Data / Form D filings / Oct 26
Form D filings, October 26, 2023: 63 companies raised $207.2 million
63 operating companies filed a Form D on October 26, 2023, reporting $207.2 million sold. Largest: Celcuity Inc. ($50 million), Xebec Logistics Trust, LP ($35.8 million), Green Leaf Fund V Master, L.P. ($18.6 million). The median filing is $632,500, and 92 pooled investment funds also filed that day.
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- 63Form D filings
- $207.2 millionreported sold
- $632,500median amount sold
- CAmost filings (13)
Most filings by state: CA 13, NY 7, TX 5, ID 5, DE 4. By industry: Other Technology 11, Other 10, Commercial 8, Other Real Estate 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Celcuity Inc. | Biotechnology | Minneapolis | MN | $50,000,000 | $50,000,000 | 2 | Oct 26 | sec.gov |
| Xebec Logistics Trust, LP (amended) | Other Real Estate | Dallas | TX | $35,794,288 | Indefinite | 86 | Oct 26 | sec.gov |
| Green Leaf Fund V Master, L.P. (amended) | Commercial | Pleasanton | CA | $18,600,000 | $18,600,000 | 9 | Oct 26 | sec.gov |
| Lyniate US Holdings LP (amended) | Other | Wilmington | DE | $17,317,000 | Indefinite | 4 | Oct 26 | sec.gov |
| Quintessent Inc. | Other | Goleta | CA | $11,595,997 | $11,595,997 | 8 | Oct 26 | sec.gov |
| IC-SB NY Avenue, L.P. | Residential | Dallas | TX | $7,000,000 | $23,550,000 | 5 | Oct 26 | sec.gov |
| Earth Brands Inc. | Manufacturing | Albertson | NY | $6,179,664 | $7,179,664 | 12 | Oct 26 | sec.gov |
| FAC Ridge, LLC | Residential | Spokane | WA | $5,380,000 | $9,625,000 | 35 | Oct 26 | sec.gov |
| Convergent Holdings II, LLC | Other | Ann Arbor | MI | $5,324,826 | $5,324,826 | 29 | Oct 26 | sec.gov |
| Medmo, Inc. | Other Health Care | New York | NY | $4,999,982 | $4,999,982 | 13 | Oct 26 | sec.gov |
| Hopkins Willow Creek 2 LLC (amended) | Other Real Estate | Meridian | ID | $4,000,000 | $4,000,000 | 10 | Oct 26 | sec.gov |
| ADIAL PHARMACEUTICALS, INC. | Pharmaceuticals | Charlottesville | VA | $3,998,582 | $3,998,582 | 1 | Oct 26 | sec.gov |
| TCD 237 Nashville Investment I LP | Commercial | Boston | MA | $3,685,000 | $14,000,000 | 11 | Oct 26 | sec.gov |
| FUNNY WATER, INC (amended) | Retailing | Chicago | IL | $3,600,000 | $3,600,000 | 7 | Oct 26 | sec.gov |
| 890 Navajo LLC | Commercial | Denver | CO | $3,525,000 | $3,650,000 | 27 | Oct 26 | sec.gov |
| Hopkins Bellemeade LLC (amended) | Construction | Meridian | ID | $3,340,000 | $3,340,000 | 5 | Oct 26 | sec.gov |
| West Fork Holding, Inc. | Other | Westfield | IN | $3,000,000 | $3,000,000 | 1 | Oct 26 | sec.gov |
| Zingly Inc. | Other Technology | San Ramon | CA | $2,000,000 | $3,000,000 | 1 | Oct 26 | sec.gov |
| FUNNY WATER, INC | Retailing | Chicago | IL | $1,700,000 | $2,200,000 | 2 | Oct 26 | sec.gov |
| KidzToPros, Inc. | Other | Fremont | CA | $1,644,372 | $1,644,372 | 16 | Oct 26 | sec.gov |
| Ridgeline Buckner LP | Commercial | Dallas | TX | $1,515,000 | $2,900,000 | 27 | Oct 26 | sec.gov |
| Hopkins Filer Storage LLC (amended) | Commercial | Meridian | ID | $1,242,130 | $1,242,130 | 5 | Oct 26 | sec.gov |
| Lineage Brands, LLC | Restaurants | Bala Cynwyd | PA | $1,040,000 | $35,000,000 | 14 | Oct 26 | sec.gov |
| SCIG LOT #5, LLC | Commercial | Bluffton | SC | $1,010,101 | $16,974,560 | 1 | Oct 26 | sec.gov |
| Compass, Inc. | Residential | New York | NY | $844,953 | $844,953 | 3 | Oct 26 | sec.gov |
| Siterecon Inc. | Other Technology | Uttar Pradesh | $782,496 | $782,496 | 12 | Oct 26 | sec.gov | |
| FreshFry LLC | Manufacturing | Louisville | KY | $700,000 | $700,000 | 5 | Oct 26 | sec.gov |
| Hopkins Bannock LLC (amended) | Commercial | Meridian | ID | $640,000 | $640,000 | 5 | Oct 26 | sec.gov |
| Barrington Woods Townhomes LLC (amended) | Residential | Miami Beach | FL | $625,000 | $1,250,000 | 9 | Oct 26 | sec.gov |
| Barrington Woods Townhomes LLC | Residential | Miami Beach | FL | $625,000 | $1,250,000 | 9 | Oct 26 | sec.gov |
| Regenerative Aesthetics LLC | Other | Sheridan | WY | $500,000 | $5,000,000 | 1 | Oct 26 | sec.gov |
| Middleware Software, Inc. | Other Technology | Beaverton | OR | $500,000 | $500,000 | 2 | Oct 26 | sec.gov |
| Aghanim Inc. | Other Technology | Westlake Village | CA | $500,000 | $1,000,000 | 1 | Oct 26 | sec.gov |
| Seriously Clean LTD. (amended) | Other Health Care | Nixa | MO | $500,000 | $20,000,000 | 4 | Oct 26 | sec.gov |
| CancerVAX, Inc. | Biotechnology | Santa Barbara | CA | $500,000 | $5,000,000 | 1 | Oct 26 | sec.gov |
| Hopkins Capital Fund, L.L.C. (amended) | Other Real Estate | Meridian | ID | $388,267 | $50,000,000 | 5 | Oct 26 | sec.gov |
| Recce Solutions Ltd | Other | Newark, New Castle | DE | $336,500 | $336,500 | 5 | Oct 26 | sec.gov |
| Sublime Laser, Inc. | Manufacturing | Salt Lake City | UT | $280,000 | $500,000 | 7 | Oct 26 | sec.gov |
| BRT Biotechnologies, Inc. (amended) | Biotechnology | Claremont | CA | $272,500 | $300,000 | 7 | Oct 26 | sec.gov |
| Kidizen, Inc. | Other Technology | St. Paul | MN | $260,510 | $300,000 | 12 | Oct 26 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $250,000 | $150,000,000 | 0 | Oct 26 | sec.gov |
| Advest Marketing, LLC | Other Technology | Fargo | ND | $200,000 | $200,000 | 1 | Oct 26 | sec.gov |
| T2 Metals Corp. (amended) | Other | Vancouver | $189,412 | $1,017,226 | 6 | Oct 26 | sec.gov | |
| SAVA Capital Inc. | Investing | San Diego | CA | $150,000 | $150,000 | 1 | Oct 26 | sec.gov |
| Happy People Games, Inc. | Other Technology | Newtown | CT | $120,000 | $1,000,000 | 3 | Oct 26 | sec.gov |
| SAVA Capital Inc. | Investing | San Diego | CA | $115,000 | $115,000 | 1 | Oct 26 | sec.gov |
| SAVA Capital Inc. | Investing | San Diego | CA | $100,000 | $100,000 | 1 | Oct 26 | sec.gov |
| Riskalyze Aggregator LP (amended) | Other Technology | Wilmington | DE | $91,050 | $91,050 | 3 | Oct 26 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $65,486 | Indefinite | 19 | Oct 26 | sec.gov |
| Propanc Biopharma, Inc. | Pharmaceuticals | Camberwell, Vic | $61,000 | $61,000 | 1 | Oct 26 | sec.gov | |
| Mountain Spring Technologies, Inc. | Other Technology | North Chittenden | VT | $50,000 | $400,000 | 1 | Oct 26 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $32,682 | Indefinite | 9 | Oct 26 | sec.gov |
| Business Analytic Technologies, LLC | Other Technology | Dover | DE | $25,000 | $525,000 | 1 | Oct 26 | sec.gov |
| First Phosphate Corp. | Other | Vancouver | $18,462 | $34,946 | 1 | Oct 26 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $2,515 | Indefinite | 1 | Oct 26 | sec.gov |
| Global Innovative Platforms Inc. | Other Technology | Maitland | FL | $2,453 | $2,453 | 89 | Oct 26 | sec.gov |
| CROWDFUNZ 841 LLC. | Other Real Estate | New York | NY | $0 | $1,300,000 | 0 | Oct 26 | sec.gov |
| CROWDFUNZ 840 LLC. | Other Real Estate | New York | NY | $0 | $1,300,000 | 0 | Oct 26 | sec.gov |
| CROWDFUNZ 839 LLC. | Other Real Estate | New York | NY | $0 | $8,000,000 | 0 | Oct 26 | sec.gov |
| Dynamo Capital LLC | REITS and Finance | Wichita | KS | $0 | Indefinite | 0 | Oct 26 | sec.gov |
| 3800 Perrin Central LLC | Commercial | San Antonio | TX | $0 | $15,500,000 | 0 | Oct 26 | sec.gov |
| Benji Parent Holdco, Inc. | Other | New York | NY | $0 | Indefinite | 0 | Oct 26 | sec.gov |
| Pure Oil & Gas 2023-3 L.P. | Oil and Gas | Scottsdale | AZ | $0 | $2,200,000 | 0 | Oct 26 | sec.gov |
October 27, 2023 · October 25, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.