Data / Form D filings / Jan 8
Form D filings, January 8, 2024: 70 companies raised $760 million
70 operating companies filed a Form D on January 8, 2024, reporting $760 million sold. Largest: Shield AI Inc ($281.3 million), THREE NATIONAL LOGISTICS PROPERTIES INVESTORS DST ($120.5 million), CD&R Galaxy Jersey Holding Ltd ($58.6 million). The median filing is $1.5 million, and 88 pooled investment funds also filed that day.
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- 70Form D filings
- $760 millionreported sold
- $1.5 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, MA 8, FL 7, TX 6, GA 4. By industry: Other 13, Other Technology 13, Other Real Estate 8, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Shield AI Inc (amended) | Other Technology | San Diego | CA | $281,337,791 | $305,000,052 | 21 | Jan 8 | sec.gov |
| THREE NATIONAL LOGISTICS PROPERTIES INVESTORS DST (amended) | Other Real Estate | Nashua | NH | $120,524,246 | $812,108,972 | 208 | Jan 8 | sec.gov |
| CD&R Galaxy Jersey Holding Ltd (amended) | Other | St Helier | $58,632,138 | Indefinite | 60 | Jan 8 | sec.gov | |
| Fundrise Opportunistic Credit Fund, LLC (amended) | REITS and Finance | Washington | DC | $48,057,670 | Indefinite | 295 | Jan 8 | sec.gov |
| ICG Deer Valley, DST (amended) | Residential | Clovis | CA | $47,200,000 | $47,200,000 | 120 | Jan 8 | sec.gov |
| Perfect Day, Inc. | Other Technology | Berkeley | CA | $45,000,001 | $90,000,000 | 3 | Jan 8 | sec.gov |
| McKibbon Income Fund I, LP | Commercial | Tampa | FL | $30,050,505 | $50,000,000 | 40 | Jan 8 | sec.gov |
| MILE HIGH LABS INTERNATIONAL, INC. | Other | Broomfield | CO | $22,803,868 | $23,170,385 | 3 | Jan 8 | sec.gov |
| PRESIDENT & FELLOWS OF HARVARD COLLEGE (amended) | Other | Cambridge | MA | $13,223,472 | Indefinite | 679 | Jan 8 | sec.gov |
| Claris Biotherapeutics, Inc. | Biotechnology | Jersey City | NJ | $9,999,998 | $9,999,998 | 3 | Jan 8 | sec.gov |
| Better Trucks Last Mile, Inc. | Other Technology | Hillside | IL | $6,509,572 | $8,030,572 | 9 | Jan 8 | sec.gov |
| BACKFLIP INCOME FUND 2, LLC | Other Real Estate | Lakewood | CO | $6,020,000 | $10,000,000 | 13 | Jan 8 | sec.gov |
| Meihua International Medical Technologies Co., Ltd. | Other Health Care | Yangzhou | $5,580,000 | $46,965,000 | 2 | Jan 8 | sec.gov | |
| Novo Space, Co. | Other Technology | Venice | CA | $5,335,007 | $6,623,664 | 14 | Jan 8 | sec.gov |
| Sovos Co-Invest LP | Other | Wilmington | MA | $5,140,234 | $5,140,234 | 13 | Jan 8 | sec.gov |
| IMMERSE INC. | Other Technology | Lake Forest | CA | $5,121,017 | $6,000,000 | 7 | Jan 8 | sec.gov |
| Hemanext Inc. | Other Health Care | Lexington | MA | $5,005,000 | $10,000,000 | 10 | Jan 8 | sec.gov |
| Evolve Elon, LLC | Commercial | Greensboro | NC | $3,323,221 | $3,323,221 | 8 | Jan 8 | sec.gov |
| Centrexion Therapeutics Corp | Biotechnology | Boston | MA | $3,255,467 | $12,859,762 | 116 | Jan 8 | sec.gov |
| CF Westchester Multifamily DST (amended) | Residential | New York | NY | $3,223,004 | $65,310,000 | 10 | Jan 8 | sec.gov |
| Hart Howerton Holdings, Ltd. | Business Services | San Francisco | CA | $3,128,400 | $3,128,400 | 3 | Jan 8 | sec.gov |
| Bloom Labs Bio Inc. | Manufacturing | New York | NY | $2,805,350 | Indefinite | 28 | Jan 8 | sec.gov |
| Foundry 30 LLC | Other Real Estate | Portland | ME | $2,697,500 | $2,697,500 | 16 | Jan 8 | sec.gov |
| Case Status, Inc. (amended) | Other Technology | Charleston | SC | $2,500,000 | $2,500,000 | 8 | Jan 8 | sec.gov |
| NovaData Solutions LLC (amended) | Other Technology | Haverford | PA | $2,075,000 | $2,075,000 | 18 | Jan 8 | sec.gov |
| Gales Inc. | Other | Thousand Oaks | CA | $2,070,605 | $2,500,000 | 22 | Jan 8 | sec.gov |
| Be Your Best, Inc. | Other Technology | Dover | MA | $2,037,500 | $3,237,500 | 25 | Jan 8 | sec.gov |
| Tempmee Hygienists, Inc. | Other Health Care | Miami | FL | $2,000,000 | $3,000,000 | 2 | Jan 8 | sec.gov |
| Malibou Inc. | Other | Paris | $1,590,000 | $2,000,000 | 9 | Jan 8 | sec.gov | |
| Comera Life Sciences Holdings, Inc. | Biotechnology | Woburn | MA | $1,500,000 | $1,500,000 | 12 | Jan 8 | sec.gov |
| STRESSLESS CAPITAL FUND LLC (amended) | Commercial | Port Saint Lucie | FL | $1,472,000 | $20,000,000 | 24 | Jan 8 | sec.gov |
| Endiatx, Inc. (amended) | Other Technology | Hayward | CA | $1,368,239 | $4,000,000 | 6 | Jan 8 | sec.gov |
| Peter Marcus Paradigm, LLC | Other | Atlanta | GA | $1,256,000 | $1,256,000 | 23 | Jan 8 | sec.gov |
| Future FinTech Group Inc. | Other | New York | NY | $1,100,000 | $1,100,000 | 1 | Jan 8 | sec.gov |
| Aro Technology, Inc. (amended) | Other Technology | Knoxville | TN | $1,035,000 | $1,300,000 | 12 | Jan 8 | sec.gov |
| PNC Podiatry Holdings, LLC | Other Health Care | San Francisco | CA | $700,000 | $700,000 | 1 | Jan 8 | sec.gov |
| PNC Co-Investor Holding Company, LLC | Other Health Care | San Francisco | CA | $700,000 | $700,000 | 10 | Jan 8 | sec.gov |
| SocialRx Inc | Other | Atlanta | GA | $649,499 | $1,000,000 | 10 | Jan 8 | sec.gov |
| WEALTHUNION XII A SERIES OF WEALTHUNION VENTURES LLC (amended) | Investing | Claymont | DE | $600,000 | $600,000 | 3 | Jan 8 | sec.gov |
| Tricera Doral Square LLC | Commercial | Miami | FL | $406,000 | $406,000 | 8 | Jan 8 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $381,774 | $100,000,000 | 0 | Jan 8 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $350,000 | $150,000,000 | 0 | Jan 8 | sec.gov |
| Viva Gold Corp. | Other | Langley | $320,067 | $800,168 | 3 | Jan 8 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $263,950 | Indefinite | 28 | Jan 8 | sec.gov |
| Partrunner Deliveries, Inc. | Other Technology | Framingham | MA | $208,098 | $850,000 | 14 | Jan 8 | sec.gov |
| UMS MR Fusion Services of New England, LLC | Other Health Care | Westborough | MA | $201,429 | $201,429 | 4 | Jan 8 | sec.gov |
| Tirica Lithium Corp. (amended) | Other | Vancouver | $190,000 | $190,000 | 11 | Jan 8 | sec.gov | |
| Hamilton Contracting Services Acquisitions, LLC | Business Services | Tullytown | PA | $150,000 | $150,000 | 1 | Jan 8 | sec.gov |
| ALTO REIT Holdings, Inc. | REITS and Finance | Claymont | DE | $125,000 | $125,000 | 125 | Jan 8 | sec.gov |
| PRISA LHC NC REIT, LLC | REITS and Finance | Newark | NJ | $125,000 | $125,000 | 125 | Jan 8 | sec.gov |
| MBF Therapeutics, Inc. | Biotechnology | Ambler | PA | $105,000 | $500,000 | 6 | Jan 8 | sec.gov |
| FWD Care, Inc. | Other Technology | Colts Neck | NJ | $100,000 | $2,000,000 | 3 | Jan 8 | sec.gov |
| 7 KINGS FARMS LLC | Agriculture | Brick | NJ | $100,000 | $500,000 | 1 | Jan 8 | sec.gov |
| NEXT Renewable Fuels, Inc. | Other Energy | Houston | TX | $100,000 | $500,000 | 1 | Jan 8 | sec.gov |
| Sidekick Enterprises, Inc. | Other Technology | Eugene | OR | $80,000 | $80,000 | 1 | Jan 8 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $52,910 | $150,000,000 | 0 | Jan 8 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $42,102 | Indefinite | 12 | Jan 8 | sec.gov |
| BKYND Company, LLC | Other | Nashville | TN | $25,000 | $500,000 | 1 | Jan 8 | sec.gov |
| Exp Eq-LX-Spring River Fund 1 LLC | Other Real Estate | Woodstock | GA | $0 | $415,000 | 0 | Jan 8 | sec.gov |
| LandX 7, LLC | Other Real Estate | Harrisonville | MO | $0 | $425,000 | 0 | Jan 8 | sec.gov |
| Protocol Pool Operations Tango LLC | Other Banking and Financial Services | Miami Beach | FL | $0 | $50,000,000 | 0 | Jan 8 | sec.gov |
| Alternative Capital Funds LLC | Other | West Palm Beach | FL | $0 | Indefinite | 0 | Jan 8 | sec.gov |
| 20911 S. CICERO, LLC | Commercial | Springfield | IL | $0 | $900,000 | 0 | Jan 8 | sec.gov |
| Scales Corp Ltd | Agriculture | Christchurch | $0 | Indefinite | 1 | Jan 8 | sec.gov | |
| Resource Royalty XXI, LLC | Other Energy | Dallas | TX | $0 | $4,738,081 | 0 | Jan 8 | sec.gov |
| Alpha Fund A Inc. | Commercial | Las Vegas | NV | $0 | $10,000,000 | 0 | Jan 8 | sec.gov |
| Shopoff Fund VIII, LP (amended) | Other Real Estate | Irvine | CA | $0 | $50,000,000 | 0 | Jan 8 | sec.gov |
| Wavemark Equity Fund, LLC (amended) | Other Real Estate | Austin | TX | $0 | $35,000,000 | 0 | Jan 8 | sec.gov |
| MPC IL River Edge Fund, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 8 | sec.gov |
| Longeveron Inc. | Biotechnology | Miami | FL | $0 | $2,571,942 | 1 | Jan 8 | sec.gov |
January 9, 2024 · January 5, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.