Data / Form D filings / Jan 17
Form D filings, January 17, 2024: 125 companies raised $19.62 billion
125 operating companies filed a Form D on January 17, 2024, reporting $19.62 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.77 billion), Nationwide BOLI Private Placement Variable Account ($5.28 billion), Nationwide PPVUL Separate Account - 4 ($3.06 billion). The median filing is $2.2 million, and 146 pooled investment funds also filed that day.
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- 125Form D filings
- $19.62 billionreported sold
- $2.2 millionmedian amount sold
- CAmost filings (35)
Most filings by state: CA 35, NY 14, TX 11, OH 8, FL 7. By industry: Other 21, Other Banking and Financial Services 20, Commercial 15, Insurance 14.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,768,153,225 | Indefinite | 442 | Jan 17 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $5,277,233,739 | Indefinite | 33 | Jan 17 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $3,057,000,000 | Indefinite | 7 | Jan 17 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $636,273,376 | Indefinite | 99 | Jan 17 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Jan 17 | sec.gov |
| KHP Fund VI, L.P. (amended) | Commercial | San Francisco | CA | $105,918,367 | Indefinite | 16 | Jan 17 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $47,569,136 | Indefinite | 14 | Jan 17 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $47,169,536 | Indefinite | 2 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $43,809,362 | Indefinite | 95 | Jan 17 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $39,038,500 | $39,038,500 | 18 | Jan 17 | sec.gov |
| Comanche Biopharma Corp. | Pharmaceuticals | Concord | MA | $37,500,000 | $75,000,000 | 7 | Jan 17 | sec.gov |
| RHF IV Holding Company, LLC | Biotechnology | Park City | UT | $34,940,000 | $35,000,000 | 125 | Jan 17 | sec.gov |
| IMPACT ANALYTICS INC. | Other Technology | Linthicum Heights | MD | $31,826,117 | $31,826,117 | 5 | Jan 17 | sec.gov |
| NexPoint Small Bay I DST (amended) | Other Real Estate | Dallas | TX | $28,073,339 | $59,505,817 | 87 | Jan 17 | sec.gov |
| Sealed Inc. | Energy Conservation | New York | NY | $26,390,048 | $27,507,192 | 37 | Jan 17 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $25,000,000 | $25,000,000 | 1 | Jan 17 | sec.gov |
| Cove Net Lease Distribution 55 DST (amended) | Commercial | Torrance | CA | $24,163,472 | $24,163,472 | 111 | Jan 17 | sec.gov |
| Voyager Therapeutics, Inc. | Biotechnology | Lexington | MA | $19,999,999 | $19,999,999 | 1 | Jan 17 | sec.gov |
| ALTO Apartments Investors, LLC | Other Real Estate | Carmel | IN | $19,607,671 | $19,607,671 | 130 | Jan 17 | sec.gov |
| Prismatic Software Inc. | Other Technology | Sioux Falls | SD | $16,794,059 | $16,794,059 | 8 | Jan 17 | sec.gov |
| Ernest Energy, Inc. | Other | Miami | FL | $13,350,002 | $13,350,002 | 3 | Jan 17 | sec.gov |
| Precise Bio, Inc. | Biotechnology | Winston-Salem | NC | $12,000,000 | $25,000,000 | 8 | Jan 17 | sec.gov |
| UFund Real Estate Fund LLC (amended) | Other Real Estate | Austin | TX | $11,785,029 | $100,000,000 | 65 | Jan 17 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $11,082,135 | Indefinite | 7 | Jan 17 | sec.gov |
| SEALSQ Corp | Other Technology | Cointrin | $10,000,000 | $10,000,000 | 2 | Jan 17 | sec.gov | |
| XGS Energy, Inc. | Other Energy | Palo Alto | CA | $9,999,991 | $19,999,999 | 10 | Jan 17 | sec.gov |
| Rapalogix Health, Inc. | Biotechnology | New York | NY | $8,000,000 | $8,000,000 | 0 | Jan 17 | sec.gov |
| Liberty Hotel Fund I, LLLP | Commercial | Orlando | FL | $7,930,000 | $20,000,000 | 26 | Jan 17 | sec.gov |
| Mega Matrix Corp. | Other | Palo Alto | CA | $7,470,000 | $7,500,000 | 12 | Jan 17 | sec.gov |
| Ernest Energy, Inc. | Other | Miami | FL | $6,725,501 | $6,725,501 | 23 | Jan 17 | sec.gov |
| Circinus Medical Technology LLC | Biotechnology | Concord | MA | $5,825,586 | $6,925,563 | 10 | Jan 17 | sec.gov |
| Endeavor Industrial Equity Fund I, L.P. | Commercial | Minneapolis | MN | $5,375,000 | $10,000,000 | 22 | Jan 17 | sec.gov |
| Ceresti Health, Inc. (amended) | Other Health Care | Carlsbad | CA | $4,839,500 | $5,000,000 | 48 | Jan 17 | sec.gov |
| PERFICIENT INC | Other Technology | Saint Louis | MO | $4,442,897 | $4,442,897 | 5 | Jan 17 | sec.gov |
| OSP Rita Holdings LLC (amended) | Other | New York | NY | $4,432,972 | $4,432,972 | 1 | Jan 17 | sec.gov |
| West Coralville Investment, LLC | Commercial | Iowa City | IA | $4,000,000 | $4,000,000 | 12 | Jan 17 | sec.gov |
| Engage Technologies Group, Inc. | Other Technology | Meridian | ID | $3,742,541 | $3,742,541 | 65 | Jan 17 | sec.gov |
| Level All Inc. | Other | New York | NY | $3,441,000 | $5,000,000 | 10 | Jan 17 | sec.gov |
| Jet Financial Corp. (amended) | Insurance | Charlotte | NC | $3,098,840 | $5,000,000 | 9 | Jan 17 | sec.gov |
| 444 15th Holding LLC | Commercial | New York | NY | $3,050,000 | $3,050,000 | 4 | Jan 17 | sec.gov |
| NexPoint Semiconductor Manufacturing DST (amended) | Other Real Estate | Dallas | TX | $3,027,181 | $136,944,633 | 10 | Jan 17 | sec.gov |
| MetaCato, Inc | Other Technology | Irving | TX | $3,000,000 | $3,000,000 | 1 | Jan 17 | sec.gov |
| Skin Laundry Holdings, Inc. | Retailing | El Segundo | CA | $3,000,000 | $6,000,000 | 34 | Jan 17 | sec.gov |
| Union Re Holdings, LLC (amended) | Insurance | Philadelphia | PA | $2,607,250 | Indefinite | 75 | Jan 17 | sec.gov |
| Coulton Creek Capital LLC | Investing | Greenwood Village | CO | $2,600,000 | $6,400,000 | 12 | Jan 17 | sec.gov |
| Duke Street Bio Ltd | Biotechnology | London | $2,528,201 | $2,528,201 | 1 | Jan 17 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,460,931 | Indefinite | 96 | Jan 17 | sec.gov |
| 101 Avondale Street, LP | Other Real Estate | La Jolla | CA | $2,450,000 | $2,450,000 | 24 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,424,438 | Indefinite | 95 | Jan 17 | sec.gov |
| OSP Rita Holdings LLC (amended) | Other | New York | NY | $2,399,729 | $2,399,729 | 1 | Jan 17 | sec.gov |
| Madison Argent Investors, LLC | Residential | Charlotte | NC | $2,283,400 | $13,302,889 | 2 | Jan 17 | sec.gov |
| OSP Rita Management Aggregator LLC (amended) | Other | New York | NY | $2,235,134 | $2,235,134 | 4 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,112,031 | Indefinite | 93 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,687,581 | Indefinite | 95 | Jan 17 | sec.gov |
| RST Re Holdings LLC (amended) | Insurance | Philadelphia | PA | $1,642,000 | Indefinite | 81 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,427,367 | Indefinite | 95 | Jan 17 | sec.gov |
| OSP Rita Management Aggregator LLC (amended) | Other | New York | NY | $1,278,378 | $1,278,378 | 2 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,185,685 | Indefinite | 55 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,170,337 | Indefinite | 36 | Jan 17 | sec.gov |
| Fate & Algorithms LLC | Other | Manhattan Beach | CA | $1,150,000 | $3,000,000 | 4 | Jan 17 | sec.gov |
| Iris Financial, Inc. | Other Banking and Financial Services | Chicago | IL | $952,000 | $2,000,000 | 4 | Jan 17 | sec.gov |
| Greenleaf Investment Partners L116, LLC | Commercial | Norcross | GA | $880,000 | $880,000 | 25 | Jan 17 | sec.gov |
| Dahlin Group, Inc. | Business Services | Pleasanton | CA | $813,675 | $813,675 | 12 | Jan 17 | sec.gov |
| FONDA TECHNOLOGIES, INC. | Other Technology | San Jose | CA | $749,998 | $1,999,997 | 2 | Jan 17 | sec.gov |
| Sano Chemicals Inc | Biotechnology | Bryan | TX | $710,000 | $710,000 | 1 | Jan 17 | sec.gov |
| BARKSDALE RESOURCES CORP. | Other | Vancouver | $693,777 | Indefinite | 9 | Jan 17 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $675,201 | Indefinite | 45 | Jan 17 | sec.gov |
| Titan 4011 LLP | Commercial | Las Vegas | NV | $646,000 | $7,400,000 | 9 | Jan 17 | sec.gov |
| TIDAL PETROLEUM INC | Oil and Gas | Schertz | TX | $617,500 | $22,724,000 | 3 | Jan 17 | sec.gov |
| Fluid Power Employee Holdings, LLC (amended) | Other | Denver | CO | $600,000 | $600,000 | 2 | Jan 17 | sec.gov |
| 206 Coal LLC | Coal Mining | Washington | UT | $570,000 | $570,000 | 1 | Jan 17 | sec.gov |
| Noviam Inc. | Business Services | Beaufort | SC | $550,000 | $2,000,000 | 2 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $480,354 | Indefinite | 23 | Jan 17 | sec.gov |
| Horsetrough Hollow Prospect Partners (amended) | Oil and Gas | Hendersonville | TN | $460,000 | $736,000 | 12 | Jan 17 | sec.gov |
| Woodford Horizontal Project 70 LLC | Oil and Gas | Dallas | TX | $405,000 | $1,150,000 | 5 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $322,632 | Indefinite | 29 | Jan 17 | sec.gov |
| BREIT MF Colorado Investors LLC | REITS and Finance | Chicago | IL | $312,500 | $312,500 | 125 | Jan 17 | sec.gov |
| 2 Sodas, Inc. | Other | Sausalito | CA | $300,000 | Indefinite | 2 | Jan 17 | sec.gov |
| MES Employee Holdings, LLC | Other | Denver | CO | $272,464 | $272,464 | 7 | Jan 17 | sec.gov |
| Baus Capital Partners LLC | Other Banking and Financial Services | Miami | FL | $250,000 | Indefinite | 1 | Jan 17 | sec.gov |
| pValue Inc. | Other | Chicago | IL | $250,000 | $1,000,000 | 2 | Jan 17 | sec.gov |
| CDB Holdings, Inc. | Other | Bryan | TX | $195,000 | $195,000 | 5 | Jan 17 | sec.gov |
| SOMAVAC Medical Solutions, Inc. | Other Health Care | Memphis | TN | $185,000 | $1,750,000 | 3 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $160,000 | Indefinite | 5 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $140,005 | Indefinite | 11 | Jan 17 | sec.gov |
| LPC REIT 206 Fontana North, LP | Commercial | Chicago | IL | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| LPC REIT 200-A Olive, LP | Commercial | Chicago | IL | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| SKYWAY CO-INVEST REIT, LLC | REITS and Finance | San Diego | CA | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| Stockbridge Value Fund V Holdings, LLC | REITS and Finance | San Francisco | CA | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| H.I.G. REALTY CREDIT REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| KW REF VII QF-A REIT, LP | REITS and Finance | Beverly Hills | CA | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| KW Fund VII REIT, LP | REITS and Finance | Beverly Hills | CA | $125,000 | $125,000 | 125 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $115,000 | Indefinite | 7 | Jan 17 | sec.gov |
| Zefiro Methane Corp. | Other | Vancouver | $100,818 | $100,818 | 1 | Jan 17 | sec.gov | |
| Royale Energy, Inc. (amended) | Oil and Gas | El Cajon | CA | $100,000 | $5,714,000 | 1 | Jan 17 | sec.gov |
| CommonWealth Holdings, LLC (amended) | Insurance | Philadelphia | PA | $91,000 | Indefinite | 91 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $90,000 | Indefinite | 7 | Jan 17 | sec.gov |
| Ashworth Leininger Group | Business Services | Camarillo | CA | $75,722 | $75,722 | 5 | Jan 17 | sec.gov |
| INK & PAINT LLC | Other | Brooklyn | NY | $75,000 | $75,000 | 2 | Jan 17 | sec.gov |
| MySlabs, Inc. | Other | Dover | DE | $50,000 | $1,000,000 | 1 | Jan 17 | sec.gov |
| INK & PAINT LLC | Other | Brooklyn | NY | $50,000 | $50,000 | 2 | Jan 17 | sec.gov |
| GLC Holdings, LLC/TN (amended) | Insurance | Philadelphia | PA | $49,000 | Indefinite | 49 | Jan 17 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $11,035 | Indefinite | 1 | Jan 17 | sec.gov |
| Legacy Land Fund LLC | Other Real Estate | Dover | DE | $0 | $50,000,000 | 0 | Jan 17 | sec.gov |
| Ashland Private Credit Fund LLC | Other | Sheridan | WY | $0 | $15,000,000 | 0 | Jan 17 | sec.gov |
| MPC SC 2024 LIHTC ICF, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Deep Sea Logistics, Inc. | Business Services | Wilmington | DE | $0 | $10,000,000 | 0 | Jan 17 | sec.gov |
| MPC GA 2024 AHI ICF 1, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Apartment Vestors Hotel Fund, LLC | Residential | Overland Park | KS | $0 | $8,500,000 | 0 | Jan 17 | sec.gov |
| Nico Ventures, Inc. | Business Services | Palm City | FL | $0 | $200,000 | 0 | Jan 17 | sec.gov |
| AC CAPITAL LLC | Commercial | South Lake Tahoe | CA | $0 | $20,000,000 | 0 | Jan 17 | sec.gov |
| AMERITRUST HOLDINGS LLC | Commercial | Sarasota | FL | $0 | $200,000,000 | 0 | Jan 17 | sec.gov |
| BRANDEIS PARTNERS LLC | Commercial | Omaha | NE | $0 | $27,000,000 | 0 | Jan 17 | sec.gov |
| Seneca Investment, LLC / WY | Lodging and Conventions | Lake Geneva | WI | $0 | $2,370,000 | 0 | Jan 17 | sec.gov |
| Skeleton Crew Labs Holdings (amended) | Retailing | Austin | TX | $0 | $1 | 0 | Jan 17 | sec.gov |
| ExchangeRight Net-Leased Portfolio 66 DST | Commercial | Pasadena | CA | $0 | $63,750,000 | 0 | Jan 17 | sec.gov |
| Retreat Hotel Fund I LLC | Commercial | Wilmington | DE | $0 | $20,000,000 | 0 | Jan 17 | sec.gov |
| Preacher's Wife Development Ltd Liability Co | Other | New York | NY | $0 | $4,800,000 | 0 | Jan 17 | sec.gov |
| Westech Holdings, Inc. (amended) | Other Technology | Poughkeepsie | NY | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| NetZylo Inc. (amended) | Other Technology | Boca Raton | FL | $0 | $3,000,000 | 0 | Jan 17 | sec.gov |
| EPIC Companies Midwest 2023, LLC | Other Real Estate | Minot | ND | $0 | $15,000,000 | 0 | Jan 17 | sec.gov |
| LTC - The Lincoln, LLC | Other Real Estate | Minot | ND | $0 | $10,000,000 | 0 | Jan 17 | sec.gov |
| PIP US Special LP Vehicle, LP (amended) | Other Banking and Financial Services | Grand Cayman | $0 | Indefinite | 64 | Jan 17 | sec.gov | |
| VP Operating Inc | Oil and Gas | Denton | TX | $0 | $1,550,000 | 0 | Jan 17 | sec.gov |
| MSC Participant LLC | Other Banking and Financial Services | Lake Oswego | OR | $0 | Indefinite | 0 | Jan 17 | sec.gov |
January 18, 2024 · January 16, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.