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Data / Form D filings / Week of Oct 23

Form D filings, week of October 23, 2023: 355 companies raised $28.84 billion

355 operating companies filed a Form D in the week of October 23, 2023, reporting $28.84 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.72 billion), U.S. Real Estate Investment Fund, LLC ($8.04 billion), Nationwide BOLI Private Placement Variable Account ($5.05 billion). The median filing is $1.3 million, and 461 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 355Form D filings
  • $28.84 billionreported sold
  • $1.3 millionmedian amount sold
  • CAmost filings (65)

Most filings by state: CA 65, TX 41, NY 26, FL 18, MA 13. By industry: Other 82, Other Technology 61, Commercial 39, Other Real Estate 25.

By day: Oct 23 (79), Oct 24 (67), Oct 25 (81), Oct 26 (63), Oct 27 (65).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended)InsuranceColumbusOH$9,717,360,675Indefinite442Oct 25sec.gov
U.S. Real Estate Investment Fund, LLC (amended)Other Real EstateBostonMA$8,036,328,431Indefinite603Oct 24sec.gov
Nationwide BOLI Private Placement Variable Account (amended)InsuranceColumbusOH$5,049,753,990Indefinite28Oct 25sec.gov
Nationwide PPVUL Separate Account - 4 (amended)InsuranceColumbusOH$2,721,000,000Indefinite7Oct 25sec.gov
Nationwide PPVUL Separate Account - 3 (amended)InsuranceColumbusOH$526,998,383Indefinite95Oct 25sec.gov
Electric Hydrogen Co.OtherNatickMA$380,649,942$410,999,96125Oct 23sec.gov
Shield AI Inc (amended)Other TechnologySan DiegoCA$199,187,768$225,000,00920Oct 27sec.gov
Diversified Residential Portfolio III DST (amended)Other Real EstateOak BrookIL$191,136,565$209,327,056347Oct 27sec.gov
GTIS Qualified Opportunity Zone Fund II LLC (amended)CommercialNew YorkNY$159,363,176$500,000,000219Oct 23sec.gov
Electric Hydrogen Co.OtherNatickMA$139,331,708$139,331,70813Oct 23sec.gov
Nationwide Private Placement Variable Account - E (amended)InsuranceColumbusOH$133,364,197Indefinite4Oct 25sec.gov
Tendo Systems Inc.OtherRadnorPA$118,552,860$118,552,860110Oct 23sec.gov
ManaT Bio, Inc.BiotechnologyBaltimoreMD$72,147,626$152,960,1269Oct 25sec.gov
Renter Wealth Creation Fund, LLC (amended)ResidentialColumbiaMD$63,500,000Indefinite10Oct 25sec.gov
Celcuity Inc.BiotechnologyMinneapolisMN$50,000,000$50,000,0002Oct 26sec.gov
Pair Eyewear, Inc.Other TechnologyBrooklynNY$48,562,533$48,562,53334Oct 27sec.gov
Nationwide PPVUL Separate Account 7 (amended)InsuranceColumbusOH$47,169,536Indefinite2Oct 25sec.gov
Nationwide PPVUL Separate Account - AC1 (amended)InsuranceColumbusOH$45,277,940Indefinite14Oct 25sec.gov
Algonquin Senior Living DST (amended)Other Real EstateOak BrookIL$44,505,589$46,208,179111Oct 27sec.gov
Claris Biotherapeutics, Inc. (amended)BiotechnologyJersey CityNJ$44,499,994$44,499,9946Oct 24sec.gov
Alterra IOS Venture III Feeder A, LPCommercialConshohockenPA$40,404,041$40,404,0412Oct 25sec.gov
Reliant Self-Storage Fund IV, LLC (amended)CommercialRoswellGA$38,651,500$100,000,000303Oct 25sec.gov
Xebec Logistics Trust, LP (amended)Other Real EstateDallasTX$35,794,288Indefinite86Oct 26sec.gov
Bionano Genomics, Inc.Other Health CareSan DiegoCA$35,000,000$35,000,0001Oct 27sec.gov
FOUNDERS TABLE RESTAURANT GROUP, LLCRestaurantsRye BrookNY$30,527,165$30,527,1654Oct 27sec.gov
Katy Park Apartments, LPResidentialHoustonTX$30,050,000$30,050,00048Oct 27sec.gov
Recovery Sports, LLC (amended)OtherLong BeachCA$29,242,875$40,000,000107Oct 23sec.gov
Contractual Holdco Management, LLCOther Health CareFort WorthTX$25,369,491Indefinite18Oct 23sec.gov
PERCH ENERGY, INC.Other EnergyBostonMA$24,999,995$34,999,9531Oct 24sec.gov
Electric Hydrogen Co.OtherNatickMA$23,862,739$23,862,7394Oct 23sec.gov
Brighton Micro-Cap Fund II, LPOtherAtlantaGA$20,300,000$30,000,00021Oct 25sec.gov
TripleBar Bio, Inc.BiotechnologyEmeryvilleCA$19,763,632$20,524,9969Oct 25sec.gov
Green Leaf Fund V Master, L.P. (amended)CommercialPleasantonCA$18,600,000$18,600,0009Oct 26sec.gov
Yurts Technologies, Inc.Other TechnologySan FranciscoCA$18,355,000$18,355,0007Oct 24sec.gov
Lyniate US Holdings LP (amended)OtherWilmingtonDE$17,317,000Indefinite4Oct 26sec.gov
TDK Lake Mary Preferred Capital, LLCCommercialMurfreesboroTN$17,000,000$17,000,00015Oct 25sec.gov
Simple Management Group, Inc.OtherMaitlandFL$16,127,920$16,127,9202Oct 25sec.gov
ICG Deer Valley, DST (amended)ResidentialClovisCA$14,757,426$47,200,00033Oct 27sec.gov
Highwater Properties III LPCommercialPacific PalisadesCA$13,750,000$13,750,00027Oct 24sec.gov
BOD HoldCo LLCOtherManchesterMO$13,710,008$14,986,9201Oct 24sec.gov
Batture Group LLCCommercialNew OrleansLA$12,000,000$12,000,00020Oct 23sec.gov
Quintessent Inc.OtherGoletaCA$11,595,997$11,595,9978Oct 26sec.gov
Renew Digital Holdings, LLCOtherChambleeGA$11,231,332$11,253,7939Oct 25sec.gov
Nationwide PPVUL Separate Account - 5 (amended)InsuranceColumbusOH$11,082,135Indefinite7Oct 25sec.gov
AXIAL THERAPEUTICS, INC.PharmaceuticalsWoburnMA$11,054,030$24,000,00035Oct 27sec.gov
EB5 UNITED OKEECHOBEE, LLCOtherHillsboroOR$10,450,000$100,000,0001Oct 24sec.gov
BIOLIFE SOLUTIONS INCBiotechnologyBothellWA$10,374,976$10,374,9761Oct 27sec.gov
Woodlands Investments LP, LLCCommercialGrapevineTX$10,300,000$12,000,00038Oct 23sec.gov
Palladium Energy, LLCOther EnergyJacksonvilleFL$10,000,000$10,000,0001Oct 23sec.gov
Layr Holdings, Inc.Other TechnologyAtlantaGA$9,999,958$9,999,9588Oct 24sec.gov
NexPoint Small Bay I DST (amended)Other Real EstateDallasTX$9,554,181$59,505,81734Oct 27sec.gov
Philadelphia Urgent Care Management, Inc.Business ServicesBala CynwydPA$8,937,171$10,112,1718Oct 24sec.gov
Orange Charger Inc.Other TechnologyRedwood CityCA$8,814,640$8,914,64019Oct 24sec.gov
Sweet Tooth Holdings, LLCManufacturingIndianapolisIN$8,795,001$8,795,00147Oct 25sec.gov
Grubbly Farms Inc.AgricultureAtlantaGA$8,549,987$8,549,98718Oct 25sec.gov
Murfreesboro 252 Operator, LLCResidentialMiamiFL$7,728,751$11,000,00051Oct 23sec.gov
BASE BOY ENTERTAINMENT NETWORK INCOther TechnologySanta MonicaCA$7,500,000$7,500,0001Oct 25sec.gov
OneDigital TopCo LLCOther Banking and Financial ServicesAtlantaGA$7,419,707$7,419,70716Oct 24sec.gov
MP Investment Club Emerging Event Driven Fund 2 LP (amended)Other TechnologyUpper Saddle RiverNJ$7,410,000Indefinite59Oct 25sec.gov
LPRE DRAPER, LLCOther Real EstateOremUT$7,216,053Indefinite42Oct 25sec.gov
Hunger Not Impossible, Inc.OtherVeniceCA$7,169,818$7,169,81816Oct 24sec.gov
IC-SB NY Avenue, L.P.ResidentialDallasTX$7,000,000$23,550,0005Oct 26sec.gov
Fresenius Vascular Care Henderson ASC, LLCOther Health CareWalthamMA$6,865,000$6,865,0004Oct 23sec.gov
Switchback Systems, Inc. (amended)BiotechnologySanta CruzCA$6,724,056$12,804,8787Oct 24sec.gov
Beyond Westminster 1 LLC (amended)CommercialIrvineCA$6,580,000Indefinite24Oct 25sec.gov
RightData, Inc. (amended)Other TechnologyAtlantaGA$6,499,997$6,999,9952Oct 27sec.gov
Beyond Liquidity LLC (amended)CommercialIrvineCA$6,394,000Indefinite33Oct 25sec.gov
Earth Brands Inc.ManufacturingAlbertsonNY$6,179,664$7,179,66412Oct 26sec.gov
NexMetro Partners 2023, LPResidentialPhoenixAZ$6,150,000$13,200,0008Oct 23sec.gov
ZT Capital Group, LPOther Health CareHoustonTX$5,700,000$5,700,00010Oct 23sec.gov
Noteworthy AI IncOther TechnologyStamfordCT$5,613,453$7,573,43949Oct 23sec.gov
Relocalize Inc.ManufacturingMontreal$5,586,672$6,651,67434Oct 24sec.gov
Trinity Art Works, LP (amended)OtherBuffaloNY$5,510,000$100,000,00013Oct 27sec.gov
Auguria, Inc.Other TechnologyLadera RanchCA$5,500,000$6,500,00019Oct 27sec.gov
MP Investment Club LS Healthcare 1 LP (amended)Other TechnologyUpper Saddle RiverNJ$5,415,002Indefinite52Oct 25sec.gov
FAC Ridge, LLCResidentialSpokaneWA$5,380,000$9,625,00035Oct 26sec.gov
Tokimeku, Inc. (amended)Other TechnologyNew YorkNY$5,366,500$5,805,00032Oct 27sec.gov
APB Holding LLCManufacturingSeattleWA$5,350,000$6,000,00016Oct 25sec.gov
Convergent Holdings II, LLCOtherAnn ArborMI$5,324,826$5,324,82629Oct 26sec.gov
Aimerce Inc.Other TechnologySan FranciscoCA$5,170,002$5,170,00217Oct 27sec.gov
Cambium Carbon PBC (amended)Other TechnologyArbutusMD$5,115,500$5,115,5007Oct 23sec.gov
BIGLEAF NETWORKS, INC. (amended)Other TechnologyBeavertonOR$5,016,094$7,000,0009Oct 23sec.gov
BIGLEAF NETWORKS, INC.Other TechnologyTigardOR$5,016,094$7,000,0009Oct 23sec.gov
Talino Ventures PBCOtherManhattan BeachCA$5,000,000$5,000,0001Oct 25sec.gov
Illinois Avenue Partners LLCManufacturingDallasTX$5,000,000$5,000,0001Oct 23sec.gov
Medmo, Inc.Other Health CareNew YorkNY$4,999,982$4,999,98213Oct 26sec.gov
Trinity Farmers Market Investors LLCOther Real EstateSouthlakeTX$4,970,000$22,000,00038Oct 27sec.gov
H2 Clipper, Inc.OtherSanta BarbaraCA$4,756,855$4,756,8554Oct 24sec.gov
Clearyst Inc. (amended)Other TechnologyAustinTX$4,575,000Indefinite11Oct 25sec.gov
OCO, INC.ManufacturingRichlandWA$4,568,069$5,368,0695Oct 27sec.gov
DIG02, LLCCommercialBeverly HillsCA$4,345,000$4,345,00030Oct 24sec.gov
Hopkins Willow Creek 2 LLC (amended)Other Real EstateMeridianID$4,000,000$4,000,00010Oct 26sec.gov
ADIAL PHARMACEUTICALS, INC.PharmaceuticalsCharlottesvilleVA$3,998,582$3,998,5821Oct 26sec.gov
450 ML Partners, LLCInvestingMiamiFL$3,922,000$3,922,00019Oct 24sec.gov
Compiify, Inc.Other TechnologySan RamonCA$3,900,000$3,900,0007Oct 24sec.gov
Terraces at West Cary Fund, LLCResidentialCaryNC$3,850,000$4,000,00037Oct 23sec.gov
LV Ark Investors LLCManufacturingColumbiaSC$3,775,000$4,950,00022Oct 25sec.gov
ONEHOPE, IncOtherSanta AnaCA$3,720,000$9,500,00027Oct 24sec.gov
I-V Access Technology, Inc. (amended)Other Health CareSan FranciscoCA$3,714,588$4,299,58912Oct 27sec.gov
TCD 237 Nashville Investment I LPCommercialBostonMA$3,685,000$14,000,00011Oct 26sec.gov
FUNNY WATER, INC (amended)RetailingChicagoIL$3,600,000$3,600,0007Oct 26sec.gov
JARRELL CR310 INVESTORS LLCOther Real EstateAustinTX$3,600,000$3,600,00092Oct 25sec.gov
890 Navajo LLCCommercialDenverCO$3,525,000$3,650,00027Oct 26sec.gov
Durin Technologies, Inc.BiotechnologyMullica HillNJ$3,500,000$5,000,0002Oct 27sec.gov
Torticity, LLCOther TechnologyBoca RatonFL$3,396,174$4,000,00015Oct 25sec.gov
Hopkins Bellemeade LLC (amended)ConstructionMeridianID$3,340,000$3,340,0005Oct 26sec.gov
Tonka Energy Partners II LLCOil and GasWayzataMN$3,300,000$20,000,00019Oct 24sec.gov
Aquyre Biosciences, Inc.BiotechnologyWestonMA$3,220,502$10,000,0002Oct 23sec.gov
Beyond Loan 3 LLCCommercialIrvineCA$3,220,000Indefinite13Oct 25sec.gov
Seattle Funding Group, Ltd.OtherBellevueWA$3,050,000$3,050,00023Oct 24sec.gov
West Fork Holding, Inc.OtherWestfieldIN$3,000,000$3,000,0001Oct 26sec.gov
1700 Properties, LLCResidentialManhattanKS$3,000,000$3,000,00021Oct 25sec.gov
Anghami IncOther TechnologyAbu Dhabi$2,850,000$2,850,0001Oct 23sec.gov
Odiggo Inc.Other TechnologySanta ClaraCA$2,646,000Indefinite17Oct 23sec.gov
SPC Heather Ridge LLCResidentialLake ElmoMN$2,630,000$2,630,00044Oct 27sec.gov
RPC 1899 McKinney Partners, LLC (amended)ResidentialAustinTX$2,535,710$40,000,0007Oct 27sec.gov
LTS1, Inc.OtherHollistonMA$2,500,000$2,500,00011Oct 25sec.gov
BioFluff Inc.OtherSan FranciscoCA$2,500,000$2,500,0006Oct 23sec.gov
South East Growth Portfolio, LLC (amended)OtherPhoenixAZ$2,476,000$7,000,00024Oct 23sec.gov
Writerly Technology, Inc. (amended)Other TechnologyNashvilleTN$2,445,000$2,500,00028Oct 23sec.gov
Aldebaran Resources Inc.OtherVancouver$2,406,940$2,406,9403Oct 25sec.gov
Lynchburg MHC Portfolio LLCCommercialCharlottesvilleVA$2,368,421$2,368,42120Oct 23sec.gov
SOS Group, Inc. (amended)Other TechnologyBostonMA$2,314,000$3,500,00019Oct 25sec.gov
Endurus - Traditions, LLCCommercialMinneapolisMN$2,258,000$2,258,00031Oct 23sec.gov
Solarix LLCOther EnergyHenricoVA$2,250,000$9,000,0001Oct 23sec.gov
WIDDYUP, INC.Other TechnologyJacksonWY$2,212,191$3,362,19111Oct 25sec.gov
To The Market|Survivor Made Goods, Inc.RetailingLexingtonKY$2,178,644$12,078,64434Oct 27sec.gov
Zingly Inc.Other TechnologySan RamonCA$2,000,000$3,000,0001Oct 26sec.gov
Altafid PBCOther TechnologyAustinTX$2,000,000$6,000,0003Oct 25sec.gov
Book of Jobs, LLC (amended)OtherVeniceCA$2,000,000$2,000,0001Oct 25sec.gov
Rali Solutions, LLCOther TechnologyAlpharettaGA$2,000,000$2,000,00031Oct 24sec.gov
Certificate Hero, Inc.Other TechnologyDedhamMA$1,939,044$2,500,00011Oct 23sec.gov
Cabana Brands LLC (amended)OtherWilmingtonNC$1,885,000Indefinite18Oct 23sec.gov
FUNNY WATER, INCRetailingChicagoIL$1,700,000$2,200,0002Oct 26sec.gov
Cognixion Corp (amended)OtherSanta BarbaraCA$1,672,097$5,000,00011Oct 23sec.gov
SHOPS AT EASTSIDE LLCCommercialPlanoTX$1,660,000$7,000,0008Oct 25sec.gov
Traitware Inc. (amended)Other TechnologyRenoNV$1,646,478$5,000,00015Oct 23sec.gov
KidzToPros, Inc.OtherFremontCA$1,644,372$1,644,37216Oct 26sec.gov
Optimize Mind Performance, Inc.OtherNew YorkNY$1,606,948Indefinite27Oct 24sec.gov
Digital Health Strategies, Inc.Other TechnologyNew YorkNY$1,549,998$1,549,9987Oct 24sec.gov
Ridgeline Buckner LPCommercialDallasTX$1,515,000$2,900,00027Oct 26sec.gov
Ardlussa Capital, LLCOther Banking and Financial ServicesNoblesvilleIN$1,500,000$1,500,0006Oct 25sec.gov
BARFRESH FOOD GROUP INC.OtherLos AngelesCA$1,389,500$1,880,0008Oct 27sec.gov
FP P6, LLCOther Real EstateFriscoTX$1,385,000$4,430,00031Oct 24sec.gov
Battery Mineral Resources Corp.OtherVancouver$1,370,000$6,000,0004Oct 25sec.gov
SCIENCE LAB 3, INC.OtherDana PointCA$1,357,275$3,000,00013Oct 23sec.gov
Vontobel Holding Ltd.Investment BankingZurich$1,341,413$1,341,41315Oct 27sec.gov
ICF NY Avenue LPResidentialDallasTX$1,275,000$3,456,0009Oct 27sec.gov
Hopkins Filer Storage LLC (amended)CommercialMeridianID$1,242,130$1,242,1305Oct 26sec.gov
RL Ocala LLCInvestingAventuraFL$1,200,000$1,200,0003Oct 24sec.gov
Califia Pharma, Inc. (amended)PharmaceuticalsSan DiegoCA$1,199,995$1,199,99916Oct 23sec.gov
Imagen Stickney Dental Support Services, LLCOther Health CareScottsdaleAZ$1,186,492$1,286,4922Oct 24sec.gov
L1 Advisors Inc.Other TechnologyPoint RobertsWA$1,106,500$1,500,0005Oct 24sec.gov
Chai Pani Holdings, Inc.RestaurantsAshevilleNC$1,100,000$4,000,0004Oct 23sec.gov
Lineage Brands, LLCRestaurantsBala CynwydPA$1,040,000$35,000,00014Oct 26sec.gov
SCIG LOT #5, LLCCommercialBlufftonSC$1,010,101$16,974,5601Oct 26sec.gov
Havoc Resources, LLCOil and GasWichitaKS$1,000,000$10,000,0001Oct 27sec.gov
RightData, Inc.Other TechnologyAtlantaGA$1,000,000$1,000,0001Oct 27sec.gov
Book of Jobs, LLCOtherVeniceCA$1,000,000$1,000,0001Oct 25sec.gov
Mongoose Bio, Inc.BiotechnologyHoustonTX$1,000,000$3,000,0001Oct 24sec.gov
Populus Media, Inc.Other TechnologyPrincetonNJ$1,000,000$1,000,0002Oct 23sec.gov
LynkTek Inc.Other TechnologySpringfieldMO$999,965$999,9654Oct 27sec.gov
CodeLogic, Inc.Other TechnologySan FranciscoCA$952,214$4,000,00029Oct 25sec.gov
SSOE, INC.OtherToledoOH$927,500$927,5004Oct 27sec.gov
Emerald Grove Partners, LLCOtherPalo AltoCA$900,000$900,00014Oct 27sec.gov
BioSig Technologies, Inc.Other Health CareWestportCT$860,933$860,93320Oct 25sec.gov
Compass, Inc.ResidentialNew YorkNY$844,953$844,9533Oct 26sec.gov
Fort Myers BTR DSTOther Real EstateOak BrookIL$812,242$54,462,0423Oct 27sec.gov
Sunrise Fortune EB-5 Lender LLCREITS and FinanceBellevueWA$800,000$20,000,0000Oct 27sec.gov
Intuitive HZO, LLCInvestingWhite PlainsNY$800,000$2,500,00024Oct 25sec.gov
Elbert Capital LCP LLC (amended)CommercialDenverCO$800,000$800,0004Oct 24sec.gov
Siterecon Inc.Other TechnologyUttar Pradesh$782,496$782,49612Oct 26sec.gov
BRANDON ROBY GOLF, LLCOtherJenisonMI$750,000$1,350,0004Oct 25sec.gov
Electric Hydrogen Co.OtherNatickMA$750,000$750,0003Oct 23sec.gov
Opine Market, Inc. (amended)Other TechnologyDurhamNC$700,055$1,500,0007Oct 24sec.gov
FreshFry LLCManufacturingLouisvilleKY$700,000$700,0005Oct 26sec.gov
M25 UK Holdings, LLCCommercialScottsdaleAZ$685,600$6,500,0005Oct 27sec.gov
MIH Trenton House Apartments, LLCOther Real EstateIndianapolisIN$681,200$681,2007Oct 27sec.gov
1031CF Bridge Fund II, LLC (amended)REITS and FinanceIrvineCA$672,524$25,000,0005Oct 23sec.gov
Hopkins Bannock LLC (amended)CommercialMeridianID$640,000$640,0005Oct 26sec.gov
Barrington Woods Townhomes LLC (amended)ResidentialMiami BeachFL$625,000$1,250,0009Oct 26sec.gov
Barrington Woods Townhomes LLCResidentialMiami BeachFL$625,000$1,250,0009Oct 26sec.gov
EARTHGRID A SERIES OF VUVP FUND LLCOtherAustinTX$622,500$622,50032Oct 23sec.gov
Hospitable, IncOther TechnologySan FranciscoCA$620,600Indefinite28Oct 25sec.gov
SIG ICF-1, LLCOther Real EstateHuntington BeachCA$603,000$100,000,0003Oct 24sec.gov
Eburon SMP, LLCOil and GasHoustonTX$580,000$5,000,00012Oct 25sec.gov
Kore Infrastructure, LLCOther EnergyBozemanMT$554,400$554,4002Oct 23sec.gov
Leon's Auto Sales, Inc. (amended)OtherChicagoIL$550,000$5,000,0006Oct 25sec.gov
Runic Labs, Inc.Other TechnologySiesta KeyFL$500,500$1,000,0001Oct 25sec.gov
Etago Capital LLCOtherToronto$500,000$500,00013Oct 27sec.gov
PSOF Austin Holding, LLCREITS and FinanceAtlantaGA$500,000$500,000125Oct 27sec.gov
Regenerative Aesthetics LLCOtherSheridanWY$500,000$5,000,0001Oct 26sec.gov
Middleware Software, Inc.Other TechnologyBeavertonOR$500,000$500,0002Oct 26sec.gov
Aghanim Inc.Other TechnologyWestlake VillageCA$500,000$1,000,0001Oct 26sec.gov
Seriously Clean LTD. (amended)Other Health CareNixaMO$500,000$20,000,0004Oct 26sec.gov
CancerVAX, Inc.BiotechnologySanta BarbaraCA$500,000$5,000,0001Oct 26sec.gov
CModel Data, Inc.Other TechnologyVallejoCA$500,000$1,200,0001Oct 25sec.gov
G Medical Innovations Holdings Ltd.Other Health CareRehovot$500,000$500,0001Oct 25sec.gov
Etago Capital LLCOtherToronto$500,000$500,00013Oct 24sec.gov
Campground Systems Inc.Other TechnologyOaklandCA$500,000$1,050,0001Oct 23sec.gov
BRE Program Administrative Services, LLCBusiness ServicesCheyenneWY$500,000$7,500,0001Oct 23sec.gov
Steady Stream Debt Fund I, LLCOther Real EstateGunterTX$475,000$10,000,0005Oct 25sec.gov
BDC Holding Co., LLCInvestingWindsorCA$465,000$465,0007Oct 24sec.gov
Ilico Genetics, Inc.BiotechnologyBethlehemPA$457,735Indefinite10Oct 27sec.gov
Open Air Hotels & Resorts Inc.Lodging and ConventionsJersey CityNJ$450,003$4,000,0003Oct 23sec.gov
ONE OHANA CORP.OtherHonoluluHI$450,000$450,00011Oct 27sec.gov
Buffalo River Operations LLCManufacturingGlencoeOK$445,000$445,0006Oct 24sec.gov
Cornerstone Wealth LLCInvestingHagerstownMD$425,000$500,0004Oct 23sec.gov
OSP Gannett Holdings, LLCOtherNew YorkNY$410,000$410,0001Oct 25sec.gov
Hopkins Capital Fund, L.L.C. (amended)Other Real EstateMeridianID$388,267$50,000,0005Oct 26sec.gov
DataBiologics, Inc. (amended)Other Health CareGilbertAZ$370,000$2,000,0007Oct 24sec.gov
Denarius Metals CorpOtherToronto$365,042$365,0421Oct 24sec.gov
Reeves Omega SWD, LLCOil and GasAlvaradoTX$354,000$1,900,0009Oct 25sec.gov
Recce Solutions LtdOtherNewark, New CastleDE$336,500$336,5005Oct 26sec.gov
Onomy, Inc.OtherLos AngelesCA$300,000$1,500,0001Oct 27sec.gov
AirFidelity Inc.ManufacturingWilimingtonDE$300,000$300,0003Oct 24sec.gov
Sublime Laser, Inc.ManufacturingSalt Lake CityUT$280,000$500,0007Oct 26sec.gov
BRT Biotechnologies, Inc. (amended)BiotechnologyClaremontCA$272,500$300,0007Oct 26sec.gov
Kidizen, Inc.Other TechnologySt. PaulMN$260,510$300,00012Oct 26sec.gov
Pagari Life Science Corp.Other Health CareBethaltoIL$250,000$450,0003Oct 27sec.gov
Healing Co Inc.OtherNew YorkNY$250,000$1,000,0001Oct 27sec.gov
USEDC Opportunity Zone Fund II LP (amended)Oil and GasArlingtonTX$250,000$150,000,0000Oct 26sec.gov
ABG Poviard LLCResidentialWoodlandsTX$250,000Indefinite1Oct 25sec.gov
LV Ark Management LLCManufacturingColumbiaSC$250,000$250,0003Oct 25sec.gov
Injectsure, Inc.OtherNorth Palm BeachFL$250,000$2,500,0001Oct 23sec.gov
Intuitive HZO II LLCInvestingWhite PlainsNY$235,000$2,500,0009Oct 25sec.gov
L1 Advisors Inc.Other TechnologyPoint RobertsWA$230,000$230,0004Oct 24sec.gov
Advest Marketing, LLCOther TechnologyFargoND$200,000$200,0001Oct 26sec.gov
Tapp Finance, Inc.Other TechnologySeattleWA$200,000$1,500,0002Oct 25sec.gov
BrightHorse Equine Performance, Inc.BiotechnologySan MarcosCA$200,000$2,500,0002Oct 24sec.gov
Vizabli, Inc.Other TechnologyMasonOH$200,000$200,0001Oct 24sec.gov
MVG Rise Heather Ridge Fund LLCResidentialPhoenixAZ$198,000$1,000,0008Oct 27sec.gov
T2 Metals Corp. (amended)OtherVancouver$189,412$1,017,2266Oct 26sec.gov
REGENT II A SERIES OF VUVP FUND LLCOtherAustinTX$178,490$178,49025Oct 23sec.gov
RPC KYLE PARTNERS LLC (amended)CommercialAustinTX$170,000$20,000,0001Oct 27sec.gov
StoryMD Inc. (amended)OtherBrooklynNY$165,000$3,500,0003Oct 23sec.gov
Research Commercial Development Partners, LLCCommercialMilwaukeeWI$162,500$6,500,0001Oct 27sec.gov
Racho, LLCOtherDallasTX$155,000$350,0003Oct 27sec.gov
Gaingels Terraformation LLCOtherBurlingtonVT$151,108$151,10820Oct 23sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$150,003Indefinite1Oct 24sec.gov
SAVA Capital Inc.InvestingSan DiegoCA$150,000$150,0001Oct 26sec.gov
WeLivv Inc.Other TechnologyNew YorkNY$150,000$5,000,0002Oct 25sec.gov
Leon's Auto Sales, Inc.OtherChicagoIL$150,000$5,000,0006Oct 23sec.gov
MineHub Technologies Inc.Other TechnologyVancouver$129,066$129,0662Oct 25sec.gov
CRE VI Lender REIT, LLCREITS and FinanceNew YorkNY$125,000$125,000125Oct 27sec.gov
Fondu Technologies Inc.Other TechnologySan FranciscoCA$123,000Indefinite8Oct 24sec.gov
Happy People Games, Inc.Other TechnologyNewtownCT$120,000$1,000,0003Oct 26sec.gov
MAX SPACE A SERIES OF VUVP FUND LLCOtherAustinTX$119,240$119,24016Oct 23sec.gov
Sofi KMF I Joint VentureOil and GasProsperTX$118,422$504,0000Oct 23sec.gov
DripDoc LLCOther Health CareOrlandoFL$117,000$120,0007Oct 24sec.gov
SAVA Capital Inc.InvestingSan DiegoCA$115,000$115,0001Oct 26sec.gov
Silverstock Metals Inc.OtherVancouver$113,750$235,6254Oct 25sec.gov
Gaingels Sidechat LLCOtherBurlingtonVT$111,107$111,10715Oct 24sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$100,219Indefinite20Oct 23sec.gov
SAVA Capital Inc.InvestingSan DiegoCA$100,000$100,0001Oct 26sec.gov
Animate Cyber, Inc.OtherFredericksburgVA$100,000$1,000,0001Oct 25sec.gov
RAYVA INCManufacturingGilbertAZ$100,000$1,564,4441Oct 24sec.gov
9ZERO INC.OtherSanta BarbaraCA$100,000$5,000,0001Oct 24sec.gov
Bluehall Bakery, LLCOtherFort WorthTX$93,500$200,0008Oct 24sec.gov
Riskalyze Aggregator LP (amended)Other TechnologyWilmingtonDE$91,050$91,0503Oct 26sec.gov
Odiggo Inc.Other TechnologySanta ClaraCA$85,000Indefinite2Oct 23sec.gov
Gaingels The Altar LLCOtherBurlingtonVT$83,333$83,3339Oct 23sec.gov
VEXT SCIENCE, INC.ManufacturingPhoenixAZ$75,000$75,0003Oct 23sec.gov
Gaingels G Conception LLCOtherBurlingtonVT$73,000$73,00013Oct 23sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$65,486Indefinite19Oct 26sec.gov
Equitable Agents Reinsurance CoInsurancePhoenixAZ$62,500$402,5003Oct 24sec.gov
Propanc Biopharma, Inc.PharmaceuticalsCamberwell, Vic$61,000$61,0001Oct 26sec.gov
Inner-Machinations, L.L.COther TechnologyPonchatoulaLA$60,000$3,000,0003Oct 23sec.gov
ZealCare, Inc.Other Health CareDurhamNC$55,000$300,0003Oct 27sec.gov
LiquidPiston, Inc.Other EnergyBloomfieldCT$50,008$2,300,0001Oct 25sec.gov
Socratic Sciences, Inc.OtherBoiseID$50,000$825,0001Oct 27sec.gov
Mountain Spring Technologies, Inc.Other TechnologyNorth ChittendenVT$50,000$400,0001Oct 26sec.gov
USEDC Mineral Exchange I LLC (amended)Oil and GasArlingtonTX$50,000$100,000,0000Oct 25sec.gov
Finney S11 1 Joint VentureOil and GasFriscoTX$50,000$975,0001Oct 24sec.gov
BLUE SKY URANIUM CORP.OtherVancouver$32,941$1,830,7602Oct 27sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$32,682Indefinite9Oct 26sec.gov
M3 Helium Corp.Oil and GasWichitaKS$30,000$5,000,0001Oct 24sec.gov
Pangea Technology Group Inc,Other TechnologyLarchmontNY$27,500Indefinite5Oct 24sec.gov
Business Analytic Technologies, LLCOther TechnologyDoverDE$25,000$525,0001Oct 26sec.gov
Hex Performance, LLCRetailingBaltimoreMD$24,000Indefinite2Oct 24sec.gov
Gaingels Blueprint LLCOtherBurlingtonVT$21,437$21,4379Oct 23sec.gov
J3 BIOSCIENCE, INC.Other Health CareSalt Lake CityUT$20,000$750,0001Oct 27sec.gov
Ecopreneur Media Inc.OtherWest OrangeNJ$20,000$500,0001Oct 23sec.gov
First Phosphate Corp.OtherVancouver$18,462$34,9461Oct 26sec.gov
Orpyx Medical Technologies Inc.OtherCalgary$11,000$11,0001Oct 24sec.gov
Rising, LLCConstructionBaltimoreMD$10,000Indefinite1Oct 27sec.gov
Hudson Grocery CooperativeOtherHudsonWI$8,000$2,000,0002Oct 25sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$5,049Indefinite1Oct 23sec.gov
Silver North Resources Ltd.OtherVancouver$3,646$6,3801Oct 25sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$2,515Indefinite1Oct 26sec.gov
Global Innovative Platforms Inc.Other TechnologyMaitlandFL$2,453$2,45389Oct 26sec.gov
El Abuelo Holding, LLCOtherSalinasCA$250$2501Oct 27sec.gov
Dialed In Ventures, Inc.InvestingDenverCO$59$591Oct 25sec.gov
2129 Aaron St LLCOtherAlhambraCA$0$900,0000Oct 27sec.gov
VLI HOLDCO, INC.Other TechnologyAtlantaGA$0Indefinite4Oct 27sec.gov
ZT LIVE OAK REALTY LPCommercialHoustonTX$0$30,000,0000Oct 27sec.gov
Horsetrough Hollow Prospect PartnersOil and GasHendersonvilleTN$0$736,0000Oct 27sec.gov
HGCP Fund I LPOther Real EstateSt PetersburgFL$0$5,000,0000Oct 27sec.gov
Elms by Onyx LLCCommercialBroken ArrowOK$0$1,650,0000Oct 27sec.gov
TB FUND 1, LLC (amended)Other Banking and Financial ServicesAventuraFL$0$30,000,0000Oct 27sec.gov
BP Fast Lending, LLCREITS and FinanceWoodstockGA$0Indefinite0Oct 27sec.gov
Evren Technologies, Inc.Other Health CareNewberryFL$0Indefinite0Oct 27sec.gov
Venice Rehab, LPOther Real EstateProvidenceRI$0$8,850,0000Oct 27sec.gov
Daytona Rehab, LPOther Real EstateProvidenceRI$0$8,550,0000Oct 27sec.gov
LEXINGTON SURGERY CENTER, LTD.Other Health CareLexingtonKY$0$256,0000Oct 27sec.gov
CROWDFUNZ 841 LLC.Other Real EstateNew YorkNY$0$1,300,0000Oct 26sec.gov
CROWDFUNZ 840 LLC.Other Real EstateNew YorkNY$0$1,300,0000Oct 26sec.gov
CROWDFUNZ 839 LLC.Other Real EstateNew YorkNY$0$8,000,0000Oct 26sec.gov
Dynamo Capital LLCREITS and FinanceWichitaKS$0Indefinite0Oct 26sec.gov
3800 Perrin Central LLCCommercialSan AntonioTX$0$15,500,0000Oct 26sec.gov
Benji Parent Holdco, Inc.OtherNew YorkNY$0Indefinite0Oct 26sec.gov
Pure Oil & Gas 2023-3 L.P.Oil and GasScottsdaleAZ$0$2,200,0000Oct 26sec.gov
Erie Title Select Holdco, LLCOtherMayfield HeightsOH$0$750,0000Oct 25sec.gov
RENEW TECH ONE LTDOther TechnologyLondon$0$200,000,0000Oct 25sec.gov
Apoggi Fund, LLCREITS and FinanceBroomfieldCO$0$100,000,0000Oct 25sec.gov
PILOT BUTTE HOLDINGS LLCRestaurantsBendOR$0$1,500,0000Oct 25sec.gov
TIANHONG HIGH TECHNOLOGY GROUP LTDManufacturingLondon$0$10,000,0000Oct 25sec.gov
GT Capital Fund LLCREITS and FinanceSt PetersburgFL$0$100,000,0000Oct 25sec.gov
Joy Capital Fund LLC (amended)REITS and FinanceCorozalPR$0$100,000,0000Oct 25sec.gov
Joy Capital Fund LLCREITS and FinanceCorozalPR$0$100,000,0000Oct 25sec.gov
Blue Owl Strategic Equity Fund Holdings LLCInvestingNew YorkNY$0Indefinite0Oct 25sec.gov
Avadain, Inc.ManufacturingEadsTN$0$1,500,0000Oct 25sec.gov
Luiro Fund, LPOtherHoustonTX$0Indefinite0Oct 25sec.gov
ROASTING PLANT INCRetailingNew YorkNY$0$4,000,0000Oct 25sec.gov
EA Rocky Mountain LLCCommercialCedar ParkTX$0$5,500,0000Oct 24sec.gov
6600Wedge, LLCCommercialLake OswegoOR$0$3,500,0000Oct 24sec.gov
CCC Friends III Limited PartnershipOtherChambersburgPA$0$2,650,0000Oct 24sec.gov
Olathe Franklin LLCCommercialAventuraFL$0$2,575,0000Oct 24sec.gov
Lantern Commons Fund, LPOther Real EstateMurfreesboroTN$0$26,200,0000Oct 24sec.gov
BEAN CREEK HOLDINGS LLCCommercialManitou BeachMI$0$2,275,0000Oct 24sec.gov
TEG King, LLCCommercialMidlandMI$0$5,000,0000Oct 24sec.gov
JIUFUYUAN BIOTECHNOLOGY CO., LTDManufacturingLondon$0$10,000,0000Oct 24sec.gov
KG FC DST (amended)Other Real EstateBloomingtonMN$0$4,641,7470Oct 24sec.gov
ARADATUM, INC (amended)Other EnergyBrightonMI$0Indefinite0Oct 24sec.gov
Boxabl Inc.ManufacturingNorth Las VegasNV$0$1,000,000,0000Oct 24sec.gov
Longeveron Inc.BiotechnologyMiamiFL$0$8,350,0011Oct 24sec.gov
KWESST Micro Systems Inc.OtherKanata$0$37,6892Oct 24sec.gov
1034 Westmoreland LLCOtherAlhambraCA$0$1,900,0000Oct 23sec.gov
Beachcomber Campus Edge LLCOther Real EstatePowayCA$0$3,587,8410Oct 23sec.gov
Texo Energy #6, LPOil and GasDallasTX$0$1,500,0000Oct 23sec.gov
DW WYOMING 3 LPOil and GasIrvingTX$0$1,250,0000Oct 23sec.gov
CCRC ESH SUNBELT PORTFOLIO LLCCommercialGreenwood VillageCO$0$7,300,0000Oct 23sec.gov
Kimby Series 007 LLC, a series of Kimby Series LLCOtherLondon$0$750,0000Oct 23sec.gov
Century DE Topco LLCOtherNew YorkNY$0Indefinite0Oct 23sec.gov
Spur Real Estate Fund I LLCOther Real EstateDallasTX$0$5,000,0000Oct 23sec.gov
Lexington RV-Boat & Storage Investments LLCCommercialColumbiaSC$0$6,500,0000Oct 23sec.gov
Elevest Capital LLCCommercialSheridanWY$0$30,000,0000Oct 23sec.gov
Holnes Lightning Round, LLCCommercialDenverCO$0$50,000,0000Oct 23sec.gov
White Chip Play Ltd Liability CoOtherNew YorkNY$0$800,0000Oct 23sec.gov
Impossible Kicks Holding Company, Inc.RetailingIrvineCA$0$2,000,0000Oct 23sec.gov
KINGDOM RESOURCES INCOil and GasFriscoTX$0$160,0000Oct 23sec.gov
ExchangeRight Income FundCommercialPasadenaCA$0Indefinite0Oct 23sec.gov
Edgewood OpCo, LLCOther Health CareGrand ForksND$0$22,000,0000Oct 23sec.gov
KCP Energy Fund, LPOil and GasGenevaIL$0$50,000,0000Oct 23sec.gov
Tyche Land Holding Mission Bend, LLCCommercialHoustonTX$0$1,375,0000Oct 23sec.gov

Week of Oct 30 · Week of Oct 16 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.