Data / Form D filings / Week of Jan 15
Form D filings, week of January 15, 2024: 472 companies raised $22.06 billion
472 operating companies filed a Form D in the week of January 15, 2024, reporting $22.06 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.77 billion), Nationwide BOLI Private Placement Variable Account ($5.28 billion), Nationwide PPVUL Separate Account - 4 ($3.06 billion). The median filing is $1 million, and 625 pooled investment funds also filed that week.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 472Form D filings
- $22.06 billionreported sold
- $1 millionmedian amount sold
- CAmost filings (106)
Most filings by state: CA 106, TX 55, NY 52, FL 31, IL 22. By industry: Other 78, REITS and Finance 65, Other Technology 54, Other Banking and Financial Services 51.
By day: Jan 16 (151), Jan 17 (125), Jan 18 (120), Jan 19 (76).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,768,153,225 | Indefinite | 442 | Jan 17 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $5,277,233,739 | Indefinite | 33 | Jan 17 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $3,057,000,000 | Indefinite | 7 | Jan 17 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $636,273,376 | Indefinite | 99 | Jan 17 | sec.gov |
| Origin Opportunity Zone Fund II, LLC (amended) | Other Real Estate | Chicago | IL | $278,784,288 | Indefinite | 771 | Jan 19 | sec.gov |
| BSP-TS, LP (amended) | Investing | New York | NY | $257,078,866 | Indefinite | 13 | Jan 18 | sec.gov |
| Artes Capital Fund I, LLC (amended) | REITS and Finance | Westlake Village | CA | $135,894,877 | Indefinite | 718 | Jan 16 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Jan 17 | sec.gov |
| KHP Fund VI, L.P. (amended) | Commercial | San Francisco | CA | $105,918,367 | Indefinite | 16 | Jan 17 | sec.gov |
| 10 Federal Self Storage Acquisition Co 4, LLC (amended) | Other Real Estate | Raleigh | NC | $95,754,000 | $100,000,000 | 216 | Jan 16 | sec.gov |
| High Alpha Capital IV, L.P. | Other Technology | Indianapolis | IN | $84,975,000 | $110,000,000 | 27 | Jan 19 | sec.gov |
| Advantia Holdings LLC | Hospitals and Physicians | Arlington | VA | $82,717,899 | $88,717,899 | 3 | Jan 16 | sec.gov |
| IMMUNIC, INC. | Biotechnology | New York | $80,000,016 | $240,000,000 | 19 | Jan 19 | sec.gov | |
| High End Holdings LLC (amended) | Other | Fort Lauderdale | FL | $76,283,821 | Indefinite | 161 | Jan 16 | sec.gov |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO (amended) | Insurance | Bloomington | IL | $66,939,682 | Indefinite | 2050 | Jan 16 | sec.gov |
| Emory Peak Holdings III, LLC | Oil and Gas | Houston | TX | $60,060,000 | Indefinite | 4 | Jan 16 | sec.gov |
| Pomelo Holdings Ltd | Other | London | $59,334,248 | $59,334,248 | 22 | Jan 16 | sec.gov | |
| Copenhagen Energy Islands ApS (amended) | Energy Conservation | Copenhagen | $54,850,000 | $54,850,000 | 3 | Jan 19 | sec.gov | |
| Copenhagen Energy Island ApS | Energy Conservation | Copenhagen | $54,850,000 | $54,850,000 | 3 | Jan 18 | sec.gov | |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $47,569,136 | Indefinite | 14 | Jan 17 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $47,169,536 | Indefinite | 2 | Jan 17 | sec.gov |
| Algonquin Senior Living DST (amended) | Other Real Estate | Oak Brook | IL | $46,171,134 | $46,208,179 | 115 | Jan 19 | sec.gov |
| SIG23, LLC (amended) | Residential | Richland | WA | $45,718,576 | $45,718,576 | 112 | Jan 18 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $43,809,362 | Indefinite | 95 | Jan 17 | sec.gov |
| NY Avenue Holdings, LLC (amended) | Residential | Potomac | MD | $43,000,000 | $43,000,000 | 100 | Jan 16 | sec.gov |
| Relation Therapeutics Inc. | Biotechnology | Lauderhill | FL | $40,251,846 | $51,651,846 | 10 | Jan 19 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $39,038,500 | $39,038,500 | 18 | Jan 17 | sec.gov |
| Comanche Biopharma Corp. | Pharmaceuticals | Concord | MA | $37,500,000 | $75,000,000 | 7 | Jan 17 | sec.gov |
| Capital Funding Bancorp, Inc. | Commercial Banking | Baltimore | MD | $37,300,000 | $37,300,000 | 5 | Jan 16 | sec.gov |
| RHF IV Holding Company, LLC | Biotechnology | Park City | UT | $34,940,000 | $35,000,000 | 125 | Jan 17 | sec.gov |
| Lightship Energy, Inc. | Other Technology | San Francisco | CA | $34,143,158 | $34,143,158 | 13 | Jan 18 | sec.gov |
| IMPACT ANALYTICS INC. | Other Technology | Linthicum Heights | MD | $31,826,117 | $31,826,117 | 5 | Jan 17 | sec.gov |
| Incognia Holdings Inc. | Other Technology | San Jose | CA | $30,999,967 | $30,999,967 | 5 | Jan 18 | sec.gov |
| Rali, Inc. | Other Technology | Salt Lake City | UT | $29,064,425 | $32,225,200 | 96 | Jan 18 | sec.gov |
| NexPoint Small Bay I DST (amended) | Other Real Estate | Dallas | TX | $28,073,339 | $59,505,817 | 87 | Jan 17 | sec.gov |
| Clarametyx Biosciences, Inc. | Biotechnology | Columbus | OH | $27,524,145 | $33,124,959 | 7 | Jan 19 | sec.gov |
| Sealed Inc. | Energy Conservation | New York | NY | $26,390,048 | $27,507,192 | 37 | Jan 17 | sec.gov |
| ISQ HAWKEYE HOLDINGS, L.P. (amended) | Environmental Services | Miami | FL | $26,338,067 | Indefinite | 107 | Jan 18 | sec.gov |
| M2 Ingredients, Inc. | Other | Vista | CA | $25,759,169 | $25,759,169 | 26 | Jan 16 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $25,000,000 | $25,000,000 | 1 | Jan 17 | sec.gov |
| Cove Net Lease Distribution 55 DST (amended) | Commercial | Torrance | CA | $24,163,472 | $24,163,472 | 111 | Jan 17 | sec.gov |
| Aphorio Carter Critical Infrastructure Fund, LLC (amended) | Other Real Estate | Tampa | FL | $24,162,785 | $200,000,000 | 181 | Jan 16 | sec.gov |
| Minneapolis MSA Senior Living Portfolio DST (amended) | Other Real Estate | Oak Brook | IL | $23,562,206 | $76,762,629 | 53 | Jan 19 | sec.gov |
| Muse Organic, LLC (amended) | Other | Long Beach | CA | $23,135,000 | $23,135,000 | 36 | Jan 18 | sec.gov |
| Pro's Closet Inc., The | Retailing | Louisville | CO | $20,085,006 | $23,335,010 | 3 | Jan 19 | sec.gov |
| Voyager Therapeutics, Inc. | Biotechnology | Lexington | MA | $19,999,999 | $19,999,999 | 1 | Jan 17 | sec.gov |
| RBI Delray Holdings LLC | Other Real Estate | Columbus | OH | $19,800,000 | $19,800,000 | 4 | Jan 16 | sec.gov |
| Fort Myers BTR DST (amended) | Other Real Estate | Oak Brook | IL | $19,778,444 | $54,462,042 | 58 | Jan 19 | sec.gov |
| ALTO Apartments Investors, LLC | Other Real Estate | Carmel | IN | $19,607,671 | $19,607,671 | 130 | Jan 17 | sec.gov |
| STUDENT HOUSING PROPERTY JV, LLC | Commercial | Aliso Viejo | CA | $17,898,120 | $25,000,000 | 61 | Jan 19 | sec.gov |
| Prismatic Software Inc. | Other Technology | Sioux Falls | SD | $16,794,059 | $16,794,059 | 8 | Jan 17 | sec.gov |
| Fresenius Medical Care Southeast Wisconsin, LLC | Other Health Care | Waltham | MA | $16,350,000 | $16,350,000 | 2 | Jan 19 | sec.gov |
| NRG Small Balance LP | Residential | Austin | TX | $16,138,526 | $16,138,526 | 70 | Jan 16 | sec.gov |
| TA Fintech Inc. (amended) | Other Technology | Dover | DE | $15,329,561 | $30,000,000 | 223 | Jan 19 | sec.gov |
| Topia Inc. | Other Technology | San Francisco | CA | $15,090,609 | $15,090,609 | 6 | Jan 16 | sec.gov |
| Helicore Bioventures I, Inc. | Biotechnology | New York | NY | $14,999,997 | $65,000,000 | 8 | Jan 19 | sec.gov |
| PG Founders LLC (amended) | Other Real Estate | Scottsdale | AZ | $14,000,000 | Indefinite | 6 | Jan 16 | sec.gov |
| GreenSpark Software, Inc. | Other Technology | Brooklyn | NY | $13,399,971 | $13,399,971 | 7 | Jan 19 | sec.gov |
| Ernest Energy, Inc. | Other | Miami | FL | $13,350,002 | $13,350,002 | 3 | Jan 17 | sec.gov |
| Signal Rank Corp. | Other Technology | Palo Alto | CA | $13,040,000 | $33,040,000 | 46 | Jan 18 | sec.gov |
| Simple Broadband 1 LLC (amended) | Telecommunications | New York | NY | $12,472,862 | Indefinite | 16 | Jan 16 | sec.gov |
| Precise Bio, Inc. | Biotechnology | Winston-Salem | NC | $12,000,000 | $25,000,000 | 8 | Jan 17 | sec.gov |
| UFund Real Estate Fund LLC (amended) | Other Real Estate | Austin | TX | $11,785,029 | $100,000,000 | 65 | Jan 17 | sec.gov |
| Jackson County Solar Investments, LLC | Other Real Estate | Alpharetta | GA | $11,419,527 | $11,800,000 | 121 | Jan 16 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $11,082,135 | Indefinite | 7 | Jan 17 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $10,250,000 | $10,250,000 | 87 | Jan 18 | sec.gov |
| Leadr Technologies, Inc (amended) | Other Technology | Plano | TX | $10,200,000 | $12,000,000 | 15 | Jan 18 | sec.gov |
| SEALSQ Corp | Other Technology | Cointrin | $10,000,000 | $10,000,000 | 2 | Jan 17 | sec.gov | |
| XGS Energy, Inc. | Other Energy | Palo Alto | CA | $9,999,991 | $19,999,999 | 10 | Jan 17 | sec.gov |
| IYOTEE, INC. | Other Technology | Frederick | MD | $9,350,582 | $9,350,582 | 19 | Jan 16 | sec.gov |
| Topia Inc. | Other Technology | San Francisco | CA | $9,350,000 | $11,813,476 | 3 | Jan 16 | sec.gov |
| One Solebury Properties, LP | Residential | Blue Bell | PA | $8,685,000 | $8,685,000 | 26 | Jan 19 | sec.gov |
| Adroit Worldwide Media, Inc. (amended) | Other Technology | Aliso Viejo | CA | $8,400,000 | $13,200,000 | 70 | Jan 19 | sec.gov |
| Delamar Westport LLC | Commercial | Stamford | CT | $8,364,741 | $12,700,000 | 21 | Jan 16 | sec.gov |
| Montara Therapeutics, Inc. | Biotechnology | San Francisco | CA | $8,000,011 | $17,000,022 | 5 | Jan 19 | sec.gov |
| Rapalogix Health, Inc. | Biotechnology | New York | NY | $8,000,000 | $8,000,000 | 0 | Jan 17 | sec.gov |
| Digital Surgery Systems, Inc. (amended) | Other | Goleta | CA | $7,994,372 | $10,000,000 | 33 | Jan 16 | sec.gov |
| Liberty Hotel Fund I, LLLP | Commercial | Orlando | FL | $7,930,000 | $20,000,000 | 26 | Jan 17 | sec.gov |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $7,631,635 | $7,631,635 | 15 | Jan 16 | sec.gov |
| Mega Matrix Corp. | Other | Palo Alto | CA | $7,470,000 | $7,500,000 | 12 | Jan 17 | sec.gov |
| Sovos Co-Invest LP (amended) | Other | Wilmington | MA | $7,220,605 | $7,220,605 | 26 | Jan 18 | sec.gov |
| Cypressbrook Investors Coley Davis, LP | Residential | The Woodlands | TX | $7,200,000 | $36,000,000 | 138 | Jan 16 | sec.gov |
| CANVAS ENVISION, INC. (amended) | Other Technology | Boston | MA | $7,196,500 | $9,000,000 | 35 | Jan 16 | sec.gov |
| Buddy Technology Inc. (amended) | Other Technology | Richmond | VA | $7,182,465 | $7,182,465 | 49 | Jan 18 | sec.gov |
| Ernest Energy, Inc. | Other | Miami | FL | $6,725,501 | $6,725,501 | 23 | Jan 17 | sec.gov |
| SOUTHSTAR CAPITAL LLC (amended) | Other Banking and Financial Services | Mount Pleasant | SC | $6,311,508 | Indefinite | 9 | Jan 18 | sec.gov |
| phase2body, inc. | Other | Scottsdale | AZ | $6,000,000 | $7,200,000 | 1 | Jan 16 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $5,900,000 | $5,900,000 | 60 | Jan 18 | sec.gov |
| Canvasback Mining Co LLC (amended) | Investing | Charleston | SC | $5,839,857 | $5,900,000 | 0 | Jan 19 | sec.gov |
| Circinus Medical Technology LLC | Biotechnology | Concord | MA | $5,825,586 | $6,925,563 | 10 | Jan 17 | sec.gov |
| Roselawn Capital LLC | Other | Menlo Park | CA | $5,530,000 | $5,530,000 | 11 | Jan 16 | sec.gov |
| BM IBI 2 LLC | Investing | Aventura | FL | $5,500,000 | $5,500,000 | 2 | Jan 18 | sec.gov |
| Endeavor Industrial Equity Fund I, L.P. | Commercial | Minneapolis | MN | $5,375,000 | $10,000,000 | 22 | Jan 17 | sec.gov |
| Eventus Systems, Inc. | Other Technology | Austin | TX | $5,349,625 | $5,350,000 | 21 | Jan 16 | sec.gov |
| Wilkinson Properties Fund 17, LLC (amended) | Residential | Yakima | WA | $5,328,170 | $50,000,000 | 0 | Jan 16 | sec.gov |
| Waveland Resource Partners VII, LP (amended) | Oil and Gas | Irvine | CA | $4,987,000 | $100,000,000 | 52 | Jan 19 | sec.gov |
| Ceresti Health, Inc. (amended) | Other Health Care | Carlsbad | CA | $4,839,500 | $5,000,000 | 48 | Jan 17 | sec.gov |
| CSC South Hill Realty Capital, LLC (amended) | Residential | Aspen | CO | $4,838,000 | $4,838,000 | 100 | Jan 16 | sec.gov |
| PERFICIENT INC | Other Technology | Saint Louis | MO | $4,442,897 | $4,442,897 | 5 | Jan 17 | sec.gov |
| OSP Rita Holdings LLC (amended) | Other | New York | NY | $4,432,972 | $4,432,972 | 1 | Jan 17 | sec.gov |
| Doxa Resources, LLC | Oil and Gas | Houston | TX | $4,300,000 | $20,000,000 | 4 | Jan 16 | sec.gov |
| Aether Therapeutics Inc. | Biotechnology | Austin | TX | $4,078,010 | $6,580,866 | 1 | Jan 19 | sec.gov |
| West Coralville Investment, LLC | Commercial | Iowa City | IA | $4,000,000 | $4,000,000 | 12 | Jan 17 | sec.gov |
| Scout Discoveries Corp. | Other | Coeur D'Alene | ID | $4,000,000 | $4,000,000 | 1 | Jan 16 | sec.gov |
| Wavelength Labs, Inc. | Other Technology | Indianapolis | IN | $3,999,994 | $4,499,993 | 5 | Jan 16 | sec.gov |
| Thread Magic, Inc. (amended) | Other Technology | New York | NY | $3,999,992 | $4,149,992 | 11 | Jan 16 | sec.gov |
| Aquifer Inventions Inc. (amended) | Other Technology | Austin | TX | $3,999,991 | $4,499,990 | 20 | Jan 19 | sec.gov |
| Engage Technologies Group, Inc. | Other Technology | Meridian | ID | $3,742,541 | $3,742,541 | 65 | Jan 17 | sec.gov |
| Pulmotect, Inc. (amended) | Biotechnology | Houston | TX | $3,661,000 | Indefinite | 11 | Jan 16 | sec.gov |
| E-Legal, Inc. (amended) | Other Technology | San Antonio | TX | $3,500,000 | $6,737,000 | 2 | Jan 18 | sec.gov |
| E-Legal, Inc. | Other Technology | San Antonio | TX | $3,500,000 | $6,737,000 | 2 | Jan 18 | sec.gov |
| Avenda Health, Inc. (amended) | Other Health Care | Culver City | CA | $3,480,777 | $7,000,000 | 24 | Jan 18 | sec.gov |
| Level All Inc. | Other | New York | NY | $3,441,000 | $5,000,000 | 10 | Jan 17 | sec.gov |
| DEFINEDCROWD Corp | Other Technology | Seattle | WA | $3,300,000 | $9,000,000 | 2 | Jan 19 | sec.gov |
| Niva Technologies, Inc. | Other | New York | NY | $3,249,997 | $3,600,000 | 4 | Jan 19 | sec.gov |
| VF Portfolio 1 LLC | Other Real Estate | Denver | CO | $3,226,000 | $10,000,000 | 43 | Jan 16 | sec.gov |
| SE CW WIMBLEDON MF, LP | Commercial | Houston | TX | $3,200,000 | $3,200,000 | 32 | Jan 19 | sec.gov |
| Jet Financial Corp. (amended) | Insurance | Charlotte | NC | $3,098,840 | $5,000,000 | 9 | Jan 17 | sec.gov |
| 444 15th Holding LLC | Commercial | New York | NY | $3,050,000 | $3,050,000 | 4 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $3,036,025 | Indefinite | 95 | Jan 16 | sec.gov |
| NexPoint Semiconductor Manufacturing DST (amended) | Other Real Estate | Dallas | TX | $3,027,181 | $136,944,633 | 10 | Jan 17 | sec.gov |
| EquityMultiple 199, LLC | REITS and Finance | New York | NY | $3,000,000 | $3,000,000 | 40 | Jan 19 | sec.gov |
| Excarta Inc. | Other Technology | San Carlos | CA | $3,000,000 | $3,000,000 | 5 | Jan 18 | sec.gov |
| Greenbriar Sustainable Living Inc. | Other Real Estate | Coquitlam | $3,000,000 | $3,864,000 | 1 | Jan 18 | sec.gov | |
| MetaCato, Inc | Other Technology | Irving | TX | $3,000,000 | $3,000,000 | 1 | Jan 17 | sec.gov |
| Skin Laundry Holdings, Inc. | Retailing | El Segundo | CA | $3,000,000 | $6,000,000 | 34 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,970,051 | Indefinite | 96 | Jan 16 | sec.gov |
| RevivBio Inc. | Biotechnology | Cambridge | MA | $2,954,976 | $3,153,975 | 11 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,911,252 | Indefinite | 97 | Jan 16 | sec.gov |
| Health Outlook Corp | Other Health Care | New York | NY | $2,850,000 | $3,500,000 | 5 | Jan 16 | sec.gov |
| CANYON ROAD DEVELOPMENT LLC | Commercial | Roswell | GA | $2,797,500 | $2,797,500 | 16 | Jan 16 | sec.gov |
| Doro Mind Inc. | Other | Brooklyn | NY | $2,765,000 | $2,765,000 | 6 | Jan 19 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,613,748 | Indefinite | 95 | Jan 18 | sec.gov |
| Union Re Holdings, LLC (amended) | Insurance | Philadelphia | PA | $2,607,250 | Indefinite | 75 | Jan 17 | sec.gov |
| Coulton Creek Capital LLC | Investing | Greenwood Village | CO | $2,600,000 | $6,400,000 | 12 | Jan 17 | sec.gov |
| ROLA RE HOLDING, LLC | Other Real Estate | Miami Beach | FL | $2,549,958 | Indefinite | 13 | Jan 16 | sec.gov |
| Duke Street Bio Ltd | Biotechnology | London | $2,528,201 | $2,528,201 | 1 | Jan 17 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,505,990 | Indefinite | 96 | Jan 18 | sec.gov |
| DriverReach Inc. | Other | Carmel | IN | $2,500,000 | $2,751,177 | 3 | Jan 16 | sec.gov |
| BillGO, Inc. | Other Technology | Fort Collins | CO | $2,500,000 | $2,500,000 | 4 | Jan 16 | sec.gov |
| ARTIST LOFTS INVESTORS LLC | Commercial | Brentwood | TN | $2,485,030 | $2,500,000 | 21 | Jan 19 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,460,931 | Indefinite | 96 | Jan 17 | sec.gov |
| 101 Avondale Street, LP | Other Real Estate | La Jolla | CA | $2,450,000 | $2,450,000 | 24 | Jan 17 | sec.gov |
| Burst Diagnostics, Inc. | Other Health Care | Fort Collins | CO | $2,438,081 | $2,438,081 | 2 | Jan 19 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,424,438 | Indefinite | 95 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,414,592 | Indefinite | 94 | Jan 16 | sec.gov |
| OSP Rita Holdings LLC (amended) | Other | New York | NY | $2,399,729 | $2,399,729 | 1 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,388,923 | Indefinite | 96 | Jan 16 | sec.gov |
| ViaLase, Inc. | Other Health Care | Aliso Viejo | CA | $2,300,000 | $2,300,000 | 3 | Jan 18 | sec.gov |
| CONSERVATIVE BROADCAST MEDIA & PUBLISHING, INC. | Other Technology | Hiram | GA | $2,300,000 | $2,300,000 | 1 | Jan 18 | sec.gov |
| Madison Argent Investors, LLC | Residential | Charlotte | NC | $2,283,400 | $13,302,889 | 2 | Jan 17 | sec.gov |
| GE CW Wimbledon MF LP | Commercial | Fort Worth | TX | $2,250,000 | $2,250,000 | 23 | Jan 19 | sec.gov |
| OSP Rita Management Aggregator LLC (amended) | Other | New York | NY | $2,235,134 | $2,235,134 | 4 | Jan 17 | sec.gov |
| BM IBI 2 LLC | Investing | Aventura | FL | $2,200,000 | $2,200,000 | 2 | Jan 18 | sec.gov |
| Chronus Health, Inc. | Other Health Care | Fremont | CA | $2,165,000 | $5,000,000 | 10 | Jan 18 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,112,031 | Indefinite | 93 | Jan 17 | sec.gov |
| Pando Triad Investment LLC | Commercial | Colleyville | TX | $2,000,000 | $2,000,000 | 44 | Jan 16 | sec.gov |
| LDI-MAP LLC | Other Technology | Scottsdale | AZ | $1,980,000 | $1,980,000 | 6 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,946,367 | Indefinite | 97 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,946,367 | Indefinite | 95 | Jan 16 | sec.gov |
| LEGACY CAPITAL BELTWAY EXCHANGE INVESTORS, LLC | Commercial | Potomac | MD | $1,770,000 | $1,770,000 | 18 | Jan 18 | sec.gov |
| Ironwood Ventures LLC | Retailing | Bloomfield | NJ | $1,700,001 | $1,700,001 | 13 | Jan 18 | sec.gov |
| Helios Ambient Partners II, LLC | Investing | Denver | CO | $1,700,000 | $4,400,000 | 1 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,687,581 | Indefinite | 95 | Jan 17 | sec.gov |
| RST Re Holdings LLC (amended) | Insurance | Philadelphia | PA | $1,642,000 | Indefinite | 81 | Jan 17 | sec.gov |
| Sprout Properties III, LP (amended) | Residential | Dallas | TX | $1,623,743 | $10,000,000 | 30 | Jan 19 | sec.gov |
| Centerstone Oak Tree 34, LLC | Retailing | Merrick | NY | $1,600,000 | $1,950,000 | 9 | Jan 18 | sec.gov |
| LINKED CAPITAL GROUP FUND 1 LLC | Commercial | Lombard | IL | $1,547,000 | $4,000,000 | 30 | Jan 16 | sec.gov |
| NCP Opportunity Zone Fund, LLC | Other Real Estate | Glenview | IL | $1,531,014 | $50,000,000 | 3 | Jan 19 | sec.gov |
| Filmland Spirits, Inc. | Other | West Hills | CA | $1,500,000 | $3,000,000 | 13 | Jan 16 | sec.gov |
| Leo@Cypress Creek Investors, LP | Commercial | Aventura | FL | $1,496,500 | $1,496,500 | 11 | Jan 16 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $1,478,526 | $1,478,526 | 7 | Jan 16 | sec.gov |
| Dore Copper Mining Corp. | Other | Toronto | $1,475,622 | $1,475,622 | 4 | Jan 16 | sec.gov | |
| ProFund I LLC (amended) | REITS and Finance | Marietta | GA | $1,435,000 | Indefinite | 8 | Jan 19 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,427,367 | Indefinite | 95 | Jan 17 | sec.gov |
| 98point6 Technologies Inc. | Other Technology | Seattle | WA | $1,400,000 | $1,400,000 | 13 | Jan 19 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,369,657 | Indefinite | 96 | Jan 18 | sec.gov |
| Olathe 41 at Creekside LLC | Residential | Shawnee | KS | $1,300,000 | $2,500,000 | 7 | Jan 19 | sec.gov |
| AZJAH26 LLC | Business Services | Scottsdale | AZ | $1,282,904 | $1,282,904 | 13 | Jan 18 | sec.gov |
| APX Drilling Partners 2023 LP (amended) | Oil and Gas | Buffalo | NY | $1,280,000 | $50,000,000 | 30 | Jan 16 | sec.gov |
| OSP Rita Management Aggregator LLC (amended) | Other | New York | NY | $1,278,378 | $1,278,378 | 2 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,276,994 | Indefinite | 95 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,265,578 | Indefinite | 96 | Jan 16 | sec.gov |
| SOUTHLAND VILLAGE ASSOCIATES, LLC | Commercial | Guntersville | AL | $1,250,000 | $1,250,000 | 7 | Jan 18 | sec.gov |
| NIMBLE PRECISION, INC. | Other Technology | Middletown | DE | $1,250,000 | $2,000,000 | 1 | Jan 16 | sec.gov |
| RLTY LLC (amended) | Other | Manhattan Beach | CA | $1,233,925 | $8,500,000 | 18 | Jan 16 | sec.gov |
| NOMAD Go, Inc. | Other | Kirkland | WA | $1,210,000 | $1,500,000 | 16 | Jan 19 | sec.gov |
| EquityMultiple 200, LLC | REITS and Finance | New York | NY | $1,200,000 | $1,200,000 | 39 | Jan 19 | sec.gov |
| North Texas Renal Management, LLC | Other Health Care | Dallas | TX | $1,196,750 | $7,060,825 | 4 | Jan 18 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,185,685 | Indefinite | 55 | Jan 17 | sec.gov |
| Sprout Properties III, LP (amended) | Residential | Dallas | TX | $1,178,743 | $10,000,000 | 30 | Jan 19 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,170,337 | Indefinite | 36 | Jan 17 | sec.gov |
| Fate & Algorithms LLC | Other | Manhattan Beach | CA | $1,150,000 | $3,000,000 | 4 | Jan 17 | sec.gov |
| Kutt, Inc. | Other Technology | Gilbert | SC | $1,104,999 | $1,855,000 | 18 | Jan 19 | sec.gov |
| CLS Holdings USA, Inc. | Other | Las Vegas | NV | $1,070,000 | $1,070,000 | 4 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,052,711 | Indefinite | 66 | Jan 16 | sec.gov |
| Power Room LLC | Other | Ponte Vedra | FL | $1,045,000 | $7,200,000 | 12 | Jan 18 | sec.gov |
| Midwest Venture Fund, LLC | Residential | Kearney | MO | $1,045,000 | $10,000,000 | 9 | Jan 16 | sec.gov |
| MITO Material Solutions, Inc. | Other | Indianapolis | IN | $1,016,073 | $2,500,000 | 12 | Jan 19 | sec.gov |
| ROUNDTABLE MEDIA, INC. - DE | Other Technology | Seattle | WA | $1,005,000 | $1,500,000 | 5 | Jan 19 | sec.gov |
| Drink Progressively Group Inc | Retailing | Jamaica Plain | MA | $1,000,000 | $2,500,000 | 6 | Jan 18 | sec.gov |
| Blockware, LLC | Other | Paso Robles | CA | $1,000,000 | $1,500,000 | 10 | Jan 18 | sec.gov |
| Helios ZincFive Partners IV, LLC | Investing | Denver | CO | $1,000,000 | $1,000,000 | 4 | Jan 16 | sec.gov |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | REITS and Finance | Pasadena | CA | $1,000,000 | $1,280,000 | 5 | Jan 16 | sec.gov |
| Chim3ra, Inc. | Other Technology | Los Angeles | CA | $999,999 | $2,000,000 | 1 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $969,595 | Indefinite | 94 | Jan 18 | sec.gov |
| Iris Financial, Inc. | Other Banking and Financial Services | Chicago | IL | $952,000 | $2,000,000 | 4 | Jan 17 | sec.gov |
| Greenleaf Investment Partners L116, LLC | Commercial | Norcross | GA | $880,000 | $880,000 | 25 | Jan 17 | sec.gov |
| PropBidder Inc. (amended) | Residential | Newport Beach | CA | $879,400 | $879,400 | 10 | Jan 19 | sec.gov |
| Althing Properties I, L.L.C. | Other Real Estate | Houston | TX | $875,000 | $875,000 | 15 | Jan 16 | sec.gov |
| Dahlin Group, Inc. | Business Services | Pleasanton | CA | $813,675 | $813,675 | 12 | Jan 17 | sec.gov |
| Advisors Living, LLC | Other Real Estate | Merrimac | MA | $800,000 | Indefinite | 4 | Jan 18 | sec.gov |
| Fleet Defender, inc. | Other Technology | Springfield | NE | $775,000 | $1,000,000 | 4 | Jan 19 | sec.gov |
| Wyng, Inc. | Other Technology | New York | NY | $760,678 | $1,000,000 | 4 | Jan 19 | sec.gov |
| 205 Coal LLC | Coal Mining | Washington | UT | $750,000 | $750,000 | 1 | Jan 16 | sec.gov |
| Northside Capital, LP | Other | Highland | UT | $750,000 | $25,000,000 | 1 | Jan 16 | sec.gov |
| 100 Prince Property Owner, LLC | Other Real Estate | Greenville | SC | $750,000 | $750,000 | 6 | Jan 16 | sec.gov |
| FONDA TECHNOLOGIES, INC. | Other Technology | San Jose | CA | $749,998 | $1,999,997 | 2 | Jan 17 | sec.gov |
| Sano Chemicals Inc | Biotechnology | Bryan | TX | $710,000 | $710,000 | 1 | Jan 17 | sec.gov |
| SP 10 Preferred Equity, LLC | Other Real Estate | Scottsdale | AZ | $700,000 | $17,200,000 | 7 | Jan 16 | sec.gov |
| BARKSDALE RESOURCES CORP. | Other | Vancouver | $693,777 | Indefinite | 9 | Jan 17 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $675,201 | Indefinite | 45 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $675,201 | Indefinite | 45 | Jan 16 | sec.gov |
| 4214 Brookview LLC | Commercial | Dallas | TX | $650,000 | $650,000 | 3 | Jan 16 | sec.gov |
| Titan 4011 LLP | Commercial | Las Vegas | NV | $646,000 | $7,400,000 | 9 | Jan 17 | sec.gov |
| Phenom Premier Properties LLC | Residential | Euless | TX | $640,000 | $3,000,000 | 8 | Jan 18 | sec.gov |
| TIDAL PETROLEUM INC | Oil and Gas | Schertz | TX | $617,500 | $22,724,000 | 3 | Jan 17 | sec.gov |
| MWM Fund 1, LLC | Commercial | Lexington | KY | $600,000 | $10,000,000 | 2 | Jan 19 | sec.gov |
| Fluid Power Employee Holdings, LLC (amended) | Other | Denver | CO | $600,000 | $600,000 | 2 | Jan 17 | sec.gov |
| Insignum AgTech, LLC | Agriculture | Whitestown | IN | $600,000 | $1,000,000 | 3 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $593,358 | Indefinite | 47 | Jan 16 | sec.gov |
| GETCHELL GOLD CORP. | Other | Vancouver | $572,685 | $1,145,370 | 7 | Jan 16 | sec.gov | |
| 206 Coal LLC | Coal Mining | Washington | UT | $570,000 | $570,000 | 1 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $557,611 | Indefinite | 41 | Jan 18 | sec.gov |
| WhiteRock Trink LLC | Other Energy | Dallas | TX | $550,000 | $2,500,000 | 2 | Jan 19 | sec.gov |
| Win Win Tech Inc. | Other Technology | New York | NY | $550,000 | $550,000 | 1 | Jan 19 | sec.gov |
| Noviam Inc. | Business Services | Beaufort | SC | $550,000 | $2,000,000 | 2 | Jan 17 | sec.gov |
| UGE International Ltd. | Other Energy | Toronto | $546,000 | $557,371 | 14 | Jan 19 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $531,600 | Indefinite | 71 | Jan 18 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $527,608 | Indefinite | 24 | Jan 16 | sec.gov |
| Triple Crown Realty Trust, Inc. | REITS and Finance | Wichita | KS | $506,000 | Indefinite | 24 | Jan 18 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $503,430 | Indefinite | 30 | Jan 16 | sec.gov |
| Liquid Member Inc. | Other | Miami Beach | FL | $500,000 | $3,000,000 | 1 | Jan 16 | sec.gov |
| MDM Permian, Inc. | Oil and Gas | Dallas | TX | $500,000 | $10,000,000 | 3 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $480,354 | Indefinite | 23 | Jan 17 | sec.gov |
| Horsetrough Hollow Prospect Partners (amended) | Oil and Gas | Hendersonville | TN | $460,000 | $736,000 | 12 | Jan 17 | sec.gov |
| ExitHero Inc. (amended) | Other | Sebastopol | CA | $450,000 | $1,000,000 | 8 | Jan 18 | sec.gov |
| Norqain Watches US Inc. | Retailing | Miami | FL | $448,835 | $3,000,000 | 2 | Jan 18 | sec.gov |
| Sprout Properties III, LP | Residential | Dallas | TX | $445,000 | $10,000,000 | 2 | Jan 19 | sec.gov |
| Woodford Horizontal Project 70 LLC | Oil and Gas | Dallas | TX | $405,000 | $1,150,000 | 5 | Jan 17 | sec.gov |
| 619 Boardman Flats LLC | Residential | Central Lake | MI | $400,000 | Indefinite | 4 | Jan 18 | sec.gov |
| Kingmakers Cigars, LLC | Other | Pittstown | NJ | $400,000 | $650,000 | 1 | Jan 16 | sec.gov |
| Flint Learning Solutions Inc. | Other | Toronto | $400,000 | $1,000,000 | 1 | Jan 16 | sec.gov | |
| North Texas Renal Management V, LLC | Other Health Care | Dallas | TX | $388,800 | $1,968,300 | 4 | Jan 18 | sec.gov |
| Lewis Ward UK Tour Ltd Liability Co (amended) | Other | New York | NY | $375,650 | $1,100,000 | 18 | Jan 16 | sec.gov |
| Lower Tier Aviator DC REIT, LLC | REITS and Finance | Boca Raton | FL | $375,000 | $375,000 | 125 | Jan 16 | sec.gov |
| Access Financial Group Ltd Liability Co | Other Banking and Financial Services | Colorado Springs | CO | $352,850 | $5,000,000 | 61 | Jan 16 | sec.gov |
| Veg House Holdings Inc. | Other | Miami Beach | FL | $350,000 | $350,000 | 1 | Jan 19 | sec.gov |
| NFT Labs Corp. (amended) | Other Technology | Seattle | WA | $344,997 | $387,300 | 4 | Jan 19 | sec.gov |
| Thinking Tree Spirits, Inc. | Manufacturing | Eugene | OR | $325,685 | $325,685 | 17 | Jan 19 | sec.gov |
| NextVein LLC | Other Health Care | Huntington | NY | $325,000 | $500,000 | 6 | Jan 18 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $322,632 | Indefinite | 29 | Jan 17 | sec.gov |
| BREIT MF Colorado Investors LLC | REITS and Finance | Chicago | IL | $312,500 | $312,500 | 125 | Jan 17 | sec.gov |
| 2 Sodas, Inc. | Other | Sausalito | CA | $300,000 | Indefinite | 2 | Jan 17 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $300,000 | Indefinite | 2 | Jan 16 | sec.gov |
| Ziptility, Inc. | Other Technology | Bloomington | IN | $299,999 | $600,000 | 2 | Jan 16 | sec.gov |
| Glucose Health, Inc. (amended) | Manufacturing | Bentonville | AR | $290,000 | $290,000 | 5 | Jan 19 | sec.gov |
| MES Employee Holdings, LLC | Other | Denver | CO | $272,464 | $272,464 | 7 | Jan 17 | sec.gov |
| Violett Inc. | Other Technology | Gig Harbor | WA | $250,000 | $1,600,000 | 2 | Jan 18 | sec.gov |
| Baus Capital Partners LLC | Other Banking and Financial Services | Miami | FL | $250,000 | Indefinite | 1 | Jan 17 | sec.gov |
| pValue Inc. | Other | Chicago | IL | $250,000 | $1,000,000 | 2 | Jan 17 | sec.gov |
| Lakeland REIT, LLC | REITS and Finance | Beverly Hills | CA | $250,000 | $250,000 | 125 | Jan 16 | sec.gov |
| 5s MLP, LLC | Other | New York | NY | $250,000 | $4,000,000 | 1 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $237,550 | Indefinite | 18 | Jan 18 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $231,500 | Indefinite | 5 | Jan 19 | sec.gov |
| Onsite Kids LLC (amended) | Other | New York | NY | $209,000 | $209,000 | 13 | Jan 18 | sec.gov |
| CDB Holdings, Inc. | Other | Bryan | TX | $195,000 | $195,000 | 5 | Jan 17 | sec.gov |
| Systems Biology Research Group LLC | Biotechnology | Chicago | IL | $190,000 | $5,000,000 | 9 | Jan 16 | sec.gov |
| Sprout Properties II, L.P. | Residential | Dallas | TX | $185,000 | Indefinite | 3 | Jan 18 | sec.gov |
| SOMAVAC Medical Solutions, Inc. | Other Health Care | Memphis | TN | $185,000 | $1,750,000 | 3 | Jan 17 | sec.gov |
| North American Energy Opportunities Corp. | Oil and Gas | New York | NY | $180,000 | $7,200,000 | 1 | Jan 18 | sec.gov |
| Gaingels Earli LLC | Other | Burlington | VT | $177,778 | $177,778 | 21 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $170,160 | Indefinite | 26 | Jan 16 | sec.gov |
| First Row Partners Ensemble Fund 2023, LLC | Investing | Seattle | WA | $170,000 | $200,000 | 18 | Jan 19 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $170,000 | Indefinite | 14 | Jan 18 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $167,637 | Indefinite | 21 | Jan 18 | sec.gov |
| Apollo Art Global Inc. | Other | Chicago | IL | $161,000 | Indefinite | 3 | Jan 18 | sec.gov |
| Sovereign Trade, Inc. | Retailing | State College | PA | $160,000 | $160,000 | 1 | Jan 18 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $160,000 | Indefinite | 5 | Jan 17 | sec.gov |
| Network VC Syndicated Fund LLC Series 3DBio | Investing | Wilmington | DE | $154,000 | $154,000 | 11 | Jan 18 | sec.gov |
| High Alpha Capital IV-A, L.P. | Other Technology | Indianapolis | IN | $150,000 | $15,000,000 | 1 | Jan 19 | sec.gov |
| Marine Lane Holdings, LP | Investing | Lehi | UT | $150,000 | $3,000,000 | 1 | Jan 18 | sec.gov |
| Neighborhood Beverage Company, Inc | Retailing | Orlando | FL | $150,000 | $8,000,000 | 1 | Jan 18 | sec.gov |
| Carden Springs Investor, LLC | Commercial | Champaign | IL | $150,000 | $15,000,000 | 1 | Jan 16 | sec.gov |
| Cantex Mine Development Corp. | Other | Kelowna | $150,000 | $262,449 | 5 | Jan 16 | sec.gov | |
| ATHENA GOLD CORP | Other | Vacaville | CA | $148,067 | $148,067 | 5 | Jan 18 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $140,005 | Indefinite | 11 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $134,491 | Indefinite | 8 | Jan 16 | sec.gov |
| DOF II-REIT LLC | REITS and Finance | Fort Lauderdale | FL | $125,000 | $125,000 | 125 | Jan 19 | sec.gov |
| Tishman Speyer U.S. Office Inc. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 19 | sec.gov |
| Network VC Syndicate Fund LLC Series 3dlook 2 | Investing | Wilmington | DE | $125,000 | $125,000 | 2 | Jan 18 | sec.gov |
| GID INDUSTRIAL VALUE FUND REIT LLC | REITS and Finance | Atlanta | GA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| ABF REIT I, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| I&G Reems Ranch, L.L.C. | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| LPF 1 Technology Drive REIT, LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| LVP U.S. IX REIT I, L.L.C. | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| DFW UPPER REIT LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| HAMILTON PARK UPPER REIT LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| HAMILTON PARK LOWER REIT LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| OMNI 4 UPPER REIT C LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| OMNI 3 UPPER REIT B LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| OMNI 2 UPPER REIT A LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| DFW MASTER REIT LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| LAKESIDE BALTIMORE UPPER REIT LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| LAKESIDE BALTIMORE MASTER REIT LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| RGI NEWPORT UPPER REIT LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| RGI NEWPORT LOWER REIT LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| RIIH-A POMPANO REIT LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Stack AVD Parent Holdings REIT, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Stack Hayward Parcel Holdings, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| SI ATL02A REIT, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Union West REIT, L.L.C. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| 7150 W Peachtree Dunwoody REIT, L.L.C. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| EC Retail, L.L.C. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Greenwich American Residential REIT, Inc. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Prime Plus Investments, Inc. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| ROCKWOOD XII REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 0 | Jan 18 | sec.gov |
| PORT LIBERTE APARTMENTS HOLDINGS LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 0 | Jan 18 | sec.gov |
| PGIM Private Real Estate Fund, Inc. | REITS and Finance | Newark | NJ | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| LPC REIT 206 Fontana North, LP | Commercial | Chicago | IL | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| LPC REIT 200-A Olive, LP | Commercial | Chicago | IL | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| SKYWAY CO-INVEST REIT, LLC | REITS and Finance | San Diego | CA | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| Stockbridge Value Fund V Holdings, LLC | REITS and Finance | San Francisco | CA | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| H.I.G. REALTY CREDIT REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| KW REF VII QF-A REIT, LP | REITS and Finance | Beverly Hills | CA | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| KW Fund VII REIT, LP | REITS and Finance | Beverly Hills | CA | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| ARIS Mortgage Originations, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| Hammes Income & Growth Healthcare Fund REIT Trust | REITS and Finance | Milwaukee | WI | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| LANDROCK VIII REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| THFF II REIT LLC | REITS and Finance | Santa Monica | CA | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| VHF REIT Holdings LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| VAF2 Scott REIT, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| EpiVario Inc. | Pharmaceuticals | Philadelphia | PA | $125,000 | $1,500,000 | 3 | Jan 16 | sec.gov |
| DF VIII REIT Holdings, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| RRA Real Estate Debt Fund III REIT, Inc. | REITS and Finance | Phoenix | AZ | $123,000 | $123,000 | 123 | Jan 19 | sec.gov |
| Mystic Innovations, Inc. | Manufacturing | Dublin | OH | $120,000 | $3,000,000 | 1 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $115,000 | Indefinite | 7 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $110,539 | Indefinite | 18 | Jan 19 | sec.gov |
| INTERMAP TECHNOLOGIES CORP | Other Technology | Englewood | CO | $110,000 | $110,000 | 2 | Jan 19 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $110,000 | Indefinite | 10 | Jan 18 | sec.gov |
| Zefiro Methane Corp. | Other | Vancouver | $100,818 | $100,818 | 1 | Jan 17 | sec.gov | |
| Muse Organic, LLC | Other | Long Beach | CA | $100,005 | $15,000,000 | 1 | Jan 18 | sec.gov |
| SAIL FUSION, LLC | Other Technology | Del Mar | CA | $100,000 | $1,000,000 | 1 | Jan 19 | sec.gov |
| Royale Energy, Inc. (amended) | Oil and Gas | El Cajon | CA | $100,000 | $5,714,000 | 1 | Jan 17 | sec.gov |
| American Title Solutions, LLC | Insurance | Fairlawn | OH | $94,573 | $539,000 | 176 | Jan 16 | sec.gov |
| CommonWealth Holdings, LLC (amended) | Insurance | Philadelphia | PA | $91,000 | Indefinite | 91 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $90,000 | Indefinite | 7 | Jan 17 | sec.gov |
| WAKARA REAL ESTATE FUND LP | Residential | Orem | UT | $90,000 | $3,500,000 | 1 | Jan 16 | sec.gov |
| CopyCat, Inc. | Other Technology | Jackson | WY | $80,000 | $150,000 | 3 | Jan 19 | sec.gov |
| AUTOSCOPE TECHNOLOGIES CORP | Other | Minneapolis | MN | $79,475 | $79,475 | 2 | Jan 18 | sec.gov |
| Ashworth Leininger Group | Business Services | Camarillo | CA | $75,722 | $75,722 | 5 | Jan 17 | sec.gov |
| INK & PAINT LLC | Other | Brooklyn | NY | $75,000 | $75,000 | 2 | Jan 17 | sec.gov |
| PocketMentor, Inc. | Other | Portland | OR | $75,000 | $500,000 | 3 | Jan 16 | sec.gov |
| CYPRESS LAND REIT LLC | REITS and Finance | New York | NY | $72,000 | $125,000 | 72 | Jan 19 | sec.gov |
| CGMT MA REIT LLC | REITS and Finance | New York | NY | $72,000 | $125,000 | 72 | Jan 19 | sec.gov |
| LIT Millenium, Inc. | REITS and Finance | New York | NY | $72,000 | $125,000 | 72 | Jan 19 | sec.gov |
| TAINR Inc. (amended) | Retailing | Los Angeles | CA | $70,000 | $600,000 | 1 | Jan 19 | sec.gov |
| Singletto Inc. | Other Health Care | Seattle | WA | $65,000 | $10,000,000 | 1 | Jan 19 | sec.gov |
| Midway Basin 3-D 2024 Joint Venture | Oil and Gas | Shavano Park | TX | $62,000 | $744,000 | 1 | Jan 16 | sec.gov |
| Madison Realty Capital Debt MA IV Holdings LLC | REITS and Finance | New York | NY | $59,000 | $125,000 | 59 | Jan 18 | sec.gov |
| Angold Resources Ltd. | Other | Vancouver | $54,000 | $54,000 | 3 | Jan 16 | sec.gov | |
| Kiu AI Systems, Inc. | Other Technology | Raleigh | NC | $50,000 | $250,000 | 1 | Jan 18 | sec.gov |
| MYSTIC WOODS LLC (amended) | Other | Tallahassee | FL | $50,000 | $4,500,000 | 1 | Jan 18 | sec.gov |
| MYSTIC WOODS LLC (amended) | Other | Tallahassee | FL | $50,000 | $4,500,000 | 1 | Jan 18 | sec.gov |
| MySlabs, Inc. | Other | Dover | DE | $50,000 | $1,000,000 | 1 | Jan 17 | sec.gov |
| INK & PAINT LLC | Other | Brooklyn | NY | $50,000 | $50,000 | 2 | Jan 17 | sec.gov |
| Alphabet Stage LLC | Other | Albany | NY | $50,000 | $75,000 | 4 | Jan 16 | sec.gov |
| GLC Holdings, LLC/TN (amended) | Insurance | Philadelphia | PA | $49,000 | Indefinite | 49 | Jan 17 | sec.gov |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | REITS and Finance | Pasadena | CA | $48,152 | $5,082,207 | 16 | Jan 16 | sec.gov |
| North Texas Renal Management II LLC | Other Health Care | Dallas | TX | $45,800 | $652,650 | 1 | Jan 18 | sec.gov |
| Artes Capital Fund I Manager, LP (amended) | REITS and Finance | Westlake Vilalge | CA | $35,000 | Indefinite | 7 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $33,000 | Indefinite | 6 | Jan 16 | sec.gov |
| GETCHELL GOLD CORP. | Other | Vancouver | $30,244 | $75,610 | 2 | Jan 16 | sec.gov | |
| JL Palma LLC | Other | Bloomington | IL | $25,000 | $1,140,000 | 1 | Jan 19 | sec.gov |
| Sprout Properties III, LP | Residential | Dallas | TX | $25,000 | $10,000,000 | 2 | Jan 18 | sec.gov |
| KO Gold Inc. | Other | Toronto | $24,358 | $53,883 | 1 | Jan 16 | sec.gov | |
| Empire AI, Inc. | Other Technology | Redwood City | CA | $20,000 | $5,000,000 | 1 | Jan 18 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $11,035 | Indefinite | 1 | Jan 17 | sec.gov |
| INDESIGN LLC | Other | Indianapolis | IN | $10,000 | $10,000 | 1 | Jan 19 | sec.gov |
| Push2Spin Technologies, Inc. | Manufacturing | Pittsburgh | PA | $10,000 | $1,000,000 | 1 | Jan 18 | sec.gov |
| 3360 Frankford LLC (amended) | Commercial | Philadelphia | PA | $10,000 | $2,400,000 | 1 | Jan 16 | sec.gov |
| Incognia Holdings Inc. | Other Technology | San Jose | CA | $304 | $304 | 1 | Jan 18 | sec.gov |
| First Source Title LLC | Other | Plano | TX | $0 | $200,000 | 0 | Jan 19 | sec.gov |
| Coyote Creek Development LLC | Other | Parker | CO | $0 | $4,100,000 | 0 | Jan 19 | sec.gov |
| exydoc, LLC | Other Technology | Palmyra | PA | $0 | $50,000 | 0 | Jan 19 | sec.gov |
| Texas Health Surgery Center Willow Park, LLC | Other Health Care | Birmingham | AL | $0 | $455,000 | 0 | Jan 19 | sec.gov |
| 3WIN CORP. | Other | Tempe | AZ | $0 | $5,000,000 | 0 | Jan 19 | sec.gov |
| Buttonbush Land & Royalty LLC | Oil and Gas | Houston | TX | $0 | $10,000,000 | 0 | Jan 19 | sec.gov |
| MPC FED CI Energy Fund IV, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 18 | sec.gov |
| CRC Mez Fund, LLC | Residential | Grand Rapids | MI | $0 | Indefinite | 0 | Jan 18 | sec.gov |
| TRIPLE CROWN HOLDINGS B LLC | Commercial | Conyers | GA | $0 | $20,000,000 | 0 | Jan 18 | sec.gov |
| North Carolina Growth 1 DST | Residential | Scottsdale | AZ | $0 | $2,419,985 | 0 | Jan 18 | sec.gov |
| HARVEST REALTY INC | REITS and Finance | Sheridan | WY | $0 | $25,000,000 | 0 | Jan 18 | sec.gov |
| Red Raider 45 LLC | Residential | Jacksonville | FL | $0 | $8,000,000 | 0 | Jan 18 | sec.gov |
| GNFA Hotel LLC | Commercial | Wilmington | DE | $0 | $5,000,000 | 0 | Jan 18 | sec.gov |
| On3, LLC | Other Technology | Madison | WI | $0 | $4,999,999 | 0 | Jan 18 | sec.gov |
| BI PINNACLE GLOBAL Ltd (amended) | Insurance | London | $0 | Indefinite | 0 | Jan 18 | sec.gov | |
| Hamza Invests Fund III LP | Commercial | Sugar Land | TX | $0 | $50,000,000 | 0 | Jan 18 | sec.gov |
| Shopoff Palm Springs Industrial Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $16,200,000 | 0 | Jan 18 | sec.gov |
| Acacia Capital Fund I, LP | Residential | Orem | UT | $0 | Indefinite | 0 | Jan 18 | sec.gov |
| WILMINGTON REALTY LLC (amended) | Other Real Estate | Wilmington | NC | $0 | $6,000,000 | 0 | Jan 18 | sec.gov |
| Surge Real Estate Fund I LP | Residential | St. George | UT | $0 | $20,000,000 | 0 | Jan 18 | sec.gov |
| Paragon Alpha Fund I, L.P. | Other Real Estate | Albuquerque | NM | $0 | $95,742,000 | 0 | Jan 18 | sec.gov |
| Puzzle Solutions Holdings LLC | Other | Tampa | FL | $0 | $5,000,000 | 0 | Jan 18 | sec.gov |
| Stoneweg Green Gen Workforce Housing Fund I, LP | Commercial | St. Petersburg | FL | $0 | $400,000,000 | 0 | Jan 18 | sec.gov |
| Stoneweg Green Gen Workforce Housing AI Fund I, LP | Commercial | St. Petersburg | FL | $0 | $400,000,000 | 0 | Jan 18 | sec.gov |
| Legacy Land Fund LLC | Other Real Estate | Dover | DE | $0 | $50,000,000 | 0 | Jan 17 | sec.gov |
| Ashland Private Credit Fund LLC | Other | Sheridan | WY | $0 | $15,000,000 | 0 | Jan 17 | sec.gov |
| MPC SC 2024 LIHTC ICF, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Deep Sea Logistics, Inc. | Business Services | Wilmington | DE | $0 | $10,000,000 | 0 | Jan 17 | sec.gov |
| MPC GA 2024 AHI ICF 1, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Apartment Vestors Hotel Fund, LLC | Residential | Overland Park | KS | $0 | $8,500,000 | 0 | Jan 17 | sec.gov |
| Nico Ventures, Inc. | Business Services | Palm City | FL | $0 | $200,000 | 0 | Jan 17 | sec.gov |
| AC CAPITAL LLC | Commercial | South Lake Tahoe | CA | $0 | $20,000,000 | 0 | Jan 17 | sec.gov |
| AMERITRUST HOLDINGS LLC | Commercial | Sarasota | FL | $0 | $200,000,000 | 0 | Jan 17 | sec.gov |
| BRANDEIS PARTNERS LLC | Commercial | Omaha | NE | $0 | $27,000,000 | 0 | Jan 17 | sec.gov |
| Seneca Investment, LLC / WY | Lodging and Conventions | Lake Geneva | WI | $0 | $2,370,000 | 0 | Jan 17 | sec.gov |
| Skeleton Crew Labs Holdings (amended) | Retailing | Austin | TX | $0 | $1 | 0 | Jan 17 | sec.gov |
| ExchangeRight Net-Leased Portfolio 66 DST | Commercial | Pasadena | CA | $0 | $63,750,000 | 0 | Jan 17 | sec.gov |
| Retreat Hotel Fund I LLC | Commercial | Wilmington | DE | $0 | $20,000,000 | 0 | Jan 17 | sec.gov |
| Preacher's Wife Development Ltd Liability Co | Other | New York | NY | $0 | $4,800,000 | 0 | Jan 17 | sec.gov |
| Westech Holdings, Inc. (amended) | Other Technology | Poughkeepsie | NY | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| NetZylo Inc. (amended) | Other Technology | Boca Raton | FL | $0 | $3,000,000 | 0 | Jan 17 | sec.gov |
| EPIC Companies Midwest 2023, LLC | Other Real Estate | Minot | ND | $0 | $15,000,000 | 0 | Jan 17 | sec.gov |
| LTC - The Lincoln, LLC | Other Real Estate | Minot | ND | $0 | $10,000,000 | 0 | Jan 17 | sec.gov |
| PIP US Special LP Vehicle, LP (amended) | Other Banking and Financial Services | Grand Cayman | $0 | Indefinite | 64 | Jan 17 | sec.gov | |
| VP Operating Inc | Oil and Gas | Denton | TX | $0 | $1,550,000 | 0 | Jan 17 | sec.gov |
| MSC Participant LLC | Other Banking and Financial Services | Lake Oswego | OR | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| CROWDFUNZ 843 LLC | Other Real Estate | New York | NY | $0 | $1,500,000 | 0 | Jan 16 | sec.gov |
| Wildcatters LLC | Other | Charlotte | NC | $0 | $30,000,000 | 0 | Jan 16 | sec.gov |
| Bliss Creek Fund 1, LLC | Other | Edmond | OK | $0 | $25,000,000 | 0 | Jan 16 | sec.gov |
| ALC 098 L.P. | Other | Irvine | CA | $0 | $11,200,000 | 0 | Jan 16 | sec.gov |
| Citrus InvestCo, LLC | Other | Bellingham | WA | $0 | $43,000 | 0 | Jan 16 | sec.gov |
| EB PRO Fund 2 LLC | Commercial | Cheyenne | WY | $0 | $5,000,000 | 0 | Jan 16 | sec.gov |
| ARCTRUST Essential Property, DST | Commercial | Clifton | NJ | $0 | $2,958,538 | 0 | Jan 16 | sec.gov |
| Orthomod LLC | Biotechnology | Dayton | OH | $0 | $1,500,000 | 0 | Jan 16 | sec.gov |
| Bull Bear Long/Short Fund LP | Investing | Reston | VA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| 207 Coal LLC | Coal Mining | Washington | UT | $0 | $570,000 | 1 | Jan 16 | sec.gov |
| ACCESS Loan Fund I, L.P. | Other Real Estate | Las Vegas | NV | $0 | $5,000,000 | 0 | Jan 16 | sec.gov |
| Camelback & 41st LLC | Commercial | Scottsdale | AZ | $0 | $12,000,000 | 0 | Jan 16 | sec.gov |
| Citron Grand Avenue Partners SubREIT, LLC | REITS and Finance | Los Angeles | CA | $0 | $125,000 | 0 | Jan 16 | sec.gov |
| ICP Grand Avenue Partners SubREIT, LLC | REITS and Finance | Los Angeles | CA | $0 | $125,000 | 0 | Jan 16 | sec.gov |
| Domain Grand Avenue Partners SubREIT, LLC | REITS and Finance | Los Angeles | CA | $0 | $125,000 | 0 | Jan 16 | sec.gov |
| Oaktree Real Estate Finance IV, LLC | REITS and Finance | Los Angeles | CA | $0 | $125,000 | 0 | Jan 16 | sec.gov |
| Oaktree Real Estate Finance IV (Non-EURRC), LLC | REITS and Finance | Los Angeles | CA | $0 | $125,000 | 0 | Jan 16 | sec.gov |
| CX Texas Industrial II, DST | Commercial | Tampa | FL | $0 | $3,496,940 | 0 | Jan 16 | sec.gov |
| BURNT RIVER EQUITY PARTNERS LLC (amended) | Commercial | Shoreham | NY | $0 | $6,150,000 | 0 | Jan 16 | sec.gov |
| Cabretta SC LIHTC Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| Simple Fund LLC | Commercial | Spanish Fork | UT | $0 | $10,000,000 | 0 | Jan 16 | sec.gov |
| Common Walk Affordable Housing Fund 1 LLC | Residential | Doraville | GA | $0 | $5,000,000 | 0 | Jan 16 | sec.gov |
| Common Walk Affordable Housing Fund 2 LLC | Residential | Doraville | GA | $0 | $5,000,000 | 0 | Jan 16 | sec.gov |
| EAGLE ROCK ESTATES LLC | Construction | Morrisville | NC | $0 | $5,000,000 | 0 | Jan 16 | sec.gov |
| Cabretta SC Inman ICF, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| Cabretta SC Abandoned Building Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| Cabretta SC Historic Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| Cabretta Georgia Tax Credit Fund LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| Cabretta SC Mill Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| REGENT CAPITAL CORP | Commercial Banking | Tulsa | OK | $0 | $30,000,080 | 0 | Jan 16 | sec.gov |
| Signature Abstract | Insurance | Wyomissing | PA | $0 | $50,310 | 0 | Jan 16 | sec.gov |
| Hampden Agencies Ltd | Other | London | $0 | Indefinite | 34 | Jan 16 | sec.gov | |
| Castling Fund 1 LLC (amended) | REITS and Finance | Brooklyn | NY | $0 | $20,000,000 | 0 | Jan 16 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $1,800,000 | 0 | Jan 16 | sec.gov |
Week of Jan 22 · Week of Jan 8 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.