Data / Form D filings / Jan 10
Form D filings, January 10, 2024: 94 companies raised $4.02 billion
94 operating companies filed a Form D on January 10, 2024, reporting $4.02 billion sold. Largest: NHIT: Credit Asset Trust ($3.19 billion), NATRON ENERGY, INC. ($189.3 million), LB PHARMACEUTICALS INC ($110.7 million). The median filing is $2.2 million, and 133 pooled investment funds also filed that day.
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- 94Form D filings
- $4.02 billionreported sold
- $2.2 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, NY 12, TX 8, OH 7, NC 5. By industry: Other Technology 21, Other Real Estate 12, Other 11, Commercial 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: Credit Asset Trust (amended) | Investing | Boston | MA | $3,185,817,233 | Indefinite | 188 | Jan 10 | sec.gov |
| NATRON ENERGY, INC. | Other Energy | Santa Clara | CA | $189,331,184 | $242,000,000 | 22 | Jan 10 | sec.gov |
| LB PHARMACEUTICALS INC (amended) | Pharmaceuticals | New York | NY | $110,730,354 | $110,730,354 | 6 | Jan 10 | sec.gov |
| Crockett Partners Fund I, LP (amended) | Other | Memphis | TN | $104,840,000 | $149,015,000 | 36 | Jan 10 | sec.gov |
| RMX Holdco, Inc. | Other Health Care | Brentwood | TN | $76,587,856 | $76,587,856 | 8 | Jan 10 | sec.gov |
| MedProperties Fund IV, LP (amended) | Other Real Estate | Dallas | TX | $48,475,000 | $75,000,000 | 83 | Jan 10 | sec.gov |
| NFN8 GROUP, INC. (amended) | Computers | Austin | TX | $35,710,000 | Indefinite | 270 | Jan 10 | sec.gov |
| Relay Therapeutics, Inc. | Pharmaceuticals | Cambridge | MA | $30,000,000 | $30,000,000 | 1 | Jan 10 | sec.gov |
| PG Jackson TN DST (amended) | Other Real Estate | Atlanta | GA | $24,745,986 | $26,845,615 | 65 | Jan 10 | sec.gov |
| Bowhead Insurance Holdings LP | Insurance | New York | NY | $24,594,194 | $27,250,000 | 3 | Jan 10 | sec.gov |
| SIC-350 CAL OFFERING, LLC | Investing | San Francisco | CA | $15,046,718 | $64,000,000 | 13 | Jan 10 | sec.gov |
| Evolve Palm Coast II, LLC | Commercial | Greensboro | NC | $11,702,341 | $11,702,341 | 12 | Jan 10 | sec.gov |
| Salon Interactive, Inc. | Other Technology | Chicago | IL | $9,800,105 | $13,800,105 | 3 | Jan 10 | sec.gov |
| Pilot Holdings, LLC (amended) | Other | New York | NY | $9,685,915 | Indefinite | 11 | Jan 10 | sec.gov |
| Tractics Inc. | Other Technology | Kansas City | MO | $9,076,977 | $15,000,000 | 2 | Jan 10 | sec.gov |
| MTP - ST ELMO HOLDINGS LLC | Commercial | New York | NY | $8,510,000 | $29,000,000 | 22 | Jan 10 | sec.gov |
| Evolve Seamist Multifamily, LLC (amended) | Commercial | Greensboro | NC | $8,083,000 | $8,083,000 | 14 | Jan 10 | sec.gov |
| Ixonia Bancshares, Inc. | Commercial Banking | Ixonia | WI | $7,043,264 | $10,000,000 | 10 | Jan 10 | sec.gov |
| Buy It Mobility Networks Inc. | Other | Roswell | GA | $6,850,000 | $12,500,000 | 13 | Jan 10 | sec.gov |
| Transition Bio, Inc. | Biotechnology | Cambridge | MA | $6,000,000 | $15,000,000 | 5 | Jan 10 | sec.gov |
| EC Phase 2 Investment, LLC | Other | Akron | OH | $5,650,000 | $5,650,000 | 64 | Jan 10 | sec.gov |
| Altus Thermal, Inc. | Other Technology | Somerville | MA | $5,261,165 | $5,461,165 | 50 | Jan 10 | sec.gov |
| Spark GHC Clover, L.P. | Residential | Solon | OH | $5,100,000 | $9,850,000 | 51 | Jan 10 | sec.gov |
| Nurture Life, Inc. | Other | Chicago | IL | $5,087,884 | $15,000,000 | 4 | Jan 10 | sec.gov |
| HouseAccount Inc. | Other Technology | Brooklyn | NY | $4,999,980 | $10,000,000 | 1 | Jan 10 | sec.gov |
| Otemanu Notasulga Investors LLC | Other Real Estate | Miramar Beach | FL | $4,917,000 | Indefinite | 54 | Jan 10 | sec.gov |
| MK BONITA DEVELOPMENT FUND LLC | Commercial | Bonita Springs | FL | $4,825,000 | Indefinite | 9 | Jan 10 | sec.gov |
| spokenote, Inc. (amended) | Other Technology | Fishers | IN | $4,780,506 | $5,180,506 | 21 | Jan 10 | sec.gov |
| EAW, LLC | Other | Cincinnati | OH | $4,000,000 | $4,300,000 | 10 | Jan 10 | sec.gov |
| TrashLab Software Inc. | Other Technology | San Francisco | CA | $3,999,999 | $3,999,999 | 6 | Jan 10 | sec.gov |
| InCommercial Net Lease DST 6 (amended) | Commercial | Chicago | IL | $3,968,444 | $32,413,000 | 10 | Jan 10 | sec.gov |
| Sus Clinicals, Inc. | Other Health Care | Cincinnati | OH | $3,504,636 | $5,000,000 | 30 | Jan 10 | sec.gov |
| PRP Concepts, Inc. (amended) | Other Health Care | Red Bank | NJ | $3,124,000 | $3,500,000 | 42 | Jan 10 | sec.gov |
| DPEG Star Center, LP | Commercial | Stafford | TX | $2,950,000 | $2,950,000 | 34 | Jan 10 | sec.gov |
| HJH Bloom Batesville Medical LLC | Other | Wichita | KS | $2,525,000 | $17,825,000 | 19 | Jan 10 | sec.gov |
| ARMILLA AI INC. | Other Technology | Oakville | $2,296,885 | $2,296,885 | 9 | Jan 10 | sec.gov | |
| WATERFORD BANCORP INC (amended) | Commercial Banking | Toledo | OH | $2,213,195 | $12,000,000 | 4 | Jan 10 | sec.gov |
| 10401 Brockington Road, LLC | Commercial | Pasadena | CA | $2,195,000 | $8,350,000 | 18 | Jan 10 | sec.gov |
| SAINT LUKE'S SURGICENTER-LEE'S SUMMIT, LLC | Hospitals and Physicians | Lee'S Summit | MO | $2,029,681 | Indefinite | 3 | Jan 10 | sec.gov |
| Storage Units Ground Lease Ft. Myers, LLC (amended) | Commercial | Maitland | FL | $2,000,000 | $2,000,000 | 1 | Jan 10 | sec.gov |
| Coverself Inc (amended) | Other Technology | Bangalore | $1,775,000 | $3,400,000 | 6 | Jan 10 | sec.gov | |
| Entropy Media LLC | Other Technology | Los Angeles | CA | $1,685,781 | $1,685,781 | 1 | Jan 10 | sec.gov |
| Cypre, Inc. | Other Technology | San Francisco | CA | $1,684,554 | $1,965,083 | 15 | Jan 10 | sec.gov |
| VOXEQ, INC. | Other Technology | Jacksonville | FL | $1,500,000 | $2,000,000 | 2 | Jan 10 | sec.gov |
| Acretrader 244, LLC | Other Real Estate | Fayetteville | AR | $1,492,000 | $1,492,000 | 74 | Jan 10 | sec.gov |
| Type One Ventures LLC | Investing | Malibu | CA | $1,250,000 | $1,250,000 | 1 | Jan 10 | sec.gov |
| Type One Management LLC | Investing | Malibu | CA | $1,250,000 | $1,250,000 | 1 | Jan 10 | sec.gov |
| SPRING ROCK VENTURE PARTNERS II LP | Other | Western Springs | IL | $1,233,000 | $1,233,000 | 17 | Jan 10 | sec.gov |
| Sharrow Engineering LLC | Manufacturing | Grosse Point | MI | $1,068,755 | $10,000,000 | 6 | Jan 10 | sec.gov |
| Brontide Corp (amended) | Agriculture | Dover | DE | $800,000 | $3,000,000 | 1 | Jan 10 | sec.gov |
| OSP Rita Holdings LLC | Other | New York | NY | $791,116 | $791,116 | 1 | Jan 10 | sec.gov |
| Spline Data Co. | Other Technology | Chicago | IL | $775,000 | $1,500,000 | 9 | Jan 10 | sec.gov |
| Bazaar Ventures, LLC | Investing | Toronto | $700,000 | $700,000 | 32 | Jan 10 | sec.gov | |
| 3396 30TH STREET LLC | Other Real Estate | San Diego | CA | $661,096 | $1,107,057 | 13 | Jan 10 | sec.gov |
| Alderwood TIER, LLC | REITS and Finance | San Mateo | CA | $528,000 | $1,000,000 | 66 | Jan 10 | sec.gov |
| Advanta Health Solutions, Inc. | Other Health Care | Newark | NJ | $486,708 | $486,708 | 1 | Jan 10 | sec.gov |
| Lucia Hospitality Group Inc. | Business Services | Lake Grove | NY | $430,000 | $1,500,000 | 9 | Jan 10 | sec.gov |
| NEXTSTEP ROBOTICS, INC. | Other Technology | Baltimore | MD | $400,000 | $1,500,000 | 1 | Jan 10 | sec.gov |
| Shady Dale MHP LLC | Residential | Winston-Salem | NC | $300,000 | $300,000 | 2 | Jan 10 | sec.gov |
| DW BAKKEN #70 LP | Oil and Gas | Irving | TX | $300,000 | $300,000 | 1 | Jan 10 | sec.gov |
| Hyviva LLC | Other Technology | Duvall | WA | $250,000 | $250,000 | 1 | Jan 10 | sec.gov |
| Outway Inc. | Other Technology | Boulder | CO | $150,000 | $250,000 | 1 | Jan 10 | sec.gov |
| NEXT Renewable Fuels, Inc. (amended) | Other Energy | Houston | TX | $150,000 | $500,000 | 1 | Jan 10 | sec.gov |
| BPI Property Inc. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Atlanta Value-Add REIT Inc. | REITS and Finance | Toronto | $125,000 | $125,000 | 125 | Jan 10 | sec.gov | |
| MachineTrader.io Inc. (amended) | Other Banking and Financial Services | Buffalo | NY | $105,000 | $500,000 | 3 | Jan 10 | sec.gov |
| Watauga Meats & Butchery, LLC | Agriculture | Vilas | NC | $86,615 | $236,615 | 2 | Jan 10 | sec.gov |
| Olde Tiverton Circle RT LLC | REITS and Finance | Boston | MA | $62,000 | $125,000 | 62 | Jan 10 | sec.gov |
| ST Associates Title Agency, LLC (amended) | Other Real Estate | Columbus | OH | $50,290 | $5,000,000 | 42 | Jan 10 | sec.gov |
| getitAI, Inc. | Other Technology | San Francisco | CA | $50,000 | $700,000 | 1 | Jan 10 | sec.gov |
| Angel Aerial Systems, Inc. | Manufacturing | Cincinnati | OH | $50,000 | $750,000 | 1 | Jan 10 | sec.gov |
| OCU Technologies, Inc. | Other Technology | Oakland City | IN | $48,880 | $6,000,000 | 3 | Jan 10 | sec.gov |
| XR Goods Co | Other | Lakewood | CO | $20,000 | $750,000 | 1 | Jan 10 | sec.gov |
| METAWORKS PLATFORMS, INC. | Other Technology | Fairfield | CA | $18,400 | $18,400 | 1 | Jan 10 | sec.gov |
| EATON SPV INVESTORS, LLC | Investing | Olean | NY | $0 | $3,000,000 | 0 | Jan 10 | sec.gov |
| Stack 1, L.P. | Other Technology | Toronto | $0 | Indefinite | 0 | Jan 10 | sec.gov | |
| Specialty Clinic of Sioux City, LLC | Hospitals and Physicians | Dakota Dunes | SD | $0 | $425,000 | 0 | Jan 10 | sec.gov |
| Rufus King Community Development LLC | Residential | Madison | WI | $0 | $550,000 | 0 | Jan 10 | sec.gov |
| HPS SIP V RFM REIT, LLC | REITS and Finance | New York | NY | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| Precision Syringe, Inc. | Other Technology | Omaha | NE | $0 | $500,000 | 0 | Jan 10 | sec.gov |
| GSG Partners, LLC | Other | Cornelius | NC | $0 | $2,400,000 | 0 | Jan 10 | sec.gov |
| DW OKLAHOMA #39 LP | Oil and Gas | Irving | TX | $0 | $1,250,000 | 0 | Jan 10 | sec.gov |
| ZP 4100 Preferred LLC | Other Real Estate | North Bethesda | MD | $0 | $1,150,000 | 0 | Jan 10 | sec.gov |
| SPRINGS OF LJ INVESTMENTS, LLC | Commercial | Houston | TX | $0 | $6,000,000 | 0 | Jan 10 | sec.gov |
| VFC - BF II DEBT FUND LLC | Investing | Lake Oswego | OR | $0 | $3,750,000 | 0 | Jan 10 | sec.gov |
| Westech Holdings, Inc. (amended) | Other Technology | Poughkeepsie | NY | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| LGP Associates IX-B LLC | Investing | Los Angeles | CA | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| DFS Bayside Fund LLC | Other Real Estate | El Campo | TX | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| Best HML Fund 2 LLC (amended) | Other Real Estate | Green Bay | WI | $0 | $50,000,000 | 0 | Jan 10 | sec.gov |
| Monarch MSS SC 2024 LIHTC ICF, LLC (amended) | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| Monarch MSS SC 2025 LIHTC ICF, LLC (amended) | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| Monarch MSS SC 2026 LIHTC ICF, LLC (amended) | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| U.S. NeuroSurgical Holdings, Inc. | Other Health Care | Rockville | MD | $0 | $2,000,000 | 0 | Jan 10 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $0 | Indefinite | 2275 | Jan 10 | sec.gov |
January 11, 2024 · January 9, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.