Data / Form D filings / Oct 13
Form D filings, October 13, 2023: 102 companies raised $842.6 million
102 operating companies filed a Form D on October 13, 2023, reporting $842.6 million sold. Largest: Panera Holdings Corp. ($181.1 million), Farmer's Business Network, Inc. ($154.9 million), Conquest Research Holdings, LLC ($72.7 million). The median filing is $2.1 million, and 154 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 102Form D filings
- $842.6 millionreported sold
- $2.1 millionmedian amount sold
- CAmost filings (16)
Most filings by state: CA 16, NY 10, MA 8, DE 5, FL 5. By industry: Other 25, Other Technology 20, Commercial 18, Residential 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Panera Holdings Corp. (amended) | Restaurants | Fenton | MO | $181,114,884 | Indefinite | 217 | Oct 13 | sec.gov |
| Farmer's Business Network, Inc. | Other Technology | San Carlos | CA | $154,888,049 | $200,000,000 | 62 | Oct 13 | sec.gov |
| Conquest Research Holdings, LLC | Other Banking and Financial Services | Winston-Salem | NC | $72,700,000 | $72,700,000 | 4 | Oct 13 | sec.gov |
| AHS Ventures | Other Health Care | Chula Vista | CA | $41,000,000 | $41,000,000 | 2 | Oct 13 | sec.gov |
| Noble Hospitality Fund V, L.P. | Commercial | Atlanta | GA | $37,798,902 | $179,812,500 | 2 | Oct 13 | sec.gov |
| Stoneweg Development Fund, LP (amended) | Commercial | St. Petersburg | FL | $32,145,036 | $50,000,000 | 28 | Oct 13 | sec.gov |
| JIMMYASH LLC (amended) | Manufacturing | Santa Monica | CA | $26,436,795 | $59,000,000 | 71 | Oct 13 | sec.gov |
| Lumu Technologies, Inc. | Other Technology | Doral | FL | $20,751,623 | $25,887,822 | 16 | Oct 13 | sec.gov |
| Crown Investment Group, LLC | Other | Tampa | FL | $18,000,000 | $18,000,000 | 46 | Oct 13 | sec.gov |
| Melt Pharmaceuticals, Inc. (amended) | Pharmaceuticals | Brentwood | TN | $17,145,928 | $30,000,000 | 215 | Oct 13 | sec.gov |
| IMA Financial Group, Inc. | Insurance | Wichita | KS | $15,271,075 | $15,271,075 | 3 | Oct 13 | sec.gov |
| Turnkey Global, Inc. | Other Technology | New York | NY | $14,512,457 | $14,999,952 | 15 | Oct 13 | sec.gov |
| Eat the Change, Inc. | Other | Bethesda | MD | $14,000,000 | $14,000,000 | 40 | Oct 13 | sec.gov |
| AmeriFunds Secured Income Fund II, LLC (amended) | Other | Scottsdale | AZ | $13,328,169 | $50,000,000 | 155 | Oct 13 | sec.gov |
| SPCP31 Reese Partners LP | Commercial | Dallas | TX | $12,000,000 | $12,000,000 | 68 | Oct 13 | sec.gov |
| CIONIC, Inc. | Other Technology | San Francisco | CA | $12,000,000 | $12,000,000 | 6 | Oct 13 | sec.gov |
| EGB Ventures | Other Health Care | Chula Vista | CA | $10,000,000 | $10,000,000 | 1 | Oct 13 | sec.gov |
| Xano, Inc. | Other Technology | Woodland Hills | CA | $9,999,994 | $9,999,994 | 18 | Oct 13 | sec.gov |
| SimpleBet, Inc. | Other | New York | NY | $9,492,421 | $10,000,000 | 79 | Oct 13 | sec.gov |
| Harvest Thermal, Inc. (amended) | Manufacturing | Kensington | CA | $8,822,579 | $8,822,579 | 63 | Oct 13 | sec.gov |
| Window Therapeutics, Inc. | Biotechnology | Boston | MA | $7,550,000 | $7,550,000 | 10 | Oct 13 | sec.gov |
| Patriot Pointe 168, LLC | Commercial | Lehi | UT | $7,000,000 | $7,000,000 | 7 | Oct 13 | sec.gov |
| Winter Springs 168, LLC | Commercial | Lehi | UT | $7,000,000 | $7,000,000 | 7 | Oct 13 | sec.gov |
| Capture6 Corp (amended) | Other Technology | Berkeley | CA | $6,835,000 | Indefinite | 45 | Oct 13 | sec.gov |
| Eastside Distilling, Inc. | Manufacturing | Portland | OR | $6,510,000 | $6,510,000 | 4 | Oct 13 | sec.gov |
| Nebo Wealth Solutions LLC | Other Banking and Financial Services | Boston | MA | $5,500,000 | $7,500,000 | 9 | Oct 13 | sec.gov |
| Codoxo, Inc. (amended) | Other Technology | Duluth | GA | $5,249,992 | $5,249,992 | 4 | Oct 13 | sec.gov |
| Medicus Pharma Ltd. | Other Health Care | Toronto | $4,926,950 | $4,926,950 | 68 | Oct 13 | sec.gov | |
| CBE 2021BC, LLC | Commercial | Marlborough | MA | $4,798,288 | $4,798,288 | 24 | Oct 13 | sec.gov |
| 900 W Leonard LLC (amended) | Commercial | Grand Rapids | MI | $4,485,000 | $5,791,000 | 41 | Oct 13 | sec.gov |
| Lumata Health Inc. | Other Health Care | Edmond | OK | $4,351,567 | $5,000,000 | 31 | Oct 13 | sec.gov |
| Revio Pay Inc | Other Technology | Dover | DE | $4,297,869 | $4,297,869 | 12 | Oct 13 | sec.gov |
| Forterra Princeton Meadows, LLC | Commercial | Philadelphia | PA | $4,000,000 | $6,145,000 | 10 | Oct 13 | sec.gov |
| PPM Investco LLC | Investing | Kirkland | WA | $3,875,844 | Indefinite | 18 | Oct 13 | sec.gov |
| Weatherbys Bank Ltd | Other Banking and Financial Services | Northamptonshire | $3,659,400 | $3,659,400 | 2 | Oct 13 | sec.gov | |
| Adar Holdings, Inc. | Other | New York | NY | $3,532,833 | $3,532,833 | 4 | Oct 13 | sec.gov |
| Porosity Inc. | Other Technology | New York | NY | $3,499,998 | $3,899,998 | 4 | Oct 13 | sec.gov |
| ZSuite Technologies, Inc. | Other Technology | Westwood | MA | $3,199,993 | $3,200,000 | 8 | Oct 13 | sec.gov |
| SG AD-A Investment LLC | Other | New York | NY | $2,999,211 | $2,999,211 | 3 | Oct 13 | sec.gov |
| Truck Park Management, LLC | Other | Little Rock | AR | $2,786,250 | $17,750,000 | 18 | Oct 13 | sec.gov |
| Reign Movie, LLC | Other | Lehi | $2,175,000 | $3,000,000 | 22 | Oct 13 | sec.gov | |
| Adamantium Capital LLC | Oil and Gas | Irvine | CA | $2,113,000 | $200,000,000 | 1 | Oct 13 | sec.gov |
| PBJ, LLC | Other | Cherry Hill | NJ | $2,075,000 | $4,950,000 | 10 | Oct 13 | sec.gov |
| SPCP31 RM Reese LP | Commercial | Dallas | TX | $2,000,000 | $2,000,000 | 41 | Oct 13 | sec.gov |
| CBE Penn, LLC | Commercial | Marlborough | MA | $1,900,000 | $1,900,000 | 13 | Oct 13 | sec.gov |
| BLA Technology, LLC (amended) | Other Health Care | Atlanta | GA | $1,525,000 | $4,000,000 | 13 | Oct 13 | sec.gov |
| Randolph Hospitality LLC | Other Real Estate | Randolph | VT | $1,250,000 | $2,100,000 | 10 | Oct 13 | sec.gov |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $1,059,650 | $1,059,650 | 3 | Oct 13 | sec.gov |
| KEYSTONE TWO APARTMENTS, LLC (amended) | Residential | Seattle | WA | $1,000,000 | $6,500,000 | 1 | Oct 13 | sec.gov |
| Starton Therapeutics Inc. | Biotechnology | Paramus | NJ | $970,930 | $970,930 | 8 | Oct 13 | sec.gov |
| Heather Ridge VN Fund LLC | Residential | Pflugerville | TX | $970,000 | $970,000 | 17 | Oct 13 | sec.gov |
| Warner Music Group Corp. | Other | New York | NY | $963,690 | Indefinite | 15 | Oct 13 | sec.gov |
| LJ Watershed LLC | Restaurants | San Diego | CA | $700,000 | $3,000,000 | 7 | Oct 13 | sec.gov |
| Signal Crossing Ltd Partners, LLC | Commercial | Nunnelly | TN | $690,000 | $690,000 | 13 | Oct 13 | sec.gov |
| Global Integrity Investments | REITS and Finance | Mckinney | TX | $653,400 | $25,000,000 | 4 | Oct 13 | sec.gov |
| Muon Vision Inc. | Other Technology | Cambridge | MA | $600,000 | $750,000 | 2 | Oct 13 | sec.gov |
| PairUp, Inc. | Other Technology | Chicago | IL | $600,000 | $1,100,000 | 2 | Oct 13 | sec.gov |
| Lemon Tree Development, LLC | Residential | Bradenton | FL | $399,600 | $1,350,000 | 3 | Oct 13 | sec.gov |
| JID Investments CCRE Fairfax & Charlotte LLC (amended) | Commercial | Bluffton | SC | $380,000 | $5,000,000 | 7 | Oct 13 | sec.gov |
| Compass, Inc. | Residential | New York | NY | $370,938 | $370,938 | 1 | Oct 13 | sec.gov |
| NEW PACIFIC METALS CORP | Other | Vancouver | $347,911 | $347,911 | 2 | Oct 13 | sec.gov | |
| ColVentures L.L.C. | Other | Rowayton | CT | $330,053 | Indefinite | 14 | Oct 13 | sec.gov |
| Greybrook Church & Adelaide Trust | Other | Toronto | $275,000 | $275,000 | 5 | Oct 13 | sec.gov | |
| Andira Medicine Inc. | Other | North Vancouver | $212,008 | $5,396,002 | 2 | Oct 13 | sec.gov | |
| CONSERVATIVE BROADCAST MEDIA & PUBLISHING, INC. | Other Technology | Hiram | GA | $200,000 | $200,000 | 1 | Oct 13 | sec.gov |
| CONSERVATIVE BROADCAST MEDIA & PUBLISHING, INC. | Other Technology | Hiram | GA | $200,000 | $200,000 | 1 | Oct 13 | sec.gov |
| DPIF IV REIT I LLC (amended) | REITS and Finance | Reno | NV | $120,000 | $120,000 | 120 | Oct 13 | sec.gov |
| DPIF IV REIT II LLC (amended) | REITS and Finance | Reno | NV | $120,000 | $120,000 | 120 | Oct 13 | sec.gov |
| My Racehorse CA LLC | Business Services | Lexington | KY | $113,630 | $113,630 | 10 | Oct 13 | sec.gov |
| Eagle Family Foods Group Management Holdings, LLC (amended) | Other | New York | NY | $113,000 | Indefinite | 9 | Oct 13 | sec.gov |
| Cine Dept. LLC | Other | Los Angeles | CA | $107,000 | $107,000 | 6 | Oct 13 | sec.gov |
| METAWORKS PLATFORMS, INC. | Other Technology | Fairfield | CA | $104,250 | $104,250 | 1 | Oct 13 | sec.gov |
| KeyStrike, Inc. | Other Technology | Dover | DE | $100,031 | Indefinite | 1 | Oct 13 | sec.gov |
| Thaiwala Inc | Manufacturing | Portland | OR | $95,000 | $1,000,000 | 3 | Oct 13 | sec.gov |
| ScienceCast, Inc. | Computers | Towson | MD | $85,000 | $85,000 | 3 | Oct 13 | sec.gov |
| Greybrook Church & Adelaide Trust | Other | Toronto | $73,026 | $73,026 | 4 | Oct 13 | sec.gov | |
| Vossler Media Group, Inc. | Other | Kirkland | WA | $50,000 | $2,100,000 | 1 | Oct 13 | sec.gov |
| Apothewell, Inc. | Biotechnology | Little Rock | AR | $45,000 | $75,000 | 9 | Oct 13 | sec.gov |
| Eminent Gold Corp. | Other | Burnaby | $23,554 | $60,358 | 1 | Oct 13 | sec.gov | |
| Thumbstack Enterprises, LLC | Other | Dover | DE | $10,000 | $10,000 | 1 | Oct 13 | sec.gov |
| Sufficiently Advanced, Inc. | Computers | Wilmington | DE | $10,000 | $100,000 | 1 | Oct 13 | sec.gov |
| ALTERNATIVE RE HOLDINGS LTD (amended) | Insurance | Pembroke | $3,000 | $50,000,000 | 3 | Oct 13 | sec.gov | |
| Sportech City USA, Corp. | Other Technology | Wilmington | DE | $1,640 | $200,000 | 29 | Oct 13 | sec.gov |
| CBE 2021BC Land, LLC | Other Real Estate | Marlborough | MA | $100 | $100 | 24 | Oct 13 | sec.gov |
| KeyData Holdings, LP | Other Technology | Chicago | IL | $0 | Indefinite | 0 | Oct 13 | sec.gov |
| BODC Multifamily Impact Fund LP | Commercial | Manhattan Beach | CA | $0 | $50,000,000 | 0 | Oct 13 | sec.gov |
| 8601 E Old Spanish Trail LLC | Commercial | Manhattan Beach | CA | $0 | $16,000,000 | 0 | Oct 13 | sec.gov |
| SH 326 W Geer LLC | Other | Asheville | NC | $0 | $400,000 | 0 | Oct 13 | sec.gov |
| 16534 Arrow Apartments, LLC | Commercial | Rancho Cucamonga | CA | $0 | $5,200,000 | 0 | Oct 13 | sec.gov |
| TCIH-Pensacola Metzger LN, LLC | Commercial | Tulsa | OK | $0 | $3,377,000 | 0 | Oct 13 | sec.gov |
| Kingdom Pursuit, LLC | Construction | Gadsden | AL | $0 | $500,000 | 0 | Oct 13 | sec.gov |
| Nyle Systems LLC | Manufacturing | Brewer | ME | $0 | $1,800,000 | 0 | Oct 13 | sec.gov |
| Copper Storage Investment Fund 1, LLC | Commercial | Daytona Beach | FL | $0 | $50,000,000 | 0 | Oct 13 | sec.gov |
| Sauna Party LLC | Other | Asheville | NC | $0 | $2,000,000 | 0 | Oct 13 | sec.gov |
| Sauna Party LLC | Other | Asheville | NC | $0 | $1,000,000 | 0 | Oct 13 | sec.gov |
| GeoLiv Cash Flow II LLC | Commercial | Westlake Village | CA | $0 | $3,300,000 | 0 | Oct 13 | sec.gov |
| See Me Broadway Ltd Liability Co | Other | New York | NY | $0 | $17,000,000 | 0 | Oct 13 | sec.gov |
| RMS 1275 DryCreek, LLC | Residential | Lakehurst | NJ | $0 | $1,275,000 | 0 | Oct 13 | sec.gov |
| CCG SYM HOLDINGS, LLC | Residential | Skokie | IL | $0 | $6,000,000 | 0 | Oct 13 | sec.gov |
| License Lounge, Inc. (amended) | Other Technology | New York | NY | $0 | Indefinite | 9 | Oct 13 | sec.gov |
| TotalClarity, Inc. (amended) | Other Technology | Lexington | MA | $0 | $1,000,000 | 0 | Oct 13 | sec.gov |
| WealthForge Holdings, Inc. | Business Services | 3015 W. Moore Street | VA | $0 | $1,000,000 | 0 | Oct 13 | sec.gov |
October 16, 2023 · October 12, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.