Data / Form D filings / Oct 24
Form D filings, October 24, 2023: 67 companies raised $8.26 billion
67 operating companies filed a Form D on October 24, 2023, reporting $8.26 billion sold. Largest: U.S. Real Estate Investment Fund, LLC ($8.04 billion), Claris Biotherapeutics, Inc. ($44.5 million), PERCH ENERGY, INC. ($25 million). The median filing is $1.1 million, and 83 pooled investment funds also filed that day.
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- 67Form D filings
- $8.26 billionreported sold
- $1.1 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, TX 5, FL 5, AZ 4, NY 3. By industry: Other 15, Other Technology 12, Commercial 8, Manufacturing 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| U.S. Real Estate Investment Fund, LLC (amended) | Other Real Estate | Boston | MA | $8,036,328,431 | Indefinite | 603 | Oct 24 | sec.gov |
| Claris Biotherapeutics, Inc. (amended) | Biotechnology | Jersey City | NJ | $44,499,994 | $44,499,994 | 6 | Oct 24 | sec.gov |
| PERCH ENERGY, INC. | Other Energy | Boston | MA | $24,999,995 | $34,999,953 | 1 | Oct 24 | sec.gov |
| Yurts Technologies, Inc. | Other Technology | San Francisco | CA | $18,355,000 | $18,355,000 | 7 | Oct 24 | sec.gov |
| Highwater Properties III LP | Commercial | Pacific Palisades | CA | $13,750,000 | $13,750,000 | 27 | Oct 24 | sec.gov |
| BOD HoldCo LLC | Other | Manchester | MO | $13,710,008 | $14,986,920 | 1 | Oct 24 | sec.gov |
| EB5 UNITED OKEECHOBEE, LLC | Other | Hillsboro | OR | $10,450,000 | $100,000,000 | 1 | Oct 24 | sec.gov |
| Layr Holdings, Inc. | Other Technology | Atlanta | GA | $9,999,958 | $9,999,958 | 8 | Oct 24 | sec.gov |
| Philadelphia Urgent Care Management, Inc. | Business Services | Bala Cynwyd | PA | $8,937,171 | $10,112,171 | 8 | Oct 24 | sec.gov |
| Orange Charger Inc. | Other Technology | Redwood City | CA | $8,814,640 | $8,914,640 | 19 | Oct 24 | sec.gov |
| OneDigital TopCo LLC | Other Banking and Financial Services | Atlanta | GA | $7,419,707 | $7,419,707 | 16 | Oct 24 | sec.gov |
| Hunger Not Impossible, Inc. | Other | Venice | CA | $7,169,818 | $7,169,818 | 16 | Oct 24 | sec.gov |
| Switchback Systems, Inc. (amended) | Biotechnology | Santa Cruz | CA | $6,724,056 | $12,804,878 | 7 | Oct 24 | sec.gov |
| Relocalize Inc. | Manufacturing | Montreal | $5,586,672 | $6,651,674 | 34 | Oct 24 | sec.gov | |
| H2 Clipper, Inc. | Other | Santa Barbara | CA | $4,756,855 | $4,756,855 | 4 | Oct 24 | sec.gov |
| DIG02, LLC | Commercial | Beverly Hills | CA | $4,345,000 | $4,345,000 | 30 | Oct 24 | sec.gov |
| 450 ML Partners, LLC | Investing | Miami | FL | $3,922,000 | $3,922,000 | 19 | Oct 24 | sec.gov |
| Compiify, Inc. | Other Technology | San Ramon | CA | $3,900,000 | $3,900,000 | 7 | Oct 24 | sec.gov |
| ONEHOPE, Inc | Other | Santa Ana | CA | $3,720,000 | $9,500,000 | 27 | Oct 24 | sec.gov |
| Tonka Energy Partners II LLC | Oil and Gas | Wayzata | MN | $3,300,000 | $20,000,000 | 19 | Oct 24 | sec.gov |
| Seattle Funding Group, Ltd. | Other | Bellevue | WA | $3,050,000 | $3,050,000 | 23 | Oct 24 | sec.gov |
| Rali Solutions, LLC | Other Technology | Alpharetta | GA | $2,000,000 | $2,000,000 | 31 | Oct 24 | sec.gov |
| Optimize Mind Performance, Inc. | Other | New York | NY | $1,606,948 | Indefinite | 27 | Oct 24 | sec.gov |
| Digital Health Strategies, Inc. | Other Technology | New York | NY | $1,549,998 | $1,549,998 | 7 | Oct 24 | sec.gov |
| FP P6, LLC | Other Real Estate | Frisco | TX | $1,385,000 | $4,430,000 | 31 | Oct 24 | sec.gov |
| RL Ocala LLC | Investing | Aventura | FL | $1,200,000 | $1,200,000 | 3 | Oct 24 | sec.gov |
| Imagen Stickney Dental Support Services, LLC | Other Health Care | Scottsdale | AZ | $1,186,492 | $1,286,492 | 2 | Oct 24 | sec.gov |
| L1 Advisors Inc. | Other Technology | Point Roberts | WA | $1,106,500 | $1,500,000 | 5 | Oct 24 | sec.gov |
| Mongoose Bio, Inc. | Biotechnology | Houston | TX | $1,000,000 | $3,000,000 | 1 | Oct 24 | sec.gov |
| Elbert Capital LCP LLC (amended) | Commercial | Denver | CO | $800,000 | $800,000 | 4 | Oct 24 | sec.gov |
| Opine Market, Inc. (amended) | Other Technology | Durham | NC | $700,055 | $1,500,000 | 7 | Oct 24 | sec.gov |
| SIG ICF-1, LLC | Other Real Estate | Huntington Beach | CA | $603,000 | $100,000,000 | 3 | Oct 24 | sec.gov |
| Etago Capital LLC | Other | Toronto | $500,000 | $500,000 | 13 | Oct 24 | sec.gov | |
| BDC Holding Co., LLC | Investing | Windsor | CA | $465,000 | $465,000 | 7 | Oct 24 | sec.gov |
| Buffalo River Operations LLC | Manufacturing | Glencoe | OK | $445,000 | $445,000 | 6 | Oct 24 | sec.gov |
| DataBiologics, Inc. (amended) | Other Health Care | Gilbert | AZ | $370,000 | $2,000,000 | 7 | Oct 24 | sec.gov |
| Denarius Metals Corp | Other | Toronto | $365,042 | $365,042 | 1 | Oct 24 | sec.gov | |
| AirFidelity Inc. | Manufacturing | Wilimington | DE | $300,000 | $300,000 | 3 | Oct 24 | sec.gov |
| L1 Advisors Inc. | Other Technology | Point Roberts | WA | $230,000 | $230,000 | 4 | Oct 24 | sec.gov |
| BrightHorse Equine Performance, Inc. | Biotechnology | San Marcos | CA | $200,000 | $2,500,000 | 2 | Oct 24 | sec.gov |
| Vizabli, Inc. | Other Technology | Mason | OH | $200,000 | $200,000 | 1 | Oct 24 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $150,003 | Indefinite | 1 | Oct 24 | sec.gov |
| Fondu Technologies Inc. | Other Technology | San Francisco | CA | $123,000 | Indefinite | 8 | Oct 24 | sec.gov |
| DripDoc LLC | Other Health Care | Orlando | FL | $117,000 | $120,000 | 7 | Oct 24 | sec.gov |
| Gaingels Sidechat LLC | Other | Burlington | VT | $111,107 | $111,107 | 15 | Oct 24 | sec.gov |
| RAYVA INC | Manufacturing | Gilbert | AZ | $100,000 | $1,564,444 | 1 | Oct 24 | sec.gov |
| 9ZERO INC. | Other | Santa Barbara | CA | $100,000 | $5,000,000 | 1 | Oct 24 | sec.gov |
| Bluehall Bakery, LLC | Other | Fort Worth | TX | $93,500 | $200,000 | 8 | Oct 24 | sec.gov |
| Equitable Agents Reinsurance Co | Insurance | Phoenix | AZ | $62,500 | $402,500 | 3 | Oct 24 | sec.gov |
| Finney S11 1 Joint Venture | Oil and Gas | Frisco | TX | $50,000 | $975,000 | 1 | Oct 24 | sec.gov |
| M3 Helium Corp. | Oil and Gas | Wichita | KS | $30,000 | $5,000,000 | 1 | Oct 24 | sec.gov |
| Pangea Technology Group Inc, | Other Technology | Larchmont | NY | $27,500 | Indefinite | 5 | Oct 24 | sec.gov |
| Hex Performance, LLC | Retailing | Baltimore | MD | $24,000 | Indefinite | 2 | Oct 24 | sec.gov |
| Orpyx Medical Technologies Inc. | Other | Calgary | $11,000 | $11,000 | 1 | Oct 24 | sec.gov | |
| EA Rocky Mountain LLC | Commercial | Cedar Park | TX | $0 | $5,500,000 | 0 | Oct 24 | sec.gov |
| 6600Wedge, LLC | Commercial | Lake Oswego | OR | $0 | $3,500,000 | 0 | Oct 24 | sec.gov |
| CCC Friends III Limited Partnership | Other | Chambersburg | PA | $0 | $2,650,000 | 0 | Oct 24 | sec.gov |
| Olathe Franklin LLC | Commercial | Aventura | FL | $0 | $2,575,000 | 0 | Oct 24 | sec.gov |
| Lantern Commons Fund, LP | Other Real Estate | Murfreesboro | TN | $0 | $26,200,000 | 0 | Oct 24 | sec.gov |
| BEAN CREEK HOLDINGS LLC | Commercial | Manitou Beach | MI | $0 | $2,275,000 | 0 | Oct 24 | sec.gov |
| TEG King, LLC | Commercial | Midland | MI | $0 | $5,000,000 | 0 | Oct 24 | sec.gov |
| JIUFUYUAN BIOTECHNOLOGY CO., LTD | Manufacturing | London | $0 | $10,000,000 | 0 | Oct 24 | sec.gov | |
| KG FC DST (amended) | Other Real Estate | Bloomington | MN | $0 | $4,641,747 | 0 | Oct 24 | sec.gov |
| ARADATUM, INC (amended) | Other Energy | Brighton | MI | $0 | Indefinite | 0 | Oct 24 | sec.gov |
| Boxabl Inc. | Manufacturing | North Las Vegas | NV | $0 | $1,000,000,000 | 0 | Oct 24 | sec.gov |
| Longeveron Inc. | Biotechnology | Miami | FL | $0 | $8,350,001 | 1 | Oct 24 | sec.gov |
| KWESST Micro Systems Inc. | Other | Kanata | $0 | $37,689 | 2 | Oct 24 | sec.gov |
October 25, 2023 · October 23, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.