Data / Form D filings / Jan 19
Form D filings, January 19, 2024: 76 companies raised $842.8 million
76 operating companies filed a Form D on January 19, 2024, reporting $842.8 million sold. Largest: Origin Opportunity Zone Fund II, LLC ($278.8 million), High Alpha Capital IV, L.P. ($85 million), IMMUNIC, INC. ($80 million). The median filing is $1.3 million, and 205 pooled investment funds also filed that day.
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- 76Form D filings
- $842.8 millionreported sold
- $1.3 millionmedian amount sold
- NYmost filings (12)
Most filings by state: NY 12, TX 10, CA 9, WA 7, IL 6. By industry: Other Technology 18, Other 10, REITS and Finance 9, Biotechnology 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Origin Opportunity Zone Fund II, LLC (amended) | Other Real Estate | Chicago | IL | $278,784,288 | Indefinite | 771 | Jan 19 | sec.gov |
| High Alpha Capital IV, L.P. | Other Technology | Indianapolis | IN | $84,975,000 | $110,000,000 | 27 | Jan 19 | sec.gov |
| IMMUNIC, INC. | Biotechnology | New York | $80,000,016 | $240,000,000 | 19 | Jan 19 | sec.gov | |
| Copenhagen Energy Islands ApS (amended) | Energy Conservation | Copenhagen | $54,850,000 | $54,850,000 | 3 | Jan 19 | sec.gov | |
| Algonquin Senior Living DST (amended) | Other Real Estate | Oak Brook | IL | $46,171,134 | $46,208,179 | 115 | Jan 19 | sec.gov |
| Relation Therapeutics Inc. | Biotechnology | Lauderhill | FL | $40,251,846 | $51,651,846 | 10 | Jan 19 | sec.gov |
| Clarametyx Biosciences, Inc. | Biotechnology | Columbus | OH | $27,524,145 | $33,124,959 | 7 | Jan 19 | sec.gov |
| Minneapolis MSA Senior Living Portfolio DST (amended) | Other Real Estate | Oak Brook | IL | $23,562,206 | $76,762,629 | 53 | Jan 19 | sec.gov |
| Pro's Closet Inc., The | Retailing | Louisville | CO | $20,085,006 | $23,335,010 | 3 | Jan 19 | sec.gov |
| Fort Myers BTR DST (amended) | Other Real Estate | Oak Brook | IL | $19,778,444 | $54,462,042 | 58 | Jan 19 | sec.gov |
| STUDENT HOUSING PROPERTY JV, LLC | Commercial | Aliso Viejo | CA | $17,898,120 | $25,000,000 | 61 | Jan 19 | sec.gov |
| Fresenius Medical Care Southeast Wisconsin, LLC | Other Health Care | Waltham | MA | $16,350,000 | $16,350,000 | 2 | Jan 19 | sec.gov |
| TA Fintech Inc. (amended) | Other Technology | Dover | DE | $15,329,561 | $30,000,000 | 223 | Jan 19 | sec.gov |
| Helicore Bioventures I, Inc. | Biotechnology | New York | NY | $14,999,997 | $65,000,000 | 8 | Jan 19 | sec.gov |
| GreenSpark Software, Inc. | Other Technology | Brooklyn | NY | $13,399,971 | $13,399,971 | 7 | Jan 19 | sec.gov |
| One Solebury Properties, LP | Residential | Blue Bell | PA | $8,685,000 | $8,685,000 | 26 | Jan 19 | sec.gov |
| Adroit Worldwide Media, Inc. (amended) | Other Technology | Aliso Viejo | CA | $8,400,000 | $13,200,000 | 70 | Jan 19 | sec.gov |
| Montara Therapeutics, Inc. | Biotechnology | San Francisco | CA | $8,000,011 | $17,000,022 | 5 | Jan 19 | sec.gov |
| Canvasback Mining Co LLC (amended) | Investing | Charleston | SC | $5,839,857 | $5,900,000 | 0 | Jan 19 | sec.gov |
| Waveland Resource Partners VII, LP (amended) | Oil and Gas | Irvine | CA | $4,987,000 | $100,000,000 | 52 | Jan 19 | sec.gov |
| Aether Therapeutics Inc. | Biotechnology | Austin | TX | $4,078,010 | $6,580,866 | 1 | Jan 19 | sec.gov |
| Aquifer Inventions Inc. (amended) | Other Technology | Austin | TX | $3,999,991 | $4,499,990 | 20 | Jan 19 | sec.gov |
| DEFINEDCROWD Corp | Other Technology | Seattle | WA | $3,300,000 | $9,000,000 | 2 | Jan 19 | sec.gov |
| Niva Technologies, Inc. | Other | New York | NY | $3,249,997 | $3,600,000 | 4 | Jan 19 | sec.gov |
| SE CW WIMBLEDON MF, LP | Commercial | Houston | TX | $3,200,000 | $3,200,000 | 32 | Jan 19 | sec.gov |
| EquityMultiple 199, LLC | REITS and Finance | New York | NY | $3,000,000 | $3,000,000 | 40 | Jan 19 | sec.gov |
| Doro Mind Inc. | Other | Brooklyn | NY | $2,765,000 | $2,765,000 | 6 | Jan 19 | sec.gov |
| ARTIST LOFTS INVESTORS LLC | Commercial | Brentwood | TN | $2,485,030 | $2,500,000 | 21 | Jan 19 | sec.gov |
| Burst Diagnostics, Inc. | Other Health Care | Fort Collins | CO | $2,438,081 | $2,438,081 | 2 | Jan 19 | sec.gov |
| GE CW Wimbledon MF LP | Commercial | Fort Worth | TX | $2,250,000 | $2,250,000 | 23 | Jan 19 | sec.gov |
| Sprout Properties III, LP (amended) | Residential | Dallas | TX | $1,623,743 | $10,000,000 | 30 | Jan 19 | sec.gov |
| NCP Opportunity Zone Fund, LLC | Other Real Estate | Glenview | IL | $1,531,014 | $50,000,000 | 3 | Jan 19 | sec.gov |
| ProFund I LLC (amended) | REITS and Finance | Marietta | GA | $1,435,000 | Indefinite | 8 | Jan 19 | sec.gov |
| 98point6 Technologies Inc. | Other Technology | Seattle | WA | $1,400,000 | $1,400,000 | 13 | Jan 19 | sec.gov |
| Olathe 41 at Creekside LLC | Residential | Shawnee | KS | $1,300,000 | $2,500,000 | 7 | Jan 19 | sec.gov |
| NOMAD Go, Inc. | Other | Kirkland | WA | $1,210,000 | $1,500,000 | 16 | Jan 19 | sec.gov |
| EquityMultiple 200, LLC | REITS and Finance | New York | NY | $1,200,000 | $1,200,000 | 39 | Jan 19 | sec.gov |
| Sprout Properties III, LP (amended) | Residential | Dallas | TX | $1,178,743 | $10,000,000 | 30 | Jan 19 | sec.gov |
| Kutt, Inc. | Other Technology | Gilbert | SC | $1,104,999 | $1,855,000 | 18 | Jan 19 | sec.gov |
| MITO Material Solutions, Inc. | Other | Indianapolis | IN | $1,016,073 | $2,500,000 | 12 | Jan 19 | sec.gov |
| ROUNDTABLE MEDIA, INC. - DE | Other Technology | Seattle | WA | $1,005,000 | $1,500,000 | 5 | Jan 19 | sec.gov |
| PropBidder Inc. (amended) | Residential | Newport Beach | CA | $879,400 | $879,400 | 10 | Jan 19 | sec.gov |
| Fleet Defender, inc. | Other Technology | Springfield | NE | $775,000 | $1,000,000 | 4 | Jan 19 | sec.gov |
| Wyng, Inc. | Other Technology | New York | NY | $760,678 | $1,000,000 | 4 | Jan 19 | sec.gov |
| MWM Fund 1, LLC | Commercial | Lexington | KY | $600,000 | $10,000,000 | 2 | Jan 19 | sec.gov |
| WhiteRock Trink LLC | Other Energy | Dallas | TX | $550,000 | $2,500,000 | 2 | Jan 19 | sec.gov |
| Win Win Tech Inc. | Other Technology | New York | NY | $550,000 | $550,000 | 1 | Jan 19 | sec.gov |
| UGE International Ltd. | Other Energy | Toronto | $546,000 | $557,371 | 14 | Jan 19 | sec.gov | |
| Sprout Properties III, LP | Residential | Dallas | TX | $445,000 | $10,000,000 | 2 | Jan 19 | sec.gov |
| Veg House Holdings Inc. | Other | Miami Beach | FL | $350,000 | $350,000 | 1 | Jan 19 | sec.gov |
| NFT Labs Corp. (amended) | Other Technology | Seattle | WA | $344,997 | $387,300 | 4 | Jan 19 | sec.gov |
| Thinking Tree Spirits, Inc. | Manufacturing | Eugene | OR | $325,685 | $325,685 | 17 | Jan 19 | sec.gov |
| Glucose Health, Inc. (amended) | Manufacturing | Bentonville | AR | $290,000 | $290,000 | 5 | Jan 19 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $231,500 | Indefinite | 5 | Jan 19 | sec.gov |
| First Row Partners Ensemble Fund 2023, LLC | Investing | Seattle | WA | $170,000 | $200,000 | 18 | Jan 19 | sec.gov |
| High Alpha Capital IV-A, L.P. | Other Technology | Indianapolis | IN | $150,000 | $15,000,000 | 1 | Jan 19 | sec.gov |
| DOF II-REIT LLC | REITS and Finance | Fort Lauderdale | FL | $125,000 | $125,000 | 125 | Jan 19 | sec.gov |
| Tishman Speyer U.S. Office Inc. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 19 | sec.gov |
| RRA Real Estate Debt Fund III REIT, Inc. | REITS and Finance | Phoenix | AZ | $123,000 | $123,000 | 123 | Jan 19 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $110,539 | Indefinite | 18 | Jan 19 | sec.gov |
| INTERMAP TECHNOLOGIES CORP | Other Technology | Englewood | CO | $110,000 | $110,000 | 2 | Jan 19 | sec.gov |
| SAIL FUSION, LLC | Other Technology | Del Mar | CA | $100,000 | $1,000,000 | 1 | Jan 19 | sec.gov |
| CopyCat, Inc. | Other Technology | Jackson | WY | $80,000 | $150,000 | 3 | Jan 19 | sec.gov |
| CYPRESS LAND REIT LLC | REITS and Finance | New York | NY | $72,000 | $125,000 | 72 | Jan 19 | sec.gov |
| CGMT MA REIT LLC | REITS and Finance | New York | NY | $72,000 | $125,000 | 72 | Jan 19 | sec.gov |
| LIT Millenium, Inc. | REITS and Finance | New York | NY | $72,000 | $125,000 | 72 | Jan 19 | sec.gov |
| TAINR Inc. (amended) | Retailing | Los Angeles | CA | $70,000 | $600,000 | 1 | Jan 19 | sec.gov |
| Singletto Inc. | Other Health Care | Seattle | WA | $65,000 | $10,000,000 | 1 | Jan 19 | sec.gov |
| JL Palma LLC | Other | Bloomington | IL | $25,000 | $1,140,000 | 1 | Jan 19 | sec.gov |
| INDESIGN LLC | Other | Indianapolis | IN | $10,000 | $10,000 | 1 | Jan 19 | sec.gov |
| First Source Title LLC | Other | Plano | TX | $0 | $200,000 | 0 | Jan 19 | sec.gov |
| Coyote Creek Development LLC | Other | Parker | CO | $0 | $4,100,000 | 0 | Jan 19 | sec.gov |
| exydoc, LLC | Other Technology | Palmyra | PA | $0 | $50,000 | 0 | Jan 19 | sec.gov |
| Texas Health Surgery Center Willow Park, LLC | Other Health Care | Birmingham | AL | $0 | $455,000 | 0 | Jan 19 | sec.gov |
| 3WIN CORP. | Other | Tempe | AZ | $0 | $5,000,000 | 0 | Jan 19 | sec.gov |
| Buttonbush Land & Royalty LLC | Oil and Gas | Houston | TX | $0 | $10,000,000 | 0 | Jan 19 | sec.gov |
January 22, 2024 · January 18, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.