Data / Form D filings / Week of Jan 8
Form D filings, week of January 8, 2024: 471 companies raised $11.07 billion
471 operating companies filed a Form D in the week of January 8, 2024, reporting $11.07 billion sold. Largest: NHIT: Credit Asset Trust ($3.19 billion), Travelport Technology Ltd ($2.81 billion), Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($522.1 million). The median filing is $2 million, and 692 pooled investment funds also filed that week.
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- 471Form D filings
- $11.07 billionreported sold
- $2 millionmedian amount sold
- CAmost filings (64)
Most filings by state: CA 64, TX 42, NY 39, FL 27, MA 24. By industry: Other Technology 86, Other 80, Other Real Estate 62, Commercial 46.
By day: Jan 8 (70), Jan 9 (84), Jan 10 (94), Jan 11 (101), Jan 12 (122).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: Credit Asset Trust (amended) | Investing | Boston | MA | $3,185,817,233 | Indefinite | 188 | Jan 10 | sec.gov |
| Travelport Technology Ltd | Other Travel | Langley | $2,809,816,222 | $2,809,816,222 | 241 | Jan 11 | sec.gov | |
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $522,109,028 | $522,109,028 | 879 | Jan 12 | sec.gov |
| Kaseya Holdings Inc. (amended) | Other Technology | Miami | FL | $475,254,034 | Indefinite | 443 | Jan 12 | sec.gov |
| Shield AI Inc (amended) | Other Technology | San Diego | CA | $281,337,791 | $305,000,052 | 21 | Jan 8 | sec.gov |
| PEAK PARTNERS L.P. (amended) | Other | Newtown | PA | $216,873,905 | $500,000,000 | 138 | Jan 9 | sec.gov |
| NATRON ENERGY, INC. | Other Energy | Santa Clara | CA | $189,331,184 | $242,000,000 | 22 | Jan 10 | sec.gov |
| Penso Fund Platform SPC- Segregated Portfolio NCA #12 (2017) (amended) | Investing | New York | NY | $125,000,000 | Indefinite | 4 | Jan 12 | sec.gov |
| AIREX Portfolio 7 DST (amended) | Other Real Estate | Denver | CO | $123,326,586 | $241,487,603 | 64 | Jan 11 | sec.gov |
| THREE NATIONAL LOGISTICS PROPERTIES INVESTORS DST (amended) | Other Real Estate | Nashua | NH | $120,524,246 | $812,108,972 | 208 | Jan 8 | sec.gov |
| Tools for Humanity Corp (amended) | Other Technology | San Francisco | CA | $115,371,324 | $120,000,000 | 7 | Jan 9 | sec.gov |
| LB PHARMACEUTICALS INC (amended) | Pharmaceuticals | New York | NY | $110,730,354 | $110,730,354 | 6 | Jan 10 | sec.gov |
| Crockett Partners Fund I, LP (amended) | Other | Memphis | TN | $104,840,000 | $149,015,000 | 36 | Jan 10 | sec.gov |
| PRECISION CASTPARTS CORP (amended) | Manufacturing | Lake Oswego | OR | $103,733,000 | Indefinite | 63 | Jan 9 | sec.gov |
| JVM Multi-Family Premier Fund 5, LLC (amended) | Other Real Estate | Oak Brook | IL | $95,732,975 | $150,000,000 | 136 | Jan 11 | sec.gov |
| Crockett Partners Fund I, LP | Other | Memphis | TN | $90,750,000 | $135,000,000 | 22 | Jan 11 | sec.gov |
| RAH Corporate Partners Fund 59 LLC | Residential | Great Neck | NY | $87,000,000 | $150,000,000 | 7 | Jan 9 | sec.gov |
| RMX Holdco, Inc. (amended) | Other Health Care | Brentwood | TN | $76,587,857 | $76,587,857 | 5 | Jan 11 | sec.gov |
| RMX Holdco, Inc. | Other Health Care | Brentwood | TN | $76,587,856 | $76,587,856 | 8 | Jan 10 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $70,315,090 | $70,344,106 | 224 | Jan 11 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $63,837,710 | $63,837,710 | 95 | Jan 11 | sec.gov |
| Artes Capital SMA 1, LLC (amended) | Commercial | Westlake Village | CA | $62,205,389 | Indefinite | 1 | Jan 12 | sec.gov |
| Arctic Management Holdco, LLC (amended) | Other | New York | NY | $59,064,310 | Indefinite | 42 | Jan 9 | sec.gov |
| CD&R Galaxy Jersey Holding Ltd (amended) | Other | St Helier | $58,632,138 | Indefinite | 60 | Jan 8 | sec.gov | |
| Elephas Biosciences Corp | Other Health Care | Madison | WI | $51,218,994 | $55,000,000 | 10 | Jan 9 | sec.gov |
| MedProperties Fund IV, LP (amended) | Other Real Estate | Dallas | TX | $48,475,000 | $75,000,000 | 83 | Jan 10 | sec.gov |
| Fundrise Opportunistic Credit Fund, LLC (amended) | REITS and Finance | Washington | DC | $48,057,670 | Indefinite | 295 | Jan 8 | sec.gov |
| ICG Deer Valley, DST (amended) | Residential | Clovis | CA | $47,200,000 | $47,200,000 | 120 | Jan 8 | sec.gov |
| Zededa, Inc. | Other Technology | San Jose | CA | $45,319,698 | $61,999,957 | 11 | Jan 12 | sec.gov |
| Perfect Day, Inc. | Other Technology | Berkeley | CA | $45,000,001 | $90,000,000 | 3 | Jan 8 | sec.gov |
| BELLWOOD ROAD INVESTMENT PARTNERS LLC (amended) | Commercial | Newtown Square | PA | $41,755,289 | $41,755,289 | 34 | Jan 12 | sec.gov |
| Melt Pharmaceuticals, Inc. (amended) | Pharmaceuticals | Brentwood | TN | $38,980,960 | $47,763,600 | 276 | Jan 9 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $36,344,917 | $145,000,000 | 229 | Jan 12 | sec.gov |
| NFN8 GROUP, INC. (amended) | Computers | Austin | TX | $35,710,000 | Indefinite | 270 | Jan 10 | sec.gov |
| Peer Inc. (amended) | Other Technology | Mill Creek | WA | $33,900,000 | Indefinite | 58 | Jan 11 | sec.gov |
| STC NS Franchise I, LLC | Investing | Lancaster | PA | $30,080,000 | $30,250,000 | 31 | Jan 12 | sec.gov |
| McKibbon Income Fund I, LP | Commercial | Tampa | FL | $30,050,505 | $50,000,000 | 40 | Jan 8 | sec.gov |
| Relay Therapeutics, Inc. | Pharmaceuticals | Cambridge | MA | $30,000,000 | $30,000,000 | 1 | Jan 10 | sec.gov |
| Decision Sciences International Corp (amended) | Other | Poway | CA | $25,434,228 | $35,000,000 | 59 | Jan 12 | sec.gov |
| Smarter Capital Investments, LLC (amended) | REITS and Finance | Del Mar | CA | $25,000,000 | Indefinite | 50 | Jan 9 | sec.gov |
| PG Jackson TN DST (amended) | Other Real Estate | Atlanta | GA | $24,745,986 | $26,845,615 | 65 | Jan 10 | sec.gov |
| Bowhead Insurance Holdings LP | Insurance | New York | NY | $24,594,194 | $27,250,000 | 3 | Jan 10 | sec.gov |
| MILE HIGH LABS INTERNATIONAL, INC. | Other | Broomfield | CO | $22,803,868 | $23,170,385 | 3 | Jan 8 | sec.gov |
| Maui Business Park, LLC | Construction | Newport Beach | CA | $21,500,000 | $21,500,000 | 43 | Jan 11 | sec.gov |
| AEI NET LEASE PORTFOLIO 22 DST (amended) | Commercial | St. Paul | MN | $20,037,173 | $23,590,000 | 48 | Jan 11 | sec.gov |
| Quilt Holdco, Inc. (amended) | Other Technology | New York | NY | $20,000,000 | $20,000,000 | 1 | Jan 12 | sec.gov |
| Breeze Aviation Group, Inc. | Airlines and Airports | Cottonwood Heights | UT | $20,000,000 | $140,000,000 | 5 | Jan 12 | sec.gov |
| MedRhythms, Inc. (amended) | Other Technology | Portland | ME | $19,780,792 | $26,296,326 | 20 | Jan 9 | sec.gov |
| Payground, Inc. | Other Technology | Gilbert | AZ | $19,732,194 | $19,732,194 | 27 | Jan 9 | sec.gov |
| Red Hill Energy Opportunity Fund, L.P. | Other Real Estate | Destin | FL | $18,941,900 | $19,090,000 | 312 | Jan 12 | sec.gov |
| Bellwood Road Equus Investors LLC (amended) | Commercial | Newtown Square | PA | $18,370,293 | $18,370,293 | 15 | Jan 12 | sec.gov |
| Ellis Residential, L.P. (amended) | Residential | Newtown Square | PA | $18,326,076 | $18,326,076 | 11 | Jan 12 | sec.gov |
| Metaphysic Inc. (amended) | Other Technology | London | $17,682,000 | $18,000,000 | 28 | Jan 11 | sec.gov | |
| ELLIS RESIDENTIAL PHASE II INVESTMENT PARTNERS, LLC (amended) | Commercial | Newtown Square | PA | $17,502,059 | $17,502,059 | 12 | Jan 12 | sec.gov |
| ivWatch LLC (amended) | Other Health Care | Newport News | VA | $17,452,641 | $17,452,641 | 21 | Jan 9 | sec.gov |
| WeldenField Real Estate BAM Fund II, LP | Residential | Birmingham | AL | $17,250,000 | $40,000,000 | 39 | Jan 11 | sec.gov |
| LifeGuides, PBC (amended) | Other Health Care | Tempe | AZ | $16,506,500 | Indefinite | 48 | Jan 12 | sec.gov |
| WeldenField Real Estate BAM Fund II, LP (amended) | Residential | Birmingham | AL | $16,150,000 | $40,000,000 | 39 | Jan 12 | sec.gov |
| 3LP West Allis MM LLC | Commercial | Milwaukee | WI | $16,135,000 | $16,135,000 | 7 | Jan 9 | sec.gov |
| SIC-350 CAL OFFERING, LLC | Investing | San Francisco | CA | $15,046,718 | $64,000,000 | 13 | Jan 10 | sec.gov |
| Better Foods Inc. | Other Technology | Sacramento | CA | $14,999,999 | $15,000,000 | 1 | Jan 11 | sec.gov |
| Hawley Ridge Coal Opportunity Fund, L.P. | Other Real Estate | Destin | FL | $14,315,300 | $14,810,000 | 140 | Jan 11 | sec.gov |
| Sea Machines Robotics, Inc. | Other Technology | Boston | MA | $14,079,927 | $14,079,927 | 13 | Jan 12 | sec.gov |
| Pensa Systems, Inc. | Other Technology | Austin | TX | $13,544,221 | $19,898,914 | 23 | Jan 12 | sec.gov |
| PRESIDENT & FELLOWS OF HARVARD COLLEGE (amended) | Other | Cambridge | MA | $13,223,472 | Indefinite | 679 | Jan 8 | sec.gov |
| FarmTogether Sustainable Farmland Fund, LP fka FarmTogether US Farmland Fund, LP (amended) | Other Real Estate | Bethesda | MD | $12,100,000 | Indefinite | 110 | Jan 12 | sec.gov |
| Evolve Palm Coast II, LLC | Commercial | Greensboro | NC | $11,702,341 | $11,702,341 | 12 | Jan 10 | sec.gov |
| GRIFFON STRYKER FRISCO LLC (amended) | Residential | Plano | TX | $11,699,000 | $23,000,000 | 135 | Jan 9 | sec.gov |
| Black Diamond Funding Ventures, LLC (amended) | Other | Sunrise | FL | $11,384,039 | $11,384,039 | 38 | Jan 12 | sec.gov |
| Igniton, Inc. | Other Health Care | Louisville | CO | $11,000,000 | $22,000,000 | 1 | Jan 12 | sec.gov |
| KBS Analytics LLC | Other Technology | Roanoke | VA | $11,000,000 | $12,750,000 | 9 | Jan 11 | sec.gov |
| Sprout Properties II, L.P. | Residential | Dallas | TX | $10,783,719 | Indefinite | 71 | Jan 12 | sec.gov |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $10,277,200 | $100,000,000 | 73 | Jan 9 | sec.gov |
| LKCap Ascent LLC | Construction | Salt Lake City | UT | $10,021,687 | $10,040,000 | 37 | Jan 11 | sec.gov |
| Pivot Holdings III LLC | Investing | New York | NY | $10,000,000 | $10,000,000 | 77 | Jan 12 | sec.gov |
| Claris Biotherapeutics, Inc. | Biotechnology | Jersey City | NJ | $9,999,998 | $9,999,998 | 3 | Jan 8 | sec.gov |
| Salon Interactive, Inc. | Other Technology | Chicago | IL | $9,800,105 | $13,800,105 | 3 | Jan 10 | sec.gov |
| Pilot Holdings, LLC (amended) | Other | New York | NY | $9,685,915 | Indefinite | 11 | Jan 10 | sec.gov |
| ORMOND CROSSING WEST, LLC | Other Real Estate | Highland Beach | FL | $9,450,000 | $15,500,000 | 12 | Jan 11 | sec.gov |
| Berry Street Health, Inc. | Other Health Care | Brooklyn | NY | $9,240,007 | $9,310,000 | 15 | Jan 12 | sec.gov |
| Tractics Inc. | Other Technology | Kansas City | MO | $9,076,977 | $15,000,000 | 2 | Jan 10 | sec.gov |
| Dillon Inland Port I, LLC (amended) | Commercial | Newtown Square | PA | $9,075,512 | $9,075,512 | 18 | Jan 12 | sec.gov |
| Proscia Inc. | Other Technology | Philadelphia | PA | $8,999,987 | $15,000,000 | 9 | Jan 11 | sec.gov |
| MTP - ST ELMO HOLDINGS LLC | Commercial | New York | NY | $8,510,000 | $29,000,000 | 22 | Jan 10 | sec.gov |
| Techcyte, Inc. | Other Health Care | Orem | UT | $8,400,000 | $8,400,000 | 1 | Jan 11 | sec.gov |
| LAM 204, LLC | Other Real Estate | Bend | OR | $8,230,058 | $20,000,000 | 3 | Jan 9 | sec.gov |
| Evolve Seamist Multifamily, LLC (amended) | Commercial | Greensboro | NC | $8,083,000 | $8,083,000 | 14 | Jan 10 | sec.gov |
| Amet Partners LP (amended) | Investing | Santa Barbara | CA | $7,516,661 | $200,000,000 | 28 | Jan 9 | sec.gov |
| Cinch Solutions, Inc. | Other Technology | Draper | UT | $7,500,000 | $7,500,000 | 14 | Jan 9 | sec.gov |
| STRYKER CELINA LLC (amended) | Residential | Plano | TX | $7,379,000 | $15,000,000 | 89 | Jan 9 | sec.gov |
| Highway 271 Investments LLC | Other Real Estate | Bradenton | FL | $7,270,000 | $7,520,000 | 65 | Jan 11 | sec.gov |
| SubSplit Services Group, L.P. | Construction | Collierville | TN | $7,250,000 | $10,000,000 | 9 | Jan 11 | sec.gov |
| Ixonia Bancshares, Inc. | Commercial Banking | Ixonia | WI | $7,043,264 | $10,000,000 | 10 | Jan 10 | sec.gov |
| EB PRO Fund 1 LLC | Commercial | Cheyenne | WY | $7,005,000 | $9,000,000 | 5 | Jan 12 | sec.gov |
| Applause Technology, Inc. / DE | Other | Salt Lake City | UT | $6,999,991 | $6,999,991 | 12 | Jan 11 | sec.gov |
| Buy It Mobility Networks Inc. | Other | Roswell | GA | $6,850,000 | $12,500,000 | 13 | Jan 10 | sec.gov |
| Better Trucks Last Mile, Inc. | Other Technology | Hillside | IL | $6,509,572 | $8,030,572 | 9 | Jan 8 | sec.gov |
| Globa Stor Real Estate Fund III, LLC | Commercial | Carlsbad | CA | $6,475,000 | $30,000,000 | 7 | Jan 9 | sec.gov |
| FiscalNote Holdings, Inc. | Other Technology | Washington | DC | $6,301,010 | $6,301,010 | 1 | Jan 12 | sec.gov |
| Kerry Solar Investments, LLC | Other Real Estate | Miami | FL | $6,206,100 | $7,451,000 | 33 | Jan 12 | sec.gov |
| MPC SC 2025 ICF, LLC (amended) | Other Real Estate | Atlanta | GA | $6,110,000 | Indefinite | 2 | Jan 11 | sec.gov |
| MPC SC 2024 ICF, LLC (amended) | Other Real Estate | Atlanta | GA | $6,110,000 | Indefinite | 2 | Jan 11 | sec.gov |
| Sumter Solar Investments LLC | Other Real Estate | Las Vegas | NV | $6,100,000 | $6,100,000 | 28 | Jan 11 | sec.gov |
| BACKFLIP INCOME FUND 2, LLC | Other Real Estate | Lakewood | CO | $6,020,000 | $10,000,000 | 13 | Jan 8 | sec.gov |
| Locally.com, Inc. | Other | New Orleans | LA | $6,000,000 | $6,000,000 | 2 | Jan 12 | sec.gov |
| Transition Bio, Inc. | Biotechnology | Cambridge | MA | $6,000,000 | $15,000,000 | 5 | Jan 10 | sec.gov |
| DPEG Bear Creek, LP | Commercial | Stafford | TX | $5,950,000 | $5,950,000 | 63 | Jan 9 | sec.gov |
| PaymentWorks Inc. | Other Technology | Boston | MA | $5,805,000 | $10,000,000 | 37 | Jan 11 | sec.gov |
| Okami Medical, Inc. (amended) | Other Technology | Aliso Viejo | CA | $5,735,308 | $6,131,309 | 20 | Jan 9 | sec.gov |
| Mashburn, LLC | Retailing | Atlanta | GA | $5,718,031 | $7,162,493 | 18 | Jan 11 | sec.gov |
| EC Phase 2 Investment, LLC | Other | Akron | OH | $5,650,000 | $5,650,000 | 64 | Jan 10 | sec.gov |
| Meihua International Medical Technologies Co., Ltd. | Other Health Care | Yangzhou | $5,580,000 | $46,965,000 | 2 | Jan 8 | sec.gov | |
| ML Extended Stay LLC | Commercial | Willingboro | NJ | $5,350,000 | $6,000,000 | 10 | Jan 11 | sec.gov |
| Novo Space, Co. | Other Technology | Venice | CA | $5,335,007 | $6,623,664 | 14 | Jan 8 | sec.gov |
| PIERSIGHT SPACE, INC. | Other Technology | Lewes | DE | $5,324,999 | $5,324,999 | 12 | Jan 9 | sec.gov |
| Unified Physician Management Holdings, LP | Hospitals and Physicians | Tampa | FL | $5,322,680 | $5,322,680 | 81 | Jan 12 | sec.gov |
| Altus Thermal, Inc. | Other Technology | Somerville | MA | $5,261,165 | $5,461,165 | 50 | Jan 10 | sec.gov |
| SyntheX,Inc. | Biotechnology | San Francisco | CA | $5,175,000 | $5,175,000 | 10 | Jan 11 | sec.gov |
| Sovos Co-Invest LP | Other | Wilmington | MA | $5,140,234 | $5,140,234 | 13 | Jan 8 | sec.gov |
| IMMERSE INC. | Other Technology | Lake Forest | CA | $5,121,017 | $6,000,000 | 7 | Jan 8 | sec.gov |
| Spark GHC Clover, L.P. | Residential | Solon | OH | $5,100,000 | $9,850,000 | 51 | Jan 10 | sec.gov |
| Nurture Life, Inc. | Other | Chicago | IL | $5,087,884 | $15,000,000 | 4 | Jan 10 | sec.gov |
| Hemanext Inc. | Other Health Care | Lexington | MA | $5,005,000 | $10,000,000 | 10 | Jan 8 | sec.gov |
| BentallGreenOak US Lending B LP (amended) | Other Real Estate | New York | NY | $5,000,000 | Indefinite | 1 | Jan 11 | sec.gov |
| Sanzo Brands Inc. | Other | New York | NY | $5,000,000 | $8,000,000 | 2 | Jan 9 | sec.gov |
| HouseAccount Inc. | Other Technology | Brooklyn | NY | $4,999,980 | $10,000,000 | 1 | Jan 10 | sec.gov |
| Otemanu Notasulga Investors LLC | Other Real Estate | Miramar Beach | FL | $4,917,000 | Indefinite | 54 | Jan 10 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $4,880,000 | $100,000,000 | 0 | Jan 11 | sec.gov |
| UFUND Capital I LLC (amended) | Other Real Estate | Austin | TX | $4,850,000 | $25,000,000 | 8 | Jan 9 | sec.gov |
| MK BONITA DEVELOPMENT FUND LLC | Commercial | Bonita Springs | FL | $4,825,000 | Indefinite | 9 | Jan 10 | sec.gov |
| spokenote, Inc. (amended) | Other Technology | Fishers | IN | $4,780,506 | $5,180,506 | 21 | Jan 10 | sec.gov |
| D1 Search, LLC | Other | Sao Paulo | $4,512,100 | $4,512,100 | 5 | Jan 12 | sec.gov | |
| SRMBD FUND I, LP | Residential | Spokane | WA | $4,450,000 | $40,000,000 | 15 | Jan 11 | sec.gov |
| WFF, Inc. | Manufacturing | Chicago | IL | $4,355,000 | $8,000,000 | 19 | Jan 12 | sec.gov |
| MPC SC 2026 ICF, LLC (amended) | Other Real Estate | Atlanta | GA | $4,350,000 | Indefinite | 1 | Jan 11 | sec.gov |
| Volta Labs, Inc. | Other Technology | Boston | MA | $4,260,001 | $9,000,001 | 4 | Jan 12 | sec.gov |
| Chloe Nashville HV, LLC | Other | Nashville | TN | $4,232,500 | $8,000,000 | 37 | Jan 12 | sec.gov |
| Trenton - Black River VI, LP (amended) | Oil and Gas | Knoxville | TN | $4,136,784 | $10,000,000 | 40 | Jan 11 | sec.gov |
| Canterbury Farms Holding, LLC | Other Real Estate | Scottsdale | AZ | $4,005,654 | $4,005,654 | 1 | Jan 9 | sec.gov |
| TILLAMARA, INC. | Other Real Estate | Rockaway Beach | OR | $4,000,000 | $4,000,000 | 216 | Jan 11 | sec.gov |
| EAW, LLC | Other | Cincinnati | OH | $4,000,000 | $4,300,000 | 10 | Jan 10 | sec.gov |
| TrashLab Software Inc. | Other Technology | San Francisco | CA | $3,999,999 | $3,999,999 | 6 | Jan 10 | sec.gov |
| InCommercial Net Lease DST 6 (amended) | Commercial | Chicago | IL | $3,968,444 | $32,413,000 | 10 | Jan 10 | sec.gov |
| SIG Wealth Fund I LLC (amended) | Commercial | Cheyenne | WY | $3,823,830 | $100,000,000 | 29 | Jan 12 | sec.gov |
| Community Fuel Investment Partners VI LP | Other | New York | NY | $3,775,904 | $5,075,000 | 27 | Jan 11 | sec.gov |
| Vidoso, Inc. | Other Technology | Menlo Park | CA | $3,699,999 | $4,150,000 | 6 | Jan 12 | sec.gov |
| Capital Oaks Investor LLC | Commercial | Petaluma | CA | $3,555,000 | $3,555,000 | 18 | Jan 11 | sec.gov |
| Canterbury Peak Investors, LLC | Manufacturing | Vernon Hills | IL | $3,527,000 | $3,527,000 | 29 | Jan 12 | sec.gov |
| Sus Clinicals, Inc. | Other Health Care | Cincinnati | OH | $3,504,636 | $5,000,000 | 30 | Jan 10 | sec.gov |
| KCAP Hive Funding, LLC (amended) | Other | Southlake | TX | $3,500,000 | Indefinite | 6 | Jan 11 | sec.gov |
| Ogden Clinic Kaysville Real Estate Investors, LLC | Other Real Estate | Ogden | UT | $3,380,000 | $3,800,000 | 54 | Jan 11 | sec.gov |
| Eastwood Village Opportunity 71 DST | Commercial | Torrance | CA | $3,377,648 | $22,798,024 | 12 | Jan 9 | sec.gov |
| Evolve Elon, LLC | Commercial | Greensboro | NC | $3,323,221 | $3,323,221 | 8 | Jan 8 | sec.gov |
| Centrexion Therapeutics Corp | Biotechnology | Boston | MA | $3,255,467 | $12,859,762 | 116 | Jan 8 | sec.gov |
| CF Westchester Multifamily DST (amended) | Residential | New York | NY | $3,223,004 | $65,310,000 | 10 | Jan 8 | sec.gov |
| Hart Howerton Holdings, Ltd. | Business Services | San Francisco | CA | $3,128,400 | $3,128,400 | 3 | Jan 8 | sec.gov |
| PRP Concepts, Inc. (amended) | Other Health Care | Red Bank | NJ | $3,124,000 | $3,500,000 | 42 | Jan 10 | sec.gov |
| HireTeamMate, Inc. | Other Technology | Mountain View | CA | $3,120,000 | $7,280,000 | 1 | Jan 12 | sec.gov |
| CarSnoop Inc | Other | Zionsville | IN | $3,060,969 | $3,500,000 | 45 | Jan 9 | sec.gov |
| STARFIRE ENERGY INC | Environmental Services | Denver | CO | $3,027,780 | $25,933,027 | 2 | Jan 11 | sec.gov |
| Serve Robotics Inc. /DE/ | Other Technology | Redwood City | CA | $3,000,000 | $5,000,000 | 2 | Jan 12 | sec.gov |
| Founders' Impact Inc. | Other | New York | NY | $3,000,000 | Indefinite | 1 | Jan 9 | sec.gov |
| RISING PHOENIX JASPO DEVELOPMENT, LLC | Oil and Gas | Dallas | TX | $2,960,000 | $3,000,000 | 24 | Jan 9 | sec.gov |
| DPEG Star Center, LP | Commercial | Stafford | TX | $2,950,000 | $2,950,000 | 34 | Jan 10 | sec.gov |
| GCDP II REIT Feeder, LLC (amended) | Other Real Estate | El Segundo | CA | $2,897,680 | $145,000,000 | 31 | Jan 12 | sec.gov |
| Bloom Labs Bio Inc. | Manufacturing | New York | NY | $2,805,350 | Indefinite | 28 | Jan 8 | sec.gov |
| Exodus Legacy Growth I, LLC | Commercial | Kansas City | MO | $2,750,000 | $10,000,000 | 18 | Jan 11 | sec.gov |
| Foundry 30 LLC | Other Real Estate | Portland | ME | $2,697,500 | $2,697,500 | 16 | Jan 8 | sec.gov |
| CLT Pickleball LLC | Restaurants | Charlotte | NC | $2,672,500 | $4,200,000 | 35 | Jan 9 | sec.gov |
| IHG Royal Ridge, LLC | Other Real Estate | Toms River | NJ | $2,550,000 | $2,550,000 | 14 | Jan 12 | sec.gov |
| HJH Bloom Batesville Medical LLC | Other | Wichita | KS | $2,525,000 | $17,825,000 | 19 | Jan 10 | sec.gov |
| INPIXON | Other Technology | Palo Alto | CA | $2,520,428 | $2,520,428 | 7 | Jan 9 | sec.gov |
| Mercer Tower 2023 LLC | Residential | Bellevue | WA | $2,520,000 | $3,000,000 | 15 | Jan 12 | sec.gov |
| TSB Holding Co LLC | Other Energy | Albion | IN | $2,500,000 | $6,000,000 | 1 | Jan 11 | sec.gov |
| Case Status, Inc. (amended) | Other Technology | Charleston | SC | $2,500,000 | $2,500,000 | 8 | Jan 8 | sec.gov |
| Next Level Restaurant Brands, LLC | Restaurants | Westerville | OH | $2,470,000 | $2,470,000 | 2 | Jan 11 | sec.gov |
| Birdwatch PBC | Other | Washington | DC | $2,449,999 | $2,449,999 | 7 | Jan 12 | sec.gov |
| Phoenix Place IHG, LLC | Other Real Estate | Toms River | NJ | $2,400,000 | $2,400,000 | 24 | Jan 12 | sec.gov |
| Vanamor Reedville Meadows Investments L.P. | Commercial | Oceanside | CA | $2,362,000 | $2,362,000 | 39 | Jan 12 | sec.gov |
| CarSnoop Inc | Other | Zionsville | IN | $2,305,969 | $3,500,000 | 39 | Jan 9 | sec.gov |
| ARMILLA AI INC. | Other Technology | Oakville | $2,296,885 | $2,296,885 | 9 | Jan 10 | sec.gov | |
| NYLARC HOLDING CO INC. | Insurance | Avondale | AZ | $2,286,000 | $3,564,000 | 127 | Jan 12 | sec.gov |
| WATERFORD BANCORP INC (amended) | Commercial Banking | Toledo | OH | $2,213,195 | $12,000,000 | 4 | Jan 10 | sec.gov |
| 10401 Brockington Road, LLC | Commercial | Pasadena | CA | $2,195,000 | $8,350,000 | 18 | Jan 10 | sec.gov |
| Griffin Private Xit Investors, LLC | Investing | Liberty | MO | $2,158,000 | Indefinite | 1 | Jan 12 | sec.gov |
| SilkTears, Inc. | Other Health Care | Minneapolis | MN | $2,100,000 | $5,000,000 | 2 | Jan 12 | sec.gov |
| Gentle Scan Health, LP | Other Health Care | New York | NY | $2,100,000 | $3,000,000 | 8 | Jan 11 | sec.gov |
| Nautical Ventures Group Inc. (amended) | Retailing | Fort Lauderdale | FL | $2,092,978 | $20,000,000 | 1 | Jan 12 | sec.gov |
| NovaData Solutions LLC (amended) | Other Technology | Haverford | PA | $2,075,000 | $2,075,000 | 18 | Jan 8 | sec.gov |
| Gales Inc. | Other | Thousand Oaks | CA | $2,070,605 | $2,500,000 | 22 | Jan 8 | sec.gov |
| Be Your Best, Inc. | Other Technology | Dover | MA | $2,037,500 | $3,237,500 | 25 | Jan 8 | sec.gov |
| SAINT LUKE'S SURGICENTER-LEE'S SUMMIT, LLC | Hospitals and Physicians | Lee'S Summit | MO | $2,029,681 | Indefinite | 3 | Jan 10 | sec.gov |
| Nautical Ventures Group Inc. | Retailing | Fort Lauderdale | FL | $2,021,368 | $20,000,000 | 1 | Jan 12 | sec.gov |
| Akari Therapeutics Plc | Other Health Care | Boston | MA | $2,000,001 | $2,000,001 | 2 | Jan 9 | sec.gov |
| 10Y RISE OZ Fund LLC | Residential | Scottsdale | AZ | $2,000,000 | $3,000,000 | 1 | Jan 11 | sec.gov |
| Storage Units Ground Lease Ft. Myers, LLC (amended) | Commercial | Maitland | FL | $2,000,000 | $2,000,000 | 1 | Jan 10 | sec.gov |
| OpenContext Inc. | Other Technology | Portland | OR | $2,000,000 | $4,000,000 | 7 | Jan 9 | sec.gov |
| Tempmee Hygienists, Inc. | Other Health Care | Miami | FL | $2,000,000 | $3,000,000 | 2 | Jan 8 | sec.gov |
| Rival Nations Inc | Other | San Clemente | CA | $1,922,618 | Indefinite | 33 | Jan 11 | sec.gov |
| Coverself Inc (amended) | Other Technology | Bangalore | $1,775,000 | $3,400,000 | 6 | Jan 10 | sec.gov | |
| 1830 N 27th Ave, LLC | Commercial | Phoenix | AZ | $1,750,000 | $1,750,000 | 9 | Jan 11 | sec.gov |
| Starfighters Space, Inc. | Other | Tarpon Springs | FL | $1,705,000 | $8,000,000 | 52 | Jan 11 | sec.gov |
| Scinai Immunotherapeutics Ltd. | Pharmaceuticals | Jerusalem | $1,694,259 | $1,694,259 | 4 | Jan 12 | sec.gov | |
| NanoPattern Technologies, Inc. | Other Technology | Chicago | IL | $1,689,999 | $2,299,997 | 15 | Jan 12 | sec.gov |
| Entropy Media LLC | Other Technology | Los Angeles | CA | $1,685,781 | $1,685,781 | 1 | Jan 10 | sec.gov |
| Cypre, Inc. | Other Technology | San Francisco | CA | $1,684,554 | $1,965,083 | 15 | Jan 10 | sec.gov |
| DCP Arvada LLC | Other Real Estate | Colorado Springs | CO | $1,640,000 | $1,640,000 | 16 | Jan 11 | sec.gov |
| Sprout Properties III, LP | Residential | Dallas | TX | $1,623,743 | $10,000,000 | 32 | Jan 12 | sec.gov |
| Ivandale, LLC (amended) | Other Real Estate | Purcellville | VA | $1,595,000 | $1,595,000 | 5 | Jan 11 | sec.gov |
| Malibou Inc. | Other | Paris | $1,590,000 | $2,000,000 | 9 | Jan 8 | sec.gov | |
| diploAI, Inc. | Other Technology | New York | NY | $1,550,000 | $2,000,000 | 8 | Jan 9 | sec.gov |
| Peytant Solutions, Inc. (amended) | Biotechnology | Plymouth | MN | $1,545,000 | $5,000,000 | 8 | Jan 11 | sec.gov |
| Monarch MSS MO 2024 ICF 1, LLC (amended) | Other Real Estate | Atlanta | GA | $1,534,500 | Indefinite | 2 | Jan 11 | sec.gov |
| VOXEQ, INC. | Other Technology | Jacksonville | FL | $1,500,000 | $2,000,000 | 2 | Jan 10 | sec.gov |
| Comera Life Sciences Holdings, Inc. | Biotechnology | Woburn | MA | $1,500,000 | $1,500,000 | 12 | Jan 8 | sec.gov |
| Acretrader 244, LLC | Other Real Estate | Fayetteville | AR | $1,492,000 | $1,492,000 | 74 | Jan 10 | sec.gov |
| STRESSLESS CAPITAL FUND LLC (amended) | Commercial | Port Saint Lucie | FL | $1,472,000 | $20,000,000 | 24 | Jan 8 | sec.gov |
| Airship AI Holdings, Inc. | Other | Redmond | WA | $1,375,000 | $1,375,000 | 1 | Jan 12 | sec.gov |
| Endiatx, Inc. (amended) | Other Technology | Hayward | CA | $1,368,239 | $4,000,000 | 6 | Jan 8 | sec.gov |
| Cerillo, Inc. | Other Technology | Charlottesville | VA | $1,352,000 | $2,000,000 | 5 | Jan 9 | sec.gov |
| Cabin 3 Restaurant Group, Inc. | Restaurants | Bentonville | AR | $1,299,999 | $1,299,999 | 8 | Jan 12 | sec.gov |
| Integrated Physicians Management Services, LLC | Other | East Hartford | CT | $1,263,750 | Indefinite | 16 | Jan 12 | sec.gov |
| Peter Marcus Paradigm, LLC | Other | Atlanta | GA | $1,256,000 | $1,256,000 | 23 | Jan 8 | sec.gov |
| Type One Ventures LLC | Investing | Malibu | CA | $1,250,000 | $1,250,000 | 1 | Jan 10 | sec.gov |
| Type One Management LLC | Investing | Malibu | CA | $1,250,000 | $1,250,000 | 1 | Jan 10 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $1,248,500 | $3,500,000 | 15 | Jan 11 | sec.gov |
| SPRING ROCK VENTURE PARTNERS II LP | Other | Western Springs | IL | $1,233,000 | $1,233,000 | 17 | Jan 10 | sec.gov |
| Aquacultural Research Corp | Other | Dennis | MA | $1,229,169 | $1,500,000 | 17 | Jan 12 | sec.gov |
| CarSnoop Inc | Other | Zionsville | IN | $1,130,469 | $1,500,000 | 21 | Jan 9 | sec.gov |
| NurExone Biologic Inc. | Biotechnology | Bnei-Brak | $1,111,542 | $2,500,969 | 3 | Jan 9 | sec.gov | |
| Haven Fund II LLC (amended) | Other Real Estate | Bonita Springs | FL | $1,100,000 | $50,000,000 | 4 | Jan 9 | sec.gov |
| Future FinTech Group Inc. | Other | New York | NY | $1,100,000 | $1,100,000 | 1 | Jan 8 | sec.gov |
| Pearland Business Park Opportunity 76 DST | Commercial | Torrance | CA | $1,071,678 | $8,573,663 | 6 | Jan 9 | sec.gov |
| Dryden Gold Corp. | Other | Vancouver | $1,071,165 | $3,213,494 | 9 | Jan 12 | sec.gov | |
| CLF-McKinney 1, LLC | Other Real Estate | Frisco | TX | $1,070,000 | $2,520,000 | 12 | Jan 12 | sec.gov |
| Sharrow Engineering LLC | Manufacturing | Grosse Point | MI | $1,068,755 | $10,000,000 | 6 | Jan 10 | sec.gov |
| Flashback Technologies, Inc. | Other Technology | Greenwood Village | CO | $1,043,237 | $1,100,000 | 19 | Jan 12 | sec.gov |
| Aro Technology, Inc. (amended) | Other Technology | Knoxville | TN | $1,035,000 | $1,300,000 | 12 | Jan 8 | sec.gov |
| THREE LOTS 650, LLC | Other | Mukilteo | WA | $1,030,000 | $1,030,000 | 9 | Jan 12 | sec.gov |
| CHERUB TECHNOLOGIES, INC. | Other Technology | Burbank | CA | $1,020,000 | $1,050,000 | 17 | Jan 9 | sec.gov |
| Gaucho Group Holdings, Inc. (amended) | Other Real Estate | Miami | FL | $1,017,066 | $4,000,000 | 8 | Jan 11 | sec.gov |
| Transport Dedicated Holding Group, LLC | Other | Edinburgh | IN | $1,000,000 | $1,000,000 | 5 | Jan 11 | sec.gov |
| TP Mankato, LLC | Other Real Estate | Holladay | UT | $1,000,000 | Indefinite | 6 | Jan 9 | sec.gov |
| PROJECT PRIMUS INC. | Other | Miami | FL | $1,000,000 | $1,000,000 | 3 | Jan 9 | sec.gov |
| Chartwell Financial Advisory, Inc. | Other Banking and Financial Services | Minneapolis | MN | $990,000 | $990,000 | 6 | Jan 11 | sec.gov |
| Rappahannock Vineyards, L.L.C | Agriculture | Huntly | VA | $975,000 | $975,000 | 1 | Jan 11 | sec.gov |
| Canter Resources Corp. | Other | Vancouver | $968,441 | $968,441 | 1 | Jan 12 | sec.gov | |
| Imagen Elevation Dental Support Services, LLC | Other Health Care | Scottsdale | AZ | $931,480 | $1,093,980 | 1 | Jan 9 | sec.gov |
| SMOKEY POINT 500, LLC | Other | Mukilteo | WA | $905,000 | $905,000 | 10 | Jan 12 | sec.gov |
| Orchard Aviation Holdings IV, a series of Orchard Aviation Holdings, LLC | Investing | Dover | DE | $840,000 | $840,000 | 5 | Jan 11 | sec.gov |
| TPEG NORTHWEST SL INVESTORS LLC | Other Real Estate | Southlake | TX | $838,750 | $5,000,000 | 27 | Jan 11 | sec.gov |
| Grannus Therapeutics, Inc. | Biotechnology | Indianapolis | IN | $800,000 | $800,000 | 9 | Jan 12 | sec.gov |
| Brontide Corp (amended) | Agriculture | Dover | DE | $800,000 | $3,000,000 | 1 | Jan 10 | sec.gov |
| Piedmont Stone Center PLLC | Other Health Care | Winston-Salem | NC | $798,104 | $798,104 | 8 | Jan 11 | sec.gov |
| OSP Rita Holdings LLC | Other | New York | NY | $791,116 | $791,116 | 1 | Jan 10 | sec.gov |
| Spline Data Co. | Other Technology | Chicago | IL | $775,000 | $1,500,000 | 9 | Jan 10 | sec.gov |
| Interorbital Systems | Manufacturing | Mojave | CA | $750,000 | $12,000,000 | 1 | Jan 9 | sec.gov |
| C3 Bullion, Inc. (amended) | Business Services | Chicago | IL | $725,000 | $2,000,000 | 0 | Jan 12 | sec.gov |
| Bazaar Ventures, LLC | Investing | Toronto | $700,000 | $700,000 | 32 | Jan 10 | sec.gov | |
| PNC Podiatry Holdings, LLC | Other Health Care | San Francisco | CA | $700,000 | $700,000 | 1 | Jan 8 | sec.gov |
| PNC Co-Investor Holding Company, LLC | Other Health Care | San Francisco | CA | $700,000 | $700,000 | 10 | Jan 8 | sec.gov |
| GLIMMER MENTAL HEALTH, INC. | Other Health Care | Holywood | FL | $695,485 | $695,485 | 18 | Jan 12 | sec.gov |
| 1A Systems, Inc. | Retailing | Richmond | VA | $665,134 | $665,134 | 6 | Jan 12 | sec.gov |
| 3396 30TH STREET LLC | Other Real Estate | San Diego | CA | $661,096 | $1,107,057 | 13 | Jan 10 | sec.gov |
| SocialRx Inc | Other | Atlanta | GA | $649,499 | $1,000,000 | 10 | Jan 8 | sec.gov |
| Cana Cellars, Inc. | Agriculture | Huntly | VA | $625,000 | $625,000 | 1 | Jan 11 | sec.gov |
| BIGHORN HAWTHORNE LLC | REITS and Finance | Highlands Ranch | CO | $605,000 | $625,000 | 121 | Jan 12 | sec.gov |
| WEALTHUNION XII A SERIES OF WEALTHUNION VENTURES LLC (amended) | Investing | Claymont | DE | $600,000 | $600,000 | 3 | Jan 8 | sec.gov |
| HEVO Inc. | Other Technology | Brooklyn | NY | $569,296 | $1,500,000 | 43 | Jan 9 | sec.gov |
| RoofMarketplace, Inc. | Other Technology | Whitewater | WI | $550,000 | $2,000,000 | 3 | Jan 12 | sec.gov |
| Fusion Energy Solutions, Inc. | Other | Tempe | AZ | $550,000 | $3,300,000 | 1 | Jan 9 | sec.gov |
| Alderwood TIER, LLC | REITS and Finance | San Mateo | CA | $528,000 | $1,000,000 | 66 | Jan 10 | sec.gov |
| Intros Ai, Inc. | Other Technology | Danvers | MA | $509,999 | $760,000 | 42 | Jan 11 | sec.gov |
| BHF I, LLC | Other Banking and Financial Services | Charlotte | NC | $500,000 | $2,500,000 | 1 | Jan 12 | sec.gov |
| Artes Capital SMA 1 Manager, LP (amended) | Commercial | Westlake Village | CA | $500,000 | Indefinite | 4 | Jan 12 | sec.gov |
| BIOHARVEST SCIENCES INC. | Other | Vancouver | $498,881 | $498,881 | 4 | Jan 11 | sec.gov | |
| Advanta Health Solutions, Inc. | Other Health Care | Newark | NJ | $486,708 | $486,708 | 1 | Jan 10 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $483,065 | $100,000,000 | 0 | Jan 9 | sec.gov |
| Foxbridge Capital, LLC | Investing | Toronto | $460,000 | $460,000 | 18 | Jan 11 | sec.gov | |
| Lucia Hospitality Group Inc. | Business Services | Lake Grove | NY | $430,000 | $1,500,000 | 9 | Jan 10 | sec.gov |
| STORYRAISE TECHNOLOGY INC. | Other | Bethesda | MD | $415,888 | $415,888 | 5 | Jan 11 | sec.gov |
| Tricera Doral Square LLC | Commercial | Miami | FL | $406,000 | $406,000 | 8 | Jan 8 | sec.gov |
| INSPIRE VETERINARY PARTNERS, INC. | Other Health Care | Virginia Beach | VA | $400,000 | $400,000 | 2 | Jan 12 | sec.gov |
| Investco KMC Holdings, LLC | Other | Doylestown | PA | $400,000 | $650,000 | 7 | Jan 11 | sec.gov |
| Pink Bakery, Inc. | Retailing | Menomonee Falls | WI | $400,000 | $400,000 | 1 | Jan 11 | sec.gov |
| NEXTSTEP ROBOTICS, INC. | Other Technology | Baltimore | MD | $400,000 | $1,500,000 | 1 | Jan 10 | sec.gov |
| Executive Equity Piper Road LLC (amended) | Commercial | Newtown Square | PA | $389,156 | $389,156 | 11 | Jan 12 | sec.gov |
| NDA Fund XXXIII LLC | Investing | Warrenton | VA | $385,000 | $385,000 | 24 | Jan 11 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $381,774 | $100,000,000 | 0 | Jan 8 | sec.gov |
| Executive Equity Bellwood Road LLC (amended) | Commercial | Newtown Square | PA | $362,734 | $362,734 | 11 | Jan 12 | sec.gov |
| PV KS MHC, LLC | Commercial | Belton | MO | $360,000 | $400,000 | 7 | Jan 11 | sec.gov |
| CREC Brownsburg BD LLC | Commercial | Columbus | OH | $350,000 | $5,000,000 | 4 | Jan 11 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $350,000 | $150,000,000 | 0 | Jan 8 | sec.gov |
| Summit SI Holdings, LLC | Other Energy | Alden | IA | $333,804 | $40,000,000 | 1 | Jan 9 | sec.gov |
| Viva Gold Corp. | Other | Langley | $320,067 | $800,168 | 3 | Jan 8 | sec.gov | |
| Shady Dale MHP LLC | Residential | Winston-Salem | NC | $300,000 | $300,000 | 2 | Jan 10 | sec.gov |
| DW BAKKEN #70 LP | Oil and Gas | Irving | TX | $300,000 | $300,000 | 1 | Jan 10 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $288,000 | $150,000,000 | 0 | Jan 12 | sec.gov |
| Cultivate Brands LP | Business Services | Oakbrook | IL | $284,640 | $319,640 | 6 | Jan 12 | sec.gov |
| Avalanche Applications, LLC | Other Technology | Sheridan | WY | $280,000 | Indefinite | 3 | Jan 11 | sec.gov |
| Gaingels Wonderschool 2023 LLC | Other | Burlington | VT | $274,468 | $274,468 | 20 | Jan 11 | sec.gov |
| Plus None, Inc. | Other | Truckee | CA | $266,399 | $2,000,000 | 1 | Jan 9 | sec.gov |
| Mossy Rock Operations LLC | Other | Hoquiam | WA | $265,000 | $265,000 | 4 | Jan 9 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $263,950 | Indefinite | 28 | Jan 8 | sec.gov |
| S.T.L. Resources Blocker E, LLC | Oil and Gas | Wexford | PA | $257,500 | $257,500 | 5 | Jan 9 | sec.gov |
| Fancamp Exploration Ltd | Other | Burnaby | $251,671 | $251,671 | 3 | Jan 12 | sec.gov | |
| BulkSource, Inc. | Other Technology | Denver | CO | $250,000 | $7,000,000 | 1 | Jan 12 | sec.gov |
| HTLC-1, LLC | Other | Winchester | VA | $250,000 | Indefinite | 1 | Jan 11 | sec.gov |
| Hyviva LLC | Other Technology | Duvall | WA | $250,000 | $250,000 | 1 | Jan 10 | sec.gov |
| LendTech, Inc. (amended) | Other Technology | Santa Monica | CA | $250,000 | $350,000 | 2 | Jan 9 | sec.gov |
| TendoNova Corp | Biotechnology | Suwanee | GA | $250,000 | $500,000 | 10 | Jan 9 | sec.gov |
| CH-M Southeast Logistics REIT PH II, L.L.C. | REITS and Finance | Dallas | TX | $242,000 | $250,000 | 121 | Jan 12 | sec.gov |
| Veles Inc. | Other Technology | Santa Barbara | CA | $230,000 | $1,250,000 | 7 | Jan 11 | sec.gov |
| AORA Mexico, Inc. | Retailing | New York City | NY | $225,000 | $500,000 | 2 | Jan 12 | sec.gov |
| Florida Net Lease 72 DST | Commercial | Torrance | CA | $215,172 | $14,189,563 | 2 | Jan 9 | sec.gov |
| Okogen, Inc. | Other | Encinitas | CA | $213,020 | $594,253 | 4 | Jan 9 | sec.gov |
| Partrunner Deliveries, Inc. | Other Technology | Framingham | MA | $208,098 | $850,000 | 14 | Jan 8 | sec.gov |
| UMS MR Fusion Services of New England, LLC | Other Health Care | Westborough | MA | $201,429 | $201,429 | 4 | Jan 8 | sec.gov |
| Stargate Holdings, Inc. | Other | St. Charles | IL | $200,000 | $5,000,000 | 1 | Jan 12 | sec.gov |
| INSPIRE VETERINARY PARTNERS, INC. | Other Health Care | Virginia Beach | VA | $200,000 | $200,000 | 1 | Jan 12 | sec.gov |
| Collective Financial Services Inc. | Other | San Francisco | CA | $200,000 | $2,100,000 | 3 | Jan 11 | sec.gov |
| Tirica Lithium Corp. (amended) | Other | Vancouver | $190,000 | $190,000 | 11 | Jan 8 | sec.gov | |
| Onsite Kids LLC | Other | New York | NY | $189,000 | $189,000 | 11 | Jan 9 | sec.gov |
| Executive Equity Guilford Road LLC (amended) | Commercial | Newtown Square | PA | $183,110 | $183,110 | 11 | Jan 12 | sec.gov |
| Gaingels Mythical 2024 LLC | Other | Burlington | VT | $173,078 | $173,078 | 41 | Jan 11 | sec.gov |
| Rentschler WD East Sub-RT LLC | REITS and Finance | Newark | NJ | $160,000 | $250,000 | 80 | Jan 11 | sec.gov |
| Outway Inc. | Other Technology | Boulder | CO | $150,000 | $250,000 | 1 | Jan 10 | sec.gov |
| NEXT Renewable Fuels, Inc. (amended) | Other Energy | Houston | TX | $150,000 | $500,000 | 1 | Jan 10 | sec.gov |
| 2845 N Ridgeway LLC | Residential | Chicago | IL | $150,000 | $400,000 | 2 | Jan 9 | sec.gov |
| Hamilton Contracting Services Acquisitions, LLC | Business Services | Tullytown | PA | $150,000 | $150,000 | 1 | Jan 8 | sec.gov |
| Jacksonville Ambulatory Surgery Center, LLC | Other Health Care | Birmingham | AL | $141,600 | $3,186,000 | 1 | Jan 12 | sec.gov |
| PopReach Corp | Other | Toronto | $127,522 | $127,522 | 1 | Jan 9 | sec.gov | |
| GSF 2023-1 REIT LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 12 | sec.gov |
| WATERTON VENTURE XV HOLDINGS, L.L.C. | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 11 | sec.gov |
| WWCG 215 E High LLC | Commercial | Exton | PA | $125,000 | $2,200,000 | 2 | Jan 11 | sec.gov |
| BPI Property Inc. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Atlanta Value-Add REIT Inc. | REITS and Finance | Toronto | $125,000 | $125,000 | 125 | Jan 10 | sec.gov | |
| AREP IV Property Trust, LLC | REITS and Finance | Philadelphia | PA | $125,000 | $125,000 | 125 | Jan 9 | sec.gov |
| ALTO REIT Holdings, Inc. | REITS and Finance | Claymont | DE | $125,000 | $125,000 | 125 | Jan 8 | sec.gov |
| PRISA LHC NC REIT, LLC | REITS and Finance | Newark | NJ | $125,000 | $125,000 | 125 | Jan 8 | sec.gov |
| SCOTT ROAD PROPERTY REIT LLC | REITS and Finance | New York | NY | $122,000 | $122,000 | 122 | Jan 12 | sec.gov |
| SREP ACRE Fund IV Co-Invest REIT, LLC | REITS and Finance | Atlanta | GA | $122,000 | $125,000 | 122 | Jan 12 | sec.gov |
| CH-FSR I Master REIT, LLC | REITS and Finance | Dallas | TX | $121,000 | $125,000 | 121 | Jan 12 | sec.gov |
| MCS MA REIT, INC. | REITS and Finance | Highlands Ranch | CO | $121,000 | $125,000 | 121 | Jan 12 | sec.gov |
| Fokus Mining Corp | Other | Quebec | $120,682 | $629,809 | 9 | Jan 9 | sec.gov | |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $105,820 | $150,000,000 | 0 | Jan 11 | sec.gov |
| Soar.Earth Ltd | Other Technology | Osborne Park | $105,625 | $3,000,000 | 1 | Jan 11 | sec.gov | |
| MachineTrader.io Inc. (amended) | Other Banking and Financial Services | Buffalo | NY | $105,000 | $500,000 | 3 | Jan 10 | sec.gov |
| MBF Therapeutics, Inc. | Biotechnology | Ambler | PA | $105,000 | $500,000 | 6 | Jan 8 | sec.gov |
| GOLDEN EAGLE CAPITAL ADVISORS, INC. | Other Banking and Financial Services | New York | NY | $100,500 | Indefinite | 1 | Jan 9 | sec.gov |
| Array Radiology, LLC | Other Health Care | Cottage Grove | WI | $100,000 | $100,000 | 6 | Jan 12 | sec.gov |
| Freeman Holdings 1, LLC | Residential | Mandeville | LA | $100,000 | $5,000,000 | 1 | Jan 12 | sec.gov |
| SKEMA, INC. | Other Technology | Wilmington | DE | $100,000 | $3,000,000 | 1 | Jan 12 | sec.gov |
| YSA Houston Fund, LLC | Commercial | Ladera Ranch | CA | $100,000 | $7,000,000 | 1 | Jan 11 | sec.gov |
| H10CW-1, LLC | Other | Winchester | VA | $100,000 | Indefinite | 1 | Jan 11 | sec.gov |
| DataSQRL, Inc. | Other Technology | Seattle | WA | $100,000 | $100,000 | 1 | Jan 11 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $100,000,000 | 0 | Jan 11 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $150,000,000 | 0 | Jan 11 | sec.gov |
| Verdant Scientific, Inc. | Other Health Care | Dunwoody | GA | $100,000 | $3,500,000 | 3 | Jan 9 | sec.gov |
| Weiss Analytics Inc. | Other Technology | Waltham | MA | $100,000 | $2,000,000 | 2 | Jan 9 | sec.gov |
| FWD Care, Inc. | Other Technology | Colts Neck | NJ | $100,000 | $2,000,000 | 3 | Jan 8 | sec.gov |
| 7 KINGS FARMS LLC | Agriculture | Brick | NJ | $100,000 | $500,000 | 1 | Jan 8 | sec.gov |
| NEXT Renewable Fuels, Inc. | Other Energy | Houston | TX | $100,000 | $500,000 | 1 | Jan 8 | sec.gov |
| Watauga Meats & Butchery, LLC | Agriculture | Vilas | NC | $86,615 | $236,615 | 2 | Jan 10 | sec.gov |
| Naked Revival Inc. | Other | Agassiz | $80,000 | $80,000 | 2 | Jan 9 | sec.gov | |
| Sidekick Enterprises, Inc. | Other Technology | Eugene | OR | $80,000 | $80,000 | 1 | Jan 8 | sec.gov |
| EQT Exeter Industrial Core-Plus Fund IV REIT II, LP | REITS and Finance | Radnor | PA | $79,000 | $125,000 | 79 | Jan 11 | sec.gov |
| Gaingels Pryon 2023 LLC | Other | Burlington | VT | $77,994 | $77,994 | 15 | Jan 11 | sec.gov |
| HB Acquisition 1-A Investor REIT LLC | REITS and Finance | New York | NY | $76,000 | $125,000 | 76 | Jan 12 | sec.gov |
| HB Acquisition 1-A LLC | REITS and Finance | New York | NY | $76,000 | $125,000 | 76 | Jan 12 | sec.gov |
| RB 6 Elkins LLC | REITS and Finance | New York | NY | $76,000 | $125,000 | 76 | Jan 12 | sec.gov |
| Pipeline2Space, Inc. | Other Technology | Spokane | WA | $71,488 | $71,488 | 2 | Jan 9 | sec.gov |
| ATLANTIC LITHOTRIPSY, LLC (amended) | Other Health Care | Columbus | OH | $67,100 | $132,700 | 2 | Jan 12 | sec.gov |
| Lumus AI, Inc. | Other Technology | Boca Raton | FL | $65,000 | $2,000,000 | 2 | Jan 9 | sec.gov |
| Osage ArkMo Surgical Services LLC | Other Health Care | Tucson | AZ | $64,000 | $64,000 | 2 | Jan 12 | sec.gov |
| Olde Tiverton Circle RT LLC | REITS and Finance | Boston | MA | $62,000 | $125,000 | 62 | Jan 10 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $52,910 | $150,000,000 | 0 | Jan 9 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $52,910 | $150,000,000 | 0 | Jan 8 | sec.gov |
| ST Associates Title Agency, LLC (amended) | Other Real Estate | Columbus | OH | $50,290 | $5,000,000 | 42 | Jan 10 | sec.gov |
| Graceful Management Systems Inc. | Other Technology | Madison | WI | $50,000 | $650,000 | 1 | Jan 12 | sec.gov |
| getitAI, Inc. | Other Technology | San Francisco | CA | $50,000 | $700,000 | 1 | Jan 10 | sec.gov |
| Angel Aerial Systems, Inc. | Manufacturing | Cincinnati | OH | $50,000 | $750,000 | 1 | Jan 10 | sec.gov |
| Solight Design, Inc. | Other Technology | New York | NY | $50,000 | $50,000 | 1 | Jan 9 | sec.gov |
| OCU Technologies, Inc. | Other Technology | Oakland City | IN | $48,880 | $6,000,000 | 3 | Jan 10 | sec.gov |
| TILDEN COCKTAILS, INC. | Other | Boston | MA | $47,500 | $47,500 | 1 | Jan 12 | sec.gov |
| MICROMEM TECHNOLOGIES INC | Other Technology | Toronto | $45,000 | $45,000 | 2 | Jan 12 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $42,102 | Indefinite | 12 | Jan 8 | sec.gov |
| GeoSolar Technologies, Inc. | Other Energy | Denver | CO | $40,000 | $1,000,000 | 1 | Jan 11 | sec.gov |
| PBJ People Consulting & Coaching LLC | Other | Cleveland | OH | $40,000 | $40,000 | 0 | Jan 9 | sec.gov |
| BKYND Company, LLC | Other | Nashville | TN | $25,000 | $500,000 | 1 | Jan 8 | sec.gov |
| XR Goods Co | Other | Lakewood | CO | $20,000 | $750,000 | 1 | Jan 10 | sec.gov |
| Adamera Minerals Corp. | Other | Vancouver | $18,932 | $56,796 | 2 | Jan 9 | sec.gov | |
| METAWORKS PLATFORMS, INC. | Other Technology | Fairfield | CA | $18,400 | $18,400 | 1 | Jan 10 | sec.gov |
| Influsence, Inc. | Business Services | San Diego | CA | $5,000 | $1,000,000 | 1 | Jan 11 | sec.gov |
| Plurilock Security Inc. | Other | Vancouver | $945 | $945 | 1 | Jan 9 | sec.gov | |
| Hannan Metals Ltd. (amended) | Other | Vancouver | $736 | $21,929 | 1 | Jan 11 | sec.gov | |
| REEP Income Debt Fund I, LP | Other | San Antonio | TX | $0 | $3,000,000 | 0 | Jan 12 | sec.gov |
| SDC PHX DCGIF REIT PARENT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| Kabila Ventures LLC | Other Technology | Alpharetta | GA | $0 | $5,000,000 | 0 | Jan 12 | sec.gov |
| SDC DFW VII GARLAND REIT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| SDC CHI II DCGIF BUSSE REIT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| SDC CHI I ELK GROVE REIT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| CES PROPERTIES FUND XXXVII (CYPRESS SANDS) LLC | Other Real Estate | Bellevue | WA | $0 | $4,900,000 | 0 | Jan 12 | sec.gov |
| SDC DFW IX WILMER REIT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| SDC DFW VIII WILMER REIT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| SDC SA DCGIF REIT PARENT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| SDC DFW X WILMER REIT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| Visions Hotels Opportunity Fund 8 L.P. | Investing | Corning | NY | $0 | $30,000,000 | 0 | Jan 12 | sec.gov |
| COMPARENT INC. | Other Technology | Lutherville | MD | $0 | $750,000 | 0 | Jan 12 | sec.gov |
| BC 2416 Barry, LP | Commercial | Chicago | IL | $0 | $1,000,000 | 0 | Jan 12 | sec.gov |
| Sausalito Records Ltd Liability Co | Other | New York | NY | $0 | $4,800,000 | 0 | Jan 12 | sec.gov |
| Nexscient, Inc. (amended) | Other Technology | Los Angeles | CA | $0 | $1,000,000 | 0 | Jan 12 | sec.gov |
| C3N Technologies, Inc. | Computers | Macon | GA | $0 | $500,000 | 0 | Jan 12 | sec.gov |
| Blue Ocean Capital Wealth Fund LLC (amended) | Other Real Estate | Colleyville | TX | $0 | $25,000,000 | 0 | Jan 12 | sec.gov |
| mTradeCo. | Other Banking and Financial Services | Oxford | MS | $0 | $5,000,000 | 0 | Jan 12 | sec.gov |
| Vislink Technologies, Inc. | Other Technology | Mt. Olive | NJ | $0 | Indefinite | 0 | Jan 12 | sec.gov |
| Vislink Technologies, Inc. | Other Technology | Mt. Olive | NJ | $0 | Indefinite | 0 | Jan 12 | sec.gov |
| Brain Code Inc | Biotechnology | Cambridge | MA | $0 | $5,000,000 | 0 | Jan 11 | sec.gov |
| Impact Aspire, LLC | Commercial | Peoria | AZ | $0 | $1,000,000 | 0 | Jan 11 | sec.gov |
| SHASTA PEAKS, LLC | Commercial | Walnut Creek | CA | $0 | $10,000,000 | 0 | Jan 11 | sec.gov |
| Shopoff Palm Springs Industrial Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $16,200,000 | 0 | Jan 11 | sec.gov |
| Shopoff Palm Springs Industrial Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $16,200,000 | 0 | Jan 11 | sec.gov |
| 529 South Main St., LLC | Residential | Watertown | MA | $0 | $585,000 | 12 | Jan 11 | sec.gov |
| Heartland Investment Fund, LLC | Other Real Estate | Overland Park | KS | $0 | $50,000 | 0 | Jan 11 | sec.gov |
| Eutropics Pharmaceuticals, Inc. | Pharmaceuticals | Cambridge | MA | $0 | $350,000 | 0 | Jan 11 | sec.gov |
| Green Coffee Co Holdings, LLC | Agriculture | Medellin, Antioquia | $0 | $15,000,000 | 0 | Jan 11 | sec.gov | |
| HOME DEPOT, INC. (amended) | Retailing | Atlanta | GA | $0 | Indefinite | 0 | Jan 11 | sec.gov |
| EATON SPV INVESTORS, LLC | Investing | Olean | NY | $0 | $3,000,000 | 0 | Jan 10 | sec.gov |
| Stack 1, L.P. | Other Technology | Toronto | $0 | Indefinite | 0 | Jan 10 | sec.gov | |
| Specialty Clinic of Sioux City, LLC | Hospitals and Physicians | Dakota Dunes | SD | $0 | $425,000 | 0 | Jan 10 | sec.gov |
| Rufus King Community Development LLC | Residential | Madison | WI | $0 | $550,000 | 0 | Jan 10 | sec.gov |
| HPS SIP V RFM REIT, LLC | REITS and Finance | New York | NY | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| Precision Syringe, Inc. | Other Technology | Omaha | NE | $0 | $500,000 | 0 | Jan 10 | sec.gov |
| GSG Partners, LLC | Other | Cornelius | NC | $0 | $2,400,000 | 0 | Jan 10 | sec.gov |
| DW OKLAHOMA #39 LP | Oil and Gas | Irving | TX | $0 | $1,250,000 | 0 | Jan 10 | sec.gov |
| ZP 4100 Preferred LLC | Other Real Estate | North Bethesda | MD | $0 | $1,150,000 | 0 | Jan 10 | sec.gov |
| SPRINGS OF LJ INVESTMENTS, LLC | Commercial | Houston | TX | $0 | $6,000,000 | 0 | Jan 10 | sec.gov |
| VFC - BF II DEBT FUND LLC | Investing | Lake Oswego | OR | $0 | $3,750,000 | 0 | Jan 10 | sec.gov |
| Westech Holdings, Inc. (amended) | Other Technology | Poughkeepsie | NY | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| LGP Associates IX-B LLC | Investing | Los Angeles | CA | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| DFS Bayside Fund LLC | Other Real Estate | El Campo | TX | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| Best HML Fund 2 LLC (amended) | Other Real Estate | Green Bay | WI | $0 | $50,000,000 | 0 | Jan 10 | sec.gov |
| Monarch MSS SC 2024 LIHTC ICF, LLC (amended) | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| Monarch MSS SC 2025 LIHTC ICF, LLC (amended) | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| Monarch MSS SC 2026 LIHTC ICF, LLC (amended) | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| U.S. NeuroSurgical Holdings, Inc. | Other Health Care | Rockville | MD | $0 | $2,000,000 | 0 | Jan 10 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $0 | Indefinite | 2275 | Jan 10 | sec.gov |
| DFS Cornerstone I LLC | Other Real Estate | El Campo | TX | $0 | $75,000,000 | 0 | Jan 9 | sec.gov |
| 1601 Redwood LLC | Commercial | Cheyenne | WY | $0 | $18,000,000 | 0 | Jan 9 | sec.gov |
| Silvan Equity Partners LLC | Other | St. Paul | MN | $0 | $4,500,000 | 0 | Jan 9 | sec.gov |
| Merion Lending Fund, LLC | Other Real Estate | Philadelphia | PA | $0 | $100,000,000 | 0 | Jan 9 | sec.gov |
| EMR Intermediate REIT II LLC | REITS and Finance | Old Greenwich | CT | $0 | $125,000 | 0 | Jan 9 | sec.gov |
| Known Holdings LLC | Other Banking and Financial Services | New York | NY | $0 | Indefinite | 9 | Jan 9 | sec.gov |
| HOF USA Limited Partnership | Other Real Estate | Houston | TX | $0 | $125,000,000 | 0 | Jan 9 | sec.gov |
| Cactus Photonics, Inc. | Other Technology | Tempe | AZ | $0 | $2,000,000 | 0 | Jan 9 | sec.gov |
| Commons North Apartments Fund, LP (amended) | Other Real Estate | Tuscaloosa | AL | $0 | $21,200,000 | 0 | Jan 9 | sec.gov |
| Verano Holdings Corp. | Other | Chicago | IL | $0 | $1,250,000 | 1 | Jan 9 | sec.gov |
| KINGDOM RESOURCES INC | Oil and Gas | Frisco | TX | $0 | $225,000 | 0 | Jan 9 | sec.gov |
| WATERFORD BANCORP INC | Commercial Banking | Toledo | OH | $0 | $12,000,000 | 0 | Jan 9 | sec.gov |
| Exp Eq-LX-Spring River Fund 1 LLC | Other Real Estate | Woodstock | GA | $0 | $415,000 | 0 | Jan 8 | sec.gov |
| LandX 7, LLC | Other Real Estate | Harrisonville | MO | $0 | $425,000 | 0 | Jan 8 | sec.gov |
| Protocol Pool Operations Tango LLC | Other Banking and Financial Services | Miami Beach | FL | $0 | $50,000,000 | 0 | Jan 8 | sec.gov |
| Alternative Capital Funds LLC | Other | West Palm Beach | FL | $0 | Indefinite | 0 | Jan 8 | sec.gov |
| 20911 S. CICERO, LLC | Commercial | Springfield | IL | $0 | $900,000 | 0 | Jan 8 | sec.gov |
| Scales Corp Ltd | Agriculture | Christchurch | $0 | Indefinite | 1 | Jan 8 | sec.gov | |
| Resource Royalty XXI, LLC | Other Energy | Dallas | TX | $0 | $4,738,081 | 0 | Jan 8 | sec.gov |
| Alpha Fund A Inc. | Commercial | Las Vegas | NV | $0 | $10,000,000 | 0 | Jan 8 | sec.gov |
| Shopoff Fund VIII, LP (amended) | Other Real Estate | Irvine | CA | $0 | $50,000,000 | 0 | Jan 8 | sec.gov |
| Wavemark Equity Fund, LLC (amended) | Other Real Estate | Austin | TX | $0 | $35,000,000 | 0 | Jan 8 | sec.gov |
| MPC IL River Edge Fund, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 8 | sec.gov |
| Longeveron Inc. | Biotechnology | Miami | FL | $0 | $2,571,942 | 1 | Jan 8 | sec.gov |
Week of Jan 15 · Week of Jan 1 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.