Form D filings, week of January 1, 2024: 418 companies raised $8.94 billion

Name: Form D filings, week of January 1, 2024: 418 companies raised $8.94 billion
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

418 operating companies filed a Form D in the week of January 1, 2024, reporting $8.94 billion sold. Largest: FCP Fund VI-C Feeder-AIV, L.P. ($888.8 million), FCP Realty Fund VI-C, L.P. ($888.8 million), FCP Realty Fund VI-B, L.P. ($888.8 million). The median filing is $1.7 million, and 480 pooled investment funds also filed that week.

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418Form D filings
$8.94 billionreported sold
$1.7 millionmedian amount sold
CAmost filings (59)

Most filings by state: CA 59, TX 44, NY 40, FL 23, DE 23. By industry: Other 95, Other Technology 68, Other Real Estate 38, REITS and Finance 37.

By day: Jan 2 (93), Jan 3 (94), Jan 4 (106), Jan 5 (125).

Every company that filed, largest first

Company	Industry	City	State	Amount sold	Offering	Investors	Filed	Filing
FCP Fund VI-C Feeder-AIV, L.P. (amended)	Other Real Estate	Chevy Chase	MD	$888,797,000	$1,650,000,000	2	Jan 4	sec.gov
FCP Realty Fund VI-C, L.P. (amended)	Other Real Estate	Chevy Chase	MD	$888,797,000	$1,650,000,000	2	Jan 4	sec.gov
FCP Realty Fund VI-B, L.P. (amended)	Other Real Estate	Chevy Chase	MD	$888,797,000	$1,650,000,000	56	Jan 4	sec.gov
FCP Fund VI-C Feeder, L.P. (amended)	Other Real Estate	Chevy Chase	MD	$888,797,000	$1,650,000,000	2	Jan 3	sec.gov
FCP Realty Fund VI-A, L.P. (amended)	Other Real Estate	Chevy Chase	MD	$888,797,000	$1,650,000,000	35	Jan 3	sec.gov
Rocket Aggregator Holdco, LLC	Insurance	Fort Wayne	IN	$425,674,355	$425,674,355	36	Jan 3	sec.gov
Virtus Real Estate Capital IV, LP (amended)	Other Real Estate	Austin	TX	$278,852,042	$900,000,000	18	Jan 2	sec.gov
PEAK PARTNERS L.P. (amended)	Other	Newtown	PA	$217,593,905	$500,000,000	138	Jan 3	sec.gov
PEAK PARTNERS L.P. (amended)	Other	Newtown	PA	$217,593,905	$500,000,000	138	Jan 3	sec.gov
Diversified Residential Portfolio III DST (amended)	Other Real Estate	Oak Brook	IL	$209,327,056	$209,327,056	387	Jan 3	sec.gov
Palladius Real Estate Fund I, LP (amended)	Commercial	Austin	TX	$152,102,642	$300,000,000	763	Jan 4	sec.gov
Capital Funding Bancorp, Inc.	Commercial Banking	Baltimore	MD	$125,000,000	$125,000,000	1	Jan 2	sec.gov
Emory Peak Holdings II, LLC	Oil and Gas	Houston	TX	$120,181,127	Indefinite	7	Jan 5	sec.gov
Legendary A-1 Bonds, LLC (amended)	Other Real Estate	Fargo	ND	$115,494,210	Indefinite	767	Jan 2	sec.gov
PerformYard, Inc.	Other	Arlington	VA	$94,974,211	$94,974,211	3	Jan 2	sec.gov
BlossomHill Therapeutics, Inc.	Pharmaceuticals	San Diego	CA	$88,649,917	$99,999,997	44	Jan 2	sec.gov
Niron Magnetics, Inc.	Other Technology	Minneapolis	MN	$86,374,484	$86,374,500	79	Jan 3	sec.gov
PINNACLE WEST CAPITAL CORP (amended)	Electric Utilities	Phoenix	AZ	$83,150,000	Indefinite	0	Jan 5	sec.gov
NexPoint Storage IV DST (amended)	Other Real Estate	Dallas	TX	$70,215,090	$70,344,106	223	Jan 2	sec.gov
Counsel AI Corp	Other Technology	San Francisco	CA	$65,999,855	$80,000,000	3	Jan 3	sec.gov
Nalu Medical, Inc.	Other Health Care	Carlsbad	CA	$64,999,958	$79,999,953	16	Jan 5	sec.gov
Dexis Interactive Holdings, Inc.	Other	New York	NY	$59,425,000	$59,425,000	7	Jan 5	sec.gov
Casa Azul Spirits, LLC (amended)	Other	Long Beach	CA	$55,123,605	$55,123,605	229	Jan 3	sec.gov
Quantinuum	Computers	Brooklyn Park	MN	$51,999,995	$61,999,994	6	Jan 5	sec.gov
MaintainX Inc.	Other Technology	Miami	FL	$50,024,990	$50,250,000	17	Jan 5	sec.gov
Zymeworks Inc.	Biotechnology	Middletown	DE	$49,999,993	$50,000,502	2	Jan 3	sec.gov
Moonwalk Biosciences, Inc.	Biotechnology	South San Francisco	CA	$49,574,983	$56,824,978	24	Jan 2	sec.gov
CRE8 CAPITAL FUND I, LLC (amended)	REITS and Finance	Seattle	WA	$48,625,250	$100,000,000	95	Jan 5	sec.gov
HREX Multifamily I, DST (amended)	Residential	Houston	TX	$45,388,546	$79,850,837	51	Jan 5	sec.gov
Uncommon Brands LP	Restaurants	Dallas	TX	$45,350,000	$60,000,000	22	Jan 2	sec.gov
FORGE NANO, INC. (amended)	Other Technology	Thornton	CO	$44,217,408	$70,000,000	25	Jan 3	sec.gov
Susser Banc Holdings Corp	Commercial Banking	Dallas	TX	$40,280,490	$40,280,490	77	Jan 2	sec.gov
Casana Care, Inc. (amended)	Other	Rochester	NY	$39,999,969	$39,999,969	10	Jan 2	sec.gov
HYPEREXPONENTIAL Ltd	Other Technology	London		$34,999,767	$34,999,767	4	Jan 4	sec.gov
Athena Club Holdings, Inc.	Retailing	New York	NY	$33,461,427	$35,461,433	5	Jan 5	sec.gov
Pickleball Club LLC (amended)	Other	Sarasota	FL	$31,838,686	Indefinite	204	Jan 2	sec.gov
Jewel Fund, L. P. (amended)	Investing	New York	NY	$31,207,924	Indefinite	4	Jan 5	sec.gov
Toccoa Real Estate Capital Fund II, L.P.	Commercial	Peachtree Corners	GA	$30,625,000	Indefinite	15	Jan 3	sec.gov
Palladius Real Estate Fund I, LP (amended)	Commercial	Austin	TX	$30,615,703	$150,000,000	2	Jan 5	sec.gov
Brown Equity Fund III, LLC	Other Real Estate	Phoenix	AZ	$26,488,010	$75,000,000	73	Jan 4	sec.gov
Zeebu Loyalty Rewards Ltd.	Other Banking and Financial Services	Garden City	NY	$25,000,000	$25,000,000	1	Jan 5	sec.gov
TruStone Financial Credit Union	Other Banking and Financial Services	Plymouth	MN	$25,000,000	$30,000,000	13	Jan 2	sec.gov
Corporate America Credit Union (amended)	Other Banking and Financial Services	Irondale	AL	$22,185,885	$100,000,000	24	Jan 4	sec.gov
STP Group Holdings LLC	Insurance	New York	NY	$21,013,088	$21,013,088	32	Jan 5	sec.gov
Ardent Vega Fund II, LP (amended)	Commercial	Atlanta	GA	$20,950,000	$100,000,000	87	Jan 2	sec.gov
Get Lago Corp.	Other Technology	Dover	DE	$19,221,427	$19,221,427	62	Jan 5	sec.gov
Doppel Inc.	Other Technology	Covina	CA	$18,849,952	$19,424,868	46	Jan 4	sec.gov
Franklins Kite Holdings Ltd	Other	Vila Nova Conceicao, Sao Paulo		$18,360,000	$18,360,000	6	Jan 3	sec.gov
AIM Processing, Inc.	Other	Beachwood	OH	$18,000,000	$18,000,000	16	Jan 4	sec.gov
IHG Opportunity Fund I, LLC	Other Real Estate	Cheyenne	WY	$17,580,653	$100,000,000	96	Jan 5	sec.gov
Blue Frontier, Inc.	Manufacturing	Boca Raton	FL	$16,873,854	$32,000,000	5	Jan 5	sec.gov
CPC TDR Special Opportunities Fund I, LP	Investing	Dallas	TX	$16,666,667	Indefinite	27	Jan 5	sec.gov
Systm Foods Inc.	Other	Newport Beach	CA	$16,500,001	$17,500,000	7	Jan 2	sec.gov
Malvi Solar Investments, LLC	Other Real Estate	Miami	FL	$16,393,840	$16,495,000	132	Jan 5	sec.gov
Fort Myers BTR DST (amended)	Other Real Estate	Oak Brook	IL	$16,184,544	$54,462,042	47	Jan 3	sec.gov
I-O Urology Corp	Other	Knoxville	TN	$16,022,671	$19,322,671	21	Jan 2	sec.gov
Schmid Industrial 12 LLC	Commercial	Montclair	NJ	$16,000,000	$16,000,000	4	Jan 2	sec.gov
NMI Topco, LLC (amended)	Other	San Francisco	CA	$15,839,234	Indefinite	15	Jan 5	sec.gov
Stronghold Digital Mining, Inc.	Other Energy	New York	NY	$15,433,000	$15,433,000	1	Jan 4	sec.gov
JLLX Diversified III, DST (amended)	Other Real Estate	Chicago	IL	$15,422,155	$95,916,712	9	Jan 4	sec.gov
BrainCheck, Inc.	Other Technology	Austin	TX	$15,367,215	$18,367,215	7	Jan 5	sec.gov
ATSG Holdings, Inc.	Other Technology	New York	NY	$15,350,001	$15,350,001	4	Jan 3	sec.gov
Blue Federal Credit Union	Other Banking and Financial Services	Cheyenne	WY	$15,000,000	$15,000,000	7	Jan 3	sec.gov
3421 STEWART MILL INVESTORS LLC	Other Real Estate	Vienna	VA	$14,966,732	Indefinite	155	Jan 3	sec.gov
Levco Belmont LLC	Commercial	Richmond	VA	$14,821,144	$14,821,144	5	Jan 3	sec.gov
RW Fund I, L.P. (amended)	Commercial	Wayne	PA	$14,607,500	$50,000,000	22	Jan 3	sec.gov
REVA Reston Metro DST	Commercial	Richmond	VA	$14,324,581	$23,150,000	57	Jan 5	sec.gov
Payne Road Investments LLC	Other Real Estate	Tulsa	OK	$13,974,650	$14,000,000	145	Jan 5	sec.gov
Remix Therapeutics, Inc.	Biotechnology	Watertown	MA	$13,740,355	$90,000,000	21	Jan 4	sec.gov
CCP Fund III, LLC	Other	Charlotte	NC	$13,235,000	$13,235,000	46	Jan 5	sec.gov
Fox Road Investments LLC	Other Real Estate	Tulsa	OK	$13,038,500	$13,400,000	145	Jan 4	sec.gov
TA Fintech Inc. (amended)	Other Technology	Dover	DE	$12,172,361	$15,000,000	180	Jan 5	sec.gov
Post 5000 Sanger Partners, LLC	Investing	Los Angeles	CA	$11,976,810	$11,976,810	141	Jan 5	sec.gov
RV 8500 Sunset Blvd Group LLC	Commercial	New York	NY	$11,800,000	$11,800,000	24	Jan 5	sec.gov
Accelerate Dental Holdings, LLC	Hospitals and Physicians	Murray	UT	$11,700,000	$12,000,000	28	Jan 5	sec.gov
Riverbend Owners LLC	Other Real Estate	Toms River	NJ	$11,650,000	$12,500,000	3	Jan 5	sec.gov
WCFI IMG CI 2023, LLC	Investing	Tampa	FL	$11,560,000	$11,560,000	11	Jan 5	sec.gov
Vartega Inc.	Manufacturing	Denver	CO	$11,227,697	$12,802,696	16	Jan 5	sec.gov
Octave Realty Fund IX, LLC	Commercial	Alpharetta	GA	$11,000,000	$40,000,000	40	Jan 5	sec.gov
CF Warehouse LLC	Commercial	Coral Springs	FL	$11,000,000	$11,000,000	53	Jan 2	sec.gov
Grasshopper Bancorp, Inc.	Other Banking and Financial Services	New York	NY	$10,563,399	$16,500,000	4	Jan 5	sec.gov
NC/SR Breakwater Equity LLC (amended)	Business Services	Portland	ME	$10,100,000	$10,100,000	40	Jan 3	sec.gov
True Medicine Inc.	Other Health Care	Tempe	AZ	$10,051,106	$10,101,113	78	Jan 4	sec.gov
PranaX Corp	Biotechnology	Pinehurst	TX	$10,000,000	$15,000,000	1	Jan 3	sec.gov
Teamblind Inc.	Other Technology	Sunnyvale	CA	$9,690,033	$14,999,999	4	Jan 5	sec.gov
Maverick BioMetals Inc.	Other Energy	San Antonio	TX	$9,643,534	$14,273,448	47	Jan 5	sec.gov
JSIP Bon Air Investors, LLC	Residential	Boston	MA	$9,605,000	$9,605,000	21	Jan 5	sec.gov
We Comes Before Me Corp.	Other Technology	Carlsbad	CA	$9,593,026	$15,000,006	1	Jan 3	sec.gov
PopUpBagels Inc.	Other	Westport	CT	$9,499,958	$9,499,994	28	Jan 5	sec.gov
Lane Road Solar Investments, LP	Other Real Estate	Rome	GA	$9,285,000	$12,132,400	117	Jan 5	sec.gov
EVCS Holdings, Inc. (amended)	Other Technology	Arcadia	CA	$9,236,050	$20,000,000	40	Jan 3	sec.gov
Junction Hill Partners, LLC	Other Real Estate	Birmingham	AL	$9,183,667	$9,200,000	39	Jan 5	sec.gov
WI Maryland Park LLC	Residential	Kansas City	MO	$9,136,550	$9,660,000	41	Jan 5	sec.gov
TriVirum, Inc. (amended)	Other Technology	Sacramento	CA	$9,114,901	$9,364,901	29	Jan 2	sec.gov
Indy Two-Pack HoldCo LLC	Residential	New York	NY	$9,000,000	$9,000,000	41	Jan 3	sec.gov
Horseshoe Bend Partners, LLC	Other Real Estate	Marietta	GA	$8,995,248	$9,000,000	149	Jan 4	sec.gov
Ceresa Inc.	Other Technology	Austin	TX	$8,891,873	$8,891,873	41	Jan 3	sec.gov
Savi Solution, Inc.	Other Technology	Woods Cross	UT	$8,706,158	$12,035,000	9	Jan 4	sec.gov
Harmonic Security, Inc. (amended)	Other	San Francisco	CA	$8,460,981	$8,460,981	20	Jan 4	sec.gov
RH Fund 27, LLC	Other Real Estate	Las Vegas	NV	$8,400,000	$8,400,000	40	Jan 5	sec.gov
SmartKable Power Line Solutions, Inc.	Manufacturing	Skaneateles	NY	$8,395,000	$8,875,000	79	Jan 4	sec.gov
Super League Enterprise, Inc. (amended)	Other Technology	Santa Monica	CA	$8,355,000	$30,766,000	120	Jan 5	sec.gov
Minneapolis MSA Senior Living Portfolio DST (amended)	Other Real Estate	Oak Brook	IL	$8,091,626	$76,762,629	28	Jan 3	sec.gov
Kusari, Inc.	Other Technology	Ridgefield	CT	$8,075,000	$8,075,000	6	Jan 3	sec.gov
DPM Belle Oaks Marketplace Fund 3 LLC (amended)	Commercial	Woodland Hills	CA	$8,007,526	$25,000,000	32	Jan 5	sec.gov
NEW SKY INVESTOR GROUP (2023), LLC	Other	Wilmette	IL	$7,500,000	$15,000,000	10	Jan 3	sec.gov
Perosphere Technologies Inc.	Other	Danbury	CT	$7,463,447	Indefinite	18	Jan 3	sec.gov
Rabbit Inc/DE	Other Technology	Santa Monica	CA	$7,335,117	$20,000,000	20	Jan 2	sec.gov
Literati, Inc.	Retailing	Austin	TX	$7,296,455	$12,962,628	17	Jan 2	sec.gov
Topologic Technologies, Inc.	Other Technology	Boston	MA	$7,200,000	$7,200,000	10	Jan 4	sec.gov
Elicio Therapeutics, Inc.	Biotechnology	Boston	MA	$7,047,530	$7,047,530	1	Jan 5	sec.gov
CueZen Inc.	Other Technology	Seattle	WA	$7,003,999	$11,003,999	8	Jan 5	sec.gov
Omnipulse Biosciences, Inc.	Biotechnology	Cambridge	MA	$6,999,999	$12,500,000	2	Jan 2	sec.gov
Leland Inc.	Other Technology	Lehi	UT	$6,989,536	$6,989,536	30	Jan 3	sec.gov
Biodexa Pharmaceuticals Plc	Pharmaceuticals	Cardiff		$6,793,406	$6,793,406	1	Jan 4	sec.gov
Entera Bio Ltd.	Biotechnology	Jerusalem		$6,610,604	$6,610,604	52	Jan 2	sec.gov
Secure Edge Networks, Inc. (amended)	Other Technology	Charlotte	NC	$6,485,000	$6,485,000	38	Jan 4	sec.gov
Orange Comet Inc.	Other Technology	Los Angeles	CA	$6,475,000	$18,000,000	2	Jan 5	sec.gov
Accord Software, Inc.	Other Technology	San Francisco	CA	$6,036,789	$6,227,472	18	Jan 5	sec.gov
RC10 LLC	Residential	Dallas	TX	$5,965,000	$20,000,000	45	Jan 5	sec.gov
MONARCH HEDGE FUND LP (amended)	Other Banking and Financial Services	Morganville	NJ	$5,956,468	Indefinite	33	Jan 5	sec.gov
Data Vault Holdings Inc. (amended)	Other Technology	New York	NY	$5,934,226	$50,000,000	74	Jan 4	sec.gov
Canvasback Mining Co LLC	Investing	Charleston	SC	$5,839,857	$5,900,000	0	Jan 3	sec.gov
Eat Mezcla, Inc.	Other	Dover	DE	$5,583,192	$7,583,192	44	Jan 4	sec.gov
Unchained Entertainment, LLC	Other Technology	Fairfax	VA	$5,523,265	$16,648,264	3	Jan 4	sec.gov
King Solar Investments LLC	Other Real Estate	Las Vegas	NV	$5,500,000	$5,500,000	29	Jan 5	sec.gov
Totosearch Corp	Other Technology	Spokane	WA	$5,490,000	$5,490,000	1	Jan 3	sec.gov
WH PLACERVILLE 39 LLC	Residential	Santa Clarita	CA	$5,250,000	$5,250,000	74	Jan 4	sec.gov
Newton Research, Inc.	Other Technology	Needham	MA	$5,100,000	$5,100,000	7	Jan 3	sec.gov
GREENBLU, INC.	Manufacturing	Hamilton	NJ	$5,000,001	$6,000,000	7	Jan 3	sec.gov
Julie Products Inc.	Other Health Care	New York	NY	$5,000,000	$5,000,000	50	Jan 4	sec.gov
Control Plane Corp	Other Technology	Santa Rosa Valley	CA	$4,999,999	$4,999,999	2	Jan 4	sec.gov
Jackson Rose Venture II, LLC	Other	Seaside Park	NJ	$4,992,000	$100,000,000	37	Jan 5	sec.gov
GMI-Portland Preferred, LP (amended)	Other Real Estate	Westlake	TX	$4,870,182	$4,870,182	35	Jan 5	sec.gov
JSIP Braintree Street Investors II, LLC	Residential	Boston	MA	$4,850,000	$4,850,000	48	Jan 5	sec.gov
Spring Free EV, Inc.	Other Technology	San Francisco	CA	$4,600,000	$4,840,000	27	Jan 4	sec.gov
Hudson Valley Property Group LLC	Residential	New York	NY	$4,590,000	$4,950,000	15	Jan 3	sec.gov
Niobium Microsystems, Inc.	Other Technology	Dayton	OH	$4,499,999	$5,499,998	3	Jan 5	sec.gov
Radical Inc.	Other	Seattle	WA	$4,465,000	$6,714,999	9	Jan 5	sec.gov
Bank Michigan Financial Corp	Commercial Banking	Brooklyn	MI	$4,075,000	$4,075,000	2	Jan 3	sec.gov
Somos Internet Ltd.	Other Technology	Medellin		$4,050,767	$4,923,115	6	Jan 3	sec.gov
Curiteva, Inc.	Other Health Care	Tanner	AL	$4,000,000	$10,000,000	4	Jan 5	sec.gov
TTIP Holdings, Inc.	Other	Hillsboro	OR	$4,000,000	$5,000,000	1	Jan 4	sec.gov
YUMA AI Inc.	Other	Wilmington	DE	$3,809,415	$3,809,415	22	Jan 4	sec.gov
S4 Sports & Entertainment, Inc.	Other	Old Greenwich	CT	$3,750,000	$4,750,000	2	Jan 5	sec.gov
Plato Investment Management LLC	Other	New York	NY	$3,600,000	$3,600,000	4	Jan 3	sec.gov
BioWound Solutions, LLC	Other Health Care	Las Vegas	NV	$3,575,000	$4,500,000	2	Jan 5	sec.gov
AMOpportunities, Inc. (amended)	Other	Chicago	IL	$3,549,997	$4,332,319	6	Jan 3	sec.gov
Helios Max Partners, LLC	Investing	Denver	CO	$3,500,000	$3,500,000	10	Jan 5	sec.gov
Hive Brands Holdings, Inc.	Retailing	Freehold	NJ	$3,337,923	$5,000,000	19	Jan 4	sec.gov
Riverbend Class A-2 LLC	Other Real Estate	Toms River	NJ	$3,303,639	$3,500,000	33	Jan 5	sec.gov
Alexander Capital Ventures LLC	Other Banking and Financial Services	Red Bank	NJ	$3,193,900	$3,193,900	79	Jan 2	sec.gov
Delaware Acres Holdco LLC	Residential	New York	NY	$3,181,000	$3,500,000	9	Jan 3	sec.gov
Alexander Capital Ventures LLC	Other Banking and Financial Services	Red Bank	NJ	$3,158,051	$3,158,051	60	Jan 2	sec.gov
CNG 2023 VEHICLES III, LLC (amended)	Energy Conservation	Oklahoma City	OK	$3,100,000	$3,100,000	35	Jan 2	sec.gov
Supernova Industries Corp.	Other Technology	Gava Barcelona		$3,000,000	$3,000,000	1	Jan 4	sec.gov
Sartori Investment Partners LLC	Other	New York	NY	$3,000,000	$3,000,000	4	Jan 4	sec.gov
Hello Tractor, Inc.	Agriculture	Washington Dc	DC	$3,000,000	$3,000,000	1	Jan 4	sec.gov
Anitian, Inc.	Other Technology	Beaverton	OR	$3,000,000	$5,999,996	4	Jan 4	sec.gov
Sugar Porch Residential, LLC	Residential	Palos Verdes Estates	CA	$3,000,000	$3,000,000	7	Jan 2	sec.gov
Cuebox Inc.	Other Technology	Brooklyn	NY	$2,999,999	$3,499,999	1	Jan 2	sec.gov
Nintee, Inc. (amended)	Other Technology	San Francisco	CA	$2,999,995	$3,000,000	9	Jan 4	sec.gov
CLE West LLC	Commercial	Cleveland	OH	$2,900,000	$3,000,000	19	Jan 3	sec.gov
Vision Marine Technologies Inc.	Other	Boisbriand		$2,900,000	$2,900,000	11	Jan 2	sec.gov
Quan Inc.	Other Technology	Ar Den Haag		$2,821,702	$3,054,700	28	Jan 3	sec.gov
Radwave Technologies Inc.	Other Health Care	St. Paul	MN	$2,810,127	$3,810,127	60	Jan 3	sec.gov
Alter Eco Holdings, LLC	Other	Houston	TX	$2,800,000	$2,800,000	3	Jan 4	sec.gov
Global Atomic Corp	Other	Toronto		$2,783,603	$9,571,958	2	Jan 5	sec.gov
CNG 2023 STATIONS, LLC	Energy Conservation	Oklahoma City	OK	$2,760,000	$2,760,000	8	Jan 4	sec.gov
Alby Inc.	Other Technology	Dover	DE	$2,725,000	$3,675,000	7	Jan 5	sec.gov
4209 Euclid Investment, LLC	Other	Akron	OH	$2,700,000	$2,700,000	45	Jan 5	sec.gov
Pelican Brewing Co	Restaurants	Pacific City	OR	$2,603,492	$3,800,000	11	Jan 5	sec.gov
Barnes Gromatzky Kosarek Architects, Inc. (amended)	Other	Austin	TX	$2,440,000	$2,440,000	7	Jan 2	sec.gov
Amber Beach Ventures LLC	Other	New York	NY	$2,300,000	$2,300,000	4	Jan 3	sec.gov
PROTIV INC.	Other Technology	New York	NY	$2,300,000	$2,300,000	4	Jan 2	sec.gov
IMAGEN DENTAL PARTNERS, LLC	Other Health Care	Scottsdale	AZ	$2,256,000	$3,340,000	8	Jan 2	sec.gov
EMPLOYMENT SCREENING PLUS LLC	Computers	Greenwood Village	CO	$2,239,046	$2,630,000	12	Jan 5	sec.gov
Lhotse Medical, Inc.	Other Technology	Oakland	CA	$2,194,998	$2,299,998	7	Jan 4	sec.gov
Lower Tribeca Corp.	Other	Nassau		$2,178,638	Indefinite	4	Jan 5	sec.gov
TriCore Storage Conversions, LLC	Commercial	Altamonte Springs	FL	$2,053,000	$15,000,000	24	Jan 3	sec.gov
Armory Technologies, Inc.	Other Technology	Worcester	MA	$2,050,300	$4,100,600	8	Jan 3	sec.gov
Storage Units Ground Lease Ft. Myers, LLC	Commercial	Maitland	FL	$2,000,000	$2,000,000	0	Jan 5	sec.gov
VentureMed Group, Inc.	Other Health Care	Plymouth	MN	$2,000,000	$4,000,000	3	Jan 5	sec.gov
Panbela Therapeutics, Inc.	Pharmaceuticals	Waconia	MN	$2,000,000	Indefinite	2	Jan 5	sec.gov
Draivn Corp.	Other Technology	New York	NY	$1,904,799	$3,255,965	10	Jan 5	sec.gov
SANUWAVE Health, Inc.	Biotechnology	Eden Prairie	MN	$1,861,250	$1,861,250	15	Jan 5	sec.gov
ETA Holdings, Inc.	Other Travel	Kirkland	WA	$1,857,557	$5,000,000	6	Jan 4	sec.gov
Novel Microdevices, Inc.	Other Health Care	Baltimore	MD	$1,850,000	$6,000,000	3	Jan 5	sec.gov
Alpha Cognition Inc.	Biotechnology	Vancouver		$1,762,097	$4,245,053	30	Jan 5	sec.gov
JelliSee Ophthalmics Inc.	Biotechnology	Mclean	VA	$1,675,000	$10,000,000	15	Jan 5	sec.gov
Spartan Race Inc.	Other	Boston	MA	$1,650,000	$7,500,000	3	Jan 5	sec.gov
American Unagi, Inc.	Other	Waldoboro	ME	$1,630,765	$2,000,000	15	Jan 4	sec.gov
AW OPP SB, LLC	Investing	Bryn Mawr	PA	$1,600,000	$1,600,000	10	Jan 2	sec.gov
BXHCP ES IV, LLC	Other	Hillsdale	NY	$1,570,000	Indefinite	51	Jan 2	sec.gov
LicenseLead Inc.	Other Technology	Telluride	CO	$1,544,345	$1,643,346	12	Jan 4	sec.gov
NC3 MHCS LLC	Residential	Los Altos	CA	$1,540,000	$1,540,000	17	Jan 4	sec.gov
Earth RepAIR Global, Inc.	Environmental Services	Madison	WI	$1,525,000	$2,000,000	3	Jan 5	sec.gov
Sendola Corp.	Other Banking and Financial Services	Houston	TX	$1,400,000	$1,400,000	4	Jan 4	sec.gov
Circle Oak Acquisitions Fund I, LP (amended)	Investing	San Diego	NC	$1,400,000	Indefinite	4	Jan 2	sec.gov
Helios Solar Partners VIII, LLC (amended)	Investing	Denver	CO	$1,345,729	$1,345,729	6	Jan 5	sec.gov
Burn Ghost Inc.	Other	Rushville	NY	$1,308,330	$2,000,000	8	Jan 4	sec.gov
Eagle Buligo LP	Commercial	Wilmington	DE	$1,258,300	$1,258,300	17	Jan 4	sec.gov
Troy Lofts, LLC	Commercial	Las Vegas	NV	$1,250,000	$1,250,000	9	Jan 2	sec.gov
Adee Hill LLC	Commercial	White Plains	NY	$1,200,000	$1,200,000	1	Jan 5	sec.gov
Money.net Capital, Inc.	Other Banking and Financial Services	Morganville	NJ	$1,200,000	Indefinite	8	Jan 4	sec.gov
Sucro Ltd	Other	Coral Gables	FL	$1,159,375	$1,159,375	1	Jan 3	sec.gov
Gaingels AI Fund I LLC (amended)	Other	Burlington	VT	$1,101,043	$6,504,000	110	Jan 3	sec.gov
Poplar Resources Corp	Oil and Gas	Fort Worth	TX	$1,100,000	$1,500,000	10	Jan 5	sec.gov
Choice Financial Group Holdings, LLC	Insurance	Bethesda	MD	$1,085,555	$1,085,555	1	Jan 5	sec.gov
Tyde Buligo LP	Residential	Wilmington	DE	$1,056,800	$1,056,800	21	Jan 4	sec.gov
GoviEx Uranium Inc.	Other	Vancouver		$1,025,796	$2,385,796	1	Jan 2	sec.gov
TireTutor, Inc.	Other Technology	Brookline	MA	$1,019,186	$2,000,000	5	Jan 2	sec.gov
Oregon Hill LLC	Commercial	White Plains	NY	$1,000,000	$1,000,000	1	Jan 5	sec.gov
StepChange Inc.	Other Technology	New York	NY	$1,000,000	$2,000,000	1	Jan 4	sec.gov
Secure Edge Networks, Inc.	Other Technology	Charlotte	NC	$1,000,000	$4,000,000	1	Jan 4	sec.gov
Kai Media, Inc.	Other	Los Angeles	CA	$1,000,000	$3,500,000	1	Jan 4	sec.gov
Acretrader 245, LLC	Other Real Estate	Fayetteville	AR	$1,000,000	$1,000,000	26	Jan 3	sec.gov
Nested Knowledge, Inc.	Other	St. Paul	MN	$1,000,000	$1,500,000	1	Jan 2	sec.gov
Legends Lab, Inc.	Other	Glendale	CA	$999,999	$1,500,000	1	Jan 3	sec.gov
MYNZO CARBON INC. (amended)	Other Technology	Claymont	DE	$950,115	$1,500,000	13	Jan 5	sec.gov
DRONEUP, LLC	Other Technology	Virginia Beach	VA	$950,000	$20,000,000	3	Jan 5	sec.gov
Paris Legend Storage LLC	Commercial	Plano	TX	$950,000	$2,500,000	17	Jan 3	sec.gov
Series 2-1, a series of StartEngine Private LLC	Other	Burbank	CA	$900,750	$1,500,000	49	Jan 2	sec.gov
Premium Nickel Resources Ltd.	Other	Toronto		$818,243	$818,243	3	Jan 5	sec.gov
ZeroCarb Inc.	Other	Evansville	IN	$799,997	$1,100,000	3	Jan 2	sec.gov
Rectangle Labs, Inc.	Other Technology	Chicago	IL	$750,000	$3,000,000	1	Jan 4	sec.gov
DOC.COM INC.	Other Technology	New York	NY	$709,177	$5,000,000	28	Jan 5	sec.gov
NexPoint Semiconductor Manufacturing DST (amended)	Other Real Estate	Dallas	TX	$706,640	$136,944,633	5	Jan 4	sec.gov
Mantel Capture, Inc.	Other Energy	Boston	MA	$700,000	$700,000	1	Jan 4	sec.gov
Communion Games, Inc. (amended)	Other	Venice	CA	$700,000	$700,000	1	Jan 3	sec.gov
Neopenda, PBC (amended)	Biotechnology	Chicago	IL	$700,000	$1,500,000	5	Jan 3	sec.gov
CLZF Enterprises LLC	Construction	Aberdeen	NC	$690,000	$690,000	8	Jan 5	sec.gov
Amaira Aesthetic & Plastic Surgery Holdings Inc.	Other Health Care	Fort Lauderdale	FL	$650,000	$3,000,000	6	Jan 2	sec.gov
ninetynine inc.	Other	Chicago	IL	$630,000	Indefinite	3	Jan 3	sec.gov
Silicon Valley Exercise Analytics Inc.	Other	Newark	DE	$605,200	$1,500,000	3	Jan 4	sec.gov
Series 1-1, a series of StartEngine Private LLC	Other	Burbank	CA	$600,750	$1,551,825	34	Jan 2	sec.gov
Ecto, Inc. (amended)	Other Technology	Atlanta	GA	$560,000	$850,000	14	Jan 3	sec.gov
NovaBay Pharmaceuticals, Inc.	Pharmaceuticals	Emeryville	CA	$554,808	$554,808	5	Jan 4	sec.gov
BIO KEY INTERNATIONAL INC	Other Technology	Holmdel	NJ	$547,730	$547,730	1	Jan 4	sec.gov
Mavi.io, Inc.	Other Technology	Miami	FL	$530,000	Indefinite	10	Jan 2	sec.gov
CNG 2023 VEHICLES IV, LLC	Energy Conservation	Oklahoma City	OK	$525,000	$550,000	1	Jan 4	sec.gov
Weaverville Plaza Buligo LP	Commercial	Wilmington	DE	$524,450	$524,450	11	Jan 4	sec.gov
Impact Silver Corp.	Other	Vancouver		$524,441	$524,441	16	Jan 2	sec.gov
SEMA Investments, LLC	Commercial	Austin	TX	$520,000	$975,000	1	Jan 4	sec.gov
Carcinotech Ltd.	Biotechnology	Scotland		$508,454	$508,454	1	Jan 3	sec.gov
RCE Technologies, Inc. (amended)	Biotechnology	Carlsbad	CA	$500,000	$2,000,000	6	Jan 5	sec.gov
VentureStone Capital Group LLC	Other	New York	NY	$500,000	$500,000	4	Jan 3	sec.gov
AG Realty Value XI (Global A) REIT LLC	REITS and Finance	New York	NY	$500,000	$500,000	125	Jan 2	sec.gov
Lake View Orchards Investment I LLC	Agriculture	Santa Clara	CA	$474,000	$3,154,000	3	Jan 3	sec.gov
SIGMA ADDITIVE SOLUTIONS, INC.	Tourism and Travel Services	Santa Fe	NM	$471,594	Indefinite	26	Jan 4	sec.gov
Network VC Syndicate Fund LLC Series Pinscreen	Investing	Wilmington	DE	$463,700	$463,700	21	Jan 5	sec.gov
Curbside Electric Co	Other	Santa Monica	CA	$460,000	$750,000	1	Jan 5	sec.gov
Hyperion Companies, Inc.	Other Energy	Orange	CA	$450,094	$1,050,143	4	Jan 5	sec.gov
YAB SoLa Partners, LLC	Other Real Estate	Chicago	IL	$450,000	$4,300,000	3	Jan 5	sec.gov
Scope Anesthesia of North Carolina, PLLC	Other Health Care	Charlotte	NC	$432,712	$1,298,136	28	Jan 4	sec.gov
Canter Resources Corp.	Other	Vancouver		$426,516	$725,078	21	Jan 4	sec.gov
Roll Out the Barrel XIV LLC	Other	Louisville	KY	$417,000	$1,300,000	4	Jan 2	sec.gov
RGP Income Fund, LP (amended)	Oil and Gas	Dallas	TX	$410,000	$50,000,000	6	Jan 3	sec.gov
RGP Income Fund, LP (amended)	Oil and Gas	Dallas	TX	$410,000	$50,000,000	0	Jan 2	sec.gov
Neighborli, Inc.	Other Technology	Fargo	ND	$407,000	$3,001,750	3	Jan 5	sec.gov
NFANT Labs, Inc. (amended)	Other Health Care	Port Richey	FL	$403,000	$500,000	6	Jan 5	sec.gov
VacayMyWay, Inc.	Tourism and Travel Services	Denton	TX	$400,000	$3,000,000	7	Jan 4	sec.gov
Estate.Studio, LLC	Computers	Lake Worth	FL	$385,000	$500,000	3	Jan 5	sec.gov
Atacama Copper Corp	Other	Vancouver		$375,069	$375,069	1	Jan 2	sec.gov
Proactive Realty Income Fund II, LLC	Other Real Estate	Las Vegas	NV	$350,000	$25,000,000	1	Jan 4	sec.gov
Roll Out the Barrel XV LLC	Other	Louisville	KY	$350,000	$2,200,000	4	Jan 4	sec.gov
FanWord, Inc.	Other Technology	Lincoln	NE	$325,000	$750,000	7	Jan 3	sec.gov
USEDC 2023 B Drilling Fund LP (amended)	Oil and Gas	Arlington	TX	$325,000	$100,000,000	0	Jan 3	sec.gov
Ellijay Buligo LP	Residential	Wilmington	DE	$307,000	$307,000	10	Jan 4	sec.gov
Arthroba, Inc. (amended)	Other Health Care	Smyrna	GA	$300,000	$500,000	4	Jan 5	sec.gov
TenFour Labs, Inc.	Other Technology	Lincoln	NE	$300,000	$1,000,000	3	Jan 3	sec.gov
Natiivo Fort Lauderdale, LLC	Commercial	Sarasota	FL	$300,000	$7,000,000	3	Jan 3	sec.gov
BION ENVIRONMENTAL TECHNOLOGIES INC	Environmental Services	Old Bethpage	NY	$300,000	$300,000	1	Jan 2	sec.gov
Series Fund F, a series of UM Pre-IPO Portfolio Fund II LLC	Other	New York	NY	$280,000	Indefinite	4	Jan 4	sec.gov
Radius Networks, Inc.	Other Technology	Washington	DC	$280,000	$5,000,000	5	Jan 2	sec.gov
Pregimmune Corp	Other Health Care	Dover	DE	$276,800	$500,000	21	Jan 3	sec.gov
Network VC Syndicate Fund LLC Series Accern	Investing	Wilmington	DE	$262,850	$262,850	13	Jan 5	sec.gov
RESTORATION BUILDERS COMMERCIAL, INC.	Construction	Phoenix	AZ	$262,500	Indefinite	2	Jan 5	sec.gov
Wobble Genomics Ltd	Biotechnology	Edinburgh		$254,296	$254,296	1	Jan 5	sec.gov
BGI III LLC	Commercial	Owensboro	KY	$250,000	$900,000	0	Jan 4	sec.gov
Network VC Syndicate Fund LLC Series Aria	Investing	Wilmington	DE	$249,700	$249,700	10	Jan 2	sec.gov
NewSight Reality, Inc.	Other Technology	Ponte Verde	FL	$245,000	$2,000,000	9	Jan 5	sec.gov
126 Fairfield Street EMC, LLC	Residential	Boston	MA	$218,000	$1,000,000	0	Jan 5	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$208,673	Indefinite	12	Jan 4	sec.gov
UPPER PARK INVESTMENTS LLC	Other	Summit	NJ	$200,000	$4,700,000	2	Jan 4	sec.gov
Long Play, Inc.	Other	Salida	CO	$200,000	$200,000	1	Jan 4	sec.gov
GrowAbility Equity Hotel Fund LLC	Commercial	Fort Lauderdale	FL	$200,000	$3,000,000	2	Jan 3	sec.gov
Hoboken Farms Foods LLC	Other	Clifton	NJ	$200,000	$4,700,000	1	Jan 2	sec.gov
Silmar Real Estate Advisors Inc	Other Real Estate	North Miami Beach	FL	$200,000	$1,000,000	4	Jan 2	sec.gov
Series 8-1, a series of StartEngine Private LLC	Other	Burbank	CA	$181,076	$1,362,500	13	Jan 2	sec.gov
piq IT, LLC.	Other Technology	Scottsdale	AZ	$175,000	Indefinite	3	Jan 4	sec.gov
Velocity Minerals Ltd.	Other	Vancouver		$169,110	$1,173,147	1	Jan 3	sec.gov
Network VC Syndicate Fund LLC Series A7	Investing	Wilmington	DE	$160,000	$160,000	5	Jan 5	sec.gov
Smooth Candy Corp.	Other	Danville	CA	$140,000	Indefinite	4	Jan 3	sec.gov
Gaingels Better Brand December 2023 LLC	Other	Burlington	VT	$133,333	$133,333	20	Jan 3	sec.gov
Borealis Mining Co Ltd	Other	Toronto		$127,279	$222,738	1	Jan 5	sec.gov
MHF VIII REIT Co-Investment I LLC	REITS and Finance	Warwick	RI	$125,000	$125,000	125	Jan 5	sec.gov
Longpoint REIT III, LLC	REITS and Finance	Boston	MA	$125,000	$125,000	125	Jan 4	sec.gov
SRI Fourteen REIT LLC (amended)	REITS and Finance	San Francisco	CA	$125,000	$125,000	125	Jan 4	sec.gov
SRI Fourteen REIT LLC	REITS and Finance	San Francisco	CA	$125,000	$125,000	125	Jan 4	sec.gov
LVA5 Mezz REIT, LLC	REITS and Finance	Houston	TX	$125,000	$125,000	125	Jan 4	sec.gov
Safely Store Real Estate 1 Sub, LLC (amended)	REITS and Finance	Columbia	SC	$125,000	$125,000	125	Jan 4	sec.gov
Safely Store Real Estate 1 Sub-FL, LLC	REITS and Finance	Columbia	SC	$125,000	$125,000	125	Jan 4	sec.gov
Safely Store Real Estate 1, LLC	REITS and Finance	Columbia	SC	$125,000	$125,000	125	Jan 4	sec.gov
Safely Store Real Estate 1 Sub, LLC	REITS and Finance	Columbia	SC	$125,000	$125,000	125	Jan 4	sec.gov
NA Logistics REIT I, LLC	REITS and Finance	Camden	NJ	$125,000	$125,000	125	Jan 4	sec.gov
Rocking Inc.	Other	Chicago	IL	$125,000	$1,000,000	1	Jan 4	sec.gov
MCS Investments, Inc.	REITS and Finance	Indianapolis	IN	$125,000	$125,000	125	Jan 4	sec.gov
Apple Blossom REIT, LLC	REITS and Finance	Indianapolis	IN	$125,000	$125,000	125	Jan 4	sec.gov
Adventure Sports Parks, Inc.	Other	Frisco	TX	$125,000	$125,000	10	Jan 4	sec.gov
Pier Park, LLC	REITS and Finance	Indianapolis	IN	$125,000	$125,000	125	Jan 4	sec.gov
Mayflower REIT LLC	REITS and Finance	Indianapolis	IN	$125,000	$125,000	125	Jan 4	sec.gov
RETAIL PROPERTY TRUST	REITS and Finance	Indianapolis	IN	$125,000	$125,000	125	Jan 4	sec.gov
SOCAL Acquisition Venture Program REIT II, LLC	REITS and Finance	San Antonio	TX	$125,000	$125,000	125	Jan 3	sec.gov
CHRP X Moore Portfolio Co-Invest REIT Inc.	REITS and Finance	Dallas	TX	$125,000	$125,000	125	Jan 3	sec.gov
Principal Real Estate Open-End Debt Fund REIT, LLC	REITS and Finance	Des Moines	IA	$125,000	$125,000	125	Jan 3	sec.gov
Denholtz 1603 Clovis Barker Investor LLC	Commercial	Red Bank	NJ	$125,000	$15,000,000	4	Jan 2	sec.gov
CanAm MegaSav Building C Owner, LLC	REITS and Finance	San Antonio	TX	$125,000	$125,000	125	Jan 2	sec.gov
DWF VI 4747 Bethesda Member REIT, LLC	REITS and Finance	San Francisco	CA	$125,000	$125,000	125	Jan 2	sec.gov
RREF III HONP SUBREIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 2	sec.gov
Bell Value-Add Subsidiary VIII, LLC	REITS and Finance	Greensboro	NC	$125,000	$125,000	125	Jan 2	sec.gov
DWF VI CF One Member REIT, LLC	REITS and Finance	San Francisco	CA	$125,000	$125,000	125	Jan 2	sec.gov
PCCP Goshawk REIT, Inc.	REITS and Finance	Los Angeles	CA	$125,000	$125,000	125	Jan 2	sec.gov
Atlantic Oliver III REIT I LLC	REITS and Finance	Boston	MA	$125,000	$125,000	125	Jan 2	sec.gov
Raith Real Estate Fund III REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 2	sec.gov
HBC Real Estate Fund LLC	REITS and Finance	Greenwich	CT	$125,000	$125,000	125	Jan 2	sec.gov
OHI UK REIT LLC	REITS and Finance	Hunt Valley	MD	$125,000	$125,000	125	Jan 2	sec.gov
BSP Real Estate Opportunistic Debt Holdings II L.L.C.	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 2	sec.gov
IFC Core Farmland REIT LLC	REITS and Finance	Raleigh	NC	$125,000	$125,000	125	Jan 2	sec.gov
Medical Innovation Centers of America, Inc.	Other	Broken Arrow	OK	$125,000	$125,000	6	Jan 2	sec.gov
COGNIXION II A SERIES OF SCA SPV LLC	Other	Santa Barbara	CA	$123,000	$123,000	6	Jan 5	sec.gov
Network VC Syndicate Fund LLC Series A2	Investing	Wilmington	DE	$120,000	$120,000	4	Jan 2	sec.gov
Gaingels Enable 2023 LLC	Other	Burlington	VT	$111,102	$111,102	23	Jan 3	sec.gov
Notus Labs, Inc.	Other Technology	Avon Lake	OH	$105,000	$2,000,000	3	Jan 2	sec.gov
Mix Imaging, LLC	Other Health Care	Cottage Grove	WI	$100,000	$100,000	8	Jan 5	sec.gov
RPGMatch Inc.	Other Technology	San Diego	CA	$100,000	$190,000	3	Jan 5	sec.gov
Royale Energy, Inc.	Oil and Gas	El Cajon	CA	$100,000	$5,714,000	1	Jan 5	sec.gov
MWR TopCo, LLC	Other	Carmel	IN	$100,000	$100,000	1	Jan 4	sec.gov
Mosaic Distributors, LLC	Retailing	Camarillo	CA	$100,000	$500,000	1	Jan 4	sec.gov
USEDC 2023 Auxiliary Fund LP (amended)	Oil and Gas	Arlington	TX	$100,000	$150,000,000	0	Jan 3	sec.gov
LOUISIANA 7 WELL RE-ENTRY LP	Oil and Gas	Bowling Green	KY	$100,000	$3,900,000	0	Jan 2	sec.gov
Rarebird, Inc.	Retailing	San Francisco	CA	$100,000	$500,000	1	Jan 2	sec.gov
Locl, Inc.	Other	Portland	OR	$100,000	$750,000	2	Jan 2	sec.gov
Cyclum Renewables, LLC	Other Energy	Cornelius	NC	$100,000	$50,000,000	1	Jan 2	sec.gov
LOUISIANA 7 WELL RE-ENTRY LP (amended)	Oil and Gas	Bowling Green	KY	$97,500	$3,900,000	0	Jan 3	sec.gov
GH FAMILY PROPERTIES A LLC	Residential	Austin	TX	$94,000	$1,000,000	1	Jan 2	sec.gov
VetaNova Inc.	Agriculture	Henderson	NV	$85,980	$1,500,000	4	Jan 2	sec.gov
Network VC Syndicate Fund LLC Series A3	Investing	Wilmington	DE	$85,950	$85,950	5	Jan 2	sec.gov
Boreas Cryo Safety, Inc.	Other Technology	Wilmington	NC	$85,000	$500,000	6	Jan 3	sec.gov
Network VC Syndicate Fund LLC Series A6	Investing	Wilmington	DE	$85,000	$85,000	7	Jan 2	sec.gov
Network VC Syndicate Fund LLC Series Adway	Investing	Wilmington	DE	$80,000	$80,000	4	Jan 5	sec.gov
bluShift Aerospace, Inc	Other	Brunswick	ME	$78,500	$100,250	1	Jan 3	sec.gov
Texas Oil Partners Flat Creek Production, L.P.	Oil and Gas	Dallas	TX	$75,000	$600,000	2	Jan 5	sec.gov
Network VC Syndicate Fund LLC Series A5	Investing	Wilmington	DE	$71,500	$71,500	5	Jan 2	sec.gov
JOY HOLDINGS LLC	Other	Raleigh	NC	$70,000	$1,000,000	5	Jan 2	sec.gov
Maxwell Labs Inc.	Other Technology	Little Canada	MN	$67,000	$1,500,000	1	Jan 5	sec.gov
Network VC Syndicate Fund LLC Series A8	Investing	Wilmington	DE	$66,500	$66,500	6	Jan 5	sec.gov
Lukrom REIT LLC	REITS and Finance	Phoenix	AZ	$62,500	$62,500	125	Jan 3	sec.gov
Copa SUB-REIT 1 LLC	REITS and Finance	Mesa	AZ	$62,500	$62,500	125	Jan 3	sec.gov
Capital Fundings Mortgage Fund I REIT, LLC	REITS and Finance	Orlando	FL	$62,500	$62,500	125	Jan 3	sec.gov
Palmer Square Real Estate Development I REIT I LLC	REITS and Finance	Mission Woods	KS	$62,500	$62,500	125	Jan 2	sec.gov
C2C Gold Corp.	Other	Vancouver		$58,500	$107,250	3	Jan 3	sec.gov
STANDARD MEASURE LLC	Other	Delray Beach	FL	$50,000	$50,000	1	Jan 3	sec.gov
USEDC 2023 Auxiliary Fund LP (amended)	Oil and Gas	Arlington	TX	$46,000	$150,000,000	0	Jan 5	sec.gov
Zero Energy Homes, LLC	Manufacturing	Mount Desert	ME	$45,000	$300,000	2	Jan 3	sec.gov
Coppernico Metals Inc. (amended)	Other	Vancouver		$42,068	$125,979	2	Jan 3	sec.gov
Namibia Critical Metals Inc.	Other	Bedford		$33,750	$33,750	2	Jan 2	sec.gov
KLONDIKE GOLD CORP /FI	Other	Vancouver		$29,880	$97,110	1	Jan 5	sec.gov
Interfield Global Software Inc.	Other	Vancouver		$27,494	$27,494	1	Jan 2	sec.gov
KLONDIKE SILVER CORP.	Other	Vancouver		$14,988	$14,988	1	Jan 2	sec.gov
Riverstick Resources Corp.	Other	Vancouver		$14,600	$14,600	3	Jan 5	sec.gov
Allied Resource Partners Pawnee Creek, LP	Investing	Denver	CO	$13,500	$1,350,000	1	Jan 3	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$12,500	Indefinite	2	Jan 2	sec.gov
Boston Common International Sustainable Climate Fund, LLC	Investing	Boston	MA	$10,000	$80,000,000	1	Jan 5	sec.gov
OREX MINERALS INC	Other	Vancouver		$8,439	$22,503	1	Jan 3	sec.gov
SILVER VIPER MINERALS CORP.	Other	Vancouver		$7,543	$22,629	1	Jan 5	sec.gov
Mixx Technologies, Inc.	Other Technology	San Jose	CA	$45	$45	4	Jan 5	sec.gov
Zep Software, Inc.	Other Technology	San Francisco	CA	$43	$43	1	Jan 4	sec.gov
OnPoint Surgical, Inc.	Other Health Care	Bedford	MA	$20	Indefinite	0	Jan 4	sec.gov
Sofi KMF II Joint Venture	Oil and Gas	Prosper	TX	$0	$504,000	0	Jan 5	sec.gov
Barsa Surgical Inc. (amended)	Other Health Care	Raleigh	NC	$0	$10,000,000	2	Jan 5	sec.gov
Barsa Surgical Inc.	Other Health Care	Raleigh	NC	$0	$10,000,000	2	Jan 5	sec.gov
Bonsai Companies, LLC	Other Technology	Boulder	CO	$0	$3,000,000	0	Jan 5	sec.gov
Shopoff Palm Springs Industrial Fund, LLC (amended)	Other Real Estate	Irvine	CA	$0	$16,200,000	0	Jan 5	sec.gov
2302 East Fort Lowell Holdings, LLC	Commercial	Newport Beach	CA	$0	$3,440,000	0	Jan 5	sec.gov
Physicians' Medical Center, LLC (amended)	Other Health Care	New Albany	IN	$0	$726,867	0	Jan 5	sec.gov
B R A S S PARTNERSHIP IN COMMENDAM	Other Health Care	Baton Rouge	LA	$0	$459,000	0	Jan 5	sec.gov
NORTH WATERFORD APARTMENTS (amended)	Other	Walnut Creek	CA	$0	$47,919,858	0	Jan 5	sec.gov
CWS 2024 LG ONE, L.P.	Other Real Estate	Newport Beach	CA	$0	$50,000,000	0	Jan 4	sec.gov
Central & McDowell, LLC	Residential	Scottsdale	AZ	$0	$80,000,000	0	Jan 4	sec.gov
Skeleton Crew Labs Holdings	Retailing	Austin	TX	$0	$1	0	Jan 4	sec.gov
Skeleton Crew Labs Holdings	Retailing	Austin	TX	$0	$1	0	Jan 4	sec.gov
SPI La Mirage Recap DE, LLC	Commercial	Dallas	TX	$0	$7,000,000	0	Jan 4	sec.gov
702 LLC	Commercial	Grand Rapids	TX	$0	$1,800,000	0	Jan 4	sec.gov
Hoffman, Cohen, & Anderson, LLC	Other	Scottsdale	AZ	$0	$5,000,000	0	Jan 4	sec.gov
Shopoff Palm Springs Industrial Fund, LLC (amended)	Other Real Estate	Irvine	CA	$0	$16,200,000	0	Jan 4	sec.gov
Greenfield Bancorporation, Ltd.	Commercial Banking	Greenfield	IA	$0	$3,798,000	0	Jan 4	sec.gov
Ride Across America Ltd Liability Co	Other	New York	NY	$0	$2,000,000	0	Jan 4	sec.gov
ALC 093 L.P.	Other	Irvine	CA	$0	$9,600,000	0	Jan 4	sec.gov
CAILAGUA FUND I, LLC	Commercial	Miami	FL	$0	$25,000,000	0	Jan 4	sec.gov
ALPHA INSURANCE ANALYSTS LTD	Other Banking and Financial Services	London		$0	Indefinite	15	Jan 4	sec.gov
MPC IL River Edge Fund II, LLC	Other Real Estate	Atlanta	GA	$0	Indefinite	0	Jan 3	sec.gov
NewStar Equity Lot Finance Fund I, LLC	Residential	Atlanta	GA	$0	$1,929,290	0	Jan 3	sec.gov
GLOBAL TRADE CLEARINGHOUSE LLC	Other	Sheridan	WY	$0	$100,000,000	0	Jan 3	sec.gov
RealFin Fund I LLC	Other Real Estate	Houston	TX	$0	$100,000,000	0	Jan 3	sec.gov
Grey Swan I, LP	Other Real Estate	Fort Worth	TX	$0	$50,000,000	0	Jan 3	sec.gov
FKPTL DOMESTIC INVESTORS, LLC	Residential	Miami	FL	$0	Indefinite	0	Jan 3	sec.gov
FKPTL FRIENDS & FAMILY FUND, LLC	Residential	Miami	FL	$0	Indefinite	0	Jan 3	sec.gov
Horizon Residential Income Fund I REIT, LLC	REITS and Finance	Cleveland	OH	$0	$62,500	125	Jan 3	sec.gov
ToolBox OS, Inc.	Other Technology	Seattle	WA	$0	Indefinite	0	Jan 3	sec.gov
TRIDENT PACK NMC LLC	Other Real Estate	San Diego	CA	$0	$9,000,000	0	Jan 2	sec.gov
Cash Flow Assets Del Sol LLC	Commercial	Keller	TX	$0	$6,500,000	0	Jan 2	sec.gov
EdgeCore Holdings LP	Commercial	Denver, Co	CO	$0	Indefinite	0	Jan 2	sec.gov
Playfulnftz LLC	Other	St. Petersburg	FL	$0	Indefinite	0	Jan 2	sec.gov
MADCAP MEDLEY Ltd LIABILITY Co	Other	New York	NY	$0	$1,200,000	0	Jan 2	sec.gov
Evertree Management Aggregator, LP	Other	New York	NY	$0	Indefinite	0	Jan 2	sec.gov
Recess Topco Partnership LP	Other	New York	NY	$0	Indefinite	0	Jan 2	sec.gov
Recess Topco Partnership LP	Other	New York	NY	$0	Indefinite	0	Jan 2	sec.gov

Week of Jan 8 · Week of Dec 25 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.