Data / Form D filings / Jan 12
Form D filings, January 12, 2024: 122 companies raised $1.73 billion
122 operating companies filed a Form D on January 12, 2024, reporting $1.73 billion sold. Largest: Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($522.1 million), Kaseya Holdings Inc. ($475.3 million), Penso Fund Platform SPC- Segregated Portfolio NCA #12 (2017) ($125 million). The median filing is $2 million, and 209 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 122Form D filings
- $1.73 billionreported sold
- $2 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, NY 11, TX 10, PA 9, FL 8. By industry: Other Technology 22, Other 18, REITS and Finance 18, Commercial 13.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $522,109,028 | $522,109,028 | 879 | Jan 12 | sec.gov |
| Kaseya Holdings Inc. (amended) | Other Technology | Miami | FL | $475,254,034 | Indefinite | 443 | Jan 12 | sec.gov |
| Penso Fund Platform SPC- Segregated Portfolio NCA #12 (2017) (amended) | Investing | New York | NY | $125,000,000 | Indefinite | 4 | Jan 12 | sec.gov |
| Artes Capital SMA 1, LLC (amended) | Commercial | Westlake Village | CA | $62,205,389 | Indefinite | 1 | Jan 12 | sec.gov |
| Zededa, Inc. | Other Technology | San Jose | CA | $45,319,698 | $61,999,957 | 11 | Jan 12 | sec.gov |
| BELLWOOD ROAD INVESTMENT PARTNERS LLC (amended) | Commercial | Newtown Square | PA | $41,755,289 | $41,755,289 | 34 | Jan 12 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $36,344,917 | $145,000,000 | 229 | Jan 12 | sec.gov |
| STC NS Franchise I, LLC | Investing | Lancaster | PA | $30,080,000 | $30,250,000 | 31 | Jan 12 | sec.gov |
| Decision Sciences International Corp (amended) | Other | Poway | CA | $25,434,228 | $35,000,000 | 59 | Jan 12 | sec.gov |
| Quilt Holdco, Inc. (amended) | Other Technology | New York | NY | $20,000,000 | $20,000,000 | 1 | Jan 12 | sec.gov |
| Breeze Aviation Group, Inc. | Airlines and Airports | Cottonwood Heights | UT | $20,000,000 | $140,000,000 | 5 | Jan 12 | sec.gov |
| Red Hill Energy Opportunity Fund, L.P. | Other Real Estate | Destin | FL | $18,941,900 | $19,090,000 | 312 | Jan 12 | sec.gov |
| Bellwood Road Equus Investors LLC (amended) | Commercial | Newtown Square | PA | $18,370,293 | $18,370,293 | 15 | Jan 12 | sec.gov |
| Ellis Residential, L.P. (amended) | Residential | Newtown Square | PA | $18,326,076 | $18,326,076 | 11 | Jan 12 | sec.gov |
| ELLIS RESIDENTIAL PHASE II INVESTMENT PARTNERS, LLC (amended) | Commercial | Newtown Square | PA | $17,502,059 | $17,502,059 | 12 | Jan 12 | sec.gov |
| LifeGuides, PBC (amended) | Other Health Care | Tempe | AZ | $16,506,500 | Indefinite | 48 | Jan 12 | sec.gov |
| WeldenField Real Estate BAM Fund II, LP (amended) | Residential | Birmingham | AL | $16,150,000 | $40,000,000 | 39 | Jan 12 | sec.gov |
| Sea Machines Robotics, Inc. | Other Technology | Boston | MA | $14,079,927 | $14,079,927 | 13 | Jan 12 | sec.gov |
| Pensa Systems, Inc. | Other Technology | Austin | TX | $13,544,221 | $19,898,914 | 23 | Jan 12 | sec.gov |
| FarmTogether Sustainable Farmland Fund, LP fka FarmTogether US Farmland Fund, LP (amended) | Other Real Estate | Bethesda | MD | $12,100,000 | Indefinite | 110 | Jan 12 | sec.gov |
| Black Diamond Funding Ventures, LLC (amended) | Other | Sunrise | FL | $11,384,039 | $11,384,039 | 38 | Jan 12 | sec.gov |
| Igniton, Inc. | Other Health Care | Louisville | CO | $11,000,000 | $22,000,000 | 1 | Jan 12 | sec.gov |
| Sprout Properties II, L.P. | Residential | Dallas | TX | $10,783,719 | Indefinite | 71 | Jan 12 | sec.gov |
| Pivot Holdings III LLC | Investing | New York | NY | $10,000,000 | $10,000,000 | 77 | Jan 12 | sec.gov |
| Berry Street Health, Inc. | Other Health Care | Brooklyn | NY | $9,240,007 | $9,310,000 | 15 | Jan 12 | sec.gov |
| Dillon Inland Port I, LLC (amended) | Commercial | Newtown Square | PA | $9,075,512 | $9,075,512 | 18 | Jan 12 | sec.gov |
| EB PRO Fund 1 LLC | Commercial | Cheyenne | WY | $7,005,000 | $9,000,000 | 5 | Jan 12 | sec.gov |
| FiscalNote Holdings, Inc. | Other Technology | Washington | DC | $6,301,010 | $6,301,010 | 1 | Jan 12 | sec.gov |
| Kerry Solar Investments, LLC | Other Real Estate | Miami | FL | $6,206,100 | $7,451,000 | 33 | Jan 12 | sec.gov |
| Locally.com, Inc. | Other | New Orleans | LA | $6,000,000 | $6,000,000 | 2 | Jan 12 | sec.gov |
| Unified Physician Management Holdings, LP | Hospitals and Physicians | Tampa | FL | $5,322,680 | $5,322,680 | 81 | Jan 12 | sec.gov |
| D1 Search, LLC | Other | Sao Paulo | $4,512,100 | $4,512,100 | 5 | Jan 12 | sec.gov | |
| WFF, Inc. | Manufacturing | Chicago | IL | $4,355,000 | $8,000,000 | 19 | Jan 12 | sec.gov |
| Volta Labs, Inc. | Other Technology | Boston | MA | $4,260,001 | $9,000,001 | 4 | Jan 12 | sec.gov |
| Chloe Nashville HV, LLC | Other | Nashville | TN | $4,232,500 | $8,000,000 | 37 | Jan 12 | sec.gov |
| SIG Wealth Fund I LLC (amended) | Commercial | Cheyenne | WY | $3,823,830 | $100,000,000 | 29 | Jan 12 | sec.gov |
| Vidoso, Inc. | Other Technology | Menlo Park | CA | $3,699,999 | $4,150,000 | 6 | Jan 12 | sec.gov |
| Canterbury Peak Investors, LLC | Manufacturing | Vernon Hills | IL | $3,527,000 | $3,527,000 | 29 | Jan 12 | sec.gov |
| HireTeamMate, Inc. | Other Technology | Mountain View | CA | $3,120,000 | $7,280,000 | 1 | Jan 12 | sec.gov |
| Serve Robotics Inc. /DE/ | Other Technology | Redwood City | CA | $3,000,000 | $5,000,000 | 2 | Jan 12 | sec.gov |
| GCDP II REIT Feeder, LLC (amended) | Other Real Estate | El Segundo | CA | $2,897,680 | $145,000,000 | 31 | Jan 12 | sec.gov |
| IHG Royal Ridge, LLC | Other Real Estate | Toms River | NJ | $2,550,000 | $2,550,000 | 14 | Jan 12 | sec.gov |
| Mercer Tower 2023 LLC | Residential | Bellevue | WA | $2,520,000 | $3,000,000 | 15 | Jan 12 | sec.gov |
| Birdwatch PBC | Other | Washington | DC | $2,449,999 | $2,449,999 | 7 | Jan 12 | sec.gov |
| Phoenix Place IHG, LLC | Other Real Estate | Toms River | NJ | $2,400,000 | $2,400,000 | 24 | Jan 12 | sec.gov |
| Vanamor Reedville Meadows Investments L.P. | Commercial | Oceanside | CA | $2,362,000 | $2,362,000 | 39 | Jan 12 | sec.gov |
| NYLARC HOLDING CO INC. | Insurance | Avondale | AZ | $2,286,000 | $3,564,000 | 127 | Jan 12 | sec.gov |
| Griffin Private Xit Investors, LLC | Investing | Liberty | MO | $2,158,000 | Indefinite | 1 | Jan 12 | sec.gov |
| SilkTears, Inc. | Other Health Care | Minneapolis | MN | $2,100,000 | $5,000,000 | 2 | Jan 12 | sec.gov |
| Nautical Ventures Group Inc. (amended) | Retailing | Fort Lauderdale | FL | $2,092,978 | $20,000,000 | 1 | Jan 12 | sec.gov |
| Nautical Ventures Group Inc. | Retailing | Fort Lauderdale | FL | $2,021,368 | $20,000,000 | 1 | Jan 12 | sec.gov |
| Scinai Immunotherapeutics Ltd. | Pharmaceuticals | Jerusalem | $1,694,259 | $1,694,259 | 4 | Jan 12 | sec.gov | |
| NanoPattern Technologies, Inc. | Other Technology | Chicago | IL | $1,689,999 | $2,299,997 | 15 | Jan 12 | sec.gov |
| Sprout Properties III, LP | Residential | Dallas | TX | $1,623,743 | $10,000,000 | 32 | Jan 12 | sec.gov |
| Airship AI Holdings, Inc. | Other | Redmond | WA | $1,375,000 | $1,375,000 | 1 | Jan 12 | sec.gov |
| Cabin 3 Restaurant Group, Inc. | Restaurants | Bentonville | AR | $1,299,999 | $1,299,999 | 8 | Jan 12 | sec.gov |
| Integrated Physicians Management Services, LLC | Other | East Hartford | CT | $1,263,750 | Indefinite | 16 | Jan 12 | sec.gov |
| Aquacultural Research Corp | Other | Dennis | MA | $1,229,169 | $1,500,000 | 17 | Jan 12 | sec.gov |
| Dryden Gold Corp. | Other | Vancouver | $1,071,165 | $3,213,494 | 9 | Jan 12 | sec.gov | |
| CLF-McKinney 1, LLC | Other Real Estate | Frisco | TX | $1,070,000 | $2,520,000 | 12 | Jan 12 | sec.gov |
| Flashback Technologies, Inc. | Other Technology | Greenwood Village | CO | $1,043,237 | $1,100,000 | 19 | Jan 12 | sec.gov |
| THREE LOTS 650, LLC | Other | Mukilteo | WA | $1,030,000 | $1,030,000 | 9 | Jan 12 | sec.gov |
| Canter Resources Corp. | Other | Vancouver | $968,441 | $968,441 | 1 | Jan 12 | sec.gov | |
| SMOKEY POINT 500, LLC | Other | Mukilteo | WA | $905,000 | $905,000 | 10 | Jan 12 | sec.gov |
| Grannus Therapeutics, Inc. | Biotechnology | Indianapolis | IN | $800,000 | $800,000 | 9 | Jan 12 | sec.gov |
| C3 Bullion, Inc. (amended) | Business Services | Chicago | IL | $725,000 | $2,000,000 | 0 | Jan 12 | sec.gov |
| GLIMMER MENTAL HEALTH, INC. | Other Health Care | Holywood | FL | $695,485 | $695,485 | 18 | Jan 12 | sec.gov |
| 1A Systems, Inc. | Retailing | Richmond | VA | $665,134 | $665,134 | 6 | Jan 12 | sec.gov |
| BIGHORN HAWTHORNE LLC | REITS and Finance | Highlands Ranch | CO | $605,000 | $625,000 | 121 | Jan 12 | sec.gov |
| RoofMarketplace, Inc. | Other Technology | Whitewater | WI | $550,000 | $2,000,000 | 3 | Jan 12 | sec.gov |
| BHF I, LLC | Other Banking and Financial Services | Charlotte | NC | $500,000 | $2,500,000 | 1 | Jan 12 | sec.gov |
| Artes Capital SMA 1 Manager, LP (amended) | Commercial | Westlake Village | CA | $500,000 | Indefinite | 4 | Jan 12 | sec.gov |
| INSPIRE VETERINARY PARTNERS, INC. | Other Health Care | Virginia Beach | VA | $400,000 | $400,000 | 2 | Jan 12 | sec.gov |
| Executive Equity Piper Road LLC (amended) | Commercial | Newtown Square | PA | $389,156 | $389,156 | 11 | Jan 12 | sec.gov |
| Executive Equity Bellwood Road LLC (amended) | Commercial | Newtown Square | PA | $362,734 | $362,734 | 11 | Jan 12 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $288,000 | $150,000,000 | 0 | Jan 12 | sec.gov |
| Cultivate Brands LP | Business Services | Oakbrook | IL | $284,640 | $319,640 | 6 | Jan 12 | sec.gov |
| Fancamp Exploration Ltd | Other | Burnaby | $251,671 | $251,671 | 3 | Jan 12 | sec.gov | |
| BulkSource, Inc. | Other Technology | Denver | CO | $250,000 | $7,000,000 | 1 | Jan 12 | sec.gov |
| CH-M Southeast Logistics REIT PH II, L.L.C. | REITS and Finance | Dallas | TX | $242,000 | $250,000 | 121 | Jan 12 | sec.gov |
| AORA Mexico, Inc. | Retailing | New York City | NY | $225,000 | $500,000 | 2 | Jan 12 | sec.gov |
| Stargate Holdings, Inc. | Other | St. Charles | IL | $200,000 | $5,000,000 | 1 | Jan 12 | sec.gov |
| INSPIRE VETERINARY PARTNERS, INC. | Other Health Care | Virginia Beach | VA | $200,000 | $200,000 | 1 | Jan 12 | sec.gov |
| Executive Equity Guilford Road LLC (amended) | Commercial | Newtown Square | PA | $183,110 | $183,110 | 11 | Jan 12 | sec.gov |
| Jacksonville Ambulatory Surgery Center, LLC | Other Health Care | Birmingham | AL | $141,600 | $3,186,000 | 1 | Jan 12 | sec.gov |
| GSF 2023-1 REIT LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 12 | sec.gov |
| SCOTT ROAD PROPERTY REIT LLC | REITS and Finance | New York | NY | $122,000 | $122,000 | 122 | Jan 12 | sec.gov |
| SREP ACRE Fund IV Co-Invest REIT, LLC | REITS and Finance | Atlanta | GA | $122,000 | $125,000 | 122 | Jan 12 | sec.gov |
| CH-FSR I Master REIT, LLC | REITS and Finance | Dallas | TX | $121,000 | $125,000 | 121 | Jan 12 | sec.gov |
| MCS MA REIT, INC. | REITS and Finance | Highlands Ranch | CO | $121,000 | $125,000 | 121 | Jan 12 | sec.gov |
| Array Radiology, LLC | Other Health Care | Cottage Grove | WI | $100,000 | $100,000 | 6 | Jan 12 | sec.gov |
| Freeman Holdings 1, LLC | Residential | Mandeville | LA | $100,000 | $5,000,000 | 1 | Jan 12 | sec.gov |
| SKEMA, INC. | Other Technology | Wilmington | DE | $100,000 | $3,000,000 | 1 | Jan 12 | sec.gov |
| HB Acquisition 1-A Investor REIT LLC | REITS and Finance | New York | NY | $76,000 | $125,000 | 76 | Jan 12 | sec.gov |
| HB Acquisition 1-A LLC | REITS and Finance | New York | NY | $76,000 | $125,000 | 76 | Jan 12 | sec.gov |
| RB 6 Elkins LLC | REITS and Finance | New York | NY | $76,000 | $125,000 | 76 | Jan 12 | sec.gov |
| ATLANTIC LITHOTRIPSY, LLC (amended) | Other Health Care | Columbus | OH | $67,100 | $132,700 | 2 | Jan 12 | sec.gov |
| Osage ArkMo Surgical Services LLC | Other Health Care | Tucson | AZ | $64,000 | $64,000 | 2 | Jan 12 | sec.gov |
| Graceful Management Systems Inc. | Other Technology | Madison | WI | $50,000 | $650,000 | 1 | Jan 12 | sec.gov |
| TILDEN COCKTAILS, INC. | Other | Boston | MA | $47,500 | $47,500 | 1 | Jan 12 | sec.gov |
| MICROMEM TECHNOLOGIES INC | Other Technology | Toronto | $45,000 | $45,000 | 2 | Jan 12 | sec.gov | |
| REEP Income Debt Fund I, LP | Other | San Antonio | TX | $0 | $3,000,000 | 0 | Jan 12 | sec.gov |
| SDC PHX DCGIF REIT PARENT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| Kabila Ventures LLC | Other Technology | Alpharetta | GA | $0 | $5,000,000 | 0 | Jan 12 | sec.gov |
| SDC DFW VII GARLAND REIT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| SDC CHI II DCGIF BUSSE REIT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| SDC CHI I ELK GROVE REIT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| CES PROPERTIES FUND XXXVII (CYPRESS SANDS) LLC | Other Real Estate | Bellevue | WA | $0 | $4,900,000 | 0 | Jan 12 | sec.gov |
| SDC DFW IX WILMER REIT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| SDC DFW VIII WILMER REIT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| SDC SA DCGIF REIT PARENT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| SDC DFW X WILMER REIT, LLC | REITS and Finance | Des Moines | IA | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| Visions Hotels Opportunity Fund 8 L.P. | Investing | Corning | NY | $0 | $30,000,000 | 0 | Jan 12 | sec.gov |
| COMPARENT INC. | Other Technology | Lutherville | MD | $0 | $750,000 | 0 | Jan 12 | sec.gov |
| BC 2416 Barry, LP | Commercial | Chicago | IL | $0 | $1,000,000 | 0 | Jan 12 | sec.gov |
| Sausalito Records Ltd Liability Co | Other | New York | NY | $0 | $4,800,000 | 0 | Jan 12 | sec.gov |
| Nexscient, Inc. (amended) | Other Technology | Los Angeles | CA | $0 | $1,000,000 | 0 | Jan 12 | sec.gov |
| C3N Technologies, Inc. | Computers | Macon | GA | $0 | $500,000 | 0 | Jan 12 | sec.gov |
| Blue Ocean Capital Wealth Fund LLC (amended) | Other Real Estate | Colleyville | TX | $0 | $25,000,000 | 0 | Jan 12 | sec.gov |
| mTradeCo. | Other Banking and Financial Services | Oxford | MS | $0 | $5,000,000 | 0 | Jan 12 | sec.gov |
| Vislink Technologies, Inc. | Other Technology | Mt. Olive | NJ | $0 | Indefinite | 0 | Jan 12 | sec.gov |
| Vislink Technologies, Inc. | Other Technology | Mt. Olive | NJ | $0 | Indefinite | 0 | Jan 12 | sec.gov |
January 16, 2024 · January 11, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.