4,365,477 | 5 | Apr 28 | sec.gov | |
| ZULU PODS, INC | Other Technology | Sunrise | FL | $0 | $3,000,000 | 0 | Apr 28 | sec.gov |
| Covert TopCo Partnership, LP | Other Energy | New York | NY | $0 | Indefinite | 0 | Apr 28 | sec.gov |
| Anabaptist Savings & Loans International | Business Services | Grandview | TX | $0 | Indefinite | 0 | Apr 28 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $0 | $1,654,393 | 0 | Apr 28 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $0 | $58,800 | 0 | Apr 28 | sec.gov |
| POS Systems, Inc. / NV | Other Technology | Phoenix | AZ | $0 | $1,000,000 | 0 | Apr 28 | sec.gov |
May 1, 2023 · April 27, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.