Data / Form D filings / Jan 11
Form D filings, January 11, 2024: 101 companies raised $3.66 billion
101 operating companies filed a Form D on January 11, 2024, reporting $3.66 billion sold. Largest: Travelport Technology Ltd ($2.81 billion), AIREX Portfolio 7 DST ($123.3 million), JVM Multi-Family Premier Fund 5, LLC ($95.7 million). The median filing is $1.9 million, and 147 pooled investment funds also filed that day.
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- 101Form D filings
- $3.66 billionreported sold
- $1.9 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, VA 7, TX 7, GA 6, MA 5. By industry: Other Real Estate 21, Other 17, Other Technology 12, Commercial 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Travelport Technology Ltd | Other Travel | Langley | $2,809,816,222 | $2,809,816,222 | 241 | Jan 11 | sec.gov | |
| AIREX Portfolio 7 DST (amended) | Other Real Estate | Denver | CO | $123,326,586 | $241,487,603 | 64 | Jan 11 | sec.gov |
| JVM Multi-Family Premier Fund 5, LLC (amended) | Other Real Estate | Oak Brook | IL | $95,732,975 | $150,000,000 | 136 | Jan 11 | sec.gov |
| Crockett Partners Fund I, LP | Other | Memphis | TN | $90,750,000 | $135,000,000 | 22 | Jan 11 | sec.gov |
| RMX Holdco, Inc. (amended) | Other Health Care | Brentwood | TN | $76,587,857 | $76,587,857 | 5 | Jan 11 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $70,315,090 | $70,344,106 | 224 | Jan 11 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $63,837,710 | $63,837,710 | 95 | Jan 11 | sec.gov |
| Peer Inc. (amended) | Other Technology | Mill Creek | WA | $33,900,000 | Indefinite | 58 | Jan 11 | sec.gov |
| Maui Business Park, LLC | Construction | Newport Beach | CA | $21,500,000 | $21,500,000 | 43 | Jan 11 | sec.gov |
| AEI NET LEASE PORTFOLIO 22 DST (amended) | Commercial | St. Paul | MN | $20,037,173 | $23,590,000 | 48 | Jan 11 | sec.gov |
| Metaphysic Inc. (amended) | Other Technology | London | $17,682,000 | $18,000,000 | 28 | Jan 11 | sec.gov | |
| WeldenField Real Estate BAM Fund II, LP | Residential | Birmingham | AL | $17,250,000 | $40,000,000 | 39 | Jan 11 | sec.gov |
| Better Foods Inc. | Other Technology | Sacramento | CA | $14,999,999 | $15,000,000 | 1 | Jan 11 | sec.gov |
| Hawley Ridge Coal Opportunity Fund, L.P. | Other Real Estate | Destin | FL | $14,315,300 | $14,810,000 | 140 | Jan 11 | sec.gov |
| KBS Analytics LLC | Other Technology | Roanoke | VA | $11,000,000 | $12,750,000 | 9 | Jan 11 | sec.gov |
| LKCap Ascent LLC | Construction | Salt Lake City | UT | $10,021,687 | $10,040,000 | 37 | Jan 11 | sec.gov |
| ORMOND CROSSING WEST, LLC | Other Real Estate | Highland Beach | FL | $9,450,000 | $15,500,000 | 12 | Jan 11 | sec.gov |
| Proscia Inc. | Other Technology | Philadelphia | PA | $8,999,987 | $15,000,000 | 9 | Jan 11 | sec.gov |
| Techcyte, Inc. | Other Health Care | Orem | UT | $8,400,000 | $8,400,000 | 1 | Jan 11 | sec.gov |
| Highway 271 Investments LLC | Other Real Estate | Bradenton | FL | $7,270,000 | $7,520,000 | 65 | Jan 11 | sec.gov |
| SubSplit Services Group, L.P. | Construction | Collierville | TN | $7,250,000 | $10,000,000 | 9 | Jan 11 | sec.gov |
| Applause Technology, Inc. / DE | Other | Salt Lake City | UT | $6,999,991 | $6,999,991 | 12 | Jan 11 | sec.gov |
| MPC SC 2025 ICF, LLC (amended) | Other Real Estate | Atlanta | GA | $6,110,000 | Indefinite | 2 | Jan 11 | sec.gov |
| MPC SC 2024 ICF, LLC (amended) | Other Real Estate | Atlanta | GA | $6,110,000 | Indefinite | 2 | Jan 11 | sec.gov |
| Sumter Solar Investments LLC | Other Real Estate | Las Vegas | NV | $6,100,000 | $6,100,000 | 28 | Jan 11 | sec.gov |
| PaymentWorks Inc. | Other Technology | Boston | MA | $5,805,000 | $10,000,000 | 37 | Jan 11 | sec.gov |
| Mashburn, LLC | Retailing | Atlanta | GA | $5,718,031 | $7,162,493 | 18 | Jan 11 | sec.gov |
| ML Extended Stay LLC | Commercial | Willingboro | NJ | $5,350,000 | $6,000,000 | 10 | Jan 11 | sec.gov |
| SyntheX,Inc. | Biotechnology | San Francisco | CA | $5,175,000 | $5,175,000 | 10 | Jan 11 | sec.gov |
| BentallGreenOak US Lending B LP (amended) | Other Real Estate | New York | NY | $5,000,000 | Indefinite | 1 | Jan 11 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $4,880,000 | $100,000,000 | 0 | Jan 11 | sec.gov |
| SRMBD FUND I, LP | Residential | Spokane | WA | $4,450,000 | $40,000,000 | 15 | Jan 11 | sec.gov |
| MPC SC 2026 ICF, LLC (amended) | Other Real Estate | Atlanta | GA | $4,350,000 | Indefinite | 1 | Jan 11 | sec.gov |
| Trenton - Black River VI, LP (amended) | Oil and Gas | Knoxville | TN | $4,136,784 | $10,000,000 | 40 | Jan 11 | sec.gov |
| TILLAMARA, INC. | Other Real Estate | Rockaway Beach | OR | $4,000,000 | $4,000,000 | 216 | Jan 11 | sec.gov |
| Community Fuel Investment Partners VI LP | Other | New York | NY | $3,775,904 | $5,075,000 | 27 | Jan 11 | sec.gov |
| Capital Oaks Investor LLC | Commercial | Petaluma | CA | $3,555,000 | $3,555,000 | 18 | Jan 11 | sec.gov |
| KCAP Hive Funding, LLC (amended) | Other | Southlake | TX | $3,500,000 | Indefinite | 6 | Jan 11 | sec.gov |
| Ogden Clinic Kaysville Real Estate Investors, LLC | Other Real Estate | Ogden | UT | $3,380,000 | $3,800,000 | 54 | Jan 11 | sec.gov |
| STARFIRE ENERGY INC | Environmental Services | Denver | CO | $3,027,780 | $25,933,027 | 2 | Jan 11 | sec.gov |
| Exodus Legacy Growth I, LLC | Commercial | Kansas City | MO | $2,750,000 | $10,000,000 | 18 | Jan 11 | sec.gov |
| TSB Holding Co LLC | Other Energy | Albion | IN | $2,500,000 | $6,000,000 | 1 | Jan 11 | sec.gov |
| Next Level Restaurant Brands, LLC | Restaurants | Westerville | OH | $2,470,000 | $2,470,000 | 2 | Jan 11 | sec.gov |
| Gentle Scan Health, LP | Other Health Care | New York | NY | $2,100,000 | $3,000,000 | 8 | Jan 11 | sec.gov |
| 10Y RISE OZ Fund LLC | Residential | Scottsdale | AZ | $2,000,000 | $3,000,000 | 1 | Jan 11 | sec.gov |
| Rival Nations Inc | Other | San Clemente | CA | $1,922,618 | Indefinite | 33 | Jan 11 | sec.gov |
| 1830 N 27th Ave, LLC | Commercial | Phoenix | AZ | $1,750,000 | $1,750,000 | 9 | Jan 11 | sec.gov |
| Starfighters Space, Inc. | Other | Tarpon Springs | FL | $1,705,000 | $8,000,000 | 52 | Jan 11 | sec.gov |
| DCP Arvada LLC | Other Real Estate | Colorado Springs | CO | $1,640,000 | $1,640,000 | 16 | Jan 11 | sec.gov |
| Ivandale, LLC (amended) | Other Real Estate | Purcellville | VA | $1,595,000 | $1,595,000 | 5 | Jan 11 | sec.gov |
| Peytant Solutions, Inc. (amended) | Biotechnology | Plymouth | MN | $1,545,000 | $5,000,000 | 8 | Jan 11 | sec.gov |
| Monarch MSS MO 2024 ICF 1, LLC (amended) | Other Real Estate | Atlanta | GA | $1,534,500 | Indefinite | 2 | Jan 11 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $1,248,500 | $3,500,000 | 15 | Jan 11 | sec.gov |
| Gaucho Group Holdings, Inc. (amended) | Other Real Estate | Miami | FL | $1,017,066 | $4,000,000 | 8 | Jan 11 | sec.gov |
| Transport Dedicated Holding Group, LLC | Other | Edinburgh | IN | $1,000,000 | $1,000,000 | 5 | Jan 11 | sec.gov |
| Chartwell Financial Advisory, Inc. | Other Banking and Financial Services | Minneapolis | MN | $990,000 | $990,000 | 6 | Jan 11 | sec.gov |
| Rappahannock Vineyards, L.L.C | Agriculture | Huntly | VA | $975,000 | $975,000 | 1 | Jan 11 | sec.gov |
| Orchard Aviation Holdings IV, a series of Orchard Aviation Holdings, LLC | Investing | Dover | DE | $840,000 | $840,000 | 5 | Jan 11 | sec.gov |
| TPEG NORTHWEST SL INVESTORS LLC | Other Real Estate | Southlake | TX | $838,750 | $5,000,000 | 27 | Jan 11 | sec.gov |
| Piedmont Stone Center PLLC | Other Health Care | Winston-Salem | NC | $798,104 | $798,104 | 8 | Jan 11 | sec.gov |
| Cana Cellars, Inc. | Agriculture | Huntly | VA | $625,000 | $625,000 | 1 | Jan 11 | sec.gov |
| Intros Ai, Inc. | Other Technology | Danvers | MA | $509,999 | $760,000 | 42 | Jan 11 | sec.gov |
| BIOHARVEST SCIENCES INC. | Other | Vancouver | $498,881 | $498,881 | 4 | Jan 11 | sec.gov | |
| Foxbridge Capital, LLC | Investing | Toronto | $460,000 | $460,000 | 18 | Jan 11 | sec.gov | |
| STORYRAISE TECHNOLOGY INC. | Other | Bethesda | MD | $415,888 | $415,888 | 5 | Jan 11 | sec.gov |
| Investco KMC Holdings, LLC | Other | Doylestown | PA | $400,000 | $650,000 | 7 | Jan 11 | sec.gov |
| Pink Bakery, Inc. | Retailing | Menomonee Falls | WI | $400,000 | $400,000 | 1 | Jan 11 | sec.gov |
| NDA Fund XXXIII LLC | Investing | Warrenton | VA | $385,000 | $385,000 | 24 | Jan 11 | sec.gov |
| PV KS MHC, LLC | Commercial | Belton | MO | $360,000 | $400,000 | 7 | Jan 11 | sec.gov |
| CREC Brownsburg BD LLC | Commercial | Columbus | OH | $350,000 | $5,000,000 | 4 | Jan 11 | sec.gov |
| Avalanche Applications, LLC | Other Technology | Sheridan | WY | $280,000 | Indefinite | 3 | Jan 11 | sec.gov |
| Gaingels Wonderschool 2023 LLC | Other | Burlington | VT | $274,468 | $274,468 | 20 | Jan 11 | sec.gov |
| HTLC-1, LLC | Other | Winchester | VA | $250,000 | Indefinite | 1 | Jan 11 | sec.gov |
| Veles Inc. | Other Technology | Santa Barbara | CA | $230,000 | $1,250,000 | 7 | Jan 11 | sec.gov |
| Collective Financial Services Inc. | Other | San Francisco | CA | $200,000 | $2,100,000 | 3 | Jan 11 | sec.gov |
| Gaingels Mythical 2024 LLC | Other | Burlington | VT | $173,078 | $173,078 | 41 | Jan 11 | sec.gov |
| Rentschler WD East Sub-RT LLC | REITS and Finance | Newark | NJ | $160,000 | $250,000 | 80 | Jan 11 | sec.gov |
| WATERTON VENTURE XV HOLDINGS, L.L.C. | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 11 | sec.gov |
| WWCG 215 E High LLC | Commercial | Exton | PA | $125,000 | $2,200,000 | 2 | Jan 11 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $105,820 | $150,000,000 | 0 | Jan 11 | sec.gov |
| Soar.Earth Ltd | Other Technology | Osborne Park | $105,625 | $3,000,000 | 1 | Jan 11 | sec.gov | |
| YSA Houston Fund, LLC | Commercial | Ladera Ranch | CA | $100,000 | $7,000,000 | 1 | Jan 11 | sec.gov |
| H10CW-1, LLC | Other | Winchester | VA | $100,000 | Indefinite | 1 | Jan 11 | sec.gov |
| DataSQRL, Inc. | Other Technology | Seattle | WA | $100,000 | $100,000 | 1 | Jan 11 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $100,000,000 | 0 | Jan 11 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $150,000,000 | 0 | Jan 11 | sec.gov |
| EQT Exeter Industrial Core-Plus Fund IV REIT II, LP | REITS and Finance | Radnor | PA | $79,000 | $125,000 | 79 | Jan 11 | sec.gov |
| Gaingels Pryon 2023 LLC | Other | Burlington | VT | $77,994 | $77,994 | 15 | Jan 11 | sec.gov |
| GeoSolar Technologies, Inc. | Other Energy | Denver | CO | $40,000 | $1,000,000 | 1 | Jan 11 | sec.gov |
| Influsence, Inc. | Business Services | San Diego | CA | $5,000 | $1,000,000 | 1 | Jan 11 | sec.gov |
| Hannan Metals Ltd. (amended) | Other | Vancouver | $736 | $21,929 | 1 | Jan 11 | sec.gov | |
| Brain Code Inc | Biotechnology | Cambridge | MA | $0 | $5,000,000 | 0 | Jan 11 | sec.gov |
| Impact Aspire, LLC | Commercial | Peoria | AZ | $0 | $1,000,000 | 0 | Jan 11 | sec.gov |
| SHASTA PEAKS, LLC | Commercial | Walnut Creek | CA | $0 | $10,000,000 | 0 | Jan 11 | sec.gov |
| Shopoff Palm Springs Industrial Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $16,200,000 | 0 | Jan 11 | sec.gov |
| Shopoff Palm Springs Industrial Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $16,200,000 | 0 | Jan 11 | sec.gov |
| 529 South Main St., LLC | Residential | Watertown | MA | $0 | $585,000 | 12 | Jan 11 | sec.gov |
| Heartland Investment Fund, LLC | Other Real Estate | Overland Park | KS | $0 | $50,000 | 0 | Jan 11 | sec.gov |
| Eutropics Pharmaceuticals, Inc. | Pharmaceuticals | Cambridge | MA | $0 | $350,000 | 0 | Jan 11 | sec.gov |
| Green Coffee Co Holdings, LLC | Agriculture | Medellin, Antioquia | $0 | $15,000,000 | 0 | Jan 11 | sec.gov | |
| HOME DEPOT, INC. (amended) | Retailing | Atlanta | GA | $0 | Indefinite | 0 | Jan 11 | sec.gov |
January 12, 2024 · January 10, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.