Data / Form D filings / Oct 16
Form D filings, October 16, 2023: 106 companies raised $3.26 billion
106 operating companies filed a Form D on October 16, 2023, reporting $3.26 billion sold. Largest: Commure, Inc. ($1.28 billion), Arbiter Partners QP, LP ($716 million), NFP Ultimate Holdings, LLC ($198.5 million). The median filing is $2.6 million, and 74 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 106Form D filings
- $3.26 billionreported sold
- $2.6 millionmedian amount sold
- CAmost filings (20)
Most filings by state: CA 20, TX 13, FL 9, NY 7, MA 6. By industry: Other Technology 24, Other 19, Commercial 13, Other Banking and Financial Services 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Commure, Inc. | Other Technology | San Francisco | CA | $1,284,409,056 | $1,284,409,056 | 56 | Oct 16 | sec.gov |
| Arbiter Partners QP, LP (amended) | Investing | New York | NY | $716,000,000 | Indefinite | 203 | Oct 16 | sec.gov |
| NFP Ultimate Holdings, LLC (amended) | Other | New York | NY | $198,453,364 | Indefinite | 311 | Oct 16 | sec.gov |
| TDC Opportunity Fund IV, L.P. (amended) | Residential | Houston | TX | $151,173,173 | Indefinite | 117 | Oct 16 | sec.gov |
| Carlyle Tactical Private Credit Fund | Investing | New York | NY | $100,000,000 | $100,000,000 | 14 | Oct 16 | sec.gov |
| ExchangeRight Net-Leased Portfolio 53 DST (amended) | Commercial | Pasadena | CA | $90,335,000 | $90,335,000 | 176 | Oct 16 | sec.gov |
| 10 Federal Self Storage Acquisition Co 4, LLC (amended) | Other Real Estate | Raleigh | NC | $79,570,000 | $100,000,000 | 205 | Oct 16 | sec.gov |
| ExchangeRight Net-Leased Portfolio 52 DST (amended) | Commercial | Pasadena | CA | $60,820,000 | $60,820,000 | 107 | Oct 16 | sec.gov |
| HERZER FINANCIAL MORTGAGE FUND, LLC | Other Real Estate | Sacramento | CA | $54,599,779 | $250,000,000 | 209 | Oct 16 | sec.gov |
| Commure, Inc. | Other Technology | San Francisco | CA | $38,718,284 | $38,718,284 | 38 | Oct 16 | sec.gov |
| Dwight Mortgage Trust LLC (amended) | REITS and Finance | New York | NY | $36,546,000 | Indefinite | 205 | Oct 16 | sec.gov |
| AssetWatch, Inc. (amended) | Other Technology | Westerville | OH | $34,167,997 | $34,167,997 | 16 | Oct 16 | sec.gov |
| GrayBul Mason LP | Residential | Greenville | SC | $33,045,160 | $33,045,160 | 97 | Oct 16 | sec.gov |
| AMICUS THERAPEUTICS, INC. | Biotechnology | Princeton | NJ | $29,999,985 | $29,999,985 | 2 | Oct 16 | sec.gov |
| aPriori Technologies Inc | Computers | Concord | MA | $28,000,000 | $65,000,000 | 2 | Oct 16 | sec.gov |
| Nebula Energy LLC | Other Energy | Jacksonville | FL | $27,000,000 | $27,000,000 | 1 | Oct 16 | sec.gov |
| Wilton Re Ltd. (amended) | Other | Halifax | $25,766,737 | Indefinite | 22 | Oct 16 | sec.gov | |
| Notarize, Inc. (amended) | Other Technology | Boston | MA | $25,400,000 | $25,400,000 | 9 | Oct 16 | sec.gov |
| VB&T Holding Co LLC | Other Banking and Financial Services | Scottsdale | AZ | $23,355,000 | $28,000,000 | 48 | Oct 16 | sec.gov |
| Reality Defender, Inc. | Other Technology | New York | NY | $19,424,966 | $20,080,000 | 32 | Oct 16 | sec.gov |
| JETCOOL Technologies Inc. (amended) | Other | Littleton | MA | $16,733,031 | $17,000,000 | 7 | Oct 16 | sec.gov |
| SK Cobra Holdings, LP | Other | New York | NY | $13,897,000 | Indefinite | 11 | Oct 16 | sec.gov |
| Green Places, Inc. | Other Technology | Raleigh | NC | $13,178,364 | $13,178,364 | 5 | Oct 16 | sec.gov |
| Southern Land Capital Fund, LLC (amended) | Other Real Estate | Boone | NC | $11,106,517 | $25,000,000 | 52 | Oct 16 | sec.gov |
| FastCAP Systems Corp (amended) | Other Energy | Wakefield | MA | $9,835,546 | $12,500,000 | 43 | Oct 16 | sec.gov |
| Urban Sky Theory, Inc. | Other Technology | Denver | CO | $9,749,995 | $10,749,998 | 10 | Oct 16 | sec.gov |
| Clutch Technologies Inc. (amended) | Other Technology | Toronto | $7,943,887 | $7,943,887 | 15 | Oct 16 | sec.gov | |
| SAB Biotherapeutics, Inc. | Biotechnology | Sioux Falls | SD | $7,500,000 | $7,500,000 | 13 | Oct 16 | sec.gov |
| SUNSHINE PARADISE VILLAGE LLC | Agriculture | Saint Augustine | FL | $7,216,500 | $8,840,000 | 177 | Oct 16 | sec.gov |
| Battleground Ave, LLC | Commercial | Newcastle | OK | $7,000,000 | $7,000,000 | 15 | Oct 16 | sec.gov |
| DataM Holdings, Inc. (amended) | Other Technology | Vitacura, Santiago | $6,565,000 | $6,565,000 | 5 | Oct 16 | sec.gov | |
| Two Six Technologies Holdings Inc. | Other Technology | Arlington | VA | $6,525,110 | $6,525,110 | 2 | Oct 16 | sec.gov |
| CRE Diversified Income Fund, LLC (amended) | Commercial | Dallas | TX | $6,000,000 | $20,000,000 | 110 | Oct 16 | sec.gov |
| SPOKE HOUSING 2023, LLC (amended) | Residential | Columbus | OH | $5,534,000 | $5,534,000 | 45 | Oct 16 | sec.gov |
| Cameron Net Lease Fund III, LLC | Commercial | Charlotte | NC | $5,240,000 | $75,000,000 | 44 | Oct 16 | sec.gov |
| Coalesce Automation, Inc. | Other Technology | San Francisco | CA | $5,000,000 | $5,000,000 | 5 | Oct 16 | sec.gov |
| SHOPS AT EASTSIDE LLC | Commercial | Plano | TX | $4,130,000 | $7,000,000 | 53 | Oct 16 | sec.gov |
| PRESTIGE BUILD LLC | Residential | Plano | TX | $3,939,247 | $15,000,000 | 33 | Oct 16 | sec.gov |
| GetTheReferral.com, Inc. (amended) | Other | San Diego | CA | $3,760,774 | $3,825,000 | 17 | Oct 16 | sec.gov |
| FIRST NATIONAL BANCSHARES INC/KS/ | Commercial Banking | Goodland | KS | $3,582,160 | $6,000,000 | 28 | Oct 16 | sec.gov |
| Lifeguard Health, Inc. | Other Health Care | Palm Beach | FL | $3,192,587 | $5,249,999 | 3 | Oct 16 | sec.gov |
| Elder Research, Inc. | Other Technology | Charlottesville | VA | $3,000,000 | $3,000,000 | 1 | Oct 16 | sec.gov |
| FlashParking, Inc. | Other | Austin | TX | $2,835,106 | $2,835,106 | 12 | Oct 16 | sec.gov |
| 735 River Road Partners, LLC | Other Real Estate | Jericho | NY | $2,822,648 | $7,000,000 | 16 | Oct 16 | sec.gov |
| Atalan Tech Inc | Other Technology | Boston | MA | $2,760,000 | $2,760,000 | 18 | Oct 16 | sec.gov |
| JVEP Commerce Centre, LLC | Commercial | Fort Worth | TX | $2,575,000 | $2,575,000 | 12 | Oct 16 | sec.gov |
| Lytica Inc. | Other Technology | Ottawa | $2,499,999 | $2,499,999 | 2 | Oct 16 | sec.gov | |
| ShiftPixy, Inc. | Business Services | Miami | FL | $2,491,500 | $2,491,500 | 1 | Oct 16 | sec.gov |
| RGV 2 Pack Owner 2 LLC | Residential | Austin | TX | $2,025,000 | $2,025,000 | 2 | Oct 16 | sec.gov |
| Ooblix, Inc. | Other | Henderson | NV | $2,000,000 | $2,000,000 | 1 | Oct 16 | sec.gov |
| Sidus Space Inc. | Telecommunications | Merritt Island | FL | $2,000,000 | $2,000,000 | 6 | Oct 16 | sec.gov |
| POM Partners, Inc. | Other Technology | Newark | NJ | $1,917,795 | $3,000,000 | 14 | Oct 16 | sec.gov |
| 3288 Polk Investor LLC | Investing | Richardson | TX | $1,825,000 | $2,025,000 | 7 | Oct 16 | sec.gov |
| Bright Path Management, LLC | Investing | Weston | FL | $1,770,839 | $1,820,000 | 5 | Oct 16 | sec.gov |
| CCWRM TX3 LLC | Commercial | Dallas | TX | $1,750,000 | $6,000,000 | 16 | Oct 16 | sec.gov |
| Halla, Inc. (amended) | Other Technology | Burbank | CA | $1,242,584 | $1,300,000 | 25 | Oct 16 | sec.gov |
| Lockworks Hospitality Group, LLC | Restaurants | Branford | CT | $1,200,000 | $1,200,000 | 11 | Oct 16 | sec.gov |
| CPACKET NETWORKS INC | Other Technology | Milpitas | CA | $908,961 | $3,000,000 | 12 | Oct 16 | sec.gov |
| Choice Financial Group Holdings, LLC | Insurance | Bethesda | MD | $880,000 | $880,000 | 1 | Oct 16 | sec.gov |
| CitySpark, Inc. | Other Technology | Sandy | UT | $819,038 | $1,258,942 | 15 | Oct 16 | sec.gov |
| Moblyze Inc. | Other Technology | Houston | TX | $696,518 | $750,000 | 29 | Oct 16 | sec.gov |
| Epic Charging Inc. | Other | Dover | DE | $682,383 | $2,000,000 | 15 | Oct 16 | sec.gov |
| Gaingels Josh AI LLC | Other | Burlington | VT | $648,404 | $648,404 | 8 | Oct 16 | sec.gov |
| Klar Scientific, Inc. (amended) | Other Technology | Pullman | WA | $610,000 | $1,000,000 | 11 | Oct 16 | sec.gov |
| JDMAX Developments LLC | Commercial | Tampa | FL | $500,000 | $500,000 | 0 | Oct 16 | sec.gov |
| Impact Heather Ridge LLC | Residential | Peoria | AZ | $460,000 | $1,000,000 | 12 | Oct 16 | sec.gov |
| Don't Tell My Wife Stables 2023 LLC | Other | Fort Worth | TX | $452,500 | $452,500 | 64 | Oct 16 | sec.gov |
| Choice Financial Group Holdings, LLC | Insurance | Bethesda | MD | $400,000 | $400,000 | 1 | Oct 16 | sec.gov |
| Gaingels Machina Labs LLC | Other | Burlington | VT | $374,408 | $374,408 | 54 | Oct 16 | sec.gov |
| Accelsius Holdings LLC | Other Technology | Austin | TX | $250,000 | $15,000,000 | 1 | Oct 16 | sec.gov |
| Hive Science, LLC | Other | Corcoran | MN | $225,000 | $1,000,000 | 7 | Oct 16 | sec.gov |
| NEXT LITHIUM CORP. | Other | Vancouver | $200,000 | $200,000 | 2 | Oct 16 | sec.gov | |
| Calico Development IM, LP (amended) | Other Real Estate | Moss Point | MS | $197,500 | $375,000 | 27 | Oct 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $161,137 | Indefinite | 35 | Oct 16 | sec.gov |
| Kirklin Solutions, Inc. | Other Health Care | Hoover | AL | $150,000 | Indefinite | 1 | Oct 16 | sec.gov |
| FFVC Gaingels Rhino LLC (amended) | Other | Burlington | VT | $137,026 | $137,026 | 14 | Oct 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $123,607 | Indefinite | 35 | Oct 16 | sec.gov |
| Gaingels Testmate Health LLC | Other | Burlington | VT | $116,883 | $116,883 | 15 | Oct 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $115,645 | Indefinite | 19 | Oct 16 | sec.gov |
| TerraByte, Inc. | Other Technology | Dublin | CA | $107,509 | $107,509 | 2 | Oct 16 | sec.gov |
| Pacifoco, Inc. | Oil and Gas | Las Vegas | NV | $100,000 | $7,500,000 | 1 | Oct 16 | sec.gov |
| Alchemy Vision Project Inc. | Other Technology | Los Angeles | CA | $75,000 | $100,000 | 3 | Oct 16 | sec.gov |
| Cash Flow Crescendo, LLC (amended) | Commercial | Salt Lake City | UT | $75,000 | $1,300,000 | 1 | Oct 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $72,540 | Indefinite | 18 | Oct 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $70,606 | Indefinite | 22 | Oct 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $60,197 | Indefinite | 6 | Oct 16 | sec.gov |
| Aston Bay Holdings Ltd. | Other | Toronto | $58,256 | $145,640 | 2 | Oct 16 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $27,714 | Indefinite | 9 | Oct 16 | sec.gov |
| Reserve Estate SPV I, LLC | Other Real Estate | Orem | UT | $25,000 | $325,000 | 1 | Oct 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $12,659 | Indefinite | 5 | Oct 16 | sec.gov |
| PORTAGE BIOTECH INC. | Pharmaceuticals | Road Town, Tortola | $1 | $1 | 1 | Oct 16 | sec.gov | |
| Hyperbaric Wellness Partners, LLC | Other Health Care | Morgan City | LA | $0 | $11,000,000 | 0 | Oct 16 | sec.gov |
| T3C Webb Villas LLC | Commercial | Flower Mound | TX | $0 | $8,500,000 | 0 | Oct 16 | sec.gov |
| AEA SCHOOLS LLC | Other | Orlando | FL | $0 | $20,000,000 | 0 | Oct 16 | sec.gov |
| Saddle Creek Investment Group LLC | Commercial | Cincinnati | OH | $0 | $14,000,000 | 0 | Oct 16 | sec.gov |
| ST PETERSBURG 102 LLC | Commercial | Sheridan | WY | $0 | $10,000,000 | 0 | Oct 16 | sec.gov |
| Novdocc Capital LLC (amended) | Investing | Sheridan | WY | $0 | Indefinite | 0 | Oct 16 | sec.gov |
| Novdocc Capital LLC | Investing | Sheridan | WY | $0 | Indefinite | 0 | Oct 16 | sec.gov |
| Arsenal AIC Holdings I Corp | Other | Pittsburgh | PA | $0 | Indefinite | 0 | Oct 16 | sec.gov |
| Ocean View 23 LLC | Construction | Sacramento | CA | $0 | $2,000,000 | 0 | Oct 16 | sec.gov |
| Mood Magic, Inc. | Other Technology | Miami | FL | $0 | Indefinite | 0 | Oct 16 | sec.gov |
| White Mountain Physicians, LLC | Other Health Care | Phoenix | AZ | $0 | $392,000 | 0 | Oct 16 | sec.gov |
| LIFEMARK REINSURANCE Co | Insurance | Towson | MD | $0 | $30,000,000 | 0 | Oct 16 | sec.gov |
| CLEVELAND KITCHEN CO. | Other | Cleveland | OH | $0 | $6,000,000 | 0 | Oct 16 | sec.gov |
| Tritower Financial Group, LLC | Other Real Estate | Boston | MA | $0 | $20,000,000 | 0 | Oct 16 | sec.gov |
| NowNews Digital Media Technology Co. Ltd. (amended) | Business Services | Suite 317 | WA | $0 | $215,000 | 0 | Oct 16 | sec.gov |
October 17, 2023 · October 13, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.