Data / Form D filings / Jan 16
Form D filings, January 16, 2024: 151 companies raised $977.5 million
151 operating companies filed a Form D on January 16, 2024, reporting $977.5 million sold. Largest: Artes Capital Fund I, LLC ($135.9 million), 10 Federal Self Storage Acquisition Co 4, LLC ($95.8 million), Advantia Holdings LLC ($82.7 million). The median filing is $1.3 million, and 130 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 151Form D filings
- $977.5 millionreported sold
- $1.3 millionmedian amount sold
- CAmost filings (37)
Most filings by state: CA 37, NY 13, TX 12, GA 10, FL 7. By industry: Other 34, REITS and Finance 19, Other Real Estate 18, Other Banking and Financial Services 18.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Artes Capital Fund I, LLC (amended) | REITS and Finance | Westlake Village | CA | $135,894,877 | Indefinite | 718 | Jan 16 | sec.gov |
| 10 Federal Self Storage Acquisition Co 4, LLC (amended) | Other Real Estate | Raleigh | NC | $95,754,000 | $100,000,000 | 216 | Jan 16 | sec.gov |
| Advantia Holdings LLC | Hospitals and Physicians | Arlington | VA | $82,717,899 | $88,717,899 | 3 | Jan 16 | sec.gov |
| High End Holdings LLC (amended) | Other | Fort Lauderdale | FL | $76,283,821 | Indefinite | 161 | Jan 16 | sec.gov |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO (amended) | Insurance | Bloomington | IL | $66,939,682 | Indefinite | 2050 | Jan 16 | sec.gov |
| Emory Peak Holdings III, LLC | Oil and Gas | Houston | TX | $60,060,000 | Indefinite | 4 | Jan 16 | sec.gov |
| Pomelo Holdings Ltd | Other | London | $59,334,248 | $59,334,248 | 22 | Jan 16 | sec.gov | |
| NY Avenue Holdings, LLC (amended) | Residential | Potomac | MD | $43,000,000 | $43,000,000 | 100 | Jan 16 | sec.gov |
| Capital Funding Bancorp, Inc. | Commercial Banking | Baltimore | MD | $37,300,000 | $37,300,000 | 5 | Jan 16 | sec.gov |
| M2 Ingredients, Inc. | Other | Vista | CA | $25,759,169 | $25,759,169 | 26 | Jan 16 | sec.gov |
| Aphorio Carter Critical Infrastructure Fund, LLC (amended) | Other Real Estate | Tampa | FL | $24,162,785 | $200,000,000 | 181 | Jan 16 | sec.gov |
| RBI Delray Holdings LLC | Other Real Estate | Columbus | OH | $19,800,000 | $19,800,000 | 4 | Jan 16 | sec.gov |
| NRG Small Balance LP | Residential | Austin | TX | $16,138,526 | $16,138,526 | 70 | Jan 16 | sec.gov |
| Topia Inc. | Other Technology | San Francisco | CA | $15,090,609 | $15,090,609 | 6 | Jan 16 | sec.gov |
| PG Founders LLC (amended) | Other Real Estate | Scottsdale | AZ | $14,000,000 | Indefinite | 6 | Jan 16 | sec.gov |
| Simple Broadband 1 LLC (amended) | Telecommunications | New York | NY | $12,472,862 | Indefinite | 16 | Jan 16 | sec.gov |
| Jackson County Solar Investments, LLC | Other Real Estate | Alpharetta | GA | $11,419,527 | $11,800,000 | 121 | Jan 16 | sec.gov |
| IYOTEE, INC. | Other Technology | Frederick | MD | $9,350,582 | $9,350,582 | 19 | Jan 16 | sec.gov |
| Topia Inc. | Other Technology | San Francisco | CA | $9,350,000 | $11,813,476 | 3 | Jan 16 | sec.gov |
| Delamar Westport LLC | Commercial | Stamford | CT | $8,364,741 | $12,700,000 | 21 | Jan 16 | sec.gov |
| Digital Surgery Systems, Inc. (amended) | Other | Goleta | CA | $7,994,372 | $10,000,000 | 33 | Jan 16 | sec.gov |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $7,631,635 | $7,631,635 | 15 | Jan 16 | sec.gov |
| Cypressbrook Investors Coley Davis, LP | Residential | The Woodlands | TX | $7,200,000 | $36,000,000 | 138 | Jan 16 | sec.gov |
| CANVAS ENVISION, INC. (amended) | Other Technology | Boston | MA | $7,196,500 | $9,000,000 | 35 | Jan 16 | sec.gov |
| phase2body, inc. | Other | Scottsdale | AZ | $6,000,000 | $7,200,000 | 1 | Jan 16 | sec.gov |
| Roselawn Capital LLC | Other | Menlo Park | CA | $5,530,000 | $5,530,000 | 11 | Jan 16 | sec.gov |
| Eventus Systems, Inc. | Other Technology | Austin | TX | $5,349,625 | $5,350,000 | 21 | Jan 16 | sec.gov |
| Wilkinson Properties Fund 17, LLC (amended) | Residential | Yakima | WA | $5,328,170 | $50,000,000 | 0 | Jan 16 | sec.gov |
| CSC South Hill Realty Capital, LLC (amended) | Residential | Aspen | CO | $4,838,000 | $4,838,000 | 100 | Jan 16 | sec.gov |
| Doxa Resources, LLC | Oil and Gas | Houston | TX | $4,300,000 | $20,000,000 | 4 | Jan 16 | sec.gov |
| Scout Discoveries Corp. | Other | Coeur D'Alene | ID | $4,000,000 | $4,000,000 | 1 | Jan 16 | sec.gov |
| Wavelength Labs, Inc. | Other Technology | Indianapolis | IN | $3,999,994 | $4,499,993 | 5 | Jan 16 | sec.gov |
| Thread Magic, Inc. (amended) | Other Technology | New York | NY | $3,999,992 | $4,149,992 | 11 | Jan 16 | sec.gov |
| Pulmotect, Inc. (amended) | Biotechnology | Houston | TX | $3,661,000 | Indefinite | 11 | Jan 16 | sec.gov |
| VF Portfolio 1 LLC | Other Real Estate | Denver | CO | $3,226,000 | $10,000,000 | 43 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $3,036,025 | Indefinite | 95 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,970,051 | Indefinite | 96 | Jan 16 | sec.gov |
| RevivBio Inc. | Biotechnology | Cambridge | MA | $2,954,976 | $3,153,975 | 11 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,911,252 | Indefinite | 97 | Jan 16 | sec.gov |
| Health Outlook Corp | Other Health Care | New York | NY | $2,850,000 | $3,500,000 | 5 | Jan 16 | sec.gov |
| CANYON ROAD DEVELOPMENT LLC | Commercial | Roswell | GA | $2,797,500 | $2,797,500 | 16 | Jan 16 | sec.gov |
| ROLA RE HOLDING, LLC | Other Real Estate | Miami Beach | FL | $2,549,958 | Indefinite | 13 | Jan 16 | sec.gov |
| DriverReach Inc. | Other | Carmel | IN | $2,500,000 | $2,751,177 | 3 | Jan 16 | sec.gov |
| BillGO, Inc. | Other Technology | Fort Collins | CO | $2,500,000 | $2,500,000 | 4 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,414,592 | Indefinite | 94 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,388,923 | Indefinite | 96 | Jan 16 | sec.gov |
| Pando Triad Investment LLC | Commercial | Colleyville | TX | $2,000,000 | $2,000,000 | 44 | Jan 16 | sec.gov |
| LDI-MAP LLC | Other Technology | Scottsdale | AZ | $1,980,000 | $1,980,000 | 6 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,946,367 | Indefinite | 97 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,946,367 | Indefinite | 95 | Jan 16 | sec.gov |
| Helios Ambient Partners II, LLC | Investing | Denver | CO | $1,700,000 | $4,400,000 | 1 | Jan 16 | sec.gov |
| LINKED CAPITAL GROUP FUND 1 LLC | Commercial | Lombard | IL | $1,547,000 | $4,000,000 | 30 | Jan 16 | sec.gov |
| Filmland Spirits, Inc. | Other | West Hills | CA | $1,500,000 | $3,000,000 | 13 | Jan 16 | sec.gov |
| Leo@Cypress Creek Investors, LP | Commercial | Aventura | FL | $1,496,500 | $1,496,500 | 11 | Jan 16 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $1,478,526 | $1,478,526 | 7 | Jan 16 | sec.gov |
| Dore Copper Mining Corp. | Other | Toronto | $1,475,622 | $1,475,622 | 4 | Jan 16 | sec.gov | |
| APX Drilling Partners 2023 LP (amended) | Oil and Gas | Buffalo | NY | $1,280,000 | $50,000,000 | 30 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,276,994 | Indefinite | 95 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,265,578 | Indefinite | 96 | Jan 16 | sec.gov |
| NIMBLE PRECISION, INC. | Other Technology | Middletown | DE | $1,250,000 | $2,000,000 | 1 | Jan 16 | sec.gov |
| RLTY LLC (amended) | Other | Manhattan Beach | CA | $1,233,925 | $8,500,000 | 18 | Jan 16 | sec.gov |
| CLS Holdings USA, Inc. | Other | Las Vegas | NV | $1,070,000 | $1,070,000 | 4 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,052,711 | Indefinite | 66 | Jan 16 | sec.gov |
| Midwest Venture Fund, LLC | Residential | Kearney | MO | $1,045,000 | $10,000,000 | 9 | Jan 16 | sec.gov |
| Helios ZincFive Partners IV, LLC | Investing | Denver | CO | $1,000,000 | $1,000,000 | 4 | Jan 16 | sec.gov |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | REITS and Finance | Pasadena | CA | $1,000,000 | $1,280,000 | 5 | Jan 16 | sec.gov |
| Chim3ra, Inc. | Other Technology | Los Angeles | CA | $999,999 | $2,000,000 | 1 | Jan 16 | sec.gov |
| Althing Properties I, L.L.C. | Other Real Estate | Houston | TX | $875,000 | $875,000 | 15 | Jan 16 | sec.gov |
| 205 Coal LLC | Coal Mining | Washington | UT | $750,000 | $750,000 | 1 | Jan 16 | sec.gov |
| Northside Capital, LP | Other | Highland | UT | $750,000 | $25,000,000 | 1 | Jan 16 | sec.gov |
| 100 Prince Property Owner, LLC | Other Real Estate | Greenville | SC | $750,000 | $750,000 | 6 | Jan 16 | sec.gov |
| SP 10 Preferred Equity, LLC | Other Real Estate | Scottsdale | AZ | $700,000 | $17,200,000 | 7 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $675,201 | Indefinite | 45 | Jan 16 | sec.gov |
| 4214 Brookview LLC | Commercial | Dallas | TX | $650,000 | $650,000 | 3 | Jan 16 | sec.gov |
| Insignum AgTech, LLC | Agriculture | Whitestown | IN | $600,000 | $1,000,000 | 3 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $593,358 | Indefinite | 47 | Jan 16 | sec.gov |
| GETCHELL GOLD CORP. | Other | Vancouver | $572,685 | $1,145,370 | 7 | Jan 16 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $527,608 | Indefinite | 24 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $503,430 | Indefinite | 30 | Jan 16 | sec.gov |
| Liquid Member Inc. | Other | Miami Beach | FL | $500,000 | $3,000,000 | 1 | Jan 16 | sec.gov |
| MDM Permian, Inc. | Oil and Gas | Dallas | TX | $500,000 | $10,000,000 | 3 | Jan 16 | sec.gov |
| Kingmakers Cigars, LLC | Other | Pittstown | NJ | $400,000 | $650,000 | 1 | Jan 16 | sec.gov |
| Flint Learning Solutions Inc. | Other | Toronto | $400,000 | $1,000,000 | 1 | Jan 16 | sec.gov | |
| Lewis Ward UK Tour Ltd Liability Co (amended) | Other | New York | NY | $375,650 | $1,100,000 | 18 | Jan 16 | sec.gov |
| Lower Tier Aviator DC REIT, LLC | REITS and Finance | Boca Raton | FL | $375,000 | $375,000 | 125 | Jan 16 | sec.gov |
| Access Financial Group Ltd Liability Co | Other Banking and Financial Services | Colorado Springs | CO | $352,850 | $5,000,000 | 61 | Jan 16 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $300,000 | Indefinite | 2 | Jan 16 | sec.gov |
| Ziptility, Inc. | Other Technology | Bloomington | IN | $299,999 | $600,000 | 2 | Jan 16 | sec.gov |
| Lakeland REIT, LLC | REITS and Finance | Beverly Hills | CA | $250,000 | $250,000 | 125 | Jan 16 | sec.gov |
| 5s MLP, LLC | Other | New York | NY | $250,000 | $4,000,000 | 1 | Jan 16 | sec.gov |
| Systems Biology Research Group LLC | Biotechnology | Chicago | IL | $190,000 | $5,000,000 | 9 | Jan 16 | sec.gov |
| Gaingels Earli LLC | Other | Burlington | VT | $177,778 | $177,778 | 21 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $170,160 | Indefinite | 26 | Jan 16 | sec.gov |
| Carden Springs Investor, LLC | Commercial | Champaign | IL | $150,000 | $15,000,000 | 1 | Jan 16 | sec.gov |
| Cantex Mine Development Corp. | Other | Kelowna | $150,000 | $262,449 | 5 | Jan 16 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $134,491 | Indefinite | 8 | Jan 16 | sec.gov |
| ARIS Mortgage Originations, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| Hammes Income & Growth Healthcare Fund REIT Trust | REITS and Finance | Milwaukee | WI | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| LANDROCK VIII REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| THFF II REIT LLC | REITS and Finance | Santa Monica | CA | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| VHF REIT Holdings LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| VAF2 Scott REIT, Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| EpiVario Inc. | Pharmaceuticals | Philadelphia | PA | $125,000 | $1,500,000 | 3 | Jan 16 | sec.gov |
| DF VIII REIT Holdings, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 16 | sec.gov |
| Mystic Innovations, Inc. | Manufacturing | Dublin | OH | $120,000 | $3,000,000 | 1 | Jan 16 | sec.gov |
| American Title Solutions, LLC | Insurance | Fairlawn | OH | $94,573 | $539,000 | 176 | Jan 16 | sec.gov |
| WAKARA REAL ESTATE FUND LP | Residential | Orem | UT | $90,000 | $3,500,000 | 1 | Jan 16 | sec.gov |
| PocketMentor, Inc. | Other | Portland | OR | $75,000 | $500,000 | 3 | Jan 16 | sec.gov |
| Midway Basin 3-D 2024 Joint Venture | Oil and Gas | Shavano Park | TX | $62,000 | $744,000 | 1 | Jan 16 | sec.gov |
| Angold Resources Ltd. | Other | Vancouver | $54,000 | $54,000 | 3 | Jan 16 | sec.gov | |
| Alphabet Stage LLC | Other | Albany | NY | $50,000 | $75,000 | 4 | Jan 16 | sec.gov |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | REITS and Finance | Pasadena | CA | $48,152 | $5,082,207 | 16 | Jan 16 | sec.gov |
| Artes Capital Fund I Manager, LP (amended) | REITS and Finance | Westlake Vilalge | CA | $35,000 | Indefinite | 7 | Jan 16 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $33,000 | Indefinite | 6 | Jan 16 | sec.gov |
| GETCHELL GOLD CORP. | Other | Vancouver | $30,244 | $75,610 | 2 | Jan 16 | sec.gov | |
| KO Gold Inc. | Other | Toronto | $24,358 | $53,883 | 1 | Jan 16 | sec.gov | |
| 3360 Frankford LLC (amended) | Commercial | Philadelphia | PA | $10,000 | $2,400,000 | 1 | Jan 16 | sec.gov |
| CROWDFUNZ 843 LLC | Other Real Estate | New York | NY | $0 | $1,500,000 | 0 | Jan 16 | sec.gov |
| Wildcatters LLC | Other | Charlotte | NC | $0 | $30,000,000 | 0 | Jan 16 | sec.gov |
| Bliss Creek Fund 1, LLC | Other | Edmond | OK | $0 | $25,000,000 | 0 | Jan 16 | sec.gov |
| ALC 098 L.P. | Other | Irvine | CA | $0 | $11,200,000 | 0 | Jan 16 | sec.gov |
| Citrus InvestCo, LLC | Other | Bellingham | WA | $0 | $43,000 | 0 | Jan 16 | sec.gov |
| EB PRO Fund 2 LLC | Commercial | Cheyenne | WY | $0 | $5,000,000 | 0 | Jan 16 | sec.gov |
| ARCTRUST Essential Property, DST | Commercial | Clifton | NJ | $0 | $2,958,538 | 0 | Jan 16 | sec.gov |
| Orthomod LLC | Biotechnology | Dayton | OH | $0 | $1,500,000 | 0 | Jan 16 | sec.gov |
| Bull Bear Long/Short Fund LP | Investing | Reston | VA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| 207 Coal LLC | Coal Mining | Washington | UT | $0 | $570,000 | 1 | Jan 16 | sec.gov |
| ACCESS Loan Fund I, L.P. | Other Real Estate | Las Vegas | NV | $0 | $5,000,000 | 0 | Jan 16 | sec.gov |
| Camelback & 41st LLC | Commercial | Scottsdale | AZ | $0 | $12,000,000 | 0 | Jan 16 | sec.gov |
| Citron Grand Avenue Partners SubREIT, LLC | REITS and Finance | Los Angeles | CA | $0 | $125,000 | 0 | Jan 16 | sec.gov |
| ICP Grand Avenue Partners SubREIT, LLC | REITS and Finance | Los Angeles | CA | $0 | $125,000 | 0 | Jan 16 | sec.gov |
| Domain Grand Avenue Partners SubREIT, LLC | REITS and Finance | Los Angeles | CA | $0 | $125,000 | 0 | Jan 16 | sec.gov |
| Oaktree Real Estate Finance IV, LLC | REITS and Finance | Los Angeles | CA | $0 | $125,000 | 0 | Jan 16 | sec.gov |
| Oaktree Real Estate Finance IV (Non-EURRC), LLC | REITS and Finance | Los Angeles | CA | $0 | $125,000 | 0 | Jan 16 | sec.gov |
| CX Texas Industrial II, DST | Commercial | Tampa | FL | $0 | $3,496,940 | 0 | Jan 16 | sec.gov |
| BURNT RIVER EQUITY PARTNERS LLC (amended) | Commercial | Shoreham | NY | $0 | $6,150,000 | 0 | Jan 16 | sec.gov |
| Cabretta SC LIHTC Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| Simple Fund LLC | Commercial | Spanish Fork | UT | $0 | $10,000,000 | 0 | Jan 16 | sec.gov |
| Common Walk Affordable Housing Fund 1 LLC | Residential | Doraville | GA | $0 | $5,000,000 | 0 | Jan 16 | sec.gov |
| Common Walk Affordable Housing Fund 2 LLC | Residential | Doraville | GA | $0 | $5,000,000 | 0 | Jan 16 | sec.gov |
| EAGLE ROCK ESTATES LLC | Construction | Morrisville | NC | $0 | $5,000,000 | 0 | Jan 16 | sec.gov |
| Cabretta SC Inman ICF, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| Cabretta SC Abandoned Building Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| Cabretta SC Historic Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| Cabretta Georgia Tax Credit Fund LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| Cabretta SC Mill Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 16 | sec.gov |
| REGENT CAPITAL CORP | Commercial Banking | Tulsa | OK | $0 | $30,000,080 | 0 | Jan 16 | sec.gov |
| Signature Abstract | Insurance | Wyomissing | PA | $0 | $50,310 | 0 | Jan 16 | sec.gov |
| Hampden Agencies Ltd | Other | London | $0 | Indefinite | 34 | Jan 16 | sec.gov | |
| Castling Fund 1 LLC (amended) | REITS and Finance | Brooklyn | NY | $0 | $20,000,000 | 0 | Jan 16 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $1,800,000 | 0 | Jan 16 | sec.gov |
January 17, 2024 · January 12, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.