Data / Form D filings / Oct 12
Form D filings, October 12, 2023: 99 companies raised $2.27 billion
99 operating companies filed a Form D on October 12, 2023, reporting $2.27 billion sold. Largest: INDURE Build-to-Core Fund, LLC ($1.41 billion), Diversified Residential Portfolio III DST ($188 million), BP Commercial Funding Trust II, Series SPL-XIV ($106.2 million). The median filing is $1.5 million, and 141 pooled investment funds also filed that day.
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- 99Form D filings
- $2.27 billionreported sold
- $1.5 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, NY 15, TX 10, FL 6, IL 5. By industry: Other 24, Other Technology 17, Commercial 13, Other Real Estate 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| INDURE Build-to-Core Fund, LLC (amended) | Other Real Estate | Washington | DC | $1,413,400,314 | Indefinite | 52 | Oct 12 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $187,984,562 | $209,327,056 | 338 | Oct 12 | sec.gov |
| BP Commercial Funding Trust II, Series SPL-XIV | Other Banking and Financial Services | New York | NY | $106,160,024 | Indefinite | 69 | Oct 12 | sec.gov |
| Iambic Therapeutics, Inc. | Biotechnology | San Diego | CA | $103,230,763 | $109,999,999 | 18 | Oct 12 | sec.gov |
| Illuminated Holdings, Inc. | Other | Janesville | WI | $68,439,269 | $125,000,000 | 155 | Oct 12 | sec.gov |
| Algonquin Senior Living DST (amended) | Other Real Estate | Oak Brook | IL | $44,144,644 | $46,208,179 | 110 | Oct 12 | sec.gov |
| Holmusk Corp | Other | New York | NY | $29,999,978 | $29,999,978 | 1 | Oct 12 | sec.gov |
| Notarize, Inc. | Other Technology | Boston | MA | $25,400,000 | $25,400,000 | 9 | Oct 12 | sec.gov |
| Bia Ltd | Other | Bogota | $22,139,666 | $22,139,666 | 29 | Oct 12 | sec.gov | |
| Rise Heather Ridge Partners, LLC | Residential | Scottsdale | AZ | $21,836,010 | $21,836,010 | 197 | Oct 12 | sec.gov |
| Formant, Inc. | Other | Mill Valley | CA | $20,000,000 | $20,000,000 | 10 | Oct 12 | sec.gov |
| CuraSen Therapeutics, Inc. (amended) | Biotechnology | San Carlos | CA | $17,599,997 | $20,814,709 | 11 | Oct 12 | sec.gov |
| San Marcos Portfolio, LLC | Commercial | San Antonio | TX | $12,500,000 | $12,500,000 | 0 | Oct 12 | sec.gov |
| Savannah 160 LLC (amended) | Other Real Estate | Mount Pleasant | SC | $12,000,000 | $12,000,000 | 0 | Oct 12 | sec.gov |
| DogPound Fitness, Inc. | Other | New York | NY | $11,581,861 | $14,581,678 | 43 | Oct 12 | sec.gov |
| AIGEN Inc. | Other Technology | Kirkland | WA | $11,191,043 | $14,999,966 | 28 | Oct 12 | sec.gov |
| Medefy Health Inc. | Other Health Care | Tulsa | OK | $11,076,061 | $11,076,061 | 7 | Oct 12 | sec.gov |
| GAIA REIT RH Blocker LP | Other Real Estate | New York | NY | $10,650,000 | Indefinite | 1 | Oct 12 | sec.gov |
| AEI NET LEASE PORTFOLIO 22 DST (amended) | Commercial | St. Paul | MN | $10,307,094 | $23,590,000 | 20 | Oct 12 | sec.gov |
| RR Missouri LLC (amended) | Other | Ann Arbor | MI | $10,000,000 | $12,500,000 | 27 | Oct 12 | sec.gov |
| Losant IoT, Inc. | Other Technology | Cincinnati | OH | $9,954,335 | $15,614,335 | 26 | Oct 12 | sec.gov |
| LyGenesis Inc. | Biotechnology | Pittsburgh | PA | $8,731,261 | $20,000,000 | 11 | Oct 12 | sec.gov |
| Summerville Flats, LLC | Residential | St. Cloud | MN | $8,600,000 | $8,600,000 | 8 | Oct 12 | sec.gov |
| NexPoint Small Bay I DST (amended) | Other Real Estate | Dallas | TX | $6,260,139 | $59,505,817 | 20 | Oct 12 | sec.gov |
| AC 36 LLC | Other Banking and Financial Services | New York | NY | $6,060,000 | $6,060,000 | 48 | Oct 12 | sec.gov |
| Apollo Neuroscience, Inc. (amended) | Other Health Care | Pittsburgh | PA | $5,995,000 | $10,000,000 | 10 | Oct 12 | sec.gov |
| Mosaic Multifamily Fund 1 (amended) | Commercial | San Antonio | TX | $5,940,000 | $15,000,000 | 3 | Oct 12 | sec.gov |
| Leo@West Fork Investors, LP | Commercial | Aventura | FL | $5,675,000 | $6,000,000 | 17 | Oct 12 | sec.gov |
| Raisonance, Inc. (amended) | Other Technology | Greenwood Village | CO | $5,150,000 | $6,200,000 | 4 | Oct 12 | sec.gov |
| DPR CONSTRUCTION, INC. | Construction | Redwood City | CA | $4,896,565 | $4,896,565 | 91 | Oct 12 | sec.gov |
| DPR CONSTRUCTION, INC. | Construction | Redwood City | CA | $4,848,592 | $4,848,592 | 61 | Oct 12 | sec.gov |
| StoneWard Management LLC | Other | New York | NY | $4,768,000 | $4,768,000 | 4 | Oct 12 | sec.gov |
| CleanFiber Inc. | Manufacturing | Blasdell | NY | $4,250,150 | $12,500,000 | 111 | Oct 12 | sec.gov |
| RedHill Biopharma Ltd. | Pharmaceuticals | Tel Aviv | $4,043,808 | $4,043,808 | 3 | Oct 12 | sec.gov | |
| Retirable Inc. | Other | New York | NY | $3,979,999 | $4,499,999 | 7 | Oct 12 | sec.gov |
| Odyssey Semiconductor Technologies, Inc. (amended) | Other Technology | Ithaca | NY | $3,780,000 | $4,300,000 | 1 | Oct 12 | sec.gov |
| Princeton GP Equity II LLC | Other Real Estate | Wilbraham | MA | $3,700,000 | $7,000,000 | 3 | Oct 12 | sec.gov |
| 1220 King St Holdings LLC | Other Real Estate | Rochester | NY | $2,870,000 | $6,741,777 | 61 | Oct 12 | sec.gov |
| UDC HOLDCO, LLC | Other Health Care | Miami | FL | $2,100,000 | $2,100,000 | 1 | Oct 12 | sec.gov |
| Centerlane 3722 Monroe Road, LLC | Commercial | Charlotte | NC | $1,877,500 | $1,877,500 | 18 | Oct 12 | sec.gov |
| SE KC INDEPENDENCE INVESTORS, LLC | Residential | Chicago | IL | $1,780,000 | $3,585,000 | 21 | Oct 12 | sec.gov |
| StoneGuard Management LLC | Other | New York | NY | $1,607,000 | $1,607,000 | 4 | Oct 12 | sec.gov |
| Tabor Ranch Partners LLC | Commercial | Southern Pines | NC | $1,523,000 | $1,523,000 | 0 | Oct 12 | sec.gov |
| Algorithmic Objective Corp. | Other Technology | San Diego | CA | $1,500,000 | $3,999,995 | 1 | Oct 12 | sec.gov |
| Luminos Inc. | Other Technology | Washington | DC | $1,350,000 | $1,500,000 | 2 | Oct 12 | sec.gov |
| HARVEST INVEST-064, LLC | Investing | Fort Worth | TX | $1,275,000 | $2,675,000 | 42 | Oct 12 | sec.gov |
| RIOS INC. | Other Technology | Toronto | $1,097,855 | $1,097,855 | 1 | Oct 12 | sec.gov | |
| JACK HENRY LLC | Other | Costa Mesa | CA | $1,027,199 | $1,027,199 | 4 | Oct 12 | sec.gov |
| Concierge Pediatrics Holdings, LLC | Other Health Care | Woodbury | NY | $900,000 | Indefinite | 10 | Oct 12 | sec.gov |
| TRIOSCOPE, INC. | Other Technology | Atlanta | GA | $650,000 | $4,500,000 | 3 | Oct 12 | sec.gov |
| Craftom, Inc. (amended) | Other Technology | Pineville | NC | $647,000 | $1,500,000 | 8 | Oct 12 | sec.gov |
| Endurance Gold Corp | Other | Vancouver | $512,750 | $1,041,039 | 5 | Oct 12 | sec.gov | |
| Cash Flow Capital Key West LLC (amended) | Commercial | Fort Collins | CO | $505,000 | $5,000,000 | 9 | Oct 12 | sec.gov |
| MKN Developments LLC | Commercial | Tampa | FL | $500,000 | $500,000 | 0 | Oct 12 | sec.gov |
| Paradigm Emissions Technologies, Inc. | Other Energy | Rochester | NY | $500,000 | $3,000,000 | 1 | Oct 12 | sec.gov |
| Ascending Avenue - Heather Ridge LLC | Residential | Flower Mound | TX | $455,000 | $1,000,000 | 12 | Oct 12 | sec.gov |
| SMART SCAN MEDICAL IMAGING, LLC | Other Health Care | Northbrook | IL | $400,000 | Indefinite | 4 | Oct 12 | sec.gov |
| GMDY Utah LLC | Other Health Care | West Jordan | UT | $389,000 | $2,000,000 | 2 | Oct 12 | sec.gov |
| Hillcrest Energy Technologies Ltd. | Other | Vancouver | $349,248 | $785,808 | 1 | Oct 12 | sec.gov | |
| Gaingels GC Therapeutics LLC | Other | Burlington | VT | $339,893 | $339,893 | 22 | Oct 12 | sec.gov |
| Movable Ai, Inc. | Other Technology | Tempe | AZ | $315,000 | $350,000 | 10 | Oct 12 | sec.gov |
| EJK 732 Flamingo LLC | Other Real Estate | West Palm Beach | FL | $300,000 | $300,000 | 2 | Oct 12 | sec.gov |
| V1 Heather Ridge Fund I LLC | Residential | Maitland | FL | $300,000 | $500,000 | 6 | Oct 12 | sec.gov |
| SL Playbook Development Ltd Liability Co (amended) | Other | Northbrook | IL | $275,000 | $1,000,000 | 5 | Oct 12 | sec.gov |
| GoodTeen LLC | Other | Excelsior | MN | $260,000 | $260,000 | 2 | Oct 12 | sec.gov |
| Halys, Inc. | Other Technology | Rockland | ME | $250,000 | $250,000 | 1 | Oct 12 | sec.gov |
| AEMS Corp. (amended) | Other Technology | Livermore | CA | $250,000 | $250,000 | 4 | Oct 12 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $240,724 | Indefinite | 24 | Oct 12 | sec.gov |
| EJK 1001 Almeria LLC | Other Real Estate | West Palm Beach | FL | $225,000 | $225,000 | 2 | Oct 12 | sec.gov |
| McGill & Partners Group Ltd | Insurance | London | $178,572 | Indefinite | 3 | Oct 12 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $166,209 | Indefinite | 35 | Oct 12 | sec.gov |
| Eleven Cabins Idyllwild LLC | Commercial | Los Angeles | CA | $140,000 | $750,000 | 3 | Oct 12 | sec.gov |
| KeyboardCat Inc | Other Technology | Lincoln | NE | $118,000 | $750,000 | 4 | Oct 12 | sec.gov |
| Canter Resources Corp. | Other | Vancouver | $108,721 | $108,721 | 5 | Oct 12 | sec.gov | |
| Returnable, Inc. | Other | Weston | CT | $100,000 | $1,000,000 | 1 | Oct 12 | sec.gov |
| Returnable, Inc. | Other | Weston | CT | $100,000 | $1,000,000 | 1 | Oct 12 | sec.gov |
| Natural Balance Regenerative Village Inc. | Residential | Vancouver | $100,000 | $500,000 | 1 | Oct 12 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $40,371 | Indefinite | 10 | Oct 12 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $40,319 | Indefinite | 8 | Oct 12 | sec.gov |
| CMC Metals Ltd. | Other | Vancouver | $36,460 | $36,460 | 2 | Oct 12 | sec.gov | |
| Marquis & Medora Film LLC | Other | Bismarck | ND | $30,000 | Indefinite | 1 | Oct 12 | sec.gov |
| SupremeAire, LLC | Manufacturing | Norfolk | VA | $25,000 | $1,800,000 | 1 | Oct 12 | sec.gov |
| Endiatx, Inc. | Other Technology | Hayward | CA | $25,000 | $1,000,000 | 1 | Oct 12 | sec.gov |
| CNG 2023 VEHICLES II, LLC | Energy Conservation | Oklahoma City | OK | $20,000 | $1,410,000 | 1 | Oct 12 | sec.gov |
| Tinychain Inc. | Computers | Austin | TX | $10,000 | $225,000 | 1 | Oct 12 | sec.gov |
| Dar-Con Properties II, LLC | Other | Conroe | TX | $0 | $6,500,000 | 0 | Oct 12 | sec.gov |
| Stoakes Group LLC | Residential | San Mateo | CA | $0 | $1,480,000 | 20 | Oct 12 | sec.gov |
| Guilford Surgery Center, LLC | Other Health Care | Birmingham | AL | $0 | $161,910 | 0 | Oct 12 | sec.gov |
| Wisconsin Dells Invesgtor 2 LLC | Commercial | Cheyenne | WY | $0 | $8,000,000 | 0 | Oct 12 | sec.gov |
| SS El Paso Investors LLC | Commercial | El Paso | TX | $0 | $2,000,000 | 0 | Oct 12 | sec.gov |
| EyeCanKnow, Inc. | Other | Sheridan | WY | $0 | $1,500,000 | 0 | Oct 12 | sec.gov |
| Little Bean & Little Stone Ltd Liability Co | Other | New York | NY | $0 | $20,000,000 | 0 | Oct 12 | sec.gov |
| Three Bridges Club LLC | Other | South Jordan | UT | $0 | $84,000,000 | 0 | Oct 12 | sec.gov |
| Veea Inc. | Other Technology | New York | NY | $0 | $70,000,000 | 0 | Oct 12 | sec.gov |
| POLARIS NOVA FUND LP | Other Real Estate | Roanoke | TX | $0 | $10,000,000 | 0 | Oct 12 | sec.gov |
| CMB INFRASTRUCTURE INVESTMENT GROUP 83, LP (amended) | Commercial | Dallas | TX | $0 | $53,940,000 | 0 | Oct 12 | sec.gov |
| 1010 CHURCH EQUITY FUND, LLC | Residential | Nashville | TN | $0 | $11,762,000 | 0 | Oct 12 | sec.gov |
| Beacon Partners Fund III, LP | Commercial | Phoenix | AZ | $0 | $150,000,000 | 0 | Oct 12 | sec.gov |
| Aleran Software, Inc. | Other Technology | Bloomington | MN | $0 | $5,000,000 | 0 | Oct 12 | sec.gov |
October 13, 2023 · October 11, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.