Data / Form D filings / Oct 17
Form D filings, October 17, 2023: 91 companies raised $1.42 billion
91 operating companies filed a Form D on October 17, 2023, reporting $1.42 billion sold. Largest: SMG Aggregator, LLC ($601.7 million), ExchangeRight Net-Leased Portfolio 55 DST ($116.1 million), COPART INC ($108 million). The median filing is $2.6 million, and 182 pooled investment funds also filed that day.
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- 91Form D filings
- $1.42 billionreported sold
- $2.6 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, TX 11, NY 10, IL 6, FL 4. By industry: Other Technology 19, Other 16, Other Real Estate 12, Residential 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| SMG Aggregator, LLC | Other Health Care | New York | NY | $601,700,000 | Indefinite | 3 | Oct 17 | sec.gov |
| ExchangeRight Net-Leased Portfolio 55 DST (amended) | Commercial | Pasadena | CA | $116,050,000 | $116,050,000 | 157 | Oct 17 | sec.gov |
| COPART INC | Other | Dallas | TX | $108,000,000 | $108,000,000 | 13 | Oct 17 | sec.gov |
| ExchangeRight Net-Leased Portfolio 54 DST (amended) | Commercial | Pasadena | CA | $91,150,000 | $91,150,000 | 164 | Oct 17 | sec.gov |
| Leerink Aggregator LP | Investment Banking | Boston | MA | $65,400,000 | $65,400,000 | 88 | Oct 17 | sec.gov |
| Moody Rainey DWTN Austin DST (amended) | Commercial | Houston | TX | $57,741,150 | $87,200,000 | 202 | Oct 17 | sec.gov |
| Empire Village at Pleasant River & San Tan, LLC (amended) | Residential | Scottsdale | AZ | $47,988,874 | $50,000,000 | 669 | Oct 17 | sec.gov |
| Speakeasy Labs, Inc. | Other Technology | San Francisco | CA | $27,249,992 | $27,249,992 | 10 | Oct 17 | sec.gov |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $21,609,308 | $69,424,166 | 52 | Oct 17 | sec.gov |
| Speakeasy Labs, Inc. | Other Technology | San Francisco | CA | $20,034,998 | $20,034,998 | 35 | Oct 17 | sec.gov |
| VIP Fund III, LLC | Other | Roseville | CA | $20,000,000 | $20,000,000 | 49 | Oct 17 | sec.gov |
| Endogenex, Inc. | Other Health Care | Plymouth | MN | $18,325,000 | $18,325,000 | 9 | Oct 17 | sec.gov |
| Lyniate US Holdings LP (amended) | Other | Wilmington | DE | $17,217,000 | Indefinite | 3 | Oct 17 | sec.gov |
| Invictus Apps, Inc. | Other Technology | New York | NY | $15,999,999 | $15,999,999 | 3 | Oct 17 | sec.gov |
| Speakeasy Labs, Inc. | Other Technology | San Francisco | CA | $15,999,991 | $15,999,991 | 23 | Oct 17 | sec.gov |
| Origin Wireless, Inc. | Other Technology | Rockville | MD | $15,923,061 | $20,923,056 | 5 | Oct 17 | sec.gov |
| RGV 2 Pack Owner LLC | Residential | Austin | TX | $13,629,800 | $16,675,000 | 109 | Oct 17 | sec.gov |
| Nixon Apartments LLC | Residential | Greensboro | NC | $11,655,367 | $11,655,367 | 65 | Oct 17 | sec.gov |
| NE1 UC, DST (amended) | Residential | Atlanta | GA | $10,139,514 | $10,139,514 | 36 | Oct 17 | sec.gov |
| Renew Residential, Inc. (amended) | Other Technology | New York | NY | $9,640,780 | $9,715,780 | 35 | Oct 17 | sec.gov |
| LIVE OAK INVESTMENT, LLC | Other Real Estate | Chicago | IL | $9,470,000 | $13,500,000 | 84 | Oct 17 | sec.gov |
| OGF - Gilbert Investment, LLC | Other Real Estate | Chicago | IL | $9,075,000 | $9,100,000 | 68 | Oct 17 | sec.gov |
| Bridge Core Parent Holdings LLC | Other | Radnor | PA | $8,880,797 | $8,880,797 | 6 | Oct 17 | sec.gov |
| TMap, LLC (amended) | Other Technology | Indianapolis | IN | $8,156,084 | $9,550,000 | 12 | Oct 17 | sec.gov |
| Magnifi Holdings Inc. | Other Technology | Boulder | CO | $7,650,000 | $10,000,000 | 28 | Oct 17 | sec.gov |
| Compass, Inc. | Residential | New York | NY | $7,424,998 | $7,424,998 | 1 | Oct 17 | sec.gov |
| East Point 144 Apts, LLC | Commercial | Tallahassee | FL | $7,400,000 | $7,400,000 | 0 | Oct 17 | sec.gov |
| Quattro Growth Fund LLC | Other Real Estate | Oak Brook | IL | $7,265,000 | $14,000,000 | 91 | Oct 17 | sec.gov |
| Tampa Heights NonCG Fund, LLC | Construction | Chicago | IL | $7,260,000 | $7,260,000 | 7 | Oct 17 | sec.gov |
| Mulberri Inc. | Other | Sunnyvale | CA | $6,749,999 | $7,999,999 | 4 | Oct 17 | sec.gov |
| FGS Global Inc. | Other | New York | NY | $6,457,856 | $18,442,252 | 2 | Oct 17 | sec.gov |
| Inpleo, Inc. (amended) | Other Technology | Pittsburgh | PA | $3,561,000 | $3,561,000 | 37 | Oct 17 | sec.gov |
| Nutex Health, Inc. | Hospitals and Physicians | Houston | TX | $3,090,000 | $15,000,000 | 13 | Oct 17 | sec.gov |
| Terrestrial Energy Inc. | Other Energy | Oakville | $2,775,000 | Indefinite | 5 | Oct 17 | sec.gov | |
| Ahura AI Inc. | Other Technology | Dorado | PR | $2,699,999 | $2,699,999 | 1 | Oct 17 | sec.gov |
| CredibleMind Inc. (amended) | Other Technology | Sausalito | CA | $2,475,000 | $2,500,000 | 14 | Oct 17 | sec.gov |
| Virax Biolabs Group Ltd | Biotechnology | London | $2,150,000 | $2,150,000 | 1 | Oct 17 | sec.gov | |
| STOCKPRESS CORP. | Other Technology | Stuart | FL | $1,799,999 | $1,800,000 | 8 | Oct 17 | sec.gov |
| EmpNia Inc. | Biotechnology | Edina | MN | $1,590,000 | $3,960,000 | 22 | Oct 17 | sec.gov |
| JourneyTrack, Corp. | Other Technology | Doral | FL | $1,499,999 | $2,000,000 | 8 | Oct 17 | sec.gov |
| FreeFall Aerospace, Inc. | Other Technology | Tucson | AZ | $1,300,000 | $4,000,000 | 3 | Oct 17 | sec.gov |
| Eggcellent Moorefield LLC | Residential | Houston | TX | $1,034,000 | $1,034,000 | 27 | Oct 17 | sec.gov |
| Voomi Supply Inc. | Other | Dresher | PA | $1,000,000 | $1,000,000 | 2 | Oct 17 | sec.gov |
| Biolexis Therapeutics Inc. | Biotechnology | American Fork | UT | $1,000,000 | Indefinite | 1 | Oct 17 | sec.gov |
| Evolve To You Corp | Other Technology | Austin | TX | $999,999 | $4,999,997 | 1 | Oct 17 | sec.gov |
| 3P MEDIA-MYTHICAL GAMES LLC - C-1 | Other | Dover | DE | $884,862 | $884,862 | 16 | Oct 17 | sec.gov |
| Value Fund B, LLC | Commercial | Centennial | CO | $731,000 | $10,000,000 | 19 | Oct 17 | sec.gov |
| Pollen Technologies, Inc. | Other Technology | Marietta | GA | $499,996 | $1,200,000 | 1 | Oct 17 | sec.gov |
| Legato Intelligence, Inc. | Other | Stamford | CT | $450,000 | $450,000 | 4 | Oct 17 | sec.gov |
| BlockMesa Houston, LLC | Commercial | Oklahoma City | OK | $430,000 | $430,000 | 8 | Oct 17 | sec.gov |
| Tampa Heights QOZ Fund I, LLC | Construction | Chicago | IL | $390,000 | $390,000 | 3 | Oct 17 | sec.gov |
| Treatment.com International Inc. | Other Technology | Vancouver | $256,981 | $256,981 | 2 | Oct 17 | sec.gov | |
| Express Wages, LLC | Business Services | Memphis | TN | $250,000 | $2,000,000 | 2 | Oct 17 | sec.gov |
| Azure Sustainable Fuels Corp | Other Energy | Calgary | $168,000 | $168,000 | 2 | Oct 17 | sec.gov | |
| BCP VARECO FUND III LLC | Other Real Estate | Patchogue | NY | $125,000 | $10,000,000 | 3 | Oct 17 | sec.gov |
| NPL Fund 5 LP (amended) | Other Real Estate | New York | NY | $125,000 | $2,178,000 | 4 | Oct 17 | sec.gov |
| NPL 5 Fund LP | Other Real Estate | New York | NY | $125,000 | $2,178,000 | 4 | Oct 17 | sec.gov |
| EQUII A SERIES OF VUVP FUND LLC | Other | Austin | TX | $90,500 | $90,500 | 11 | Oct 17 | sec.gov |
| Origin Life Sciences, Inc. | Biotechnology | Princeton | NJ | $51,000 | $5,000,000 | 2 | Oct 17 | sec.gov |
| Novastream Therapeutics Inc. | Biotechnology | Denver | CO | $50,000 | $250,000 | 4 | Oct 17 | sec.gov |
| JCH EQUITY FUND I LLC | Commercial | Huntsville | TX | $50,000 | $6,000,000 | 1 | Oct 17 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $32,521 | Indefinite | 9 | Oct 17 | sec.gov |
| SeaVoir Inc. | Retailing | Los Angeles | CA | $25,000 | $2,000,000 | 1 | Oct 17 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $22,752 | Indefinite | 7 | Oct 17 | sec.gov |
| SILVER RANGE RESOURCES LTD | Other | Vancouver | $12,770 | $31,925 | 1 | Oct 17 | sec.gov | |
| Interra Copper Corp. | Other | Vancouver | $8,875 | $8,875 | 3 | Oct 17 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $7,504 | Indefinite | 2 | Oct 17 | sec.gov |
| Cognetivity Neurosciences Ltd. | Other Technology | Vancouver | $7,393 | $7,393 | 1 | Oct 17 | sec.gov | |
| Sylla Gold Corp. | Other | Bedford | $7,282 | $14,564 | 1 | Oct 17 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $5,063 | Indefinite | 2 | Oct 17 | sec.gov |
| 2023 Year End Program, L.P. | Oil and Gas | Bowling Green | KY | $0 | $1,600,000 | 0 | Oct 17 | sec.gov |
| Pine Arbor Equity Partners, LLC | Other | Dallas | TX | $0 | $4,300,000 | 0 | Oct 17 | sec.gov |
| TakoSushi Hold Co LLC | Retailing | Columbia | SC | $0 | $1,000,000 | 0 | Oct 17 | sec.gov |
| CRC SOCO Coinvest I-B, L.P. | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Oct 17 | sec.gov |
| Continental Realty SOCO Coinvest, L.P. | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Oct 17 | sec.gov |
| OAKS MHP LLC | Other Real Estate | Wichita | KS | $0 | $4,007,000 | 0 | Oct 17 | sec.gov |
| Are You Filming Ltd Liability Co | Other | New York | NY | $0 | $4,400,000 | 0 | Oct 17 | sec.gov |
| Systems Heavy Inc. | Other Technology | Dover | DE | $0 | Indefinite | 0 | Oct 17 | sec.gov |
| HomeFundr LP | Other Real Estate | Beaverton | OR | $0 | $25,000,000 | 0 | Oct 17 | sec.gov |
| SAW THE MUSICAL PARODY Ltd LIABILITY Co | Other | New York | NY | $0 | $1,650,000 | 0 | Oct 17 | sec.gov |
| Integris Parkhouse Credit Fund, LLC | Other Real Estate | Irvine | CA | $0 | $12,000,000 | 0 | Oct 17 | sec.gov |
| Elida 96, LLC | Commercial | Lebanon | OH | $0 | $3,000,000 | 4 | Oct 17 | sec.gov |
| 10Y Rise 1 LLC | Residential | Scottsdale | AZ | $0 | $50,000,000 | 0 | Oct 17 | sec.gov |
| BCIP LLC | Restaurants | Las Vegas | NV | $0 | $10,000,000 | 0 | Oct 17 | sec.gov |
| Revitate Cherry Tree Fund II, LP (amended) | Residential | Newport Beach | CA | $0 | $150,000,000 | 0 | Oct 17 | sec.gov |
| Thomasville Hospitality LLC | Commercial | Somerset | WI | $0 | $650,000 | 0 | Oct 17 | sec.gov |
| Blacklion New Growth Feeder, LLC (amended) | Residential | Austin | TX | $0 | $175,000,000 | 0 | Oct 17 | sec.gov |
| Blacklion New Growth Fund, LP (amended) | Residential | Austin | TX | $0 | $350,000,000 | 0 | Oct 17 | sec.gov |
| Attivo Ankeny Investors, LC | Residential | Ames | IA | $0 | $3,096,000 | 0 | Oct 17 | sec.gov |
| Wasatch Cooperative Market, LCA | Retailing | Salt Lake City | UT | $0 | $1,300,000 | 0 | Oct 17 | sec.gov |
| Central Banc Inc | Commercial Banking | Geneseo | IL | $0 | $1,000,000 | 0 | Oct 17 | sec.gov |
October 18, 2023 · October 16, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.