Data / Form D filings / Oct 20
Form D filings, October 20, 2023: 74 companies raised $1.22 billion
74 operating companies filed a Form D on October 20, 2023, reporting $1.22 billion sold. Largest: Footprint International Holdco, Inc. ($829.5 million), Urgent.ly Inc. ($84.7 million), Bentkey Holdings, LLC ($50 million). The median filing is $1.6 million, and 128 pooled investment funds also filed that day.
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- 74Form D filings
- $1.22 billionreported sold
- $1.6 millionmedian amount sold
- CAmost filings (11)
Most filings by state: CA 11, FL 5, AZ 5, PA 4, WA 4. By industry: Other 14, Other Technology 13, Other Real Estate 7, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Footprint International Holdco, Inc. | Manufacturing | Gilbert | AZ | $829,531,577 | Indefinite | 32 | Oct 20 | sec.gov |
| Urgent.ly Inc. | Other Technology | Vienna | VA | $84,657,529 | $84,657,529 | 66 | Oct 20 | sec.gov |
| Bentkey Holdings, LLC | Other | Nashville | TN | $50,000,000 | $120,000,000 | 2 | Oct 20 | sec.gov |
| Auron Therapeutics, Inc. (amended) | Biotechnology | Newton | MA | $38,399,997 | $48,249,997 | 10 | Oct 20 | sec.gov |
| Interius BioTherapeutics, Inc. | Biotechnology | Philadelphia | PA | $21,451,331 | $21,451,331 | 13 | Oct 20 | sec.gov |
| NLCA DG Investment Grade Portfolio 1 DST (amended) | Other Real Estate | Nashua | NH | $17,569,637 | $39,365,399 | 30 | Oct 20 | sec.gov |
| PinkDx, Inc. | Biotechnology | Indianapolis | IN | $16,984,994 | $40,000,048 | 7 | Oct 20 | sec.gov |
| ALLCITY Network Inc. | Other | Denver | CO | $13,612,274 | $14,693,391 | 53 | Oct 20 | sec.gov |
| Great Plains Bancshares, Inc. | Other Banking and Financial Services | Elk City | OK | $12,300,000 | $12,300,000 | 18 | Oct 20 | sec.gov |
| AGILITY HOLDINGS, INC. | Other | Draper | UT | $11,999,998 | $12,000,000 | 1 | Oct 20 | sec.gov |
| AmeriFunds Secured Income Fund I, LLC (amended) | Other | Scottsdale | AZ | $10,419,145 | $50,000,000 | 135 | Oct 20 | sec.gov |
| Care Continuity, Inc. | Other Health Care | Irving | TX | $9,999,999 | $12,999,999 | 4 | Oct 20 | sec.gov |
| VENTERRA GROUP PLC | Other Energy | London | $8,832,077 | Indefinite | 4 | Oct 20 | sec.gov | |
| SoundBoks, Inc. | Other | Cupertino | CA | $8,625,177 | $8,625,177 | 16 | Oct 20 | sec.gov |
| Percipient.ai Inc. | Other Technology | Santa Clara | CA | $8,499,999 | $15,041,148 | 4 | Oct 20 | sec.gov |
| PW PARKWOOD INVESTORS, LLC (amended) | Commercial | South Jordan | UT | $7,565,000 | $7,565,000 | 39 | Oct 20 | sec.gov |
| Purlie Victorious Ltd Liability Co (amended) | Other | New York | NY | $6,750,000 | $7,500,000 | 27 | Oct 20 | sec.gov |
| Reszi Fund VI, LP (amended) | Residential | Dallas | TX | $5,465,000 | $50,000,000 | 44 | Oct 20 | sec.gov |
| Cambium Carbon PBC | Other Technology | Arbutus | MD | $5,111,500 | $5,111,500 | 7 | Oct 20 | sec.gov |
| Treads App, Inc. (amended) | Other | Park City | UT | $4,539,998 | $4,539,998 | 25 | Oct 20 | sec.gov |
| Hearth South Barrington LLC | Restaurants | South Barrington | IL | $4,500,000 | $5,100,000 | 37 | Oct 20 | sec.gov |
| CSC South Hill Realty Capital, LLC | Residential | Aspen | CO | $3,418,000 | $4,188,000 | 67 | Oct 20 | sec.gov |
| Acretrader 234, LLC (amended) | Other Real Estate | Fayetteville | AR | $3,035,000 | $3,035,000 | 84 | Oct 20 | sec.gov |
| Mednition, Inc. | Other Health Care | Burlingame | CA | $3,003,557 | $5,000,000 | 2 | Oct 20 | sec.gov |
| Rose Hill UK 1, LLC | Other Real Estate | Alpharetta | GA | $2,990,000 | $2,990,000 | 29 | Oct 20 | sec.gov |
| Stitch Financial, Inc. | Other Technology | San Francisco | CA | $2,854,995 | $3,000,000 | 9 | Oct 20 | sec.gov |
| QualiaOS, Inc | Other Technology | Philadelphia | PA | $2,426,515 | $2,426,515 | 34 | Oct 20 | sec.gov |
| Dune Technology Partners III, LLC | Investing | Memphis | TN | $2,133,925 | $2,133,925 | 40 | Oct 20 | sec.gov |
| Waystone Hidalgo Property, LLC | Residential | Los Angeles | CA | $1,635,000 | $1,635,000 | 20 | Oct 20 | sec.gov |
| RADIANT STORAGE TCL 1731 LLC | Commercial | Sanford | NC | $1,500,000 | $2,200,000 | 17 | Oct 20 | sec.gov |
| Green Check Verified, Inc. | Other | Bonita Springs | FL | $1,500,000 | Indefinite | 2 | Oct 20 | sec.gov |
| Aervivo, Inc. | Telecommunications | San Diego | CA | $1,500,000 | $11,229,291 | 17 | Oct 20 | sec.gov |
| Evolve Holly Ridge II, LLC | Commercial | Greensboro | NC | $1,312,250 | $3,535,000 | 10 | Oct 20 | sec.gov |
| GIGANTOR TECHNOLOGIES, INC. (amended) | Other Technology | Melbourne Beach | FL | $1,219,500 | $1,500,000 | 10 | Oct 20 | sec.gov |
| Reliq Health Technologies Inc. | Other Health Care | Vancouver | $1,137,864 | $1,137,864 | 3 | Oct 20 | sec.gov | |
| GMI-Property Improvement Plan, LP (amended) | Other Real Estate | Westlake | TX | $950,000 | $3,765,021 | 10 | Oct 20 | sec.gov |
| SolTerra OZ Fund II, LLC | Construction | Seattle | WA | $767,200 | $7,600,000 | 5 | Oct 20 | sec.gov |
| Imagen Westchase Support Services, LLC | Other Health Care | Scottsdale | AZ | $750,000 | $750,000 | 1 | Oct 20 | sec.gov |
| Avalon GloboCare Corp. | Biotechnology | Freehold | NJ | $700,000 | $700,000 | 2 | Oct 20 | sec.gov |
| Streaming Ink Media, Inc. (amended) | Other | West Hills | CA | $675,000 | $1,200,000 | 2 | Oct 20 | sec.gov |
| Rose Street Partners Ltd | Business Services | Bristol | $516,434 | $17,682,927 | 12 | Oct 20 | sec.gov | |
| MPAC Healthcare Management, LLC | Other Health Care | Chicago | IL | $502,070 | $1,000,000 | 4 | Oct 20 | sec.gov |
| YIELDSHIRE LLC (amended) | Other Real Estate | Secaucus | NJ | $451,848 | $20,000,000 | 5 | Oct 20 | sec.gov |
| DCP Ken Caryl Debt B107 LLC | Other Real Estate | Colorado Springs | CO | $388,000 | $388,000 | 6 | Oct 20 | sec.gov |
| Glamping Hub International, Inc. | Tourism and Travel Services | Park City | UT | $350,000 | $1,000,000 | 4 | Oct 20 | sec.gov |
| Cascada Bend, LLC | Construction | Seattle | WA | $346,000 | $7,600,000 | 2 | Oct 20 | sec.gov |
| QualiaOS, Inc | Other Technology | Philadelphia | PA | $325,000 | $325,000 | 7 | Oct 20 | sec.gov |
| Santa Fe Seguin LLC | Commercial | Houston | TX | $300,000 | $1,800,000 | 3 | Oct 20 | sec.gov |
| MemoryWell Inc. | Other Technology | Albuquerque | NM | $300,000 | $1,750,000 | 2 | Oct 20 | sec.gov |
| LEDGERSET INC. | Computers | Wellsley | MA | $250,000 | $500,000 | 2 | Oct 20 | sec.gov |
| Right Track, Inc. | Other Technology | Slinger | WI | $240,000 | $1,500,000 | 2 | Oct 20 | sec.gov |
| Little Lunches Corp. (amended) | Other Technology | Miami | FL | $230,000 | $2,000,000 | 16 | Oct 20 | sec.gov |
| Ecto, Inc. | Other Technology | Atlanta | GA | $205,000 | $500,000 | 9 | Oct 20 | sec.gov |
| Lorenz Labs Inc | Telecommunications | Wilmington | DE | $155,000 | Indefinite | 2 | Oct 20 | sec.gov |
| Koloni, Inc. | Other Technology | Des Moines | IA | $150,000 | $600,000 | 1 | Oct 20 | sec.gov |
| Parity Healthcare Analytics Inc. | Other | Dover | DE | $100,000 | $500,000 | 2 | Oct 20 | sec.gov |
| Estaca 1992, LLC | Other | Phoenix | AZ | $100,000 | $2,500,000 | 1 | Oct 20 | sec.gov |
| Bantee, LLC | Other | Gladwyne | PA | $75,000 | $75,000 | 3 | Oct 20 | sec.gov |
| Artemis Bow Investment Fund I LLC | Commercial | Brooklyn | NY | $0 | $5,000,000 | 0 | Oct 20 | sec.gov |
| PROSOMNIA SLEEP CAPITAL LLC | Commercial | Parkland | FL | $0 | $5,000,000 | 0 | Oct 20 | sec.gov |
| Majestic Title LLC | Other Real Estate | Bedford Heights | OH | $0 | $49,000 | 0 | Oct 20 | sec.gov |
| Foss Premier 2023 Fund A, LLC | Investing | San Francisco | CA | $0 | Indefinite | 0 | Oct 20 | sec.gov |
| Foss Virginia Fund II, LLC | Investing | San Francisco | CA | $0 | Indefinite | 0 | Oct 20 | sec.gov |
| Foss Premier 2023 Fund ME, LLC | Investing | San Francisco | CA | $0 | Indefinite | 0 | Oct 20 | sec.gov |
| Foss Premier RR Fund 2023, LLC | Investing | San Francisco | CA | $0 | Indefinite | 0 | Oct 20 | sec.gov |
| Navidence LLC | Other Technology | Aurora | CO | $0 | Indefinite | 0 | Oct 20 | sec.gov |
| Caliber Hospitality Trust, Inc. | REITS and Finance | Scottsdale | AZ | $0 | $50,000,000 | 0 | Oct 20 | sec.gov |
| Ivy Peak Co-Invest LLC | Insurance | Hamilton | $0 | Indefinite | 0 | Oct 20 | sec.gov | |
| KINETA, INC./DE | Biotechnology | Seattle | WA | $0 | $2,893,176 | 1 | Oct 20 | sec.gov |
| Colonial Outpatient Surgery Center, LLC | Other Health Care | Fort Myers | FL | $0 | $195,000 | 0 | Oct 20 | sec.gov |
| Hawaiian Ola Brewing Corp | Other | Kailua-Kona | HI | $0 | $5,000,310 | 0 | Oct 20 | sec.gov |
| MHR Acquisitions, Inc. (amended) | Manufacturing | New York | NY | $0 | $150,000,000 | 0 | Oct 20 | sec.gov |
| United Pentecostal Church Development Fund, Inc. | Other | Weldon Spring | MO | $0 | $10,000,000 | 0 | Oct 20 | sec.gov |
| NowNews Digital Media Technology Co. Ltd. | Business Services | Suite 317 | WA | $0 | $1,000 | 0 | Oct 20 | sec.gov |
October 23, 2023 · October 19, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.