Data / Form D filings / Oct 11
Form D filings, October 11, 2023: 103 companies raised $888.1 million
103 operating companies filed a Form D on October 11, 2023, reporting $888.1 million sold. Largest: ADREX Multifamily I DST ($283.9 million), IPC Student Housing Portfolio DST ($138.3 million), InfoBionic, Inc. ($57.8 million). The median filing is $1.2 million, and 196 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 103Form D filings
- $888.1 millionreported sold
- $1.2 millionmedian amount sold
- CAmost filings (21)
Most filings by state: CA 21, TX 8, FL 6, IL 4, NJ 4. By industry: Other Technology 22, Other 18, Other Real Estate 13, Commercial 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| ADREX Multifamily I DST (amended) | Other Real Estate | Denver | CO | $283,850,000 | $283,850,000 | 228 | Oct 11 | sec.gov |
| IPC Student Housing Portfolio DST (amended) | Other Real Estate | Oak Brook | IL | $138,345,042 | $163,950,253 | 325 | Oct 11 | sec.gov |
| InfoBionic, Inc. | Other Health Care | Chelmsford | MA | $57,765,436 | $65,442,033 | 30 | Oct 11 | sec.gov |
| PanTheryx, Inc. | Biotechnology | Boulder | CO | $52,289,052 | $60,000,000 | 1 | Oct 11 | sec.gov |
| Concord SCC Ltd | Other Technology | Road Town | $39,800,000 | $40,000,000 | 58 | Oct 11 | sec.gov | |
| Bonumose, Inc. | Other | Charlottesville | VA | $34,678,133 | $51,628,398 | 12 | Oct 11 | sec.gov |
| One Model Inc. | Other | Austin | TX | $30,683,875 | $30,683,875 | 4 | Oct 11 | sec.gov |
| Mozaic Payments, Inc. | Other Technology | Chicago | IL | $25,553,521 | $25,553,521 | 35 | Oct 11 | sec.gov |
| Nexo Residences EB5 LLLP | Commercial | Miami | FL | $21,600,000 | $96,000,000 | 27 | Oct 11 | sec.gov |
| FIRST BUSINESS FINANCIAL SERVICES, INC. | Commercial Banking | Madison | WI | $15,000,000 | $15,000,000 | 25 | Oct 11 | sec.gov |
| Darwinium Holdings, Inc. | Other Technology | San Francisco | CA | $13,740,007 | $16,000,003 | 13 | Oct 11 | sec.gov |
| Conveyor Inc. | Other Technology | San Francisco | CA | $12,198,999 | $12,500,000 | 17 | Oct 11 | sec.gov |
| 215 N Fair Oaks LLC | Other Real Estate | Madison | WI | $10,448,550 | $10,448,550 | 19 | Oct 11 | sec.gov |
| 101 Breakers Associates LLC | Other Real Estate | Bethesda | MD | $9,557,920 | $10,000,000 | 39 | Oct 11 | sec.gov |
| GK DST - River Forest Grocery (amended) | Commercial | Barrington | IL | $8,553,422 | $11,831,040 | 21 | Oct 11 | sec.gov |
| Goose Holdings, Inc. | Other Technology | Evanston | IL | $8,200,000 | $8,430,000 | 7 | Oct 11 | sec.gov |
| 1124 N High Point LLC | Residential | Verona | WI | $8,050,000 | $8,050,000 | 27 | Oct 11 | sec.gov |
| Steelhead Technologies, Inc. | Other Technology | Calumet | MI | $8,000,000 | $8,000,000 | 6 | Oct 11 | sec.gov |
| 3RC/BCG Holdings LLC | Investing | Pittsburgh | PA | $7,621,950 | $7,621,950 | 2 | Oct 11 | sec.gov |
| One Model Inc. | Other | Austin | TX | $7,469,625 | $7,469,625 | 5 | Oct 11 | sec.gov |
| AirWise Solutions, Inc. (amended) | Other Technology | Tulsa | OK | $6,879,191 | $7,223,986 | 22 | Oct 11 | sec.gov |
| Worthix Corp. | Other Technology | Alpharetta | GA | $6,211,491 | $6,211,491 | 5 | Oct 11 | sec.gov |
| MRV Dickson City Partners, LLC | Commercial | Upton | MA | $5,475,000 | $8,600,000 | 74 | Oct 11 | sec.gov |
| Khyaal Inc. | Other Technology | Maharashtra | $5,397,816 | $5,397,816 | 17 | Oct 11 | sec.gov | |
| Rep Data, Inc | Other Technology | New Orleans | LA | $5,323,752 | $5,323,752 | 45 | Oct 11 | sec.gov |
| River Oaks Associates LLC | Other Real Estate | Bethesda | MD | $4,813,750 | $4,813,750 | 27 | Oct 11 | sec.gov |
| 3RC/BCG Holdings Blocker Inc. | Investing | Pittsburgh | PA | $4,500,000 | $4,500,000 | 2 | Oct 11 | sec.gov |
| RSNPG Tallows Apts Partners, LLC | Commercial | Wilmington | DE | $4,372,000 | $9,500,000 | 59 | Oct 11 | sec.gov |
| Sortium Inc. | Other Technology | Miami | FL | $3,999,988 | $3,999,988 | 5 | Oct 11 | sec.gov |
| Lafayette Associates, LLC | Other Real Estate | Lafayette | CA | $3,350,000 | Indefinite | 14 | Oct 11 | sec.gov |
| 3RC/BCG Invesco LLC | Investing | Pittsburgh | PA | $3,121,950 | $3,121,950 | 28 | Oct 11 | sec.gov |
| Evofem Biosciences, Inc. | Biotechnology | San Diego | CA | $2,884,615 | $2,884,615 | 14 | Oct 11 | sec.gov |
| Acretrader 231, LLP | Other Real Estate | Fayetteville | AR | $2,738,000 | $2,738,000 | 100 | Oct 11 | sec.gov |
| Givinga, Inc. | Other Technology | Boston | MA | $2,672,604 | $3,000,000 | 7 | Oct 11 | sec.gov |
| Willett Associates LLC | Other Real Estate | Bethesda | MD | $2,522,500 | $2,522,500 | 27 | Oct 11 | sec.gov |
| Flower Ave Inc. | Other | New York | NY | $2,449,976 | $4,999,967 | 4 | Oct 11 | sec.gov |
| Spine BioPharma, Inc. | Pharmaceuticals | New York | NY | $2,399,629 | $15,000,000 | 3 | Oct 11 | sec.gov |
| WEBSTREET, LLC | Business Services | Wilmington | DE | $2,292,730 | $2,292,730 | 34 | Oct 11 | sec.gov |
| ChalkBooks Inc. | Other Technology | Palo Alto | CA | $2,250,000 | $3,000,000 | 1 | Oct 11 | sec.gov |
| ASR Acquisition Company, LLC | Manufacturing | Roanoke | VA | $2,000,000 | $2,000,000 | 2 | Oct 11 | sec.gov |
| 10610453 Canada Inc. | Other | Gatineau | $1,848,292 | $1,848,292 | 17 | Oct 11 | sec.gov | |
| iQure Pharma Inc. | Pharmaceuticals | Skillman | NJ | $1,500,000 | $2,000,000 | 13 | Oct 11 | sec.gov |
| Texas State Bankshares, Inc. | Other Banking and Financial Services | Harlingen | TX | $1,208,088 | $1,208,088 | 1 | Oct 11 | sec.gov |
| Better Science, LLC (amended) | Retailing | Seattle | WA | $1,163,417 | $3,000,000 | 19 | Oct 11 | sec.gov |
| 1351 Fawcett LLC | Commercial | Portland | OR | $1,150,000 | $4,000,000 | 1 | Oct 11 | sec.gov |
| Alder Park Holdings LLC | Commercial | Troy | MI | $1,150,000 | $1,150,000 | 10 | Oct 11 | sec.gov |
| US REIGN Fund LLC (amended) | Commercial | Sheridan | WY | $1,025,000 | $25,000,000 | 6 | Oct 11 | sec.gov |
| Qredible, Inc. (amended) | Other Technology | Cherry Hill | NJ | $1,015,000 | $1,300,000 | 8 | Oct 11 | sec.gov |
| Allander Biotechnologies, Inc. | Other Technology | Aurora | CO | $1,000,000 | $1,000,000 | 2 | Oct 11 | sec.gov |
| Design League Co. | Other Technology | San Francisco | CA | $700,000 | $1,500,000 | 1 | Oct 11 | sec.gov |
| West Coast Holdings LLC | Agriculture | Middlebury | VT | $605,000 | $1,500,000 | 7 | Oct 11 | sec.gov |
| SURGERY CENTER AT SOUTHWOODS LLC | Hospitals and Physicians | Youngstown | OH | $580,000 | Indefinite | 4 | Oct 11 | sec.gov |
| CMG ELLENSBURG FUND LLC | Other Real Estate | Normandy Park | WA | $550,000 | $1,200,000 | 1 | Oct 11 | sec.gov |
| HL Apple Creek, LLC (amended) | Other Real Estate | Olympia | WA | $550,000 | $750,000 | 7 | Oct 11 | sec.gov |
| MIRA ONCOLOGY, INC. | Pharmaceuticals | Boynton Beach | FL | $500,000 | $500,000 | 1 | Oct 11 | sec.gov |
| Proxalys Inc. | Commercial Banking | Providence | RI | $450,000 | Indefinite | 2 | Oct 11 | sec.gov |
| PopUp Smiles, Inc. | Other | Carson City | NV | $400,000 | $500,000 | 1 | Oct 11 | sec.gov |
| Blackburne & Brown Equity Preservation Fund, LLC (amended) | Commercial | Sacramento | CA | $350,000 | $350,000 | 5 | Oct 11 | sec.gov |
| Blackburne & Brown Equity Preservation Fund, LLC (amended) | Commercial | Sacramento | CA | $350,000 | $350,000 | 5 | Oct 11 | sec.gov |
| Reticulate Micro, Inc. | Other Technology | Palm Bay | FL | $250,000 | $3,000,000 | 2 | Oct 11 | sec.gov |
| Wellin5 USA, Inc. | Other | Carlsbad | CA | $250,000 | $250,000 | 1 | Oct 11 | sec.gov |
| RSNPG Tallows Apts Partners RM, LLC | Commercial | Wilmington | DE | $205,000 | $9,500,000 | 5 | Oct 11 | sec.gov |
| McCullough-Pawnee Joint Venture | Oil and Gas | Frisco | TX | $200,000 | $937,500 | 3 | Oct 11 | sec.gov |
| Gaingels Ursa Major 2023 LLC | Other | Burlington | VT | $184,444 | $184,444 | 24 | Oct 11 | sec.gov |
| Blackburne & Brown Equity Preservation Fund, LLC (amended) | Commercial | Sacramento | CA | $175,000 | $175,000 | 0 | Oct 11 | sec.gov |
| Let It Fly Nebraska, LLC | Restaurants | Germantown | TN | $166,000 | $7,500,000 | 4 | Oct 11 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $155,568 | Indefinite | 14 | Oct 11 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $153,291 | Indefinite | 35 | Oct 11 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $153,123 | Indefinite | 35 | Oct 11 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $125,787 | Indefinite | 35 | Oct 11 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $125,407 | Indefinite | 24 | Oct 11 | sec.gov |
| Aithentic inc. | Other Technology | Alpharetta | GA | $100,000 | $3,500,000 | 1 | Oct 11 | sec.gov |
| Talli, Inc. | Other | Atlanta | GA | $100,000 | $150,000 | 2 | Oct 11 | sec.gov |
| Coeurative, Inc. | Pharmaceuticals | Roanoke | VA | $100,000 | $210,000 | 1 | Oct 11 | sec.gov |
| Green Waste Innovations, LLC | Other | Phoenix | AZ | $90,000 | $90,000 | 10 | Oct 11 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $80,653 | Indefinite | 22 | Oct 11 | sec.gov |
| Regency Silver Corp. | Other | Vancouver | $66,988 | $66,988 | 3 | Oct 11 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $55,537 | Indefinite | 14 | Oct 11 | sec.gov |
| USA Land Fund I, LLC | Other Real Estate | Richmond | VA | $30,000 | $150,000 | 12 | Oct 11 | sec.gov |
| XOStem Biosciences Ltd. | Other | Irvine | CA | $30,000 | $60,000 | 1 | Oct 11 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $27,816 | Indefinite | 10 | Oct 11 | sec.gov |
| protectNIL Inc. | Other Technology | Las Vegas | NV | $25,000 | $1,000,000 | 1 | Oct 11 | sec.gov |
| Ikenga Wines LLC | Manufacturing | Oakland | CA | $25,000 | $500,000 | 1 | Oct 11 | sec.gov |
| Riskalyze Aggregator LP | Other Technology | Wilmington | DE | $15,050 | $15,050 | 2 | Oct 11 | sec.gov |
| Golden Arrow Resources Corp | Other | Vancouver | $5,182 | $1,305,355 | 1 | Oct 11 | sec.gov | |
| Belizean Kaban Growth Fund, LLC | Other | Sheridan | WY | $0 | $1,000,000 | 0 | Oct 11 | sec.gov |
| MB Syn1, LLC | Other | Smyrna | GA | $0 | $800,000 | 0 | Oct 11 | sec.gov |
| REI Energy Drilling & Income Fund VI, L.P. | Oil and Gas | Richardson | TX | $0 | $5,000,000 | 0 | Oct 11 | sec.gov |
| DW SELECT WYOMING #2 LP | Oil and Gas | Irving | TX | $0 | $5,000,000 | 0 | Oct 11 | sec.gov |
| Global Fox Wealth Management, LLC | Investing | Mcallen | TX | $0 | $1,000,000 | 0 | Oct 11 | sec.gov |
| Finramp Ltd | Commercial Banking | Nicosia | $0 | Indefinite | 0 | Oct 11 | sec.gov | |
| KKC PRODUCTIONS NY LIMITED PARTNERSHIP | Other | New York | NY | $0 | $26,000,000 | 0 | Oct 11 | sec.gov |
| MOUNTAINDALE INVESTMENT HOLDINGS DE L.P. | Investing | Miami Beach | FL | $0 | Indefinite | 0 | Oct 11 | sec.gov |
| Dapps LLC | Other Technology | Albuquerque | NM | $0 | Indefinite | 0 | Oct 11 | sec.gov |
| Apex Syndication I LLC (amended) | Other Real Estate | Folsom | CA | $0 | $400,000 | 0 | Oct 11 | sec.gov |
| SYNERGY TRANSPORTATION FUND LP | Other Real Estate | Gulf Shores | AL | $0 | $5,000,000 | 0 | Oct 11 | sec.gov |
| MCG Canton Investors, LLC | Residential | Charlotte | NC | $0 | $9,623,133 | 0 | Oct 11 | sec.gov |
| FirmPilot AI, Inc. | Other | Miami | FL | $0 | Indefinite | 0 | Oct 11 | sec.gov |
| FOD Enterprises LLC (amended) | Residential | Scottsdale | AZ | $0 | Indefinite | 0 | Oct 11 | sec.gov |
| Chicago Football Club P.B.C. | Other | Hoboken | NJ | $0 | $3,000,000 | 0 | Oct 11 | sec.gov |
| Sea Pharmaceuticals, LLC | Pharmaceuticals | Cambridge | MA | $0 | $2,175,701 | 0 | Oct 11 | sec.gov |
| McCullough-Pawnee GY Joint Venture | Oil and Gas | Dallas | TX | $0 | $937,500 | 0 | Oct 11 | sec.gov |
| MP Investment Club Frontier Venture Fund 12 LP | Other Technology | Upper Saddle River | NJ | $0 | Indefinite | 0 | Oct 11 | sec.gov |
October 12, 2023 · October 10, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.