Data / Form D filings / Oct 10
Form D filings, October 10, 2023: 105 companies raised $6.65 billion
105 operating companies filed a Form D on October 10, 2023, reporting $6.65 billion sold. Largest: NHIT: CORE FIXED INCOME TRUST ($1.39 billion), FCP Fund VI-C Feeder-AIV, L.P. ($858.9 million), FCP Realty Fund VI-B, L.P. ($858.9 million). The median filing is $2.7 million, and 158 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 105Form D filings
- $6.65 billionreported sold
- $2.7 millionmedian amount sold
- CAmost filings (21)
Most filings by state: CA 21, TX 14, NY 10, MD 6, FL 5. By industry: Other 21, Other Technology 20, Commercial 14, Other Real Estate 13.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: CORE FIXED INCOME TRUST (amended) | Investing | Boston | MA | $1,393,972,350 | Indefinite | 56 | Oct 10 | sec.gov |
| FCP Fund VI-C Feeder-AIV, L.P. | Other Real Estate | Chevy Chase | MD | $858,947,000 | $1,650,000,000 | 2 | Oct 10 | sec.gov |
| FCP Realty Fund VI-B, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $858,947,000 | $1,650,000,000 | 45 | Oct 10 | sec.gov |
| FCP Realty Fund VI-A, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $858,947,000 | $1,650,000,000 | 31 | Oct 10 | sec.gov |
| FCP Fund VI-C Feeder, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $858,947,000 | $1,650,000,000 | 2 | Oct 10 | sec.gov |
| FCP Realty Fund VI-C, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $858,947,000 | $1,650,000,000 | 2 | Oct 10 | sec.gov |
| Avalyn Pharma Inc. | Biotechnology | Seattle | WA | $189,182,622 | $189,182,622 | 26 | Oct 10 | sec.gov |
| BKV Corp | Oil and Gas | Denver | CO | $150,005,210 | $150,005,210 | 8 | Oct 10 | sec.gov |
| NexPoint Hughes DST (amended) | Other Real Estate | Dallas | TX | $99,952,005 | $115,262,632 | 294 | Oct 10 | sec.gov |
| Verkada Inc. | Other Technology | San Mateo | CA | $79,999,972 | $100,000,000 | 12 | Oct 10 | sec.gov |
| AG14 LLC (amended) | Other Real Estate | Great Neck | NY | $60,000,000 | $66,400,000 | 75 | Oct 10 | sec.gov |
| SafeRide, Inc. | Other Technology | San Antonio | TX | $36,291,824 | $40,291,817 | 14 | Oct 10 | sec.gov |
| Cunat Exchange VI DST (amended) | Residential | Mchenry | IL | $30,827,500 | $30,827,500 | 67 | Oct 10 | sec.gov |
| Starboard Ridgeview DST (amended) | Residential | Irvine | CA | $24,250,000 | $24,250,000 | 78 | Oct 10 | sec.gov |
| Nasdaq Private Market, LLC | Other | New York | NY | $21,400,000 | $25,000,000 | 8 | Oct 10 | sec.gov |
| VIP Fund II, LLC | Other | Roseville | CA | $20,000,000 | $20,000,000 | 78 | Oct 10 | sec.gov |
| Yalochat, Inc. | Other Technology | Houston | TX | $19,999,988 | $39,999,947 | 1 | Oct 10 | sec.gov |
| TQA Holdco, Inc. | Other Technology | Austin | TX | $19,286,407 | $21,286,407 | 8 | Oct 10 | sec.gov |
| mPower Technology, Inc. (amended) | Other Energy | Albuquerque | NM | $16,154,403 | $16,194,143 | 40 | Oct 10 | sec.gov |
| Yaysay, Inc. | Other Technology | Greenwich | CT | $10,365,000 | $10,365,000 | 18 | Oct 10 | sec.gov |
| Greater Good Healthcare Inc. | Other Health Care | El Segundo | CA | $10,249,996 | $21,150,000 | 13 | Oct 10 | sec.gov |
| Templum, Inc. (amended) | Other Technology | New York | NY | $9,000,000 | $15,500,000 | 6 | Oct 10 | sec.gov |
| 1605 Plains FF LLC (amended) | Investing | Orlando | FL | $8,600,000 | $9,500,000 | 16 | Oct 10 | sec.gov |
| PW PARKWOOD INVESTORS, LLC | Commercial | South Jordan | UT | $7,565,000 | $7,565,000 | 39 | Oct 10 | sec.gov |
| Acasti Pharma Inc. | Biotechnology | Laval | $7,499,793 | $15,116,786 | 4 | Oct 10 | sec.gov | |
| Epifeast Inc. | Other Technology | Sacramento | CA | $7,495,383 | $9,666,795 | 5 | Oct 10 | sec.gov |
| Asymmetria Investors III, LLC - Maritime IV (PS) | Investing | West Des Moines | IA | $7,055,000 | $7,055,000 | 51 | Oct 10 | sec.gov |
| ATI Motors Inc. | Other Technology | Milpitas | CA | $6,867,560 | $10,797,755 | 7 | Oct 10 | sec.gov |
| Korio, Inc. | Other Technology | Doylestown | PA | $6,786,108 | $6,786,108 | 39 | Oct 10 | sec.gov |
| WF Hambright Road, LLC | Commercial | Raleigh | NC | $6,344,310 | $6,344,310 | 10 | Oct 10 | sec.gov |
| B.E. ATM Income Fund LLC (amended) | Other | Portland | OR | $6,000,000 | $50,000,000 | 30 | Oct 10 | sec.gov |
| WF Clermont, LLC | Commercial | Raleigh | NC | $5,977,276 | $5,977,276 | 8 | Oct 10 | sec.gov |
| Happier Camper, Inc. (amended) | Manufacturing | Los Angeles | CA | $5,620,000 | Indefinite | 7 | Oct 10 | sec.gov |
| NewSpring Holdings Federal LLC | Other | Radnor | PA | $5,450,873 | $5,450,873 | 3 | Oct 10 | sec.gov |
| Leitbox Portfolio Partners Self-Storage Fund III,LLC (amended) | Commercial | Birmingham | AL | $5,403,345 | $50,000,000 | 75 | Oct 10 | sec.gov |
| FreeUp Storage Phenix City, LLC | Commercial | Golden | CO | $5,115,000 | $6,700,000 | 37 | Oct 10 | sec.gov |
| cultivate(MD) Capital Opportunity Fund, L.P. | Investing | Grand Rapids | MI | $5,075,750 | $15,000,000 | 39 | Oct 10 | sec.gov |
| HealthEC, LLC | Other Health Care | Edison | NJ | $5,000,000 | Indefinite | 2 | Oct 10 | sec.gov |
| Koop Technologies, Inc. (amended) | Other Technology | Jersey City | NJ | $4,499,999 | $4,499,999 | 8 | Oct 10 | sec.gov |
| Elevation Vero Beach SA, LLC | Commercial | Newport Beach | CA | $4,410,000 | $12,000,000 | 5 | Oct 10 | sec.gov |
| AFFINITY BIOSENSORS LLC (amended) | Other | Santa Barbara | CA | $3,500,000 | $3,500,000 | 17 | Oct 10 | sec.gov |
| Clix, Inc. (amended) | Other | Wellington | FL | $3,243,500 | $25,000,000 | 22 | Oct 10 | sec.gov |
| PLATO HOLDINGS INC | Other Banking and Financial Services | St. Paul | MN | $3,061,020 | $10,200,000 | 5 | Oct 10 | sec.gov |
| Arthur Technologies Inc | Other Technology | San Mateo | CA | $3,000,000 | $3,000,000 | 1 | Oct 10 | sec.gov |
| Knab, Inc. | Other Technology | Pacifica | CA | $2,988,476 | $2,988,476 | 19 | Oct 10 | sec.gov |
| Asymmetria Investors III, LLC - Elyria Industrial (PS) | Investing | West Des Moines | IA | $2,740,000 | $2,740,000 | 32 | Oct 10 | sec.gov |
| FM Qualified Opportunity Fund LLC | Other | Milwaukee | WI | $2,700,000 | $2,700,000 | 9 | Oct 10 | sec.gov |
| Hatchery Haven LLC | Residential | Windsor | WI | $2,100,000 | $2,100,000 | 37 | Oct 10 | sec.gov |
| Titan Flood, Inc. | Insurance | Tampa, | FL | $2,000,000 | $2,000,000 | 1 | Oct 10 | sec.gov |
| Adaya AI, Inc. (amended) | Other Technology | Santa Barbara | CA | $1,975,000 | $2,500,000 | 1 | Oct 10 | sec.gov |
| Tulsa Country Club | Other | Tulsa | OK | $1,875,000 | $2,500,000 | 16 | Oct 10 | sec.gov |
| TIG ORRIN LLC | Construction | Irvine | CA | $1,870,000 | $2,500,000 | 22 | Oct 10 | sec.gov |
| Modern Village, Inc. | Other Technology | Brooklyn | NY | $1,665,000 | $1,700,000 | 16 | Oct 10 | sec.gov |
| Cash or Trade, Inc. | Other | Burlington | VT | $1,582,161 | $2,072,978 | 27 | Oct 10 | sec.gov |
| IREX Industrial Portfolio I DST | Commercial | Dallas | TX | $1,526,849 | $36,881,720 | 3 | Oct 10 | sec.gov |
| SE VALOREM MCALLEN MF, LP | Commercial | Houston | TX | $1,500,000 | $1,500,000 | 22 | Oct 10 | sec.gov |
| BION ENVIRONMENTAL TECHNOLOGIES INC | Environmental Services | Old Bethpage | NY | $1,500,000 | $1,500,000 | 1 | Oct 10 | sec.gov |
| 51C COLLABORATIVE, INC. | Other | New York | NY | $1,470,000 | $2,200,000 | 18 | Oct 10 | sec.gov |
| Gut-Brain-Axis Therapeutics Inc. | Biotechnology | Tempe | AZ | $1,425,000 | $8,000,000 | 23 | Oct 10 | sec.gov |
| CourtScribes, Inc. | Business Services | Portola Valley | CA | $1,277,836 | $2,000,000 | 10 | Oct 10 | sec.gov |
| Hungry Harvest, LLC | Other | Landover | MD | $1,150,000 | $5,000,000 | 5 | Oct 10 | sec.gov |
| US REIGN Fund LLC (amended) | Commercial | Sheridan | WY | $1,025,000 | $25,000,000 | 6 | Oct 10 | sec.gov |
| LongFi Solutions, Inc. (amended) | Other Technology | Houston | TX | $1,025,000 | $1,750,000 | 2 | Oct 10 | sec.gov |
| Valiot Inc. | Other Technology | Austin | TX | $1,000,000 | $1,000,000 | 2 | Oct 10 | sec.gov |
| CAYUGA LAKE BANK CORP | Commercial Banking | Union Springs | NY | $921,900 | $3,500,000 | 21 | Oct 10 | sec.gov |
| GBO NNHS ASC JV, LLC | Other Health Care | Reno | NV | $868,612 | $4,080,000 | 2 | Oct 10 | sec.gov |
| Terafiber, LLC | Other | San Diego | CA | $773,000 | $2,000,000 | 4 | Oct 10 | sec.gov |
| Craftom, Inc. | Other Technology | Pineville | NC | $647,000 | $1,500,000 | 8 | Oct 10 | sec.gov |
| GABA Therapeutics, Inc. | Pharmaceuticals | Newport Beach | CA | $500,000 | $1,000,000 | 3 | Oct 10 | sec.gov |
| ARBOR EQUITY GROUP FUND I, LP | Other | Eugene | OR | $500,000 | $5,000,000 | 1 | Oct 10 | sec.gov |
| Paramount Financial Group, LLC | Commercial Banking | Saint Louis | MO | $495,150 | $6,000,000 | 7 | Oct 10 | sec.gov |
| Tally Surgical, Inc. | Other Health Care | Mission Viejo | CA | $490,000 | $750,000 | 4 | Oct 10 | sec.gov |
| Harvey's Gaingels Neurophos LLC | Other | Burlington | VT | $485,442 | $485,442 | 47 | Oct 10 | sec.gov |
| Pitch Aeronautics Inc | Manufacturing | Boise | ID | $400,002 | $500,000 | 7 | Oct 10 | sec.gov |
| Gaingels Stoke Space 2023 LLC | Other | Burlington | VT | $338,288 | $338,288 | 25 | Oct 10 | sec.gov |
| Optimum Response Inc. | Other Technology | St. Peters | MO | $325,000 | $500,000 | 1 | Oct 10 | sec.gov |
| TendoNova Corp (amended) | Biotechnology | Suwanee | GA | $300,000 | $300,000 | 3 | Oct 10 | sec.gov |
| Mettle Shop, LLC | Other | Sacramento | CA | $275,000 | $6,700,000 | 1 | Oct 10 | sec.gov |
| Belltown Developers, LLC | Commercial | Edmonds | WA | $250,000 | $2,950,000 | 3 | Oct 10 | sec.gov |
| Ecotrust Forests LLC (dba EFM Fund I) | Other Real Estate | Portland | OR | $250,000 | Indefinite | 1 | Oct 10 | sec.gov |
| Ultimate Healthcare Holdings, LLC | Health Insurance | Spring Hill | FL | $210,000 | $20,000,000 | 1 | Oct 10 | sec.gov |
| Nepra Foods Inc. | Other | Centennial | CO | $201,461 | $604,382 | 1 | Oct 10 | sec.gov |
| AIBERRY INC. | Other | Bellevue | WA | $200,000 | $7,100,000 | 1 | Oct 10 | sec.gov |
| Crestone DC Assets LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Oct 10 | sec.gov |
| Argos U.S. Forest Invest REIT, L.P. | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Oct 10 | sec.gov |
| SF U.S. REIT LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Oct 10 | sec.gov |
| Edifii, Inc. | Other Technology | Cambridge | MA | $100,000 | $100,000 | 1 | Oct 10 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $50,000 | Indefinite | 2 | Oct 10 | sec.gov |
| Commune Mar Vista Investors, LLC | Commercial | Westlake Village | CA | $48,978 | $600,000 | 4 | Oct 10 | sec.gov |
| Crypto Co | Other Technology | Malibu | CA | $19,894 | $19,894 | 1 | Oct 10 | sec.gov |
| Acosta Space Systems Consulting, Inc. | Other | Rossmoor | CA | $10,000 | $10,000 | 1 | Oct 10 | sec.gov |
| 1201 Dulles, LP | Residential | Lubbock | TX | $0 | $14,000,000 | 0 | Oct 10 | sec.gov |
| 166 Gonzales Venture LLC | Other Real Estate | San Antonio | TX | $0 | $1,800,000 | 0 | Oct 10 | sec.gov |
| SIX FOUR HOSPITALITY FUND I, LLC | Commercial | Boca Raton | FL | $0 | $125,000,000 | 0 | Oct 10 | sec.gov |
| Port of the Moon LLC | Commercial | Pasadena | TX | $0 | $3,200,000 | 0 | Oct 10 | sec.gov |
| KG FC DST | Other Real Estate | Bloomington | MN | $0 | $4,546,693 | 0 | Oct 10 | sec.gov |
| LK Capital Fund LP | Residential | Austin | TX | $0 | $50,000,000 | 0 | Oct 10 | sec.gov |
| Beam Park 610 Fund, LLC | Commercial | Cypress | TX | $0 | $2,000,000 | 0 | Oct 10 | sec.gov |
| J&J Russo 5 LLC (amended) | Restaurants | Dallas | TX | $0 | $2,800,000 | 0 | Oct 10 | sec.gov |
| BRONCO BILLY UK LTD LIABILITY CO | Other | New York | NY | $0 | $2,500,000 | 0 | Oct 10 | sec.gov |
| J.P. Morgan REIT (US Plan) LLC (amended) | REITS and Finance | New York | NY | $0 | Indefinite | 82 | Oct 10 | sec.gov |
| EPIC Companies Midwest 2023, LLC | Other Real Estate | Minot | ND | $0 | $10,000,000 | 0 | Oct 10 | sec.gov |
| EPIC Unite Real Estate Holdings, LLC | Other Real Estate | Minot | ND | $0 | $1,500,000 | 0 | Oct 10 | sec.gov |
| EPIC Unite, LLC | Other Real Estate | Minot | ND | $0 | $1,500,000 | 0 | Oct 10 | sec.gov |
| Wellness Way LLC | Other Health Care | Green Bay | WI | $0 | $1,150,000 | 0 | Oct 10 | sec.gov |
October 11, 2023 · October 6, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.