Data / Form D filings / Jan 9
Form D filings, January 9, 2024: 84 companies raised $901.2 million
84 operating companies filed a Form D on January 9, 2024, reporting $901.2 million sold. Largest: PEAK PARTNERS L.P. ($216.9 million), Tools for Humanity Corp ($115.4 million), PRECISION CASTPARTS CORP ($103.7 million). The median filing is $1.2 million, and 115 pooled investment funds also filed that day.
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- 84Form D filings
- $901.2 millionreported sold
- $1.2 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, TX 11, NY 10, AZ 5, PA 4. By industry: Other 21, Other Technology 18, Other Real Estate 10, Commercial 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| PEAK PARTNERS L.P. (amended) | Other | Newtown | PA | $216,873,905 | $500,000,000 | 138 | Jan 9 | sec.gov |
| Tools for Humanity Corp (amended) | Other Technology | San Francisco | CA | $115,371,324 | $120,000,000 | 7 | Jan 9 | sec.gov |
| PRECISION CASTPARTS CORP (amended) | Manufacturing | Lake Oswego | OR | $103,733,000 | Indefinite | 63 | Jan 9 | sec.gov |
| RAH Corporate Partners Fund 59 LLC | Residential | Great Neck | NY | $87,000,000 | $150,000,000 | 7 | Jan 9 | sec.gov |
| Arctic Management Holdco, LLC (amended) | Other | New York | NY | $59,064,310 | Indefinite | 42 | Jan 9 | sec.gov |
| Elephas Biosciences Corp | Other Health Care | Madison | WI | $51,218,994 | $55,000,000 | 10 | Jan 9 | sec.gov |
| Melt Pharmaceuticals, Inc. (amended) | Pharmaceuticals | Brentwood | TN | $38,980,960 | $47,763,600 | 276 | Jan 9 | sec.gov |
| Smarter Capital Investments, LLC (amended) | REITS and Finance | Del Mar | CA | $25,000,000 | Indefinite | 50 | Jan 9 | sec.gov |
| MedRhythms, Inc. (amended) | Other Technology | Portland | ME | $19,780,792 | $26,296,326 | 20 | Jan 9 | sec.gov |
| Payground, Inc. | Other Technology | Gilbert | AZ | $19,732,194 | $19,732,194 | 27 | Jan 9 | sec.gov |
| ivWatch LLC (amended) | Other Health Care | Newport News | VA | $17,452,641 | $17,452,641 | 21 | Jan 9 | sec.gov |
| 3LP West Allis MM LLC | Commercial | Milwaukee | WI | $16,135,000 | $16,135,000 | 7 | Jan 9 | sec.gov |
| GRIFFON STRYKER FRISCO LLC (amended) | Residential | Plano | TX | $11,699,000 | $23,000,000 | 135 | Jan 9 | sec.gov |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $10,277,200 | $100,000,000 | 73 | Jan 9 | sec.gov |
| LAM 204, LLC | Other Real Estate | Bend | OR | $8,230,058 | $20,000,000 | 3 | Jan 9 | sec.gov |
| Amet Partners LP (amended) | Investing | Santa Barbara | CA | $7,516,661 | $200,000,000 | 28 | Jan 9 | sec.gov |
| Cinch Solutions, Inc. | Other Technology | Draper | UT | $7,500,000 | $7,500,000 | 14 | Jan 9 | sec.gov |
| STRYKER CELINA LLC (amended) | Residential | Plano | TX | $7,379,000 | $15,000,000 | 89 | Jan 9 | sec.gov |
| Globa Stor Real Estate Fund III, LLC | Commercial | Carlsbad | CA | $6,475,000 | $30,000,000 | 7 | Jan 9 | sec.gov |
| DPEG Bear Creek, LP | Commercial | Stafford | TX | $5,950,000 | $5,950,000 | 63 | Jan 9 | sec.gov |
| Okami Medical, Inc. (amended) | Other Technology | Aliso Viejo | CA | $5,735,308 | $6,131,309 | 20 | Jan 9 | sec.gov |
| PIERSIGHT SPACE, INC. | Other Technology | Lewes | DE | $5,324,999 | $5,324,999 | 12 | Jan 9 | sec.gov |
| Sanzo Brands Inc. | Other | New York | NY | $5,000,000 | $8,000,000 | 2 | Jan 9 | sec.gov |
| UFUND Capital I LLC (amended) | Other Real Estate | Austin | TX | $4,850,000 | $25,000,000 | 8 | Jan 9 | sec.gov |
| Canterbury Farms Holding, LLC | Other Real Estate | Scottsdale | AZ | $4,005,654 | $4,005,654 | 1 | Jan 9 | sec.gov |
| Eastwood Village Opportunity 71 DST | Commercial | Torrance | CA | $3,377,648 | $22,798,024 | 12 | Jan 9 | sec.gov |
| CarSnoop Inc | Other | Zionsville | IN | $3,060,969 | $3,500,000 | 45 | Jan 9 | sec.gov |
| Founders' Impact Inc. | Other | New York | NY | $3,000,000 | Indefinite | 1 | Jan 9 | sec.gov |
| RISING PHOENIX JASPO DEVELOPMENT, LLC | Oil and Gas | Dallas | TX | $2,960,000 | $3,000,000 | 24 | Jan 9 | sec.gov |
| CLT Pickleball LLC | Restaurants | Charlotte | NC | $2,672,500 | $4,200,000 | 35 | Jan 9 | sec.gov |
| INPIXON | Other Technology | Palo Alto | CA | $2,520,428 | $2,520,428 | 7 | Jan 9 | sec.gov |
| CarSnoop Inc | Other | Zionsville | IN | $2,305,969 | $3,500,000 | 39 | Jan 9 | sec.gov |
| Akari Therapeutics Plc | Other Health Care | Boston | MA | $2,000,001 | $2,000,001 | 2 | Jan 9 | sec.gov |
| OpenContext Inc. | Other Technology | Portland | OR | $2,000,000 | $4,000,000 | 7 | Jan 9 | sec.gov |
| diploAI, Inc. | Other Technology | New York | NY | $1,550,000 | $2,000,000 | 8 | Jan 9 | sec.gov |
| Cerillo, Inc. | Other Technology | Charlottesville | VA | $1,352,000 | $2,000,000 | 5 | Jan 9 | sec.gov |
| CarSnoop Inc | Other | Zionsville | IN | $1,130,469 | $1,500,000 | 21 | Jan 9 | sec.gov |
| NurExone Biologic Inc. | Biotechnology | Bnei-Brak | $1,111,542 | $2,500,969 | 3 | Jan 9 | sec.gov | |
| Haven Fund II LLC (amended) | Other Real Estate | Bonita Springs | FL | $1,100,000 | $50,000,000 | 4 | Jan 9 | sec.gov |
| Pearland Business Park Opportunity 76 DST | Commercial | Torrance | CA | $1,071,678 | $8,573,663 | 6 | Jan 9 | sec.gov |
| CHERUB TECHNOLOGIES, INC. | Other Technology | Burbank | CA | $1,020,000 | $1,050,000 | 17 | Jan 9 | sec.gov |
| TP Mankato, LLC | Other Real Estate | Holladay | UT | $1,000,000 | Indefinite | 6 | Jan 9 | sec.gov |
| PROJECT PRIMUS INC. | Other | Miami | FL | $1,000,000 | $1,000,000 | 3 | Jan 9 | sec.gov |
| Imagen Elevation Dental Support Services, LLC | Other Health Care | Scottsdale | AZ | $931,480 | $1,093,980 | 1 | Jan 9 | sec.gov |
| Interorbital Systems | Manufacturing | Mojave | CA | $750,000 | $12,000,000 | 1 | Jan 9 | sec.gov |
| HEVO Inc. | Other Technology | Brooklyn | NY | $569,296 | $1,500,000 | 43 | Jan 9 | sec.gov |
| Fusion Energy Solutions, Inc. | Other | Tempe | AZ | $550,000 | $3,300,000 | 1 | Jan 9 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $483,065 | $100,000,000 | 0 | Jan 9 | sec.gov |
| Summit SI Holdings, LLC | Other Energy | Alden | IA | $333,804 | $40,000,000 | 1 | Jan 9 | sec.gov |
| Plus None, Inc. | Other | Truckee | CA | $266,399 | $2,000,000 | 1 | Jan 9 | sec.gov |
| Mossy Rock Operations LLC | Other | Hoquiam | WA | $265,000 | $265,000 | 4 | Jan 9 | sec.gov |
| S.T.L. Resources Blocker E, LLC | Oil and Gas | Wexford | PA | $257,500 | $257,500 | 5 | Jan 9 | sec.gov |
| LendTech, Inc. (amended) | Other Technology | Santa Monica | CA | $250,000 | $350,000 | 2 | Jan 9 | sec.gov |
| TendoNova Corp | Biotechnology | Suwanee | GA | $250,000 | $500,000 | 10 | Jan 9 | sec.gov |
| Florida Net Lease 72 DST | Commercial | Torrance | CA | $215,172 | $14,189,563 | 2 | Jan 9 | sec.gov |
| Okogen, Inc. | Other | Encinitas | CA | $213,020 | $594,253 | 4 | Jan 9 | sec.gov |
| Onsite Kids LLC | Other | New York | NY | $189,000 | $189,000 | 11 | Jan 9 | sec.gov |
| 2845 N Ridgeway LLC | Residential | Chicago | IL | $150,000 | $400,000 | 2 | Jan 9 | sec.gov |
| PopReach Corp | Other | Toronto | $127,522 | $127,522 | 1 | Jan 9 | sec.gov | |
| AREP IV Property Trust, LLC | REITS and Finance | Philadelphia | PA | $125,000 | $125,000 | 125 | Jan 9 | sec.gov |
| Fokus Mining Corp | Other | Quebec | $120,682 | $629,809 | 9 | Jan 9 | sec.gov | |
| GOLDEN EAGLE CAPITAL ADVISORS, INC. | Other Banking and Financial Services | New York | NY | $100,500 | Indefinite | 1 | Jan 9 | sec.gov |
| Verdant Scientific, Inc. | Other Health Care | Dunwoody | GA | $100,000 | $3,500,000 | 3 | Jan 9 | sec.gov |
| Weiss Analytics Inc. | Other Technology | Waltham | MA | $100,000 | $2,000,000 | 2 | Jan 9 | sec.gov |
| Naked Revival Inc. | Other | Agassiz | $80,000 | $80,000 | 2 | Jan 9 | sec.gov | |
| Pipeline2Space, Inc. | Other Technology | Spokane | WA | $71,488 | $71,488 | 2 | Jan 9 | sec.gov |
| Lumus AI, Inc. | Other Technology | Boca Raton | FL | $65,000 | $2,000,000 | 2 | Jan 9 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $52,910 | $150,000,000 | 0 | Jan 9 | sec.gov |
| Solight Design, Inc. | Other Technology | New York | NY | $50,000 | $50,000 | 1 | Jan 9 | sec.gov |
| PBJ People Consulting & Coaching LLC | Other | Cleveland | OH | $40,000 | $40,000 | 0 | Jan 9 | sec.gov |
| Adamera Minerals Corp. | Other | Vancouver | $18,932 | $56,796 | 2 | Jan 9 | sec.gov | |
| Plurilock Security Inc. | Other | Vancouver | $945 | $945 | 1 | Jan 9 | sec.gov | |
| DFS Cornerstone I LLC | Other Real Estate | El Campo | TX | $0 | $75,000,000 | 0 | Jan 9 | sec.gov |
| 1601 Redwood LLC | Commercial | Cheyenne | WY | $0 | $18,000,000 | 0 | Jan 9 | sec.gov |
| Silvan Equity Partners LLC | Other | St. Paul | MN | $0 | $4,500,000 | 0 | Jan 9 | sec.gov |
| Merion Lending Fund, LLC | Other Real Estate | Philadelphia | PA | $0 | $100,000,000 | 0 | Jan 9 | sec.gov |
| EMR Intermediate REIT II LLC | REITS and Finance | Old Greenwich | CT | $0 | $125,000 | 0 | Jan 9 | sec.gov |
| Known Holdings LLC | Other Banking and Financial Services | New York | NY | $0 | Indefinite | 9 | Jan 9 | sec.gov |
| HOF USA Limited Partnership | Other Real Estate | Houston | TX | $0 | $125,000,000 | 0 | Jan 9 | sec.gov |
| Cactus Photonics, Inc. | Other Technology | Tempe | AZ | $0 | $2,000,000 | 0 | Jan 9 | sec.gov |
| Commons North Apartments Fund, LP (amended) | Other Real Estate | Tuscaloosa | AL | $0 | $21,200,000 | 0 | Jan 9 | sec.gov |
| Verano Holdings Corp. | Other | Chicago | IL | $0 | $1,250,000 | 1 | Jan 9 | sec.gov |
| KINGDOM RESOURCES INC | Oil and Gas | Frisco | TX | $0 | $225,000 | 0 | Jan 9 | sec.gov |
| WATERFORD BANCORP INC | Commercial Banking | Toledo | OH | $0 | $12,000,000 | 0 | Jan 9 | sec.gov |
January 10, 2024 · January 8, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.