Data / Form D filings / Jan 22
Form D filings, January 22, 2024: 95 companies raised $3.14 billion
95 operating companies filed a Form D on January 22, 2024, reporting $3.14 billion sold. Largest: NHIT: Investment Grade Securitized Credit Trust ($1.22 billion), PACIFIC LIFE INSURANCE CO ($759.4 million), CB Parent Holdco, L.P. ($317.5 million). The median filing is $1.4 million, and 90 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 95Form D filings
- $3.14 billionreported sold
- $1.4 millionmedian amount sold
- NYmost filings (16)
Most filings by state: NY 16, TX 12, CA 12, DE 6, FL 6. By industry: Other 26, REITS and Finance 16, Other Real Estate 10, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: Investment Grade Securitized Credit Trust (amended) | Investing | Boston | MA | $1,216,513,933 | Indefinite | 25 | Jan 22 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $759,356,957 | $759,356,957 | 1 | Jan 22 | sec.gov |
| CB Parent Holdco, L.P. (amended) | Other | New York | NY | $317,527,505 | Indefinite | 57 | Jan 22 | sec.gov |
| Merchants Capital Tax Credit Equity Fund 14, L.P. | Other Real Estate | Carmel | IN | $182,966,715 | $182,966,715 | 1 | Jan 22 | sec.gov |
| PAM GLOBAL DIVERSIFIED FUND LLC (amended) | Other | Chicago | IL | $102,828,665 | Indefinite | 570 | Jan 22 | sec.gov |
| PAM GLOBAL DIVERSIFIED FUND LLC (amended) | Other | Chicago | IL | $102,828,665 | Indefinite | 570 | Jan 22 | sec.gov |
| Willow Innovations, Inc. | Other Health Care | Mountain View | CA | $81,431,537 | $107,428,861 | 30 | Jan 22 | sec.gov |
| Litera Holdco LP (amended) | Other | Wilmington | DE | $74,852,889 | Indefinite | 6 | Jan 22 | sec.gov |
| PolyPid Ltd. | Biotechnology | Petach Tikva | $35,010,120 | $35,010,120 | 20 | Jan 22 | sec.gov | |
| JLLX Diversified III, DST (amended) | Other Real Estate | Chicago | IL | $30,511,332 | $95,916,712 | 22 | Jan 22 | sec.gov |
| SIRPant Immunotherapeutics, Inc. (amended) | Biotechnology | Hummelstown | PA | $27,099,514 | $42,099,514 | 10 | Jan 22 | sec.gov |
| PB Spirits OPCO, LLC (amended) | Other | Chicago | IL | $23,360,000 | $50,000,000 | 43 | Jan 22 | sec.gov |
| Perspective Therapeutics, Inc. | Biotechnology | Seattle | WA | $20,846,671 | $20,846,671 | 1 | Jan 22 | sec.gov |
| LFC EQUITY PLUS TAIL PROTECTION FUND, LLC (amended) | Other | Dallas | TX | $18,775,000 | $100,000,000 | 16 | Jan 22 | sec.gov |
| NCWFC, LLC (amended) | Other | Raleigh | NC | $15,685,000 | $16,000,000 | 0 | Jan 22 | sec.gov |
| Goodegg Hotel Fund I, LLC | Commercial | San Francisco | CA | $10,298,000 | $30,000,000 | 185 | Jan 22 | sec.gov |
| Southlake Investments LP LLC | Commercial | Grapevine | TX | $9,950,000 | $14,000,000 | 18 | Jan 22 | sec.gov |
| Keystone Energy Fund 2023 LP (amended) | Oil and Gas | Pittsburgh | PA | $9,410,000 | $150,000,000 | 69 | Jan 22 | sec.gov |
| Mission Real Estate Funding, LLC (amended) | REITS and Finance | Melville | NY | $7,156,154 | Indefinite | 8 | Jan 22 | sec.gov |
| Polar Signals Inc. | Other | Claymont | DE | $6,779,973 | $6,779,973 | 12 | Jan 22 | sec.gov |
| K-Island Resources, LLC (amended) | Coal Mining | Brevard | NC | $6,500,000 | $6,500,000 | 1 | Jan 22 | sec.gov |
| KU MedWest Ambulatory Surgery Center, L.L.C. | Hospitals and Physicians | Shawnee | KS | $5,901,760 | $5,901,760 | 32 | Jan 22 | sec.gov |
| Arista Town East, LLC (amended) | Residential | Las Vegas | NV | $5,000,000 | $5,000,000 | 21 | Jan 22 | sec.gov |
| Arista Skyline LLC (amended) | Residential | Las Vegas | NV | $5,000,000 | $5,000,000 | 13 | Jan 22 | sec.gov |
| Listener Brands Inc. | Retailing | Chicago | IL | $5,000,000 | $5,000,000 | 3 | Jan 22 | sec.gov |
| 398 Cedar Hill Fund LLC | Other | Boston | MA | $4,789,868 | $4,789,868 | 27 | Jan 22 | sec.gov |
| RTX Holdings, Inc. (amended) | Other Banking and Financial Services | New York | NY | $4,445,000 | $4,475,000 | 21 | Jan 22 | sec.gov |
| Siftwell Analytics, Inc. | Other Health Care | Charlotte | NC | $4,100,000 | $4,200,000 | 6 | Jan 22 | sec.gov |
| Doing Experiments, Inc. | Other | New York | NY | $3,299,996 | $3,300,000 | 10 | Jan 22 | sec.gov |
| Intrommune Therapeutics, Inc. | Biotechnology | New York | NY | $3,278,840 | $3,278,840 | 15 | Jan 22 | sec.gov |
| iSpot.tv, Inc. | Other Technology | Bellevue | WA | $3,125,607 | $3,125,607 | 8 | Jan 22 | sec.gov |
| Wings&Arrow, LLC (amended) | Other | Cardiff | CA | $3,018,786 | $5,000,000 | 122 | Jan 22 | sec.gov |
| KUEHNLE AGROSYSTEMS INC | Other | Honolulu | HI | $2,999,999 | $2,999,999 | 2 | Jan 22 | sec.gov |
| Plank Road Financial Partners, LLC | Business Services | Charlotte | NC | $2,800,000 | $2,800,000 | 20 | Jan 22 | sec.gov |
| ILS Equity Fund LLC (amended) | Other Real Estate | El Campo | TX | $2,741,000 | Indefinite | 18 | Jan 22 | sec.gov |
| Writerly Technology, Inc. (amended) | Other Technology | Nashville | TN | $2,545,000 | $2,545,000 | 29 | Jan 22 | sec.gov |
| Tuckahoe Holdings, LLC | Other | Richmond | VA | $2,173,200 | $39,999,600 | 8 | Jan 22 | sec.gov |
| NOVIAN HEALTH INC. | Other Health Care | Chicago | IL | $2,150,000 | $10,000,000 | 16 | Jan 22 | sec.gov |
| AxSoleil, LLC | Other | American Fork | UT | $2,044,505 | $8,000,000 | 8 | Jan 22 | sec.gov |
| Velou Inc. | Computers | San Francisco | CA | $1,999,999 | $1,999,999 | 31 | Jan 22 | sec.gov |
| Round Hill CH SPV-1 LLC | Other | Greenwich | CT | $1,650,000 | $1,650,000 | 13 | Jan 22 | sec.gov |
| BetenHealth, Inc. | Other Health Care | Austin | TX | $1,511,094 | $1,511,094 | 8 | Jan 22 | sec.gov |
| FCRE Arabella, LLC | Other | Alpharetta | GA | $1,200,000 | $6,050,000 | 2 | Jan 22 | sec.gov |
| Lasso Movie, LLC (amended) | Other | Tulsa | OK | $1,075,000 | $7,800,000 | 13 | Jan 22 | sec.gov |
| Humanity Neurotech, Inc. (amended) | Other Technology | San Rafael | CA | $952,500 | $952,500 | 12 | Jan 22 | sec.gov |
| Heritage Holdings L.P. | Other Real Estate | Omaha | NE | $937,920 | $937,920 | 28 | Jan 22 | sec.gov |
| UTMVN01, Inc. | REITS and Finance | Denver | CO | $875,000 | $875,000 | 125 | Jan 22 | sec.gov |
| NVPRU01, Inc. | REITS and Finance | Denver | CO | $750,000 | $750,000 | 125 | Jan 22 | sec.gov |
| Padel United Sports Club LLC (amended) | Other | Cresskill | NJ | $725,000 | $3,500,000 | 8 | Jan 22 | sec.gov |
| Padel United Sports Club LLC | Other | Cresskill | NJ | $725,000 | Indefinite | 8 | Jan 22 | sec.gov |
| SAFE & GREEN HOLDINGS CORP. | Other Real Estate | Miami | FL | $650,000 | $1,300,000 | 1 | Jan 22 | sec.gov |
| Noblestone Amberlund LLC | Commercial | Southfield | MI | $648,000 | $716,500 | 10 | Jan 22 | sec.gov |
| TPEG NASHVILLE CROSSINGS INVESTORS | Other Real Estate | Southlake | TX | $636,500 | $7,000,000 | 20 | Jan 22 | sec.gov |
| TPEG CALEDON INVESTORS LLC | Other Real Estate | Southlake | TX | $612,500 | $7,000,000 | 26 | Jan 22 | sec.gov |
| BuildED Corp | Other | Blue Bell | PA | $600,000 | $1,000,000 | 2 | Jan 22 | sec.gov |
| Hopkins Riverfront 2 LLC (amended) | Commercial | Meridian | ID | $430,000 | $430,000 | 4 | Jan 22 | sec.gov |
| TPEG Summit Lofts Investors LLC | Other Real Estate | Southlake | TX | $415,000 | $1,500,000 | 8 | Jan 22 | sec.gov |
| ACP5 LLC (amended) | Other | Pompano Beach | FL | $314,112 | Indefinite | 1 | Jan 22 | sec.gov |
| 45 NW Homes, LLC | Other Banking and Financial Services | Birmingham | MI | $300,000 | $300,000 | 7 | Jan 22 | sec.gov |
| EpiWatch, Inc. | Other Health Care | Baltimore | MD | $300,000 | $750,000 | 10 | Jan 22 | sec.gov |
| Strumenti 001 LLC a series of Strumenti Investments LLC | Other | Dover | DE | $263,060 | $263,060 | 8 | Jan 22 | sec.gov |
| Intrommune Therapeutics, Inc. | Biotechnology | New York | NY | $210,000 | $10,000,000 | 7 | Jan 22 | sec.gov |
| CA31 Dino REIT, LLC | REITS and Finance | Boca Raton | FL | $206,000 | $250,000 | 103 | Jan 22 | sec.gov |
| KAQ Ventures LLC | Residential | Syracuse | NY | $200,000 | $200,000 | 1 | Jan 22 | sec.gov |
| Hollywood Burger Holdings, Inc. | Restaurants | Miami | FL | $200,000 | $500,000 | 2 | Jan 22 | sec.gov |
| Fondu Technologies Inc. (amended) | Other Technology | San Francisco | CA | $198,000 | Indefinite | 10 | Jan 22 | sec.gov |
| Cienega Partners LLC | Residential | Tampa | FL | $180,000 | Indefinite | 2 | Jan 22 | sec.gov |
| Network VC Syndicate Fund LLC Series Accern 2 | Investing | Wilmington | DE | $128,500 | $128,500 | 8 | Jan 22 | sec.gov |
| HUSPP TN REIT LLC | REITS and Finance | Houston | TX | $125,000 | $125,000 | 125 | Jan 22 | sec.gov |
| MMF II 8PCT REIT Feeder LP | REITS and Finance | St. Louis | MO | $125,000 | $125,000 | 125 | Jan 22 | sec.gov |
| Ram VI Co-Invest REIT | REITS and Finance | Palm Beach Gardens | FL | $125,000 | $125,000 | 125 | Jan 22 | sec.gov |
| Panama Flats REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 22 | sec.gov |
| Stonehenge REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 22 | sec.gov |
| Retreat at Orange Park REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 22 | sec.gov |
| Hamptons Lakes REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 22 | sec.gov |
| Versol Drive Member LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 22 | sec.gov |
| Retreat at Orange Park REIT LLC (amended) | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 22 | sec.gov |
| Hamptons Lakes REIT LLC (amended) | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 22 | sec.gov |
| U.S. Cities Multifamily Fund REIT-A LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 22 | sec.gov |
| US Storage Holdco I, LLC | REITS and Finance | Phoenix | AZ | $120,000 | $125,000 | 120 | Jan 22 | sec.gov |
| Network VC Syndicate Fund LLC Series 8base | Investing | Wilmington | DE | $115,000 | $115,000 | 5 | Jan 22 | sec.gov |
| HQ Public Benefit Corp | Other | Hawthorne | CA | $100,000 | Indefinite | 1 | Jan 22 | sec.gov |
| Network VC Syndicate Fund LLC Series Cubios | Investing | Wilmington | DE | $60,000 | $60,000 | 4 | Jan 22 | sec.gov |
| Arya Worldwide Entertainment LLC (amended) | Other | Los Angeles | CA | $40,000 | $100,000 | 3 | Jan 22 | sec.gov |
| DW WYOMING #5 LP | Oil and Gas | Irving | TX | $0 | $1,750,000 | 0 | Jan 22 | sec.gov |
| Nine Bit Battleground Inc | Retailing | Austin | TX | $0 | $175,000 | 0 | Jan 22 | sec.gov |
| Heritage Growth Fund LLC | Other | Costa Mesa | CA | $0 | $10,000,000 | 0 | Jan 22 | sec.gov |
| Athmar Park SC LLC | Commercial | Denver | CO | $0 | $1,750,000 | 17 | Jan 22 | sec.gov |
| MRC Aurora LLC | Construction | Orinda | CA | $0 | $10,000,000 | 0 | Jan 22 | sec.gov |
| Nook CUSO, Inc. | Business Services | Wayzata | MN | $0 | $500,000 | 0 | Jan 22 | sec.gov |
| Midlothian Lakeridge Self Storage, LLC | Commercial | Leander | TX | $0 | $3,500,000 | 0 | Jan 22 | sec.gov |
| Rainier Boulder Preferred Investors, LP | Other Real Estate | Dallas | TX | $0 | $10,000,000 | 0 | Jan 22 | sec.gov |
| Shopoff Palm Springs Industrial Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $16,200,000 | 0 | Jan 22 | sec.gov |
| Chomp Chomp Ltd Liability Co | Other | New York | NY | $0 | $2,000,000 | 0 | Jan 22 | sec.gov |
| VINTORY, LLC | Other Technology | Lutherville | MD | $0 | $500,000 | 0 | Jan 22 | sec.gov |
January 23, 2024 · January 19, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.