Data / Form D filings / PLATO HOLDINGS INC
PLATO HOLDINGS INC: Form D filings
PLATO HOLDINGS INC, a financial services company in St. Paul, MN, filed 2 Form D notices with the SEC between 2021 and 2023. The latest, on October 10, 2023, reports $3.1 million sold of a $10.2 million offering to 5 investors.
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Company details from the filing
- Address
- 60 East Plato Boulevard, Suite 100, St. Paul, MN, 55107
- Phone
- (651) 767-9816
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Minnesota
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1455595
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Oct 10, 2023 | New notice | $10,200,000 | $3,061,020 | $7,138,980 | 5 | Sep 27, 2023 | sec.gov |
| Jul 9, 2021 | New notice | $10,000,000 | $5,000,000 | $5,000,000 | 4 | Mar 31, 2021 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| NICHOL E. DEHMER | Director | |
| Richard B. Wanke | Director | |
| BRIANNA B. McCarthy | Executive Officer | |
| JAY B. LARSON | Executive Officer | |
| BO A. THAO-URABE | Director | |
| ARMAND E. BRACHMAN | Director | |
| STEPHEN B. WELLINGTON, JR. | Director | |
| GREGORY A. LARSON | Executive Officer, Director | |
| JAMES A. RUTZICK | Director |
Every Form D from the week of Oct 9, 2023 · All recent filings in Minnesota · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what PLATO HOLDINGS INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.