Data / Form D filings / Oct 19
Form D filings, October 19, 2023: 81 companies raised $1.19 billion
81 operating companies filed a Form D on October 19, 2023, reporting $1.19 billion sold. Largest: JLLIPT Holdings LP ($361.5 million), AIREX Portfolio VI DST ($316.3 million), PACIFIC BIOSCIENCES OF CALIFORNIA, INC. ($84.8 million). The median filing is $2.9 million, and 115 pooled investment funds also filed that day.
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- 81Form D filings
- $1.19 billionreported sold
- $2.9 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, TX 10, MA 7, CO 4, WA 4. By industry: Other 22, Other Technology 14, Other Real Estate 10, Biotechnology 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| JLLIPT Holdings LP (amended) | REITS and Finance | Chicago | IL | $361,497,116 | Indefinite | 187 | Oct 19 | sec.gov |
| AIREX Portfolio VI DST (amended) | Other Real Estate | Denver | CO | $316,250,000 | $316,250,000 | 125 | Oct 19 | sec.gov |
| PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | Other Technology | Menlo Park | CA | $84,760,527 | $84,760,527 | 165 | Oct 19 | sec.gov |
| CapsoVision, Inc (amended) | Biotechnology | Saratoga | CA | $54,828,812 | $54,828,841 | 105 | Oct 19 | sec.gov |
| OkamiAI, Inc. | Other | Boston | MA | $36,119,966 | $36,119,966 | 9 | Oct 19 | sec.gov |
| HZ Cantare DST | Residential | San Francisco | CA | $35,693,928 | $66,440,000 | 8 | Oct 19 | sec.gov |
| GSA CIS CAMP SPRINGS DST (amended) | Other Real Estate | Nashua | NH | $29,398,406 | $295,000,000 | 65 | Oct 19 | sec.gov |
| Have A Little Priestly Ltd Liability Co (amended) | Other | New York | NY | $21,525,000 | $25,000,000 | 88 | Oct 19 | sec.gov |
| Pair Team, Inc. | Other Technology | San Francisco | CA | $19,678,037 | $20,678,036 | 40 | Oct 19 | sec.gov |
| DermBiont, Inc. (amended) | Biotechnology | Boston | MA | $19,397,474 | $46,755,961 | 81 | Oct 19 | sec.gov |
| ORN 180, LLC (amended) | Residential | Bend | OR | $19,235,000 | $24,500,000 | 26 | Oct 19 | sec.gov |
| SpecTrust, Inc. | Other Technology | San Jose | CA | $14,999,997 | $14,999,997 | 6 | Oct 19 | sec.gov |
| Onebrief, Inc. | Other Technology | Honolulu | HI | $12,500,000 | $18,000,000 | 2 | Oct 19 | sec.gov |
| CalNeva Workforce Housing Fund I LLC (amended) | Residential | Los Angeles | CA | $11,900,000 | $11,900,000 | 58 | Oct 19 | sec.gov |
| Laconic Infrastructure Partners Inc. (amended) | Environmental Services | Chicago | IL | $10,990,500 | $15,000,000 | 88 | Oct 19 | sec.gov |
| Biocogniv Inc. | Other | Burlington | VT | $10,743,107 | $11,793,106 | 36 | Oct 19 | sec.gov |
| Scion Neurostim, Inc. | Biotechnology | Durham | NC | $9,999,978 | $10,000,000 | 13 | Oct 19 | sec.gov |
| Climate Action Reserve LLC (amended) | Other | Charleston | SC | $8,750,000 | $10,000,000 | 4 | Oct 19 | sec.gov |
| Blue Shutters Ltd Liability Co (amended) | Other | New York | NY | $8,175,000 | $15,000,000 | 108 | Oct 19 | sec.gov |
| DermBiont, Inc. | Biotechnology | Boston | MA | $8,089,121 | $37,500,000 | 10 | Oct 19 | sec.gov |
| Acculon Energy, Inc. | Other Energy | Columbus | OH | $8,000,000 | $20,000,000 | 1 | Oct 19 | sec.gov |
| Cobbs Allen Capital Holdings, LLC | Insurance | Birmingham | AL | $6,363,176 | $6,414,572 | 55 | Oct 19 | sec.gov |
| Pharma Solutions USA, Inc. DBA LighthouseAI (amended) | Pharmaceuticals | Penn Valley | PA | $5,599,998 | $5,599,998 | 9 | Oct 19 | sec.gov |
| W.M. Golf, INC. | Other | Austin | TX | $5,432,071 | $6,000,000 | 43 | Oct 19 | sec.gov |
| SciSparc Ltd. | Pharmaceuticals | Tel Aviv | $5,026,000 | $5,026,000 | 1 | Oct 19 | sec.gov | |
| Superframe, Inc. | Other Technology | Palo Alto | CA | $5,009,994 | $5,009,994 | 8 | Oct 19 | sec.gov |
| Current33 Apartments Two, LLC | Other Real Estate | West Fargo | ND | $4,688,500 | $6,088,550 | 11 | Oct 19 | sec.gov |
| QualiaOS, Inc | Other Technology | Philadelphia | PA | $4,000,000 | $4,000,000 | 16 | Oct 19 | sec.gov |
| CrowdComfort, Inc. | Other Technology | Boston | MA | $3,806,658 | $5,592,476 | 28 | Oct 19 | sec.gov |
| High Plains Banking Group, Inc. | Commercial Banking | Flagler | CO | $3,677,880 | $4,021,185 | 62 | Oct 19 | sec.gov |
| Tendrel, Inc. | Other Technology | Sammamish | WA | $3,649,999 | $4,099,999 | 37 | Oct 19 | sec.gov |
| Don't Quit, LLC | Other | El Segundo | CA | $3,324,988 | $5,700,000 | 8 | Oct 19 | sec.gov |
| 7357 Bar LLC | Restaurants | Miami | FL | $3,000,000 | $4,000,000 | 20 | Oct 19 | sec.gov |
| TRUCONNECT, LLC | Telecommunications | Boston | MA | $3,000,000 | $6,000,000 | 6 | Oct 19 | sec.gov |
| Virginia Carbon Products, LLC (amended) | Manufacturing | Brevard | NC | $2,900,000 | $4,000,000 | 2 | Oct 19 | sec.gov |
| Liquor Lab Holdings, Inc. | Other | Dallas | TX | $2,768,072 | $5,000,000 | 8 | Oct 19 | sec.gov |
| Team Wildfire Inc. | Other Technology | Longmont | CO | $2,670,000 | $3,670,000 | 15 | Oct 19 | sec.gov |
| Anuncia Medical, Inc. (amended) | Biotechnology | Scottsdale | AZ | $2,614,306 | $3,500,000 | 22 | Oct 19 | sec.gov |
| EMF Florida Development Fund, L.P. | Commercial | Plano | TX | $2,500,000 | $50,000,000 | 8 | Oct 19 | sec.gov |
| Invesco Real Estate Income Trust Inc. (amended) | REITS and Finance | Dallas | TX | $2,210,099 | $20,000,000 | 28 | Oct 19 | sec.gov |
| Gaingels Rain Neuromorphics 2023 LLC (amended) | Other | Burlington | VT | $2,130,020 | $2,130,020 | 72 | Oct 19 | sec.gov |
| Zuum Transportation Inc. | Other Technology | Irvine | CA | $2,000,000 | $5,000,000 | 1 | Oct 19 | sec.gov |
| Akari Therapeutics Plc | Other Health Care | Boston | MA | $1,971,001 | $1,971,001 | 11 | Oct 19 | sec.gov |
| X-THERMA III A SERIES OF VUVP FUND LLC | Other | Austin | TX | $1,384,500 | $1,384,500 | 25 | Oct 19 | sec.gov |
| Astek Diagnostics, Inc. | Biotechnology | Baltimore | MD | $1,150,000 | $2,500,000 | 4 | Oct 19 | sec.gov |
| RS BioTherapeutics Inc. (amended) | Pharmaceuticals | Cumberland | MD | $1,105,000 | $5,000,000 | 5 | Oct 19 | sec.gov |
| Acretrader 233, LLP | Other Real Estate | Fayetteville | AR | $1,074,000 | $1,074,000 | 50 | Oct 19 | sec.gov |
| Dividenz 11, LP | Other Real Estate | Aventura | FL | $705,000 | $1,025,641 | 12 | Oct 19 | sec.gov |
| Streaming Ink Media, Inc. | Other | West Hills | CA | $675,000 | $1,200,000 | 2 | Oct 19 | sec.gov |
| QualiaOS, Inc | Other Technology | Philadelphia | PA | $656,000 | $656,000 | 14 | Oct 19 | sec.gov |
| LIBERTY DEFENSE HOLDINGS, LTD. | Other Technology | Wilmington | MA | $527,250 | $1,300,550 | 19 | Oct 19 | sec.gov |
| Gulfstream Global Partners LLC | Residential | Boca Raton | FL | $500,000 | $8,000,000 | 4 | Oct 19 | sec.gov |
| FlexCharging, Inc. | Other | Redmond | WA | $500,000 | $500,000 | 1 | Oct 19 | sec.gov |
| QualiaOS, Inc | Other Technology | Philadelphia | PA | $450,000 | $450,000 | 3 | Oct 19 | sec.gov |
| Alpha Cognition Inc. | Biotechnology | Frisco | TX | $343,999 | $586,361 | 9 | Oct 19 | sec.gov |
| Bubl Technologies, Inc. | Computers | San Francisco | CA | $300,000 | $300,000 | 1 | Oct 19 | sec.gov |
| WORLD TREE USA, LLC | Other | Reno | NV | $282,100 | $5,000,000 | 11 | Oct 19 | sec.gov |
| RAIN A SERIES OF VUVP FUND LLC | Other | Austin | TX | $162,500 | $162,500 | 10 | Oct 19 | sec.gov |
| ArrowUp LLC | Agriculture | Clayton | MO | $150,000 | $150,000 | 3 | Oct 19 | sec.gov |
| Garrett Capital Private Equity LLC | Agriculture | Kaysville | UT | $150,000 | $400,000 | 2 | Oct 19 | sec.gov |
| European Energy Metals Corp. | Other | Vancouver, British Columbia | $135,952 | $1,976,965 | 3 | Oct 19 | sec.gov | |
| CANPALS INVESTMENTS INC. | Other | Wilmington | DE | $105,346 | $105,346 | 7 | Oct 19 | sec.gov |
| SYMPLSOFT, INC. | Other | Liberty Lake | WA | $100,000 | $100,000 | 2 | Oct 19 | sec.gov |
| MARKETFORCE III A SERIES OF VUVP FUND LLC | Other | Austin | TX | $82,994 | $82,994 | 7 | Oct 19 | sec.gov |
| League City Field Development Joint Venture | Oil and Gas | Shavano Park | TX | $66,000 | $2,376,000 | 0 | Oct 19 | sec.gov |
| Poncho Care Ltd | Other Technology | Poundbury, Dorchester | $60,836 | $60,836 | 2 | Oct 19 | sec.gov | |
| Basin Uranium Corp. | Other | Vancouver | $37,049 | $114,234 | 1 | Oct 19 | sec.gov | |
| Eckard Century, LLC | Oil and Gas | Allen | TX | $25,000 | Indefinite | 1 | Oct 19 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $12,783 | Indefinite | 5 | Oct 19 | sec.gov |
| Stoutheart Capital Lending LLC | Commercial | Augusta | KS | $0 | $5,000,000 | 0 | Oct 19 | sec.gov |
| SPIRIT VILLAGE STRATFORD INVESTOR LLC | Residential | Stamford | CT | $0 | $3,800,000 | 0 | Oct 19 | sec.gov |
| EASTFORK RESTAURANT, LLC | Restaurants | Kirkland | WA | $0 | $3,500,000 | 0 | Oct 19 | sec.gov |
| 7749 Quivira Partners LLC | Other Real Estate | Kansas City | MO | $0 | $2,500,000 | 0 | Oct 19 | sec.gov |
| Surge Land Fund LP | Other Real Estate | St. George | UT | $0 | $2,000,000 | 0 | Oct 19 | sec.gov |
| PG Jackson TN DST | Other Real Estate | Atlanta | GA | $0 | $26,845,615 | 0 | Oct 19 | sec.gov |
| PBS Investor LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Oct 19 | sec.gov |
| Green Egg, Inc. | Other | Troma | CA | $0 | $150,000,000 | 0 | Oct 19 | sec.gov |
| BluEvo LLC | Other | Wilmington | DE | $0 | $25,000,000 | 0 | Oct 19 | sec.gov |
| CCRC Marble Hill Development LLC | Other Real Estate | Greenwood Village | CO | $0 | $7,500,000 | 0 | Oct 19 | sec.gov |
| FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC. | Other | Los Angeles | CA | $0 | $15,000,000 | 0 | Oct 19 | sec.gov |
| Entopsis, Inc. | Biotechnology | Medley | FL | $0 | $6,000,000 | 0 | Oct 19 | sec.gov |
October 20, 2023 · October 18, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.