Data / Form D filings / Week of Oct 16
Form D filings, week of October 16, 2023: 435 companies raised $8.33 billion
435 operating companies filed a Form D in the week of October 16, 2023, reporting $8.33 billion sold. Largest: Commure, Inc. ($1.28 billion), Footprint International Holdco, Inc. ($829.5 million), Arbiter Partners QP, LP ($716 million). The median filing is $2.6 million, and 576 pooled investment funds also filed that week.
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- 435Form D filings
- $8.33 billionreported sold
- $2.6 millionmedian amount sold
- CAmost filings (75)
Most filings by state: CA 75, TX 46, NY 29, FL 28, MA 21. By industry: Other 89, Other Technology 84, Other Real Estate 47, Commercial 40.
By day: Oct 16 (106), Oct 17 (91), Oct 18 (83), Oct 19 (81), Oct 20 (74).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Commure, Inc. | Other Technology | San Francisco | CA | $1,284,409,056 | $1,284,409,056 | 56 | Oct 16 | sec.gov |
| Footprint International Holdco, Inc. | Manufacturing | Gilbert | AZ | $829,531,577 | Indefinite | 32 | Oct 20 | sec.gov |
| Arbiter Partners QP, LP (amended) | Investing | New York | NY | $716,000,000 | Indefinite | 203 | Oct 16 | sec.gov |
| SMG Aggregator, LLC | Other Health Care | New York | NY | $601,700,000 | Indefinite | 3 | Oct 17 | sec.gov |
| JLLIPT Holdings LP (amended) | REITS and Finance | Chicago | IL | $361,497,116 | Indefinite | 187 | Oct 19 | sec.gov |
| AIREX Portfolio VI DST (amended) | Other Real Estate | Denver | CO | $316,250,000 | $316,250,000 | 125 | Oct 19 | sec.gov |
| BRIDGER HOLDINGS, LP (amended) | Other | Palo Alto | CA | $315,965,835 | Indefinite | 24 | Oct 18 | sec.gov |
| Green Leaf Fund V, L.P. (amended) | Commercial | Pleasanton | CA | $298,575,000 | $350,000,000 | 332 | Oct 18 | sec.gov |
| NFP Ultimate Holdings, LLC (amended) | Other | New York | NY | $198,453,364 | Indefinite | 311 | Oct 16 | sec.gov |
| Manulife Forest Climate Fund LP (amended) | Other Real Estate | Boston | MA | $171,666,666 | Indefinite | 4 | Oct 18 | sec.gov |
| TDC Opportunity Fund IV, L.P. (amended) | Residential | Houston | TX | $151,173,173 | Indefinite | 117 | Oct 16 | sec.gov |
| CATALYST IOS FUND II LP (amended) | Commercial | New York | NY | $121,515,000 | $150,000,000 | 141 | Oct 18 | sec.gov |
| ExchangeRight Net-Leased Portfolio 55 DST (amended) | Commercial | Pasadena | CA | $116,050,000 | $116,050,000 | 157 | Oct 17 | sec.gov |
| COPART INC | Other | Dallas | TX | $108,000,000 | $108,000,000 | 13 | Oct 17 | sec.gov |
| Carlyle Tactical Private Credit Fund | Investing | New York | NY | $100,000,000 | $100,000,000 | 14 | Oct 16 | sec.gov |
| ExchangeRight Net-Leased Portfolio 54 DST (amended) | Commercial | Pasadena | CA | $91,150,000 | $91,150,000 | 164 | Oct 17 | sec.gov |
| ExchangeRight Net-Leased Portfolio 53 DST (amended) | Commercial | Pasadena | CA | $90,335,000 | $90,335,000 | 176 | Oct 16 | sec.gov |
| PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | Other Technology | Menlo Park | CA | $84,760,527 | $84,760,527 | 165 | Oct 19 | sec.gov |
| Urgent.ly Inc. | Other Technology | Vienna | VA | $84,657,529 | $84,657,529 | 66 | Oct 20 | sec.gov |
| 10 Federal Self Storage Acquisition Co 4, LLC (amended) | Other Real Estate | Raleigh | NC | $79,570,000 | $100,000,000 | 205 | Oct 16 | sec.gov |
| Concorde Holdco Parent, LLC | Business Services | Houston | TX | $66,419,231 | Indefinite | 28 | Oct 18 | sec.gov |
| Leerink Aggregator LP | Investment Banking | Boston | MA | $65,400,000 | $65,400,000 | 88 | Oct 17 | sec.gov |
| ExchangeRight Net-Leased Portfolio 52 DST (amended) | Commercial | Pasadena | CA | $60,820,000 | $60,820,000 | 107 | Oct 16 | sec.gov |
| Moody Rainey DWTN Austin DST (amended) | Commercial | Houston | TX | $57,741,150 | $87,200,000 | 202 | Oct 17 | sec.gov |
| CapsoVision, Inc (amended) | Biotechnology | Saratoga | CA | $54,828,812 | $54,828,841 | 105 | Oct 19 | sec.gov |
| HERZER FINANCIAL MORTGAGE FUND, LLC | Other Real Estate | Sacramento | CA | $54,599,779 | $250,000,000 | 209 | Oct 16 | sec.gov |
| Bentkey Holdings, LLC | Other | Nashville | TN | $50,000,000 | $120,000,000 | 2 | Oct 20 | sec.gov |
| Empire Village at Pleasant River & San Tan, LLC (amended) | Residential | Scottsdale | AZ | $47,988,874 | $50,000,000 | 669 | Oct 17 | sec.gov |
| Commure, Inc. | Other Technology | San Francisco | CA | $38,718,284 | $38,718,284 | 38 | Oct 16 | sec.gov |
| Auron Therapeutics, Inc. (amended) | Biotechnology | Newton | MA | $38,399,997 | $48,249,997 | 10 | Oct 20 | sec.gov |
| Dwight Mortgage Trust LLC (amended) | REITS and Finance | New York | NY | $36,546,000 | Indefinite | 205 | Oct 16 | sec.gov |
| OkamiAI, Inc. | Other | Boston | MA | $36,119,966 | $36,119,966 | 9 | Oct 19 | sec.gov |
| HZ Cantare DST | Residential | San Francisco | CA | $35,693,928 | $66,440,000 | 8 | Oct 19 | sec.gov |
| AssetWatch, Inc. (amended) | Other Technology | Westerville | OH | $34,167,997 | $34,167,997 | 16 | Oct 16 | sec.gov |
| GrayBul Mason LP | Residential | Greenville | SC | $33,045,160 | $33,045,160 | 97 | Oct 16 | sec.gov |
| AMICUS THERAPEUTICS, INC. | Biotechnology | Princeton | NJ | $29,999,985 | $29,999,985 | 2 | Oct 16 | sec.gov |
| GSA CIS CAMP SPRINGS DST (amended) | Other Real Estate | Nashua | NH | $29,398,406 | $295,000,000 | 65 | Oct 19 | sec.gov |
| aPriori Technologies Inc | Computers | Concord | MA | $28,000,000 | $65,000,000 | 2 | Oct 16 | sec.gov |
| Speakeasy Labs, Inc. | Other Technology | San Francisco | CA | $27,249,992 | $27,249,992 | 10 | Oct 17 | sec.gov |
| Nebula Energy LLC | Other Energy | Jacksonville | FL | $27,000,000 | $27,000,000 | 1 | Oct 16 | sec.gov |
| Rejoni, Inc. (amended) | Biotechnology | Bedford | MA | $26,250,000 | $26,250,000 | 22 | Oct 18 | sec.gov |
| Wilton Re Ltd. (amended) | Other | Halifax | $25,766,737 | Indefinite | 22 | Oct 16 | sec.gov | |
| Notarize, Inc. (amended) | Other Technology | Boston | MA | $25,400,000 | $25,400,000 | 9 | Oct 16 | sec.gov |
| VB&T Holding Co LLC | Other Banking and Financial Services | Scottsdale | AZ | $23,355,000 | $28,000,000 | 48 | Oct 16 | sec.gov |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $21,609,308 | $69,424,166 | 52 | Oct 17 | sec.gov |
| Have A Little Priestly Ltd Liability Co (amended) | Other | New York | NY | $21,525,000 | $25,000,000 | 88 | Oct 19 | sec.gov |
| Interius BioTherapeutics, Inc. | Biotechnology | Philadelphia | PA | $21,451,331 | $21,451,331 | 13 | Oct 20 | sec.gov |
| SO V Vero & I-Drive Co-Invest, LLC (amended) | Residential | Ft. Lauderdale | FL | $21,398,000 | $21,398,000 | 64 | Oct 18 | sec.gov |
| Speakeasy Labs, Inc. | Other Technology | San Francisco | CA | $20,034,998 | $20,034,998 | 35 | Oct 17 | sec.gov |
| VIP Fund III, LLC | Other | Roseville | CA | $20,000,000 | $20,000,000 | 49 | Oct 17 | sec.gov |
| Pair Team, Inc. | Other Technology | San Francisco | CA | $19,678,037 | $20,678,036 | 40 | Oct 19 | sec.gov |
| Reality Defender, Inc. | Other Technology | New York | NY | $19,424,966 | $20,080,000 | 32 | Oct 16 | sec.gov |
| DermBiont, Inc. (amended) | Biotechnology | Boston | MA | $19,397,474 | $46,755,961 | 81 | Oct 19 | sec.gov |
| ORN 180, LLC (amended) | Residential | Bend | OR | $19,235,000 | $24,500,000 | 26 | Oct 19 | sec.gov |
| Endogenex, Inc. | Other Health Care | Plymouth | MN | $18,325,000 | $18,325,000 | 9 | Oct 17 | sec.gov |
| Camp NYC, Inc. (amended) | Retailing | New York | NY | $17,898,646 | $20,000,000 | 21 | Oct 18 | sec.gov |
| NLCA DG Investment Grade Portfolio 1 DST (amended) | Other Real Estate | Nashua | NH | $17,569,637 | $39,365,399 | 30 | Oct 20 | sec.gov |
| Lyniate US Holdings LP (amended) | Other | Wilmington | DE | $17,217,000 | Indefinite | 3 | Oct 17 | sec.gov |
| PinkDx, Inc. | Biotechnology | Indianapolis | IN | $16,984,994 | $40,000,048 | 7 | Oct 20 | sec.gov |
| JETCOOL Technologies Inc. (amended) | Other | Littleton | MA | $16,733,031 | $17,000,000 | 7 | Oct 16 | sec.gov |
| Invictus Apps, Inc. | Other Technology | New York | NY | $15,999,999 | $15,999,999 | 3 | Oct 17 | sec.gov |
| Speakeasy Labs, Inc. | Other Technology | San Francisco | CA | $15,999,991 | $15,999,991 | 23 | Oct 17 | sec.gov |
| Origin Wireless, Inc. | Other Technology | Rockville | MD | $15,923,061 | $20,923,056 | 5 | Oct 17 | sec.gov |
| SpecTrust, Inc. | Other Technology | San Jose | CA | $14,999,997 | $14,999,997 | 6 | Oct 19 | sec.gov |
| SK Cobra Holdings, LP | Other | New York | NY | $13,897,000 | Indefinite | 11 | Oct 16 | sec.gov |
| RGV 2 Pack Owner LLC | Residential | Austin | TX | $13,629,800 | $16,675,000 | 109 | Oct 17 | sec.gov |
| ALLCITY Network Inc. | Other | Denver | CO | $13,612,274 | $14,693,391 | 53 | Oct 20 | sec.gov |
| Green Places, Inc. | Other Technology | Raleigh | NC | $13,178,364 | $13,178,364 | 5 | Oct 16 | sec.gov |
| Pexto Holdings Ltd | Other Technology | Bogota | $13,000,000 | $13,000,000 | 4 | Oct 18 | sec.gov | |
| Eden GeoPower, Inc. (amended) | Other Energy | Somerville | MA | $12,629,947 | $15,320,243 | 13 | Oct 18 | sec.gov |
| Onebrief, Inc. | Other Technology | Honolulu | HI | $12,500,000 | $18,000,000 | 2 | Oct 19 | sec.gov |
| Membrion, Inc. (amended) | Other Technology | Seattle | WA | $12,499,999 | $12,499,999 | 20 | Oct 18 | sec.gov |
| Great Plains Bancshares, Inc. | Other Banking and Financial Services | Elk City | OK | $12,300,000 | $12,300,000 | 18 | Oct 20 | sec.gov |
| AGILITY HOLDINGS, INC. | Other | Draper | UT | $11,999,998 | $12,000,000 | 1 | Oct 20 | sec.gov |
| CalNeva Workforce Housing Fund I LLC (amended) | Residential | Los Angeles | CA | $11,900,000 | $11,900,000 | 58 | Oct 19 | sec.gov |
| Attobahn, Inc. (amended) | Other | Ashburn | VA | $11,701,509 | $25,000,000 | 562 | Oct 18 | sec.gov |
| Nixon Apartments LLC | Residential | Greensboro | NC | $11,655,367 | $11,655,367 | 65 | Oct 17 | sec.gov |
| SG Evans Partners, LLC | Other Real Estate | Atlanta | GA | $11,470,000 | $27,000,000 | 69 | Oct 18 | sec.gov |
| Southern Land Capital Fund, LLC (amended) | Other Real Estate | Boone | NC | $11,106,517 | $25,000,000 | 52 | Oct 16 | sec.gov |
| Laconic Infrastructure Partners Inc. (amended) | Environmental Services | Chicago | IL | $10,990,500 | $15,000,000 | 88 | Oct 19 | sec.gov |
| Biocogniv Inc. | Other | Burlington | VT | $10,743,107 | $11,793,106 | 36 | Oct 19 | sec.gov |
| AmeriFunds Secured Income Fund I, LLC (amended) | Other | Scottsdale | AZ | $10,419,145 | $50,000,000 | 135 | Oct 20 | sec.gov |
| NE1 UC, DST (amended) | Residential | Atlanta | GA | $10,139,514 | $10,139,514 | 36 | Oct 17 | sec.gov |
| Care Continuity, Inc. | Other Health Care | Irving | TX | $9,999,999 | $12,999,999 | 4 | Oct 20 | sec.gov |
| Headlands Research, Inc. | Other Health Care | Lake Worth | FL | $9,999,998 | $9,999,998 | 2 | Oct 18 | sec.gov |
| Creditly Corp. | Other Technology | Conshohocken | PA | $9,999,998 | $9,999,998 | 2 | Oct 18 | sec.gov |
| Scion Neurostim, Inc. | Biotechnology | Durham | NC | $9,999,978 | $10,000,000 | 13 | Oct 19 | sec.gov |
| FastCAP Systems Corp (amended) | Other Energy | Wakefield | MA | $9,835,546 | $12,500,000 | 43 | Oct 16 | sec.gov |
| Urban Sky Theory, Inc. | Other Technology | Denver | CO | $9,749,995 | $10,749,998 | 10 | Oct 16 | sec.gov |
| Renew Residential, Inc. (amended) | Other Technology | New York | NY | $9,640,780 | $9,715,780 | 35 | Oct 17 | sec.gov |
| LIVE OAK INVESTMENT, LLC | Other Real Estate | Chicago | IL | $9,470,000 | $13,500,000 | 84 | Oct 17 | sec.gov |
| OGF - Gilbert Investment, LLC | Other Real Estate | Chicago | IL | $9,075,000 | $9,100,000 | 68 | Oct 17 | sec.gov |
| Bridge Core Parent Holdings LLC | Other | Radnor | PA | $8,880,797 | $8,880,797 | 6 | Oct 17 | sec.gov |
| VENTERRA GROUP PLC | Other Energy | London | $8,832,077 | Indefinite | 4 | Oct 20 | sec.gov | |
| Climate Action Reserve LLC (amended) | Other | Charleston | SC | $8,750,000 | $10,000,000 | 4 | Oct 19 | sec.gov |
| SoundBoks, Inc. | Other | Cupertino | CA | $8,625,177 | $8,625,177 | 16 | Oct 20 | sec.gov |
| Percipient.ai Inc. | Other Technology | Santa Clara | CA | $8,499,999 | $15,041,148 | 4 | Oct 20 | sec.gov |
| Blue Shutters Ltd Liability Co (amended) | Other | New York | NY | $8,175,000 | $15,000,000 | 108 | Oct 19 | sec.gov |
| TMap, LLC (amended) | Other Technology | Indianapolis | IN | $8,156,084 | $9,550,000 | 12 | Oct 17 | sec.gov |
| DermBiont, Inc. | Biotechnology | Boston | MA | $8,089,121 | $37,500,000 | 10 | Oct 19 | sec.gov |
| Acculon Energy, Inc. | Other Energy | Columbus | OH | $8,000,000 | $20,000,000 | 1 | Oct 19 | sec.gov |
| Clutch Technologies Inc. (amended) | Other Technology | Toronto | $7,943,887 | $7,943,887 | 15 | Oct 16 | sec.gov | |
| AbbeyCross Inc. | Other Technology | Lewes | DE | $7,769,997 | $8,969,999 | 16 | Oct 18 | sec.gov |
| NexPoint Life Sciences II DST (amended) | Other Real Estate | Dallas | TX | $7,669,777 | $40,489,695 | 22 | Oct 18 | sec.gov |
| Magnifi Holdings Inc. | Other Technology | Boulder | CO | $7,650,000 | $10,000,000 | 28 | Oct 17 | sec.gov |
| PW PARKWOOD INVESTORS, LLC (amended) | Commercial | South Jordan | UT | $7,565,000 | $7,565,000 | 39 | Oct 20 | sec.gov |
| SAB Biotherapeutics, Inc. | Biotechnology | Sioux Falls | SD | $7,500,000 | $7,500,000 | 13 | Oct 16 | sec.gov |
| Compass, Inc. | Residential | New York | NY | $7,424,998 | $7,424,998 | 1 | Oct 17 | sec.gov |
| East Point 144 Apts, LLC | Commercial | Tallahassee | FL | $7,400,000 | $7,400,000 | 0 | Oct 17 | sec.gov |
| Quattro Growth Fund LLC | Other Real Estate | Oak Brook | IL | $7,265,000 | $14,000,000 | 91 | Oct 17 | sec.gov |
| Tampa Heights NonCG Fund, LLC | Construction | Chicago | IL | $7,260,000 | $7,260,000 | 7 | Oct 17 | sec.gov |
| SUNSHINE PARADISE VILLAGE LLC | Agriculture | Saint Augustine | FL | $7,216,500 | $8,840,000 | 177 | Oct 16 | sec.gov |
| Clairmont Opportunity GP Fund, LLC | Other Real Estate | New York | NY | $7,000,000 | $20,000,000 | 2 | Oct 18 | sec.gov |
| Battleground Ave, LLC | Commercial | Newcastle | OK | $7,000,000 | $7,000,000 | 15 | Oct 16 | sec.gov |
| Purlie Victorious Ltd Liability Co (amended) | Other | New York | NY | $6,750,000 | $7,500,000 | 27 | Oct 20 | sec.gov |
| Mulberri Inc. | Other | Sunnyvale | CA | $6,749,999 | $7,999,999 | 4 | Oct 17 | sec.gov |
| Coin Metrics Inc. | Other Technology | Boston | MA | $6,734,007 | $6,734,007 | 4 | Oct 18 | sec.gov |
| DataM Holdings, Inc. (amended) | Other Technology | Vitacura, Santiago | $6,565,000 | $6,565,000 | 5 | Oct 16 | sec.gov | |
| Two Six Technologies Holdings Inc. | Other Technology | Arlington | VA | $6,525,110 | $6,525,110 | 2 | Oct 16 | sec.gov |
| FGS Global Inc. | Other | New York | NY | $6,457,856 | $18,442,252 | 2 | Oct 17 | sec.gov |
| Cobbs Allen Capital Holdings, LLC | Insurance | Birmingham | AL | $6,363,176 | $6,414,572 | 55 | Oct 19 | sec.gov |
| CRE Diversified Income Fund, LLC (amended) | Commercial | Dallas | TX | $6,000,000 | $20,000,000 | 110 | Oct 16 | sec.gov |
| Zeno Moto Corp | Other | Oakland | CA | $5,918,495 | $7,329,997 | 12 | Oct 18 | sec.gov |
| RYTE Corp (amended) | Other Health Care | Toronto | $5,670,000 | Indefinite | 17 | Oct 18 | sec.gov | |
| Pharma Solutions USA, Inc. DBA LighthouseAI (amended) | Pharmaceuticals | Penn Valley | PA | $5,599,998 | $5,599,998 | 9 | Oct 19 | sec.gov |
| SPOKE HOUSING 2023, LLC (amended) | Residential | Columbus | OH | $5,534,000 | $5,534,000 | 45 | Oct 16 | sec.gov |
| Reszi Fund VI, LP (amended) | Residential | Dallas | TX | $5,465,000 | $50,000,000 | 44 | Oct 20 | sec.gov |
| W.M. Golf, INC. | Other | Austin | TX | $5,432,071 | $6,000,000 | 43 | Oct 19 | sec.gov |
| Cameron Net Lease Fund III, LLC | Commercial | Charlotte | NC | $5,240,000 | $75,000,000 | 44 | Oct 16 | sec.gov |
| Cambium Carbon PBC | Other Technology | Arbutus | MD | $5,111,500 | $5,111,500 | 7 | Oct 20 | sec.gov |
| SciSparc Ltd. | Pharmaceuticals | Tel Aviv | $5,026,000 | $5,026,000 | 1 | Oct 19 | sec.gov | |
| Superframe, Inc. | Other Technology | Palo Alto | CA | $5,009,994 | $5,009,994 | 8 | Oct 19 | sec.gov |
| Coalesce Automation, Inc. | Other Technology | San Francisco | CA | $5,000,000 | $5,000,000 | 5 | Oct 16 | sec.gov |
| Current33 Apartments Two, LLC | Other Real Estate | West Fargo | ND | $4,688,500 | $6,088,550 | 11 | Oct 19 | sec.gov |
| Treads App, Inc. (amended) | Other | Park City | UT | $4,539,998 | $4,539,998 | 25 | Oct 20 | sec.gov |
| Hearth South Barrington LLC | Restaurants | South Barrington | IL | $4,500,000 | $5,100,000 | 37 | Oct 20 | sec.gov |
| Terrestrial Energy Inc. | Other Energy | Oakville | $4,326,000 | Indefinite | 16 | Oct 18 | sec.gov | |
| Prestamype Fintech Group Holdings Ltd | Other Technology | Lima | $4,172,236 | $4,172,236 | 7 | Oct 18 | sec.gov | |
| SHOPS AT EASTSIDE LLC | Commercial | Plano | TX | $4,130,000 | $7,000,000 | 53 | Oct 16 | sec.gov |
| CGP Net Lease Mezz Equity VI, LLC | Commercial | Birmingham | AL | $4,010,000 | $4,010,000 | 1 | Oct 18 | sec.gov |
| QualiaOS, Inc | Other Technology | Philadelphia | PA | $4,000,000 | $4,000,000 | 16 | Oct 19 | sec.gov |
| PRESTIGE BUILD LLC | Residential | Plano | TX | $3,939,247 | $15,000,000 | 33 | Oct 16 | sec.gov |
| Sonical Inc. | Other | San Mateo | CA | $3,897,429 | $7,923,686 | 21 | Oct 18 | sec.gov |
| CrowdComfort, Inc. | Other Technology | Boston | MA | $3,806,658 | $5,592,476 | 28 | Oct 19 | sec.gov |
| GetTheReferral.com, Inc. (amended) | Other | San Diego | CA | $3,760,774 | $3,825,000 | 17 | Oct 16 | sec.gov |
| High Plains Banking Group, Inc. | Commercial Banking | Flagler | CO | $3,677,880 | $4,021,185 | 62 | Oct 19 | sec.gov |
| EnerPure Inc. | Other | Winnipeg | $3,650,000 | $6,470,455 | 2 | Oct 18 | sec.gov | |
| Tendrel, Inc. | Other Technology | Sammamish | WA | $3,649,999 | $4,099,999 | 37 | Oct 19 | sec.gov |
| FIRST NATIONAL BANCSHARES INC/KS/ | Commercial Banking | Goodland | KS | $3,582,160 | $6,000,000 | 28 | Oct 16 | sec.gov |
| Inpleo, Inc. (amended) | Other Technology | Pittsburgh | PA | $3,561,000 | $3,561,000 | 37 | Oct 17 | sec.gov |
| Darmiyan, Inc. | Other Technology | Berkeley | CA | $3,536,249 | $3,536,249 | 5 | Oct 18 | sec.gov |
| i2O Therapeutics, Inc. | Biotechnology | Cambridge | MA | $3,500,000 | $3,987,042 | 7 | Oct 18 | sec.gov |
| CSC South Hill Realty Capital, LLC | Residential | Aspen | CO | $3,418,000 | $4,188,000 | 67 | Oct 20 | sec.gov |
| Campfire Fund LLC (amended) | Other | Pensacola | FL | $3,386,500 | $14,714,000 | 29 | Oct 18 | sec.gov |
| Don't Quit, LLC | Other | El Segundo | CA | $3,324,988 | $5,700,000 | 8 | Oct 19 | sec.gov |
| NVM Partners, LLC | Other Real Estate | Carmel | IN | $3,250,000 | $3,250,000 | 19 | Oct 18 | sec.gov |
| Terrestrial Energy Inc. | Other Energy | Oakville | $3,250,000 | Indefinite | 9 | Oct 18 | sec.gov | |
| Boat Fix, Inc. | Other | Southport | CT | $3,225,002 | Indefinite | 24 | Oct 18 | sec.gov |
| Lifeguard Health, Inc. | Other Health Care | Palm Beach | FL | $3,192,587 | $5,249,999 | 3 | Oct 16 | sec.gov |
| WaveAerospace, Inc. (amended) | Manufacturing | Old Greenwich | CT | $3,100,026 | $3,100,026 | 1 | Oct 18 | sec.gov |
| Nutex Health, Inc. | Hospitals and Physicians | Houston | TX | $3,090,000 | $15,000,000 | 13 | Oct 17 | sec.gov |
| Acretrader 234, LLC (amended) | Other Real Estate | Fayetteville | AR | $3,035,000 | $3,035,000 | 84 | Oct 20 | sec.gov |
| Mednition, Inc. | Other Health Care | Burlingame | CA | $3,003,557 | $5,000,000 | 2 | Oct 20 | sec.gov |
| 7357 Bar LLC | Restaurants | Miami | FL | $3,000,000 | $4,000,000 | 20 | Oct 19 | sec.gov |
| TRUCONNECT, LLC | Telecommunications | Boston | MA | $3,000,000 | $6,000,000 | 6 | Oct 19 | sec.gov |
| USA Land Fund I, LLC (amended) | Other Real Estate | Richmond | VA | $3,000,000 | $15,000,000 | 12 | Oct 18 | sec.gov |
| Elder Research, Inc. | Other Technology | Charlottesville | VA | $3,000,000 | $3,000,000 | 1 | Oct 16 | sec.gov |
| Rose Hill UK 1, LLC | Other Real Estate | Alpharetta | GA | $2,990,000 | $2,990,000 | 29 | Oct 20 | sec.gov |
| Nectar Dabling 2023, LLC | Commercial | Denver | CO | $2,955,000 | $2,955,000 | 17 | Oct 18 | sec.gov |
| Virginia Carbon Products, LLC (amended) | Manufacturing | Brevard | NC | $2,900,000 | $4,000,000 | 2 | Oct 19 | sec.gov |
| Stitch Financial, Inc. | Other Technology | San Francisco | CA | $2,854,995 | $3,000,000 | 9 | Oct 20 | sec.gov |
| FlashParking, Inc. | Other | Austin | TX | $2,835,106 | $2,835,106 | 12 | Oct 16 | sec.gov |
| 735 River Road Partners, LLC | Other Real Estate | Jericho | NY | $2,822,648 | $7,000,000 | 16 | Oct 16 | sec.gov |
| Terrestrial Energy Inc. | Other Energy | Oakville | $2,775,000 | Indefinite | 5 | Oct 17 | sec.gov | |
| Liquor Lab Holdings, Inc. | Other | Dallas | TX | $2,768,072 | $5,000,000 | 8 | Oct 19 | sec.gov |
| Atalan Tech Inc | Other Technology | Boston | MA | $2,760,000 | $2,760,000 | 18 | Oct 16 | sec.gov |
| Ahura AI Inc. | Other Technology | Dorado | PR | $2,699,999 | $2,699,999 | 1 | Oct 17 | sec.gov |
| Gerosynth Laboratories, Inc. (amended) | Other | Bloomington | MN | $2,680,000 | $3,000,000 | 34 | Oct 18 | sec.gov |
| Team Wildfire Inc. | Other Technology | Longmont | CO | $2,670,000 | $3,670,000 | 15 | Oct 19 | sec.gov |
| Anuncia Medical, Inc. (amended) | Biotechnology | Scottsdale | AZ | $2,614,306 | $3,500,000 | 22 | Oct 19 | sec.gov |
| JVEP Commerce Centre, LLC | Commercial | Fort Worth | TX | $2,575,000 | $2,575,000 | 12 | Oct 16 | sec.gov |
| Terrestrial Energy Inc. | Other Energy | Oakville | $2,569,000 | Indefinite | 10 | Oct 18 | sec.gov | |
| EMF Florida Development Fund, L.P. | Commercial | Plano | TX | $2,500,000 | $50,000,000 | 8 | Oct 19 | sec.gov |
| Lytica Inc. | Other Technology | Ottawa | $2,499,999 | $2,499,999 | 2 | Oct 16 | sec.gov | |
| ShiftPixy, Inc. | Business Services | Miami | FL | $2,491,500 | $2,491,500 | 1 | Oct 16 | sec.gov |
| Forum Multifamily Real Estate Investment Trust, Inc. (amended) | REITS and Finance | Denver | CO | $2,480,384 | $200,000,000 | 256 | Oct 18 | sec.gov |
| CredibleMind Inc. (amended) | Other Technology | Sausalito | CA | $2,475,000 | $2,500,000 | 14 | Oct 17 | sec.gov |
| QualiaOS, Inc | Other Technology | Philadelphia | PA | $2,426,515 | $2,426,515 | 34 | Oct 20 | sec.gov |
| Terrestrial Energy Inc. | Other Energy | Oakville | $2,340,000 | Indefinite | 18 | Oct 18 | sec.gov | |
| Invesco Real Estate Income Trust Inc. (amended) | REITS and Finance | Dallas | TX | $2,210,099 | $20,000,000 | 28 | Oct 19 | sec.gov |
| Virax Biolabs Group Ltd | Biotechnology | London | $2,150,000 | $2,150,000 | 1 | Oct 17 | sec.gov | |
| Dune Technology Partners III, LLC | Investing | Memphis | TN | $2,133,925 | $2,133,925 | 40 | Oct 20 | sec.gov |
| Gaingels Rain Neuromorphics 2023 LLC (amended) | Other | Burlington | VT | $2,130,020 | $2,130,020 | 72 | Oct 19 | sec.gov |
| RGV 2 Pack Owner 2 LLC | Residential | Austin | TX | $2,025,000 | $2,025,000 | 2 | Oct 16 | sec.gov |
| Zuum Transportation Inc. | Other Technology | Irvine | CA | $2,000,000 | $5,000,000 | 1 | Oct 19 | sec.gov |
| Accend Group Holdings, Inc. | Other | Salt Lake City | UT | $2,000,000 | $2,994,012 | 1 | Oct 18 | sec.gov |
| Ooblix, Inc. | Other | Henderson | NV | $2,000,000 | $2,000,000 | 1 | Oct 16 | sec.gov |
| Sidus Space Inc. | Telecommunications | Merritt Island | FL | $2,000,000 | $2,000,000 | 6 | Oct 16 | sec.gov |
| Akari Therapeutics Plc | Other Health Care | Boston | MA | $1,971,001 | $1,971,001 | 11 | Oct 19 | sec.gov |
| POM Partners, Inc. | Other Technology | Newark | NJ | $1,917,795 | $3,000,000 | 14 | Oct 16 | sec.gov |
| 3288 Polk Investor LLC | Investing | Richardson | TX | $1,825,000 | $2,025,000 | 7 | Oct 16 | sec.gov |
| STOCKPRESS CORP. | Other Technology | Stuart | FL | $1,799,999 | $1,800,000 | 8 | Oct 17 | sec.gov |
| Bright Path Management, LLC | Investing | Weston | FL | $1,770,839 | $1,820,000 | 5 | Oct 16 | sec.gov |
| CCWRM TX3 LLC | Commercial | Dallas | TX | $1,750,000 | $6,000,000 | 16 | Oct 16 | sec.gov |
| Galileo Education Holdings, LLC | Other | Franklin | TN | $1,650,000 | $20,000,000 | 6 | Oct 18 | sec.gov |
| Waystone Hidalgo Property, LLC | Residential | Los Angeles | CA | $1,635,000 | $1,635,000 | 20 | Oct 20 | sec.gov |
| EmpNia Inc. | Biotechnology | Edina | MN | $1,590,000 | $3,960,000 | 22 | Oct 17 | sec.gov |
| RADIANT STORAGE TCL 1731 LLC | Commercial | Sanford | NC | $1,500,000 | $2,200,000 | 17 | Oct 20 | sec.gov |
| Green Check Verified, Inc. | Other | Bonita Springs | FL | $1,500,000 | Indefinite | 2 | Oct 20 | sec.gov |
| Aervivo, Inc. | Telecommunications | San Diego | CA | $1,500,000 | $11,229,291 | 17 | Oct 20 | sec.gov |
| JourneyTrack, Corp. | Other Technology | Doral | FL | $1,499,999 | $2,000,000 | 8 | Oct 17 | sec.gov |
| FarmTogether Hickory Orchard LLC | Other Real Estate | Claymont | DE | $1,458,240 | $1,458,240 | 56 | Oct 18 | sec.gov |
| X-THERMA III A SERIES OF VUVP FUND LLC | Other | Austin | TX | $1,384,500 | $1,384,500 | 25 | Oct 19 | sec.gov |
| Evolve Holly Ridge II, LLC | Commercial | Greensboro | NC | $1,312,250 | $3,535,000 | 10 | Oct 20 | sec.gov |
| FreeFall Aerospace, Inc. | Other Technology | Tucson | AZ | $1,300,000 | $4,000,000 | 3 | Oct 17 | sec.gov |
| Halla, Inc. (amended) | Other Technology | Burbank | CA | $1,242,584 | $1,300,000 | 25 | Oct 16 | sec.gov |
| GIGANTOR TECHNOLOGIES, INC. (amended) | Other Technology | Melbourne Beach | FL | $1,219,500 | $1,500,000 | 10 | Oct 20 | sec.gov |
| Lockworks Hospitality Group, LLC | Restaurants | Branford | CT | $1,200,000 | $1,200,000 | 11 | Oct 16 | sec.gov |
| Astek Diagnostics, Inc. | Biotechnology | Baltimore | MD | $1,150,000 | $2,500,000 | 4 | Oct 19 | sec.gov |
| Reliq Health Technologies Inc. | Other Health Care | Vancouver | $1,137,864 | $1,137,864 | 3 | Oct 20 | sec.gov | |
| RS BioTherapeutics Inc. (amended) | Pharmaceuticals | Cumberland | MD | $1,105,000 | $5,000,000 | 5 | Oct 19 | sec.gov |
| Promethient, Inc. (amended) | Manufacturing | Traverse City | MI | $1,104,418 | Indefinite | 13 | Oct 18 | sec.gov |
| Acretrader 233, LLP | Other Real Estate | Fayetteville | AR | $1,074,000 | $1,074,000 | 50 | Oct 19 | sec.gov |
| GTIS Employee Feeder LP (amended) | Commercial | New York | NY | $1,042,631 | Indefinite | 19 | Oct 18 | sec.gov |
| Eggcellent Moorefield LLC | Residential | Houston | TX | $1,034,000 | $1,034,000 | 27 | Oct 17 | sec.gov |
| Voomi Supply Inc. | Other | Dresher | PA | $1,000,000 | $1,000,000 | 2 | Oct 17 | sec.gov |
| Biolexis Therapeutics Inc. | Biotechnology | American Fork | UT | $1,000,000 | Indefinite | 1 | Oct 17 | sec.gov |
| Evolve To You Corp | Other Technology | Austin | TX | $999,999 | $4,999,997 | 1 | Oct 17 | sec.gov |
| GMI-Property Improvement Plan, LP (amended) | Other Real Estate | Westlake | TX | $950,000 | $3,765,021 | 10 | Oct 20 | sec.gov |
| Evercycle Inc | Other | Rancho Cucamonga | CA | $920,000 | Indefinite | 7 | Oct 18 | sec.gov |
| CPACKET NETWORKS INC | Other Technology | Milpitas | CA | $908,961 | $3,000,000 | 12 | Oct 16 | sec.gov |
| Veg House Holdings Inc. | Other | Miami Beach | FL | $900,000 | $932,000 | 3 | Oct 18 | sec.gov |
| 3P MEDIA-MYTHICAL GAMES LLC - C-1 | Other | Dover | DE | $884,862 | $884,862 | 16 | Oct 17 | sec.gov |
| Choice Financial Group Holdings, LLC | Insurance | Bethesda | MD | $880,000 | $880,000 | 1 | Oct 16 | sec.gov |
| GTIS Employee Feeder LP | Commercial | New York | NY | $853,000 | Indefinite | 17 | Oct 18 | sec.gov |
| PUREPLAY ENTERTAINMENT LLC | Other | Nashville | TN | $850,000 | $850,000 | 9 | Oct 18 | sec.gov |
| Homestead Rd Partners LP | Commercial | Houston | TX | $826,000 | $875,000 | 22 | Oct 18 | sec.gov |
| CitySpark, Inc. | Other Technology | Sandy | UT | $819,038 | $1,258,942 | 15 | Oct 16 | sec.gov |
| CEAI Park Edge Investor LLC | Residential | Merriam | KS | $800,000 | $7,480,000 | 5 | Oct 18 | sec.gov |
| Gi Property 72 LLC | Other Real Estate | Beverly Hills | CA | $773,400 | $773,400 | 21 | Oct 18 | sec.gov |
| SolTerra OZ Fund II, LLC | Construction | Seattle | WA | $767,200 | $7,600,000 | 5 | Oct 20 | sec.gov |
| Imagen Westchase Support Services, LLC | Other Health Care | Scottsdale | AZ | $750,000 | $750,000 | 1 | Oct 20 | sec.gov |
| RERX Fund Series 2201 LLC (amended) | Other Real Estate | Pleasanton | CA | $750,000 | $20,000,000 | 4 | Oct 18 | sec.gov |
| Value Fund B, LLC | Commercial | Centennial | CO | $731,000 | $10,000,000 | 19 | Oct 17 | sec.gov |
| ChannelApe, Inc. | Other Technology | New York | NY | $726,633 | $1,499,993 | 15 | Oct 18 | sec.gov |
| Dividenz 11, LP | Other Real Estate | Aventura | FL | $705,000 | $1,025,641 | 12 | Oct 19 | sec.gov |
| Avalon GloboCare Corp. | Biotechnology | Freehold | NJ | $700,000 | $700,000 | 2 | Oct 20 | sec.gov |
| Moblyze Inc. | Other Technology | Houston | TX | $696,518 | $750,000 | 29 | Oct 16 | sec.gov |
| Epic Charging Inc. | Other | Dover | DE | $682,383 | $2,000,000 | 15 | Oct 16 | sec.gov |
| Streaming Ink Media, Inc. (amended) | Other | West Hills | CA | $675,000 | $1,200,000 | 2 | Oct 20 | sec.gov |
| Streaming Ink Media, Inc. | Other | West Hills | CA | $675,000 | $1,200,000 | 2 | Oct 19 | sec.gov |
| Terrestrial Energy Inc. | Other Energy | Oakville | $670,000 | Indefinite | 2 | Oct 18 | sec.gov | |
| QualiaOS, Inc | Other Technology | Philadelphia | PA | $656,000 | $656,000 | 14 | Oct 19 | sec.gov |
| Gaingels Josh AI LLC | Other | Burlington | VT | $648,404 | $648,404 | 8 | Oct 16 | sec.gov |
| Klar Scientific, Inc. (amended) | Other Technology | Pullman | WA | $610,000 | $1,000,000 | 11 | Oct 16 | sec.gov |
| Advanced Development of Additive Manufacturing, Inc. (amended) | Biotechnology | Stamford | CT | $558,353 | $5,383,163 | 4 | Oct 18 | sec.gov |
| LIBERTY DEFENSE HOLDINGS, LTD. | Other Technology | Wilmington | MA | $527,250 | $1,300,550 | 19 | Oct 19 | sec.gov |
| AE VV RGV Portfolio MF LP | Commercial | Fort Worth | TX | $525,000 | $525,000 | 14 | Oct 18 | sec.gov |
| Rose Street Partners Ltd | Business Services | Bristol | $516,434 | $17,682,927 | 12 | Oct 20 | sec.gov | |
| MPAC Healthcare Management, LLC | Other Health Care | Chicago | IL | $502,070 | $1,000,000 | 4 | Oct 20 | sec.gov |
| Gulfstream Global Partners LLC | Residential | Boca Raton | FL | $500,000 | $8,000,000 | 4 | Oct 19 | sec.gov |
| FlexCharging, Inc. | Other | Redmond | WA | $500,000 | $500,000 | 1 | Oct 19 | sec.gov |
| Suite Life Health & Wellness LLC | Other | Bristol | RI | $500,000 | $1,500,000 | 6 | Oct 18 | sec.gov |
| JDMAX Developments LLC | Commercial | Tampa | FL | $500,000 | $500,000 | 0 | Oct 16 | sec.gov |
| Pollen Technologies, Inc. | Other Technology | Marietta | GA | $499,996 | $1,200,000 | 1 | Oct 17 | sec.gov |
| Impact Heather Ridge LLC | Residential | Peoria | AZ | $460,000 | $1,000,000 | 12 | Oct 16 | sec.gov |
| Don't Tell My Wife Stables 2023 LLC | Other | Fort Worth | TX | $452,500 | $452,500 | 64 | Oct 16 | sec.gov |
| YIELDSHIRE LLC (amended) | Other Real Estate | Secaucus | NJ | $451,848 | $20,000,000 | 5 | Oct 20 | sec.gov |
| QualiaOS, Inc | Other Technology | Philadelphia | PA | $450,000 | $450,000 | 3 | Oct 19 | sec.gov |
| SPARVEN VENTURES INC. | Business Services | Wilmington | DE | $450,000 | $1,500,000 | 2 | Oct 18 | sec.gov |
| Legato Intelligence, Inc. | Other | Stamford | CT | $450,000 | $450,000 | 4 | Oct 17 | sec.gov |
| BlockMesa Houston, LLC | Commercial | Oklahoma City | OK | $430,000 | $430,000 | 8 | Oct 17 | sec.gov |
| Choice Financial Group Holdings, LLC | Insurance | Bethesda | MD | $400,000 | $400,000 | 1 | Oct 16 | sec.gov |
| Tampa Heights QOZ Fund I, LLC | Construction | Chicago | IL | $390,000 | $390,000 | 3 | Oct 17 | sec.gov |
| DCP Ken Caryl Debt B107 LLC | Other Real Estate | Colorado Springs | CO | $388,000 | $388,000 | 6 | Oct 20 | sec.gov |
| Gaingels Machina Labs LLC | Other | Burlington | VT | $374,408 | $374,408 | 54 | Oct 16 | sec.gov |
| Glamping Hub International, Inc. | Tourism and Travel Services | Park City | UT | $350,000 | $1,000,000 | 4 | Oct 20 | sec.gov |
| Radom Corp | Other Technology | Pewaukee | WI | $350,000 | $2,000,000 | 2 | Oct 18 | sec.gov |
| Cascada Bend, LLC | Construction | Seattle | WA | $346,000 | $7,600,000 | 2 | Oct 20 | sec.gov |
| Alpha Cognition Inc. | Biotechnology | Frisco | TX | $343,999 | $586,361 | 9 | Oct 19 | sec.gov |
| QualiaOS, Inc | Other Technology | Philadelphia | PA | $325,000 | $325,000 | 7 | Oct 20 | sec.gov |
| Dirty Dough Enterprises, Inc. | Other | Lindon | UT | $320,000 | $2,000,000 | 3 | Oct 18 | sec.gov |
| Santa Fe Seguin LLC | Commercial | Houston | TX | $300,000 | $1,800,000 | 3 | Oct 20 | sec.gov |
| MemoryWell Inc. | Other Technology | Albuquerque | NM | $300,000 | $1,750,000 | 2 | Oct 20 | sec.gov |
| Bubl Technologies, Inc. | Computers | San Francisco | CA | $300,000 | $300,000 | 1 | Oct 19 | sec.gov |
| WORLD TREE USA, LLC | Other | Reno | NV | $282,100 | $5,000,000 | 11 | Oct 19 | sec.gov |
| Treatment.com International Inc. | Other Technology | Vancouver | $256,981 | $256,981 | 2 | Oct 17 | sec.gov | |
| LEDGERSET INC. | Computers | Wellsley | MA | $250,000 | $500,000 | 2 | Oct 20 | sec.gov |
| GreyscaleAI, Inc. | Other Technology | Fremont | CA | $250,000 | $500,000 | 1 | Oct 18 | sec.gov |
| Express Wages, LLC | Business Services | Memphis | TN | $250,000 | $2,000,000 | 2 | Oct 17 | sec.gov |
| Accelsius Holdings LLC | Other Technology | Austin | TX | $250,000 | $15,000,000 | 1 | Oct 16 | sec.gov |
| Right Track, Inc. | Other Technology | Slinger | WI | $240,000 | $1,500,000 | 2 | Oct 20 | sec.gov |
| Little Lunches Corp. (amended) | Other Technology | Miami | FL | $230,000 | $2,000,000 | 16 | Oct 20 | sec.gov |
| Hive Science, LLC | Other | Corcoran | MN | $225,000 | $1,000,000 | 7 | Oct 16 | sec.gov |
| Ecto, Inc. | Other Technology | Atlanta | GA | $205,000 | $500,000 | 9 | Oct 20 | sec.gov |
| Advanced Development of Additive Manufacturing, Inc. | Biotechnology | Stamford | CT | $200,000 | $200,000 | 1 | Oct 18 | sec.gov |
| Cornbread CBD, PBC | Retailing | Louisville | KY | $200,000 | $1,000,000 | 2 | Oct 18 | sec.gov |
| Hyperion Companies, Inc. | Other Energy | Orange | CA | $200,000 | $200,000 | 1 | Oct 18 | sec.gov |
| NEXT LITHIUM CORP. | Other | Vancouver | $200,000 | $200,000 | 2 | Oct 16 | sec.gov | |
| Calico Development IM, LP (amended) | Other Real Estate | Moss Point | MS | $197,500 | $375,000 | 27 | Oct 16 | sec.gov |
| OZPros QOF, LLC | Commercial | Charleston | SC | $175,000 | $3,822,222 | 1 | Oct 18 | sec.gov |
| Azure Sustainable Fuels Corp | Other Energy | Calgary | $168,000 | $168,000 | 2 | Oct 17 | sec.gov | |
| RAIN A SERIES OF VUVP FUND LLC | Other | Austin | TX | $162,500 | $162,500 | 10 | Oct 19 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $161,137 | Indefinite | 35 | Oct 16 | sec.gov |
| Lorenz Labs Inc | Telecommunications | Wilmington | DE | $155,000 | Indefinite | 2 | Oct 20 | sec.gov |
| Koloni, Inc. | Other Technology | Des Moines | IA | $150,000 | $600,000 | 1 | Oct 20 | sec.gov |
| ArrowUp LLC | Agriculture | Clayton | MO | $150,000 | $150,000 | 3 | Oct 19 | sec.gov |
| Garrett Capital Private Equity LLC | Agriculture | Kaysville | UT | $150,000 | $400,000 | 2 | Oct 19 | sec.gov |
| Kirklin Solutions, Inc. | Other Health Care | Hoover | AL | $150,000 | Indefinite | 1 | Oct 16 | sec.gov |
| FFVC Gaingels Rhino LLC (amended) | Other | Burlington | VT | $137,026 | $137,026 | 14 | Oct 16 | sec.gov |
| European Energy Metals Corp. | Other | Vancouver, British Columbia | $135,952 | $1,976,965 | 3 | Oct 19 | sec.gov | |
| BCP VARECO FUND III LLC | Other Real Estate | Patchogue | NY | $125,000 | $10,000,000 | 3 | Oct 17 | sec.gov |
| NPL Fund 5 LP (amended) | Other Real Estate | New York | NY | $125,000 | $2,178,000 | 4 | Oct 17 | sec.gov |
| NPL 5 Fund LP | Other Real Estate | New York | NY | $125,000 | $2,178,000 | 4 | Oct 17 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $123,607 | Indefinite | 35 | Oct 16 | sec.gov |
| Gaingels Testmate Health LLC | Other | Burlington | VT | $116,883 | $116,883 | 15 | Oct 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $115,645 | Indefinite | 19 | Oct 16 | sec.gov |
| TerraByte, Inc. | Other Technology | Dublin | CA | $107,509 | $107,509 | 2 | Oct 16 | sec.gov |
| CANPALS INVESTMENTS INC. | Other | Wilmington | DE | $105,346 | $105,346 | 7 | Oct 19 | sec.gov |
| Parity Healthcare Analytics Inc. | Other | Dover | DE | $100,000 | $500,000 | 2 | Oct 20 | sec.gov |
| Estaca 1992, LLC | Other | Phoenix | AZ | $100,000 | $2,500,000 | 1 | Oct 20 | sec.gov |
| SYMPLSOFT, INC. | Other | Liberty Lake | WA | $100,000 | $100,000 | 2 | Oct 19 | sec.gov |
| Pacifoco, Inc. | Oil and Gas | Las Vegas | NV | $100,000 | $7,500,000 | 1 | Oct 16 | sec.gov |
| EQUII A SERIES OF VUVP FUND LLC | Other | Austin | TX | $90,500 | $90,500 | 11 | Oct 17 | sec.gov |
| MARKETFORCE III A SERIES OF VUVP FUND LLC | Other | Austin | TX | $82,994 | $82,994 | 7 | Oct 19 | sec.gov |
| Bantee, LLC | Other | Gladwyne | PA | $75,000 | $75,000 | 3 | Oct 20 | sec.gov |
| Alchemy Vision Project Inc. | Other Technology | Los Angeles | CA | $75,000 | $100,000 | 3 | Oct 16 | sec.gov |
| Cash Flow Crescendo, LLC (amended) | Commercial | Salt Lake City | UT | $75,000 | $1,300,000 | 1 | Oct 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $72,540 | Indefinite | 18 | Oct 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $70,606 | Indefinite | 22 | Oct 16 | sec.gov |
| League City Field Development Joint Venture | Oil and Gas | Shavano Park | TX | $66,000 | $2,376,000 | 0 | Oct 19 | sec.gov |
| Poncho Care Ltd | Other Technology | Poundbury, Dorchester | $60,836 | $60,836 | 2 | Oct 19 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $60,197 | Indefinite | 6 | Oct 16 | sec.gov |
| Aston Bay Holdings Ltd. | Other | Toronto | $58,256 | $145,640 | 2 | Oct 16 | sec.gov | |
| Origin Life Sciences, Inc. | Biotechnology | Princeton | NJ | $51,000 | $5,000,000 | 2 | Oct 17 | sec.gov |
| Novastream Therapeutics Inc. | Biotechnology | Denver | CO | $50,000 | $250,000 | 4 | Oct 17 | sec.gov |
| JCH EQUITY FUND I LLC | Commercial | Huntsville | TX | $50,000 | $6,000,000 | 1 | Oct 17 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $43,135 | Indefinite | 13 | Oct 18 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $40,648 | Indefinite | 13 | Oct 18 | sec.gov |
| RE-Sure Colorado, Inc. | Other Technology | Greenwood Village | CO | $38,000 | $10,000,000 | 19 | Oct 18 | sec.gov |
| Basin Uranium Corp. | Other | Vancouver | $37,049 | $114,234 | 1 | Oct 19 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $32,521 | Indefinite | 9 | Oct 17 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $27,714 | Indefinite | 9 | Oct 16 | sec.gov |
| Eckard Century, LLC | Oil and Gas | Allen | TX | $25,000 | Indefinite | 1 | Oct 19 | sec.gov |
| RedFox AI, Inc. | Other Technology | Madison | WI | $25,000 | $100,000 | 1 | Oct 18 | sec.gov |
| SeaVoir Inc. | Retailing | Los Angeles | CA | $25,000 | $2,000,000 | 1 | Oct 17 | sec.gov |
| Reserve Estate SPV I, LLC | Other Real Estate | Orem | UT | $25,000 | $325,000 | 1 | Oct 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $22,752 | Indefinite | 7 | Oct 17 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $12,783 | Indefinite | 5 | Oct 19 | sec.gov |
| SILVER RANGE RESOURCES LTD | Other | Vancouver | $12,770 | $31,925 | 1 | Oct 17 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $12,659 | Indefinite | 5 | Oct 16 | sec.gov |
| Interra Copper Corp. | Other | Vancouver | $8,875 | $8,875 | 3 | Oct 17 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $7,647 | Indefinite | 3 | Oct 18 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $7,504 | Indefinite | 2 | Oct 17 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $7,503 | Indefinite | 2 | Oct 18 | sec.gov |
| Cognetivity Neurosciences Ltd. | Other Technology | Vancouver | $7,393 | $7,393 | 1 | Oct 17 | sec.gov | |
| Sylla Gold Corp. | Other | Bedford | $7,282 | $14,564 | 1 | Oct 17 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $5,063 | Indefinite | 2 | Oct 17 | sec.gov |
| United Insurance Company, USA, Ltd (amended) | Insurance | Burlington | VT | $1,200 | $100,000 | 12 | Oct 18 | sec.gov |
| PORTAGE BIOTECH INC. | Pharmaceuticals | Road Town, Tortola | $1 | $1 | 1 | Oct 16 | sec.gov | |
| Artemis Bow Investment Fund I LLC | Commercial | Brooklyn | NY | $0 | $5,000,000 | 0 | Oct 20 | sec.gov |
| PROSOMNIA SLEEP CAPITAL LLC | Commercial | Parkland | FL | $0 | $5,000,000 | 0 | Oct 20 | sec.gov |
| Majestic Title LLC | Other Real Estate | Bedford Heights | OH | $0 | $49,000 | 0 | Oct 20 | sec.gov |
| Foss Premier 2023 Fund A, LLC | Investing | San Francisco | CA | $0 | Indefinite | 0 | Oct 20 | sec.gov |
| Foss Virginia Fund II, LLC | Investing | San Francisco | CA | $0 | Indefinite | 0 | Oct 20 | sec.gov |
| Foss Premier 2023 Fund ME, LLC | Investing | San Francisco | CA | $0 | Indefinite | 0 | Oct 20 | sec.gov |
| Foss Premier RR Fund 2023, LLC | Investing | San Francisco | CA | $0 | Indefinite | 0 | Oct 20 | sec.gov |
| Navidence LLC | Other Technology | Aurora | CO | $0 | Indefinite | 0 | Oct 20 | sec.gov |
| Caliber Hospitality Trust, Inc. | REITS and Finance | Scottsdale | AZ | $0 | $50,000,000 | 0 | Oct 20 | sec.gov |
| Ivy Peak Co-Invest LLC | Insurance | Hamilton | $0 | Indefinite | 0 | Oct 20 | sec.gov | |
| KINETA, INC./DE | Biotechnology | Seattle | WA | $0 | $2,893,176 | 1 | Oct 20 | sec.gov |
| Colonial Outpatient Surgery Center, LLC | Other Health Care | Fort Myers | FL | $0 | $195,000 | 0 | Oct 20 | sec.gov |
| Hawaiian Ola Brewing Corp | Other | Kailua-Kona | HI | $0 | $5,000,310 | 0 | Oct 20 | sec.gov |
| MHR Acquisitions, Inc. (amended) | Manufacturing | New York | NY | $0 | $150,000,000 | 0 | Oct 20 | sec.gov |
| United Pentecostal Church Development Fund, Inc. | Other | Weldon Spring | MO | $0 | $10,000,000 | 0 | Oct 20 | sec.gov |
| NowNews Digital Media Technology Co. Ltd. | Business Services | Suite 317 | WA | $0 | $1,000 | 0 | Oct 20 | sec.gov |
| Stoutheart Capital Lending LLC | Commercial | Augusta | KS | $0 | $5,000,000 | 0 | Oct 19 | sec.gov |
| SPIRIT VILLAGE STRATFORD INVESTOR LLC | Residential | Stamford | CT | $0 | $3,800,000 | 0 | Oct 19 | sec.gov |
| EASTFORK RESTAURANT, LLC | Restaurants | Kirkland | WA | $0 | $3,500,000 | 0 | Oct 19 | sec.gov |
| 7749 Quivira Partners LLC | Other Real Estate | Kansas City | MO | $0 | $2,500,000 | 0 | Oct 19 | sec.gov |
| Surge Land Fund LP | Other Real Estate | St. George | UT | $0 | $2,000,000 | 0 | Oct 19 | sec.gov |
| PG Jackson TN DST | Other Real Estate | Atlanta | GA | $0 | $26,845,615 | 0 | Oct 19 | sec.gov |
| PBS Investor LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Oct 19 | sec.gov |
| Green Egg, Inc. | Other | Troma | CA | $0 | $150,000,000 | 0 | Oct 19 | sec.gov |
| BluEvo LLC | Other | Wilmington | DE | $0 | $25,000,000 | 0 | Oct 19 | sec.gov |
| CCRC Marble Hill Development LLC | Other Real Estate | Greenwood Village | CO | $0 | $7,500,000 | 0 | Oct 19 | sec.gov |
| FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC. | Other | Los Angeles | CA | $0 | $15,000,000 | 0 | Oct 19 | sec.gov |
| Entopsis, Inc. | Biotechnology | Medley | FL | $0 | $6,000,000 | 0 | Oct 19 | sec.gov |
| DW BAKKEN #69 LP | Oil and Gas | Irving | TX | $0 | $1,250,000 | 0 | Oct 18 | sec.gov |
| MPC GA 2024 MY5, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Oct 18 | sec.gov |
| Dingyuan Technology Ltd | Other Technology | Denver | CO | $0 | $10,000,000 | 0 | Oct 18 | sec.gov |
| INFINITE CAPITAL GROWTH LLC | Commercial | Miami | FL | $0 | $30,000,000 | 0 | Oct 18 | sec.gov |
| TFORM, Inc./ TX | Other Technology | Irving | TX | $0 | $1,500,000 | 0 | Oct 18 | sec.gov |
| Advanced X Fund 23, a California limited partnership | Other Real Estate | Irvine | CA | $0 | $250,000,000 | 0 | Oct 18 | sec.gov |
| Sunshine Management Holdings LLC | Other | San Antonio | TX | $0 | Indefinite | 0 | Oct 18 | sec.gov |
| Sunshine Upper Holdings LLC | Other | San Antonio | TX | $0 | Indefinite | 0 | Oct 18 | sec.gov |
| ROM Technologies, Inc. | Other Health Care | Brookfield | CT | $0 | $10,000,000 | 0 | Oct 18 | sec.gov |
| Apollo Realty Income Solutions, Inc. | REITS and Finance | New York | NY | $0 | $1,000,000,000 | 0 | Oct 18 | sec.gov |
| Sucro Ltd | Other | Coral Gables | FL | $0 | Indefinite | 9 | Oct 18 | sec.gov |
| 2023 Year End Program, L.P. | Oil and Gas | Bowling Green | KY | $0 | $1,600,000 | 0 | Oct 17 | sec.gov |
| Pine Arbor Equity Partners, LLC | Other | Dallas | TX | $0 | $4,300,000 | 0 | Oct 17 | sec.gov |
| TakoSushi Hold Co LLC | Retailing | Columbia | SC | $0 | $1,000,000 | 0 | Oct 17 | sec.gov |
| CRC SOCO Coinvest I-B, L.P. | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Oct 17 | sec.gov |
| Continental Realty SOCO Coinvest, L.P. | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Oct 17 | sec.gov |
| OAKS MHP LLC | Other Real Estate | Wichita | KS | $0 | $4,007,000 | 0 | Oct 17 | sec.gov |
| Are You Filming Ltd Liability Co | Other | New York | NY | $0 | $4,400,000 | 0 | Oct 17 | sec.gov |
| Systems Heavy Inc. | Other Technology | Dover | DE | $0 | Indefinite | 0 | Oct 17 | sec.gov |
| HomeFundr LP | Other Real Estate | Beaverton | OR | $0 | $25,000,000 | 0 | Oct 17 | sec.gov |
| SAW THE MUSICAL PARODY Ltd LIABILITY Co | Other | New York | NY | $0 | $1,650,000 | 0 | Oct 17 | sec.gov |
| Integris Parkhouse Credit Fund, LLC | Other Real Estate | Irvine | CA | $0 | $12,000,000 | 0 | Oct 17 | sec.gov |
| Elida 96, LLC | Commercial | Lebanon | OH | $0 | $3,000,000 | 4 | Oct 17 | sec.gov |
| 10Y Rise 1 LLC | Residential | Scottsdale | AZ | $0 | $50,000,000 | 0 | Oct 17 | sec.gov |
| BCIP LLC | Restaurants | Las Vegas | NV | $0 | $10,000,000 | 0 | Oct 17 | sec.gov |
| Revitate Cherry Tree Fund II, LP (amended) | Residential | Newport Beach | CA | $0 | $150,000,000 | 0 | Oct 17 | sec.gov |
| Thomasville Hospitality LLC | Commercial | Somerset | WI | $0 | $650,000 | 0 | Oct 17 | sec.gov |
| Blacklion New Growth Feeder, LLC (amended) | Residential | Austin | TX | $0 | $175,000,000 | 0 | Oct 17 | sec.gov |
| Blacklion New Growth Fund, LP (amended) | Residential | Austin | TX | $0 | $350,000,000 | 0 | Oct 17 | sec.gov |
| Attivo Ankeny Investors, LC | Residential | Ames | IA | $0 | $3,096,000 | 0 | Oct 17 | sec.gov |
| Wasatch Cooperative Market, LCA | Retailing | Salt Lake City | UT | $0 | $1,300,000 | 0 | Oct 17 | sec.gov |
| Central Banc Inc | Commercial Banking | Geneseo | IL | $0 | $1,000,000 | 0 | Oct 17 | sec.gov |
| Hyperbaric Wellness Partners, LLC | Other Health Care | Morgan City | LA | $0 | $11,000,000 | 0 | Oct 16 | sec.gov |
| T3C Webb Villas LLC | Commercial | Flower Mound | TX | $0 | $8,500,000 | 0 | Oct 16 | sec.gov |
| AEA SCHOOLS LLC | Other | Orlando | FL | $0 | $20,000,000 | 0 | Oct 16 | sec.gov |
| Saddle Creek Investment Group LLC | Commercial | Cincinnati | OH | $0 | $14,000,000 | 0 | Oct 16 | sec.gov |
| ST PETERSBURG 102 LLC | Commercial | Sheridan | WY | $0 | $10,000,000 | 0 | Oct 16 | sec.gov |
| Novdocc Capital LLC (amended) | Investing | Sheridan | WY | $0 | Indefinite | 0 | Oct 16 | sec.gov |
| Novdocc Capital LLC | Investing | Sheridan | WY | $0 | Indefinite | 0 | Oct 16 | sec.gov |
| Arsenal AIC Holdings I Corp | Other | Pittsburgh | PA | $0 | Indefinite | 0 | Oct 16 | sec.gov |
| Ocean View 23 LLC | Construction | Sacramento | CA | $0 | $2,000,000 | 0 | Oct 16 | sec.gov |
| Mood Magic, Inc. | Other Technology | Miami | FL | $0 | Indefinite | 0 | Oct 16 | sec.gov |
| White Mountain Physicians, LLC | Other Health Care | Phoenix | AZ | $0 | $392,000 | 0 | Oct 16 | sec.gov |
| LIFEMARK REINSURANCE Co | Insurance | Towson | MD | $0 | $30,000,000 | 0 | Oct 16 | sec.gov |
| CLEVELAND KITCHEN CO. | Other | Cleveland | OH | $0 | $6,000,000 | 0 | Oct 16 | sec.gov |
| Tritower Financial Group, LLC | Other Real Estate | Boston | MA | $0 | $20,000,000 | 0 | Oct 16 | sec.gov |
| NowNews Digital Media Technology Co. Ltd. (amended) | Business Services | Suite 317 | WA | $0 | $215,000 | 0 | Oct 16 | sec.gov |
Week of Oct 23 · Week of Oct 9 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.