Data / Form D filings / Oct 27
Form D filings, October 27, 2023: 65 companies raised $692.4 million
65 operating companies filed a Form D on October 27, 2023, reporting $692.4 million sold. Largest: Shield AI Inc ($199.2 million), Diversified Residential Portfolio III DST ($191.1 million), Pair Eyewear, Inc. ($48.6 million). The median filing is $1 million, and 129 pooled investment funds also filed that day.
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- 65Form D filings
- $692.4 millionreported sold
- $1 millionmedian amount sold
- CAmost filings (11)
Most filings by state: CA 11, TX 8, NY 6, GA 5, IL 4. By industry: Other 13, Other Technology 9, Other Real Estate 9, Other Health Care 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Shield AI Inc (amended) | Other Technology | San Diego | CA | $199,187,768 | $225,000,009 | 20 | Oct 27 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $191,136,565 | $209,327,056 | 347 | Oct 27 | sec.gov |
| Pair Eyewear, Inc. | Other Technology | Brooklyn | NY | $48,562,533 | $48,562,533 | 34 | Oct 27 | sec.gov |
| Algonquin Senior Living DST (amended) | Other Real Estate | Oak Brook | IL | $44,505,589 | $46,208,179 | 111 | Oct 27 | sec.gov |
| Bionano Genomics, Inc. | Other Health Care | San Diego | CA | $35,000,000 | $35,000,000 | 1 | Oct 27 | sec.gov |
| FOUNDERS TABLE RESTAURANT GROUP, LLC | Restaurants | Rye Brook | NY | $30,527,165 | $30,527,165 | 4 | Oct 27 | sec.gov |
| Katy Park Apartments, LP | Residential | Houston | TX | $30,050,000 | $30,050,000 | 48 | Oct 27 | sec.gov |
| ICG Deer Valley, DST (amended) | Residential | Clovis | CA | $14,757,426 | $47,200,000 | 33 | Oct 27 | sec.gov |
| AXIAL THERAPEUTICS, INC. | Pharmaceuticals | Woburn | MA | $11,054,030 | $24,000,000 | 35 | Oct 27 | sec.gov |
| BIOLIFE SOLUTIONS INC | Biotechnology | Bothell | WA | $10,374,976 | $10,374,976 | 1 | Oct 27 | sec.gov |
| NexPoint Small Bay I DST (amended) | Other Real Estate | Dallas | TX | $9,554,181 | $59,505,817 | 34 | Oct 27 | sec.gov |
| RightData, Inc. (amended) | Other Technology | Atlanta | GA | $6,499,997 | $6,999,995 | 2 | Oct 27 | sec.gov |
| Trinity Art Works, LP (amended) | Other | Buffalo | NY | $5,510,000 | $100,000,000 | 13 | Oct 27 | sec.gov |
| Auguria, Inc. | Other Technology | Ladera Ranch | CA | $5,500,000 | $6,500,000 | 19 | Oct 27 | sec.gov |
| Tokimeku, Inc. (amended) | Other Technology | New York | NY | $5,366,500 | $5,805,000 | 32 | Oct 27 | sec.gov |
| Aimerce Inc. | Other Technology | San Francisco | CA | $5,170,002 | $5,170,002 | 17 | Oct 27 | sec.gov |
| Trinity Farmers Market Investors LLC | Other Real Estate | Southlake | TX | $4,970,000 | $22,000,000 | 38 | Oct 27 | sec.gov |
| OCO, INC. | Manufacturing | Richland | WA | $4,568,069 | $5,368,069 | 5 | Oct 27 | sec.gov |
| I-V Access Technology, Inc. (amended) | Other Health Care | San Francisco | CA | $3,714,588 | $4,299,589 | 12 | Oct 27 | sec.gov |
| Durin Technologies, Inc. | Biotechnology | Mullica Hill | NJ | $3,500,000 | $5,000,000 | 2 | Oct 27 | sec.gov |
| SPC Heather Ridge LLC | Residential | Lake Elmo | MN | $2,630,000 | $2,630,000 | 44 | Oct 27 | sec.gov |
| RPC 1899 McKinney Partners, LLC (amended) | Residential | Austin | TX | $2,535,710 | $40,000,000 | 7 | Oct 27 | sec.gov |
| To The Market|Survivor Made Goods, Inc. | Retailing | Lexington | KY | $2,178,644 | $12,078,644 | 34 | Oct 27 | sec.gov |
| BARFRESH FOOD GROUP INC. | Other | Los Angeles | CA | $1,389,500 | $1,880,000 | 8 | Oct 27 | sec.gov |
| Vontobel Holding Ltd. | Investment Banking | Zurich | $1,341,413 | $1,341,413 | 15 | Oct 27 | sec.gov | |
| ICF NY Avenue LP | Residential | Dallas | TX | $1,275,000 | $3,456,000 | 9 | Oct 27 | sec.gov |
| Havoc Resources, LLC | Oil and Gas | Wichita | KS | $1,000,000 | $10,000,000 | 1 | Oct 27 | sec.gov |
| RightData, Inc. | Other Technology | Atlanta | GA | $1,000,000 | $1,000,000 | 1 | Oct 27 | sec.gov |
| LynkTek Inc. | Other Technology | Springfield | MO | $999,965 | $999,965 | 4 | Oct 27 | sec.gov |
| SSOE, INC. | Other | Toledo | OH | $927,500 | $927,500 | 4 | Oct 27 | sec.gov |
| Emerald Grove Partners, LLC | Other | Palo Alto | CA | $900,000 | $900,000 | 14 | Oct 27 | sec.gov |
| Fort Myers BTR DST | Other Real Estate | Oak Brook | IL | $812,242 | $54,462,042 | 3 | Oct 27 | sec.gov |
| Sunrise Fortune EB-5 Lender LLC | REITS and Finance | Bellevue | WA | $800,000 | $20,000,000 | 0 | Oct 27 | sec.gov |
| M25 UK Holdings, LLC | Commercial | Scottsdale | AZ | $685,600 | $6,500,000 | 5 | Oct 27 | sec.gov |
| MIH Trenton House Apartments, LLC | Other Real Estate | Indianapolis | IN | $681,200 | $681,200 | 7 | Oct 27 | sec.gov |
| Etago Capital LLC | Other | Toronto | $500,000 | $500,000 | 13 | Oct 27 | sec.gov | |
| PSOF Austin Holding, LLC | REITS and Finance | Atlanta | GA | $500,000 | $500,000 | 125 | Oct 27 | sec.gov |
| Ilico Genetics, Inc. | Biotechnology | Bethlehem | PA | $457,735 | Indefinite | 10 | Oct 27 | sec.gov |
| ONE OHANA CORP. | Other | Honolulu | HI | $450,000 | $450,000 | 11 | Oct 27 | sec.gov |
| Onomy, Inc. | Other | Los Angeles | CA | $300,000 | $1,500,000 | 1 | Oct 27 | sec.gov |
| Pagari Life Science Corp. | Other Health Care | Bethalto | IL | $250,000 | $450,000 | 3 | Oct 27 | sec.gov |
| Healing Co Inc. | Other | New York | NY | $250,000 | $1,000,000 | 1 | Oct 27 | sec.gov |
| MVG Rise Heather Ridge Fund LLC | Residential | Phoenix | AZ | $198,000 | $1,000,000 | 8 | Oct 27 | sec.gov |
| RPC KYLE PARTNERS LLC (amended) | Commercial | Austin | TX | $170,000 | $20,000,000 | 1 | Oct 27 | sec.gov |
| Research Commercial Development Partners, LLC | Commercial | Milwaukee | WI | $162,500 | $6,500,000 | 1 | Oct 27 | sec.gov |
| Racho, LLC | Other | Dallas | TX | $155,000 | $350,000 | 3 | Oct 27 | sec.gov |
| CRE VI Lender REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Oct 27 | sec.gov |
| ZealCare, Inc. | Other Health Care | Durham | NC | $55,000 | $300,000 | 3 | Oct 27 | sec.gov |
| Socratic Sciences, Inc. | Other | Boise | ID | $50,000 | $825,000 | 1 | Oct 27 | sec.gov |
| BLUE SKY URANIUM CORP. | Other | Vancouver | $32,941 | $1,830,760 | 2 | Oct 27 | sec.gov | |
| J3 BIOSCIENCE, INC. | Other Health Care | Salt Lake City | UT | $20,000 | $750,000 | 1 | Oct 27 | sec.gov |
| Rising, LLC | Construction | Baltimore | MD | $10,000 | Indefinite | 1 | Oct 27 | sec.gov |
| El Abuelo Holding, LLC | Other | Salinas | CA | $250 | $250 | 1 | Oct 27 | sec.gov |
| 2129 Aaron St LLC | Other | Alhambra | CA | $0 | $900,000 | 0 | Oct 27 | sec.gov |
| VLI HOLDCO, INC. | Other Technology | Atlanta | GA | $0 | Indefinite | 4 | Oct 27 | sec.gov |
| ZT LIVE OAK REALTY LP | Commercial | Houston | TX | $0 | $30,000,000 | 0 | Oct 27 | sec.gov |
| Horsetrough Hollow Prospect Partners | Oil and Gas | Hendersonville | TN | $0 | $736,000 | 0 | Oct 27 | sec.gov |
| HGCP Fund I LP | Other Real Estate | St Petersburg | FL | $0 | $5,000,000 | 0 | Oct 27 | sec.gov |
| Elms by Onyx LLC | Commercial | Broken Arrow | OK | $0 | $1,650,000 | 0 | Oct 27 | sec.gov |
| TB FUND 1, LLC (amended) | Other Banking and Financial Services | Aventura | FL | $0 | $30,000,000 | 0 | Oct 27 | sec.gov |
| BP Fast Lending, LLC | REITS and Finance | Woodstock | GA | $0 | Indefinite | 0 | Oct 27 | sec.gov |
| Evren Technologies, Inc. | Other Health Care | Newberry | FL | $0 | Indefinite | 0 | Oct 27 | sec.gov |
| Venice Rehab, LP | Other Real Estate | Providence | RI | $0 | $8,850,000 | 0 | Oct 27 | sec.gov |
| Daytona Rehab, LP | Other Real Estate | Providence | RI | $0 | $8,550,000 | 0 | Oct 27 | sec.gov |
| LEXINGTON SURGERY CENTER, LTD. | Other Health Care | Lexington | KY | $0 | $256,000 | 0 | Oct 27 | sec.gov |
October 30, 2023 · October 26, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.